INI. Therapeutic Effects of Intranasally-Administered Insulin (INI) for amci or Mild AD. Study of Nasal Insulin to Fight Forgetfulness (AKA)

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INI Training Meeting Nov 5 th 2013, San Diego INI Therapeutic Effects of Intranasally-Administered Insulin (INI) for amci or Mild AD (AKA) Study of Nasal Insulin to Fight Forgetfulness Project Director Suzanne Craft, PhD Wake Forest University Coordinating Center ADCS UC San Diego

Rationale Insulin affects many aspects of brain function: cerebral glucose metabolism, synaptic health, amyloid regulation, tau phosphorylation, vascular function, inflammation, cognition [De Felice et al. 2013] AD patients may have brain insulin resistance or deficiency Augmenting brain insulin levels and activity via intranasal administration may have therapeutic benefit Intranasal administration of regular insulin enhanced cognition, FDG PET, and affected CSF biomarkers in amci and AD [Craft et al. 2012]

Intranasal Insulin to Normalize CNS Insulin Signaling Insulin travels via bulk flow along rostral (olfactory) or caudal (trigeminal) perivascular channels; agents reach brain in minutes [Thorne 2001] Axonal transport via olfactory neurons, requires hours to reach brain

Effects of Intranasal Insulin in MCI and AD 104 Adults With amci/ad INI (10 or 20 IU) 2x daily 4 months Placebo Baseline Month 4 Cognitive Function (ADAS-Cog, Story Recall) Function (DSRS) FDG PET, CSF Biomarkers Craft et al. 2012

Results: Delayed Recall, Dementia Severity Rating Scale, ADAS-Cog Change from Baseline to Month 4

Results: FDG-PET Nasal Insulin 10 IU Nasal Insulin 20 IU Δ Nasal Insulin Δ Placebo Hot colors reflect areas of greater hypometabolism for placebo

SNIFF PILOT STUDY: Safety and Compliance 4-month INI administration (10 or 20 IU bid vs. placebo) twice daily with ViaNase device No treatment-related SAEs Most common AEs: runny nose, dizziness 7

INI Training Meeting Nov 5 th 2013, San Diego AIM OF STUDY To examine the effects of intranasally-administered insulin (INI) on cognition, entorhinal cortex and hippocampal atrophy, and cerebrospinal fluid biomarkers in amnestic mild cognitive impairment (amci) or mild Alzheimer s disease (AD) 8

INI Training Meeting Nov 5 th 2013, San Diego PRIMARY AIM 12 months of treatment with INI in amci and mild AD will improve performance compared to placebo on: Global cognition, ADAS-Cog 12 (Primary Outcome) 9

INI Training Meeting Nov 5 th 2013, San Diego SECONDARY AIMS 1. INI improves performance on: Memory composite (Paragraph Recall and FCSRT) Executive function (Trail-Making Test) Daily functioning (ADCS-ADL-MCI) 2. INI treatment : reduces the rate of hippocampal and entorhinal atrophy conduct exploratory analyses of other brain regions (MRI) 10

SECONDARY AIMS cont d 3. INI will favorably alter: CSF Aβ CSF Aβ/tau ratio will modulate inflammatory markers 4. Whether the following predict treatment response Baseline AD biomarker profile APOE-ε4 allele carriage Gender 11

SECONDARY AIMS cont d 5. Safety and feasibility of INI treatment after 12 months 6. Whether further improvement occurs after 18 months of treatment 7. Safety profile after 18 months of treatment 8. Feasibility and safety of using intranasal device for nose-to-brain delivery that will bypass the bloodbrain-barrier 12

Nasal Cavity Air Flow Patterns 90% of the air flow that is inhaled through the nose follows the arrowed patterns It is essential to cross this air stream in order to access the mucosa beyond the first 20% of nasal cavity

Typical Spray Bottle Deposition Large droplets in one dimensional flow impact the first obstruction and deposit. Gravity, air flow and clearance send 90% to the stomach. This clearance begins immediately.

