TITLE: Targeting the Immune System s Natural Response to Cell Death to Improve Therapeutic Response in Breast Cancers

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AD Award Number: W81XWH-13-1-0158 TITLE: Targeting the Immune System s Natural Response to Cell Death to Improve Therapeutic Response in Breast Cancers PRINCIPAL INVESTIGATOR: Rebecca S. Cook CONTRACTING ORGANIZATION: Vanderbilt University NashvilleTN REPORT DATE: June 2014 TYPE OF REPORT: nnual Report PREPARED FOR: U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 DISTRIBUTION STATEMENT: Approved for Public Release; Distribution Unlimited The views, opinions and/or findings contained in this report are those of the author(s) and should not be construed as an official Department of the Army position, policy or decision unless so designated by other documentation. 1

REPORT DOCUMENTATION PAGE Form Approved OMB No. 0704-0188 Public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing this collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (0704-0188), 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS. 1. REPORT DATE 2. REPORT TYPE 3. DATES COVERED June 2014 Annual Report 1 June 2013-31 May 2014 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER 5b. GRANT NUMBER W81XWH-13-1-0158 Targeting the Immune System s Natural Response to Cell Death to Improve Therapeutic Response in Breast Cancers 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER Rebecca S. Cook 5e. TASK NUMBER 5f. WORK UNIT NUMBER E-Mail: Rebecca.cook@vanderbilt.edu 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION REPORT NUMBER Vanderbilt University Nashville, TN, 37232 9. SPONSORING / MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR S ACRONYM(S) U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 11. SPONSOR/MONITOR S REPORT 12. DISTRIBUTION / AVAILABILITY STATEMENT Approved for Public Release; Distribution Unlimited 13. SUPPLEMENTARY NOTES NUMBER(S) 14. ABSTRACT Purpose: We have proposed experiments to test the hypothesis that MerTK-mediated efferocytosis by tumor associated macrophages (TAMs) is a major limitation to effective therapeutic responses, because efferocytosis of dying tumor cells drives production of wound-healing/th2-like cytokines, limits anti-tumor immunity, and promotes tumor growth. Scope: Two Aims were proposed to test this hypothesis. The goal of Aim 1 was to determine if MerTK-directed efferocytosis modulates cytokine expression, leukocyte infiltration, and growth of mouse mammary tumors, specifically testing the hypothesis that loss of MerTK would impair efferocytosis of dying tumor cells by TAMs, thus limiting production of Th2/WH cytokines in the tumor microenvironment (TME), resulting in decreased tumor growth and metastasis. The goal of Aim 2 was to measure the impact of MerTK-directed efferocytosis on tumor re-emergence in therapeutically treated breast cancers, specifically testing the hypothesis that loss of MerTK-directed efferocytosis in the TME will limit Th2/WH cytokines, thereby preventing immune tolerance and tumor regrowth. Major Findings and Up-to-Date Report of Progress: As indicated in the Statement of Work, the major tasks for year 1 involve mouse breeding strategies to generate the genetic model with which we may test the role of efferocytosis in spontaneously arising mammary tumors. This has been accomplished according to schedule, such that we are now observing mice daily to assess tumor formation. 15. SUBJECT TERMS Effercytosis, breast cancer, MerTK, therapeutic response, lapatinib, wound healing, cytokines, leukocytes, tumor associated macrophages. 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT a. REPORT U b. ABSTRACT U 18. NUMBER OF PAGES c. THIS PAGE U UU 12 19a. NAME OF RESPONSIBLE PERSON USAMRMC 19b. TELEPHONE NUMBER (include area code) 2

Table of Contents Page Introduction..... 4 Body.. 5 Key Research Accomplishments... 7 Reportable Outcomes 8 Conclusion 9 References. 10 Appendices 11 Supporting Data 12 3

