Slide 1. Slide 2 Post 1995 Meta-Analysis : Slide 3

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Slide 1 Optimal Application of Adjuvant Therapy in NSCLC Heather Wakelee, MD Stanford University, Stanford Cancer Institute Slide 2 Post 1995 Meta-Analysis : NSCLC Randomized Adjuvant Platinum Trials Trial Stage n Chemo Survival E359 II-IIIA 488 Cis/VP16 No ALPI I-III 129 Cis/MVd No BLT I-III 381 Cis/4 options No IALT I-III 1867 Cis/Vinca or VP16 Yes? JBR.1 IB-II 482 Cis/Vin Yes CALGB* IB 344 Carbo/Pac Yes No ANITA I-IIIA 84 Cis/Vin Yes Meta-analyses ~ 5% survival advantage at 5 yr, stage dependent NEJM ; JNCI 3; EuroJTS 4, NEJM 4; NEJM 5;, JCO 28; Lancet Oncology 6 Slide 3 Lung adjuvant cisplatin evaluation (LACE) 5 trials - 4,584 patients Median follow-up: 5.1 years OS HR.89 [.82-.96], p=.5 5% OS benefit at 5 yrs Stage IA HR 1.4 [.95, 2.6] Stage IB HR.93 [.78, 1.1] Stage II/III HR.83 [.73,.95] Pignon JCO 26:3552, 28

Slide 4 Long Term Adjuvant Benefit? IALT - yes at 5 yrs, no at 7.5 yrs ANITA - yes at 6.3 years JBR.1 yes at 5 yrs, YES at > 9 yrs All show benefit in stage II+ Stage IB benefit? Overall NO: Yes if >4cm in CALGB 9633 Probably if >4cm in JBR.1 Slide 5 CALGB 9633 Stage IB T size analysis T < 4 cm T 4 cm HR OS p HR OS p 1.2.51.66.4 JBR.1 1.73.7.66.13 No Chemo Benefit Potential Chemo Benefit Strauss JCO 28, Vincent PASCO 29 Slide 6 Which Chemotherapy? Strongest evidence for adjuvant chemotherapy in NSCLC is with cisplatin/vinorelbine TREAT trial at ASCO gives some evidence to support common practice of substituting other cisplatin doublets Definitively showed improved feasibility and drug delivery with cis/pemetrexed vs cis/vinorelbine; no efficacy endpoints Kreuter PASCO 211, abstr 72

Slide 7 A simple proof in adjuvant chemotherapy So IF in metastatic disease: Cis/Vin < Cis/Doce Cis/Doce = Cis/Gem Cis/Gem < Cis/Pem (non-squam) Then: either cis/doce, cis/gem or cis/pem (non-squam) > cis/vin for adjuvant therapy But this is BIOLOGY, not simple math Wakelee, ASCO discussion 211 Slide 8 NCCN Guidelines Adjuvant Chemotherapy, NSCL-D Includes 5 published cisplatin regimens Cis 5 d 1,8 + Vin 25 d 1, 8, 15, 22 q 28 Cis 1 d 1 + vin 3 d 1,8,15, 22 q 28 Cis 75-8 d 1 + vin 25-3 day 1,8 q 21 Cis 1 d 1 + etop 1 day 1-3, q 28 Cis 8 d 1 + vinblastine 4 q wk - q 2 wk q 21 Includes 3 other regimens all cis 75 q 21 Gem 125 d 1,8: Doce 75 d 1, Pem 5 d 1 Slide 9 Other regimens being used: E155 - Chemo Choices to date Total Arm A Arm B (BEV) Cisplatin + 636 32 316 Vinorelbine 17(27%) 82(26%) 88(28%) Docetaxel 27(33%) 15(33%) 12(32%) Gemcitabine 158(25%) 82(26%) 76(24%) Pemetrexed* 99(16%) 5(16%) 49(16%) *option only since 29, non-squamous histology only Wakelee abstr 713, ASCO 211