ViaNase Device Deposition with the ViaNase device is capable of crossing the air stream and negotiating the narrow pathways, depositing the entire dose throughout the nasal cavity, to the olfactory region and the paranasal sinuses

STUDY DESIGN 240 participants (pts) with amci (50-60%) or AD 1:1 randomization (40 IU of daily INI:placebo) Placebo-controlled study for 12 months 6-month open-label period at end in which all participants will receive INI 16

SITES Banner Alzheimer's Institute Banner Sun Health Research Baylor College of Medicine Brigham & Women's Hospital Case Western Reserve University Georgetown University Howard University Indiana University Johns Hopkins University Mayo Clinic Jacksonville Mayo Clinic Oregon Health & Science Center Rhode Island Hospital Roper St. Francis Hospital Rush University Medical Center University of California, Irvine University of California, SD University of Kansas University of Kentucky University of Rochester University of South Florida University of Texas SWMC 17

Inclusion Criteria (selected) 1. Age 55 to 85 (inclusive) 2. Fluent in English or Spanish 3. Diagnosis of probable AD or amci 4. MMSE 20 at screening; scores of 18 or 19 considered for minority or low education participants 5. CDR 0.5-1 (inclusive) at screening 6. For amci only: Screening Delayed WMS-R Logical Memory (Paragraph A only) 8 for years of education, 4 for 8-15, 2 for 0-7 years 7. Modified Hachinski score 4 18

Inclusion Criteria (selected) 8. A study partner able to attend most visits with direct participant contact > 2 days/week (min of 10 hrs/wk) 9. A study partner able to oversee or arrange assistance with study drug administration 10.Stable medical condition for 3 months prior to screening 11.Stable medications for 4 weeks prior to the screening and baseline visits. However, cholinesterase inhibitors and memantine must be stable for 12 weeks 19

Exclusion Criteria (selected) 1. Use of insulin or any other anti-diabetic medication at any time within 5 years of Screening visit. Continuous use of insulin or any other anti-diabetic medication for 1 year or longer during participant lifetime (except prior SNIFF study participation) 2. Use of nasal steroid or decongestant/antihistamine more than 2x week and less than four days prior any cognitive testing 20

Schedule of Selected Outcomes/Procedures 21

Progress to Date Enrollment 72 individuals screened 28 participants randomized Lessons Learned to Date Device Reliability Issues Important study goal Unanticipated needle breakage despite extensive lab testing due to rigid vial plug Electronic issues on autotime/battery interface Both design features made to address initial investigator concerns Recruitment paused New, improved V2 device to be delivered 5/8, and screening resumes 6/1 Sites, participants remain generally patient and enthusiastic despite inconvenience, recognize that this is important part of trial process 22

Other Plans to Address Device Issues Under consideration: Device Repair Kit for participants SNIFF DEVICE REPAIR KIT 23

Next Steps for Insulin-Related Therapies Growing evidence supporting continued promise of insulin-based approaches for prevention and therapy Pilot studies in progress or planned for: Combination therapy (ie., INI and anti-amyloid) Direct delivery of insulin to brain via implanted pump/shunt Nanoparticle insulin therapy Designer insulins or related compounds (GLP-1) with enhanced favorable action, reduced unfavorable actions 24

25

PRIMARY OUTCOME MEASURE SCHEDULE ADAS-Cog12 administered every 3 months from Baseline to Month 18 26

COGNITIVE EVALUATIONS SCHEDULE MMSE: at screen, 6 month, 12 month, 18 month visits Memory composite (Paragraph Recall & FCSRT): at baseline, 6 month, 12 month, 18 month visits Trail-making Test (Part A and B): at baseline, 6 month, 12 month, 18 month visits 27

CLINICAL & FUNCTIONAL EVALUATION SCHEDULE CDR: at screen, 6 month, 12 month, 18 month visits ADCS-ADL-MCI: at baseline, 6 month, 12 month, 18 month NPI: at baseline, 12 month 28

IMAGING SCHEDULE MRI: at Screen and Month 12 visits BIOMARKER SCHEDULE LP: at Baseline and Month 12 Plasma, Serum and PBMCs: at Baseline, M6, M12, M18 29

SAFETY EVALUATIONS Safety MRI at Screening and M12 Routine Safety labs at Screen, M6, M12, M18 30