INTRODUCTION: We have proposed experiments to test the hypothesis that MerTK-mediated efferocytosis by tumor associated macrophages (TAMs) is a major limitation to effective therapeutic responses, because efferocytosis of dying tumor cells drives production of woundhealing/th2-likecytokines, limits anti-tumor immunity, and promotes tumor growth. Two Aims were proposed to test this hypothesis. The goal of Aim 1 was to determine if MerTK-directed efferocytosis modulates cytokine expression, leukocyte infiltration, and growth of mouse mammary tumors, specifically testing the hypothesis that loss of MerTK would impair efferocytosis of dying tumor cells by TAMs, thus limiting production of Th2/WH cytokines in the tumor microenvironment (TME), resulting in decreased tumor growth and metastasis. This Aim relies on the use of an immune competent mouse mammary tumor model with systemic loss of MerTK, measuring intra-tumoral leukocytes and tumor epithelial cell signaling using flow cytometry/cytof. This Aim also proposed using a novel cell co-culture model to assess MerTK-mediated efferocytosis by time-lapse microscopy. The goal of Aim 2 was to measure the impact of MerTK-directed efferocytosis on tumor re-emergence in therapeutically treated breast cancers, specifically testing the hypothesis that loss of MerTKdirected efferocytosis in the TME will limit Th2/WH cytokines, thereby preventing immune tolerance and tumor regrowth. Like experiments proposed in Aim 1, those proposed in Aim 2 use an immune competent mouse mammary tumor model with systemic loss of MerTK or with pharmacological MerTK inhibition, measuring intra-tumoral leukocytes and tumor epithelial cell signaling in the post-therapeutic setting using flow cytometry/cytof, and monitoring posttreatment tumor progression. 4

BODY: The Body of this Progress Report will discuss the tasks proposed for Year 1 (Quarters 1-4) in the approved Statement of Work, which include Tasks 1 and 2 (Please see Table 7 of the Statement of Work, which is shown below). Task1. Generate tumor bearing mice. Task 1 is completed, in accordance with the scheduled timeline. We used three rounds of breeding (as shown in Statement of Work Table 5, below) to generate 12 female MerTK +/+ NIC Cherry mice and 12 female MerTK -/- NIC Cherry mice. These studies were completed in early Quarter 4 (March, 2014), resulting in a complete cohort (controls and experimentals) of age-matched siblings born between March 1, 2014 and March 20, 2014. 5

Task 2. Tumor formation and progression. Task 2 is ongoing, in accordance with the scheduled timeline. The average tumor latency for the MMTV-NIC mouse model is 6.5 months. Therefore, we anticipate that tumors in all mice will arise between late Quarter 5 and early Quarter 7. We have been palpating mouse mammary glands twice weekly to detect tumors since mice were 3 weeks of age. No tumors have been detected thus far. We will continue palpating mouse mammary glands to detect tumors until tumor formation is confirmed in at least 9 mice group, as indicated in Statement of Work. 6

KEY RESEARCH ACCOMPLISHMENTS: Generated a cohort of mice that will form spontaneous mcherry+ tumors in efferocytosis-competent (MerTK +/+ ) and efferocytosis-impaired (MerTK -/- ) backgrounds. 7

REPORTABLE OUTCOMES: Provide a list of reportable outcomes that have resulted from this research to include: manuscripts, abstracts, presentations from this research: none licenses applied for and/or issued resulting from this research: none degrees obtained that are supported by this award: none development of cell lines, tissue or serum repositories: Generated a cohort of mice that will form spontaneous mcherry+ tumors in efferocytosis-competent (MerTK +/+ ) and efferocytosis-impaired (MerTK -/- ) backgrounds. Infomatics: none funding applied for based on work supported by this award: none employment or research opportunities applied for and/or received based on experience/training supported by this award: none 8

CONCLUSION: The tasks required to test our hypothesis require a substantial breeding protocol that occupied the first year of the funding period. This was expected and outlined in the proposed Statement of Work. This burdensome breeding strategy is well worth the investment despite the delay in data acquisition, data analysis, publication, and tangible outcomes. This complex breeding strategy will produce the ideal model in which to test how macrophagemediated efferocytosis in the tumor microenvironment affects tumor progression. This model is the only of its kind ever reported, and will have the advantages of a spontaneous tumor developing in its homotypic matrix in the context of a fully functional immune system. Once tumors develop, which is expected to occur in August 2014 through September 2014, analysis of this novel tumor model will begin, including flow cytometry/cytof to measure leukocyte populations, efferocytosis assays ex vivo, cytokine analyses, and therapeutic responses. 9

REFERENCES: None 10

APPENDICES: None 11

SUPPORTING DATA: None 12