Slide 1 Adjuvant Elderly Analysis NCIC-CTG JBR.1 Analyzed young 65 yo (n=327) vs elderly > 65 (n=155) Overall Survival HR.61 [.38-.98], p =.4 in elderly LACE elderly analysis Analyzed 65 yo (n=3269) vs 65-69 (n=91) vs 7 (n=414) Overall Survival HR.9 [.7-1.16], 7 yo Elderly received less chemotherapy overall Toxicity differences not seen by age group, but more non-lung cancer deaths in elderly groups in LACE Adjuvant chemo should be offered to the fit elderly Pepe, J Clin Oncol Vol 25: 1553, 27: Fruh J Clin Oncol Vol 26: 3573, 28 Slide 11 Adjuvant Therapy in the Elderly- 211 Ontario- population study 21-26 21-3 vs 24-6, 2763 cases >7 yo 3.3% vs 16.2% -ACT; 4yr OS 47% vs 5% 7% cis vs 28% carbo SEER data 1992-25 3,324 pts 65 yo+ 19% had adj chemo 16% (15 pts) Cis, 77% carbo, HR.91, NS Cuffe PASCO 211, abstr 712; Gu PASCO 211, abstr 714 Slide 12 Patient preferences:adjuvant therapy Meta-analysis 23 papers -1987-23 Patients accept adjuvant therapy more if: larger benefits (1% vs. 5% significant) less toxicity personal experience of a particular treatment having dependents at home Age did not affect decisions Therapy acceptance higher if framed in terms of increased probability of survival versus survival prolongation Jansen et al. JCO 22: 3181, 24

Slide 13 Patient Selection Slide 14 Prognostic vs Predictive Prognostic Marker: Indicates survival benefit/detriment regardless of therapy Stage, tumor size, sex > 1 LNs resected SEER -5 yr OS 58% vs 42% p<.1 if 1+ LNs resected Predictive Marker: Predicts for differential benefit from a particular therapy Varlotto Cancer;115:851, 29 Slide 15 IALT Bio - ERCC1 Testing Results 761 tumors of 1867 total pts on trial Adjuvant cis-based chemo: 389 (51%) Control: 372 (49%) 335 (44%) were ERCC1 positive Chemo : 165 Control: 17 426 (56%) were ERCC1 negative Chemo: 224 Control: 22 Olaussen KA. NEJM ;355:983, 26

Overall survival (%) Overall survival (%) Slide 16 1 8 6 4 2 IALT: Prognostic and Predictive Value of ERCC1 in Adjuvant Treatment of NSCLC Patients With ERCC1-Negative Tumors Chemotherapy (15 deaths) Control (113 deaths) HR =.65 (.5-.86) P=.2 1 2 3 4 5 Years 1 8 6 4 2 Patients With ERCC1-Positive Tumors Control (8 deaths) Chemotherapy (92 deaths) HR = 1.14 (.84-1.55) P=.4 1 2 3 4 5 Years 28:HR.76 [.59-.98] 28:HR 1.2 [.91-1.59] Olaussen KA. NEJM ;355:983, 26 Slide 17 Early stage NSCLC Prognostic Biomarkers Reference Marker Trial N HR-survival Fouret 29 MSH2 IALT 768 HR.66, p. 1- high Olaussen 26 ERCC1 IALT 761 HR.66, p.9 -high Filipits 27 MRP 1 IALT 782 HR 1.37, p.7 -high Tsao 27 p53 expression JBR.1 253 HR 1.89, p.3 - high Seve 27 B-tubulin III JBR.1 256 HR 1.72 p. 4-high Cappuzzo 29 MET Retrospective 447 HR.66, p.4 neg Rosell 27 BRCA1 Retrospective 126 58 HR 1.98, p.2 -high HR 2.4, p.4 - high Others: VEGF, CRMP, CYFRA, CEA, BCL-2, FAS, epigenetic factors (p16, CDH13) Multiple Gene Expression Profiles: Including JBR.1 analysis Slide 18 Early Stage NSCLC Predictors of Adj Chemo Benefit Reference Marker Trial N Overall survival-hr Fouret 29 MSH2 IALT 768 HR.75, p.3 - low HR 1.14, p.44 - high Olaussen 26 ERCC1 IALT 761 HR.73, p.3 - low HR 1.11 p.49 - high Filipits 27 p27 Kip1 IALT 778 HR.66, p.6 neg HR 1.9, p.54 - positive Tsao 27 p53 expression JBR.1 253 HR.54, p.2 pos HR 1.4, p.26 - neg Seve 27 B-tubulin, III JBR.1 133 HR.64, p.7-high - HR 1-low Pirker 27 ERCC1/p27 Kip1 IALT 778 HR.52 [.36-.74] both low HR 1.27, NS both high Fouret 29 MSH2/ERCC1 IALT 658 HR.65, p.1 both low HR 1.32, p.19 both high