INI SCREENING PROCESS FLOWCHART SCREENING VISIT PROCEDURES DAY 1 DAY 2 CONSENT OBTAINED Logical Memory I Demographics Medical History Concomitant Meds MMSE Logical Memory II CDR Vital Signs Physical and Neurological Exam Modified Hachinski ECG Clinical Labs ApoE Genotyping DNA Banking Adverse Events PARTICIPANT MEETS ELIGIBILITY REQUIRE- MENTS N O SCREEN FAIL YES MRI TECH CONDUCTS SCREENING MRI MRI TECH RETURNS MRI SCAN INFORMATION TO STUDY COORDINATOR SCAN UPLOADED TO EDC SCAN REVIEWED BY SITE RADIOLOGIST SCAN QC REVIEW BY ADCS MRI CORE: APPROVED? N O EXCEPTION/RE SCAN PROCESS? N O SITE CLINICIAN REVIEWS RADIOLOGY REPORT: ELIGIBLE? YES YES YES CLINICIAN ELIGIBILITY MONITOR ELIGIBILITY PARTICIPANT MEETS ELIGIBILITY REQUIRE- MENTS N O SCREEN FAIL YES B A S E L I N E V I S I T STUDY COORDINATOR ENTERS DATA INTO ecrf RADIOLOGY REPORT UPLOADED TO EDC GENERAL GUIDELINES: The Table of Contents in the worksheet packet posted in the document repository reflects the order of assessments recommended by the Project Director Informed Consent must be obtained prior to initiating any screening assessments If a participant does not meet the MMSE inclusion criteria then do not proceed with the rest of the visit Participants who do not meet inclusion/exclusion criteria and proceed to the MRI will not be reimbursed by ADCS If a significant abnormality is seen in the MRI (e.g. hemispheric infarction), the participant will be excluded. Questionable abnormalities will be communicated to ADCS and the Project Director who will make a decision about participant eligibility Upload all worksheets and reports, including laboratory report 31

INI MRI DATAFLOW STUDY COORDINATOR COMPLETES TOP SECTION OF THE MRI SCAN INFORMATION FORM AND GIVES A COPY TO THE MRI TECH MRI TECH CONDUCTS SCAN SCAN REVIEWED BY SITE RADIOLOGIST SITE CLINICIAN REVIEWS RADIOLOGY REPORT; UPLOADS TO EDC PARTICIPANT CLINICALLY COMPLIANT? YES NO SITE CLINITIAN/RADIOL OGIST ENTERS EXCLUSIONARY FINDINGS IN ecrf MEDICAL CORE CONFERS WITH PROJECT DIRECTOR TO DETERMINE PARTICIPANT ELIGIBILITY PARTICIPANT DISCONTINUED MRI TECH TRANSFERS SCAN INFORMATION FORM BACK TO STUDY COORDINATOR SCAN INFO ENTERED INTO MRI SCAN INFORMATION ecrf ON INI EDC SCAN UPLOADED TO EDC SCAN QC REVIEW BY ADCS MRI CORE PARTICIPANT AND SCAN APPROVED YES GOOD MRI DATA NO STUDY COORDINATOR SCHEDULES RESCAN ADCS MRI CORE CONTACTS MRI TECH WITH CORRECTION INSTRUCTIONS PARTICIPANT MOVES ON TO BASELINE PARTICIPANT RESCANNED 32

INI SAMPLE VISIT SCHEDULE: SCREEN TO BASELINE SCREENING Baseline must be schedule within 2-4 weeks from the first day of screening BASELINE SCREENING - DAY 1 SCREENING MRI - DAY 2 BASELINE - DAY 1 Informed Consent Logical Memory I Demographics Medical History Concomitant Meds MMSE Logical Memory II CDR Vital Signs Physical and Neurological Exam Modified Hachinski ECG Clinical Labs ApoE Genotyping DNA Banking Adverse Events Site Staff Checks Eligibility MRI must occur after all Screening procedures have been completed but prior to initiating the Baseline visit Participants who do not meet inclusion and exclusion criteria and proceed with an MRI will not be reimbursed by ADCS Monitor & Clinician Eligibility Approval ADAS-Cog 12 Story Recall Immediate Trail-Making Test (Part A & B) ADCS-ADL-MCI Story Recall Delayed FCSRT Immediate NPI Research Satisfaction Survey FCSRT Delayed Vital Signs Nasal Exam Adverse Events Concomitant Meds INI Device and Study Drug administration Training GENERAL GUIDELINES: The Table of Contents in the worksheet packet posted in the document repository reflects the order of assessments recommended by the Project Director Informed Consent must be obtained prior to initiating any screening assessments If a participant does not meet the MMSE inclusion criteria then do not proceed with the rest of the visit Participants who do not meet inclusion/exclusion criteria and proceed to the MRI will not be reimbursed by ADCS Upload all worksheets and reports, including laboratory report LP and Biomarker blood draws require a minimum eight hour fast ADAS Cog 12 must be the first cognitive assessment administered. Cognitive assessments should not be done immediately after a blood draw as this may affect the results Randomization should occur after all other Baseline assessments have been completed The first dose of study medication should be taken the morning after completion of the Baseline visits BASELINE - DAY 2 Plasma Biomarker LP Randomize Participant Dispense Study Drug, Device and supplies, Study Diary and Participant Handbook THE BASELINE VISIT MUST BE COMPLETED WITHIN ONE WEEK OF THE FIRST DAY OF BASELINE 33