Slide 19 Other Predictive Markers 15 gene signature from JBR.1 +/- chemo High risk HR.33, p.5 vs low risk HR 3.67, p.13 To date these Prognostic + Predictive Factors in early stage are RETROSPECTIVE analyses PREDICTIVE markers in advanced NSCLC In general low levels = sensitivity ERCC1 - platinum Thymidylate Synthase (TS) - pemetrexed RRM1 - Gemcitabine BRCA 1 - low platinum, but HIGH for taxanes EGFR mutation - EGFR-TKIs KRAS mutation - No EGFR-TKI benefit Slide 2 Prospective Biomarker Adjuvant Trials Stage Therapy Marker C356 Stage I +/- Chemotherapy Multiple SWOG 72 Stage I +/- Chemotherapy (Cis/Gem) ITACA Stage I-IIIA Standard vs Selected Chemo (cis/pem) TASTE Stage I-IIIA Standard vs selected therapy (Cis vs Erlotinib) SCAT Stage I-IIIA Standard vs selected Platinum / Docetaxel ERCC1 /RRM1 ERCC1/TS ERCC1/ EGFR mut BRCA1/ RAP8 Slide 21 S72: Pharmacogenomic-directed Adjuvant Therapy of NSCLC Assignment RRMI > 4.5 AND ERCC1> 66. Active Monitoring Good Prognosis Less benefit from Chemotherapy All Others (RRM1< 4.5 OR ERCC1 < 66. ) Cisplatin-Gemcitabine Poor Prognosis More benefit from Chemotherapy Primary Endpoint: Feasibility measured as % of patients in whom treatment assignment can be made (>75%=success)

Slide 22 S72 RRM1 and ERCC1 (AQUA) 64/83 (77%) eligible for chemo r =.4 (p =.2) ERCC1 <65 Zinner WCLC 211 RRM1 <4 Slide 23 S72 Conclusions Met Primary Endpoint of Feasibility 72/83 (87%) treatment assignments met requirements 64/83 (77%) evaluated pts assigned to chemo 14/64 pts (22%) declined treatment assignment Biomarker RRM1 and ERCC1 levels correlated with each other Neither correlated with gender, age, histology Zinner WCLC 211 Slide 24 ITACA : Pharmogenomic-Driven Adjuvant Study of ERCC1 & TS ERCC1 High Low TS TS High Low High Low Profile 4 Profile 3 Profile 2 Profile 1 Taxane Control* Pemetrexed Control* Cis/Gem Control* Cis/Pem Control* High/Low ERCC1 & TS selected according to median level of mrna expression in historical series ; * Control arm Investigator choice of a DDP-based doublet

Slide 25 Control Arm CDDP - pemetrexed TASTE design Experimental Arm Customized EGFR mutated ERCC1+ Erlotinib Observation Slide 26 Spanish Customized Adjuvant Therapy in completely resected N1 & N2 NSCLC CONTROL Resected NSCLC pn1 / pn2 1:1 EXPERIMENTAL Docetaxel/Cis T1 RAP8 (T1-T3 BRCA1) T2-T3 RAP8 (T1-T2 BRCA1) Gem/Cis Docetaxel/Cis T2-T3 RAP8 Docetaxel (T3 BRCA1) Genotyping for EGFR & K-ras mutations Slide 27 Phase III Targeted Therapy Adjuvant Trials Trial Stage Therapy Target N 1 RADIANT I-IIIA Erlotinib x 2 yr MAGRIT IB-IIIA Vaccine x 27 mo E155 IB( 4cm) -IIIA EGFR wt ERCC1- CDDP-Pemetrexed Non-SCC NSCLC stage II and IIIA (non-n2) EGFR- IHC+ MAGE- A3 945 DFS 227 DFS Chemo +/-? 15 Bevacizumab OS

Percentage Percentage Percentage Slide 28 BR.19 - Schema Pts with completely resected stage IB,II, and IIIA NSCLC Stratified by - stage - histology - post-op RT - sex - adjuvant chemotherapy* Randomized 1:1 Gefitinib 25 mg po daily x 2 yrs Placebo po daily x 2 yrs Goss PASCO 21, abstr 75 Slide 29 BR.19 - Overall Survival 1 8 6 Number at risk Gefitinib Placebo 4 2 251 252 Goss PASCO 21, abstr 75 HR : 1.23 (95% CI.94-1.64) p=.136 Median survival: Gefitinib - 5.1 yrs Placebo - N.E. Placebo 1 217 219 2 188 198 Gefitinib 3 4 Time (Years) 163 133 171 138 5 42 56 *Stratified Log Rank 6 2 4 Slide 3 BR.19 Overall Survival by EGFR Mutation Status and Treatment Wild type Sensitizing mutation 1 1 Placebo Gefitinib Placebo Gefitinib 8 8 6 6 4 4 # at Risk Placebo Gefitinib 2 145 136 1 126 121 2 118 15 3 Time (Years) 11 89 HR (95% C.I.) Gefitinib/Placebo: 1.21 (.84, 1.73) Log Rank: p=.31 Median (95% C.I.) -Placebo: Not reached (5.1, inf.) -Gefitinib: 5. (4.3, inf.) Goss PASCO 21, abstr 7 4 77 74 5 34 21 6 2 2 2 # at Risk Placebo Gefitinib 4 36 1 38 29 2 32 26 3 Time (Years) 3 21 HR (95% C.I.) Gefitinib/Placebo: 1.58 (.83, 3.) Log Rank: p=.16 Median (95% C.I.) - Placebo: 5.1 (4.4, inf.) - Gefitinib: 3.7 (2.6, inf.) 4 26 17 5 6 7 6 1

Slide 31 ELIGIBLE: N=945 RADIANT Adjuvant NSCLC +/-Erlotinib Resected I-IIIA Lobectomy Required IHC/FISH for EGFR Chemo optional STRATIFIED: -Histology -Gender -Age -EGFR Status -Smoking -Adj Chemo R A N D O M I Z E Erlotinib 15 mg po qd X 2 yrs Observation 2:1 DFS as primary endpoint Slide 32 RADIANT - biomarker outcomes 974 pts enrolled 17% w/ EGFR mut 27% F, 1% M 46% Asian, 4% Black, 11% Caucasians 53% NS, 4% current smoker (CS), 9% former smoker (FS) 28% adenocarcinoma, 4% Sqamous cell 16% KRAS mut 6% NS, 14% CS, 2% FS Richardson WCLC 211 O28.1 Slide 33 MAGRIT Adjuvant NSCLC (+/- Chemo)+/-MAGE-A3 vaccine ELIGIBLE: N=227 screened Resected IB-IIIA Lobectomy Required MAGE-A3 Expression (<4%) Chemo optional/ Pts stratified by +/- chemo R A N D O M I Z E MAGE-AE ASCI x 13 Injections over 27 mo placebo injections DFS as primary endpoint