INI BASELINE FLOWCHART BASELINE VISIT PROCEDURES BASELINE - DAY 1 BASELINE - DAY 2 ADAS-Cog 12 Story Recall Immediate Trail-Making Test (Part A & B) ADCS-ADL-MCI Story Recall Delayed FCSRT Immediate NPI Research Satisfaction Survey FCSRT Delayed Vital Signs Nasal Exam Adverse Events Concomitant Meds INI Device and Study Drug administration Training YES PARTICIPANT CONTINUES TO MEET ELIGIBILITY CRITERIA? NO BASELINE FAIL Plasma Biomarker LP Randomize Participant Dispense Study Drug, Device and supplies, Study Diary and Participant Handbook CSF LOCAL LAB RESULTS LUMBAR PUNCTURE FOLLOW-UP PHONE CALL COMPLETE DATA ENTRY IN EDC UPLOAD WORKSHEETS TO EDC GENERAL GUIDELINES: The Table of Contents in the worksheet packet posted in the document repository reflects the order of assessments recommended by the Project Director Baseline must be schedule within 2-4 weeks from the first day of Screening The Baseline visit must be completed within one week of the first day of Baseline The ADAS Cog 12 must be the first cognitive assessment administered. Cognitive assessments should not be conducted immediately after a blood draw LP and Biomarker blood draws require a minimum eight hour fast Randomization should occur after all other Baseline assessments have been completed The first dose of study medication should be taken the morning after completion of the Baseline visit Upload all worksheets and reports, including laboratory report MONITOR REVIEW MONTH 3 34

PERSONNEL REQUIREMENTS 1. SITE PROTOCOL PRINCIPAL INVESTIGATOR 2. STUDY PHYSICIAN/SITE CLINICIAN Accepted credentials: MD, DO, NP, APRN or PA-C 3. STUDY COORDINATOR Can serve in multiple roles 4. UNBLINDED PHARMACIST 5. MRI CONTACT 6. INTERVIEWER/PSYCHOMETRIST same person cannot administer both the ADAS-Cog and CDR for the same participant 7. REGULATORY 8. BILLING REMITTANCE and STATEMENT 35

STUDY DRUG INSULIN Humulin R U-100 contains human insulin (rdna origin) 100 units/ml, glycerin 16 mg/ml and metacresol 2.5 mg/ml, endogenous zinc (approximately 0.015 mg/100 units) and water for injection. PLACEBO Matching placebo Sterile Diluent 36

STUDY DRUG ADMINISTRATION Doses: 2 daily 20 IU of INI (a total of 40 IU daily) or placebo. In BOTH nostrils Administered approximately 30-60 minutes after breakfast and dinner Keep device and study drug in refrigerator 37

Wake Forest Baptist Medical Center IP Distribution Center 39

STUDY DRUG: COMPLIANCE Participants at each visit will return : all used and unused drug vials study diary (log drug intake twice daily) 40

STUDY DRUG: COMPLIANCE Compliance metrics include: Total number of doses taken over 3 months (per diary) Number of used and unused returned vials Visual inspection of vials (e.g., full, empty) Interview of participant and study partner Compliance will be captured on EDC and IP Tracking Tool 41

ADCS SCM, New Orleans October 13 th 2013 42

ADCS SCM, New Orleans October 13 th 2013 43

STUDY DRUG MANAGEMENT IP Tracking Tool Study drug management tool on the INI Data Portal To track: Study Drug Inventory Drug Shipment Drug Accountability and Destruction Compliance Users: Wake Central Pharmacy Site Unblinded Pharmacy Study Coordinators Monitors 44