Slide 34 ECOG 155 Adjuvant NSCLC Chemo+/- ELIGIBLE: N=15 Resected IB-IIIA (1B 4cm) Lobectomy No prior chemo No planned XRT Bevacizumab STRATIFIED: -Stage -Histology -Gender -Chemo* R A N D O M I Z E Overall Survival Primary Endpoint Chemotherapy X 4 cycles Chemotherapy x 4 cycles Plus Bevacizumab X 1 year * Investigator Choice of 4 chemo : Cis/Vin, Cis/Docetaxel, Cis/Gem, Cis/Pem Slide 35 Adequate Resection* 6-12 wks postop Anticoagulation OK (INR<3) E155 Eligibility No prior chemotherapy No MI, ATE for 12 mo No CVA, TIA ever No uncontrolled HTN (<15/9) No planned PORT *Surgical resection minimum lobectomy Med LN sampling required: L sided level 7 + level 5 or 6 R sided level 7 + level 4 Slide 36 E155 Significant Tox Differences Arm A n=341 Arm B (Bev) n=329 P value Gr 3 /4 Gr 3/4 Neutropenia 57(17%) / 69(21%) 68(21%)/ 76(24%).5 Hypertension 7(2.1%) / (%) 64(2.1%)/ 3(.9%) <.1 Proteinuria 2 (.6%) / 8(2.5%) / 1 (.3%).3 Abdominal pain 1 (.3%) / 12 (3.8%) / 2 (.6%) <.1 Hyponatremia 21(6.3%)/1(.3%) 31(9.7%)/5(1.6%).4 Hypoxia 1(.3%)/ 6(1.9%)//1 gr 5.3 (.3%) Worst grade - any 13 (38%) / 95 16 (5%) / 17 <.1 (28%) (34%) Grade 5 8 (2.4%) 1 (3.1%) NS Wakelee et al; WCLC 211: Abstract O42.3

Slide 37 E155 Other Grade 3/4 Toxicity Arm A n=341 Gr 3 /4 Arm B (Bev) n=329 Gr 3/4 Anemia 19(5.7%)/3(.9%) 14(4.4%)/6(1.9%) Thrombocytopenia 11(3.3%)/8(2.4%) 17(5.3%)/4(1.3%) Thrombosis 11 (3.3%)/11 (3.3%)/2* 1(2.8%)/11(3.1%) Febrile Neutropenia 11(3.3%)/2(.6%) 15(4.7%)/2(.6%)/1* CNS ischemia 1(.3%)/2(.6%) 3(.9%)/2(.6%) Hemorrhage# 3(.9%)/1(.3%) 5(1.6%)//1* *Gr 5 Thrombosis, Gr 5 Febrile neutropenia, other Gr 5 in results listed separately Only 1 bronchopleural fistula seen (non-fatal) GI perforations 1 arm A, 2 arm B #Arm A: CNS (Gr 4), GI (Gr 3, N=2), nose (Gr 3) Arm B: CNS (Gr 3), GI (Gr 3, N=2), lung (Gr 3 N=1, Gr 5 N=1), nose (Gr 3) Wakelee et al; WCLC 211: Abstract O42.3 Slide 38 Conclusions Adjuvant cisplatin chemotherapy SOC for pts w/resected stage II/IIIA NSCLC Pts w/larger stage I tumors may benefit Neo-adjuvant therapy vs adjuvant unresolved Long term follow-up important More critical issues are: Better patient selection (ERCC1, MSH2, gene analysis, etc.) with ongoing trials Better drugs are needed (targeted) EGFR, VEGF, VACCINES