Ippeita Dan on behalf of RISTEX ADHD Diagnosis Consortium Chuo University, Tokyo, Japan

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Functional near-infrared spectroscopy on the go for clinical application along with recent technical development for enhancing its potential With emphasis on neuropharmacological assessment on children with attention deficit/hyperactivity disorder (ADHD) Ippeita Dan on behalf of RISTEX ADHD Diagnosis Consortium Chuo University, Tokyo, Japan What are FUNCTIONAL neuroimaging methods that really function? fmri PET MEG They are all expensive restrictive non-portable Anatomy + function Quantification Temporal & spatial rez. 1

fnirs offers distinct advantages Compactness Tolerance to body motion Accessibility All these merits contribute towards medical applications that can be actually practiced Miyai et al., NeuroImage (2001) Okamoto et al., NeuroImage (2004) Ono et al., NeuroImage (2014) Ongoing fnirs medical application in Japan Three fnirs-based (auxilaly) diagnoses are covered by national health insurance Psychiatric auxiliary diagnosis Determination of language dominance before brain surgery Takizawa, Fukuda et al.,neuroimage (2014) Watanabe et al.,neurosci Res. (1998) Monitoring epileptic seizures Rizik et al.,neurophotonics (2015) 2

fnirs offers an ideal acceptable environment for ADHD children Neuro-functional assessment of ADHD children Brief introduction of ADHD Why is fnirs suitable for ADHD study? 3

Attention-Deficit Hyperactivity Disorder ADHD is the most prevalent psychiatric disorder of childhood characterized by heterogeneous phenotypes including 1) Age-inappropriate inattention 2) Impulsivity 3) Hyperactivity ADHD prevalence rate: 3-7%. (Polanczyk Am J Psychiatry, 2007) ADHD symptoms are most often identified during early elementary school years. Later in school age, ADHD patients tend to suffer from academic difficulties and develop anti-social behaviors. ADHD persists into adolescence and adulthood in 65% to 85% of cases, leads to impaired educational and vocational performance Assessment of ADHD DSM (now 5) (Diagnostic and Statistical Manual of Mental Disorders) Inattention Often has trouble holding attention on tasks or play activities. Often has trouble organizing tasks and activities. Often loses things necessary for tasks and activities. Is often easily distracted Is often forgetful in daily activities. Hyperactivity and Impulsivity Often unable to play or take part in leisure activities quietly. Is often "on the go" acting as if "driven by a motor". Often talks excessively. Often blurts out an answer before a question has been completed. Often has trouble waiting his/her turn. 4

Too subjective, Need for objective measurement Currently, ADHD diagnosis is heavily dependent on subjective measure. Assessors are parents, grand parents, teachers etc. They are unexperienced raters. There are no cut-off criteria. Objective biomarker is necessary Then, what about check their behaviors? Go/Nogo task to measure inhibition response Go(baseline) response response Go/Nogo inhibition 24s(24 trials) 24s(24 trials) 0s Instruction (3s) 5.5 minutes Response: Press the button Inhibition: Not to press the button 5

Go/no-go task performance data for Typically Developing and ADHD children TD ADHD ADHD vs TD RT for correct trials (ms) Accuracy for go trials (%) Accuracy for no-go trials (%) Mean SD Mean SD t p Sig 421.4 57.5 385.5 96.8 1.275 0.214 n.s. 96.5 5.5 86.2 21.9 1.829 0.085 n.s. 95.2 4.5 86.6 11.9 2.688 0.014 * 6 14 years old, N=16 *, p<0.05 Bonferroni corrected; **, p<0.01 Bonferroni corrected; n.s., not significant SD, standard deviation; t, t-value; p, p-value; Sig, Statictical significance Behavioral performance data do not always offer clear-cut results Objective neurobiomarker is wanted ADHD vs TD Are they different in cortical representation? Can they be distinguished? 6

Cortical target for Go/Nogo task Aron et al., 2005 Where in brain? Probabilistic registration using reference database without MRI & with 3D-digitizer Singh AK et al. NeuroImage 27,842-851 (2005) 7

Virtual registration using reference database without MRI & without 3D-digitizer Tsuzuki, D et al. NeuroImage 34, 1600-1611 (2007) fnirs probe placement for Go/Nogo task Aron et al., 2005 Channel positions are probabilistically registered to MNI space using 3D digitizer MFG, IFG, SMG, AnG are covered Tsuzuki &Dan, NeuroImage (2014) 8

fnirs analysis during Go/Nogo tasks Measurement of Oxy-Hb changes Motor response Inhibition Motor response Press Press Go block Go/Nogo block We asked subjects not to press the button when the elephant was displayed. Monden et al., 2012 Cortical activation TD control(n=16) * (Monden et al., 2012) Go Go/Nogo Go Go/Nogo No Activation activation ES 1.15 P 0.0003 10 Control subjects exhibited significant brain activation in the right IFG/MFG Monden et al., 2012 9

Cortical activation ADHD(n=16, DSM-IV) (Monden et al., 2012) Go Go/Nogo Go Go/Nogo No activation ES 0.01 P 0.900 Pre medicated ADHD children exhibited reduced brain activation in the right IFG/MFG Monden et al., 2012 Individual Analysis Given such marked activation, fnirs-based diagnosis may be possible at an individual level 10

Individual-level analysis may be possible Activation focus in rpfc Cut-off Value: 0.004 Sensitivity 80% Specificity 83% 10 6 Ch6>0.004 AND Ch10>0.004 ==TD TD ADHD Cut-off value 0.004 (Mmm baseline Go/Nogo baseline Go/Nogo Monden et al., 2015 But, individual-level analysis may be difficult ASD vs ADHD vs TD Cntrl ASD:10.5±2.3 ADHD:10.8±2.2 TD :10.8±1.7 N=17 (M14) ** *** F(2,48)=11.16 (p=0.00) η 2 =0.316 TD vs ASD : t=4.18(p=0.002), d=1.43 TD vs ADHD: t=3.83(p=0.000), d=1.32 TD ADHD distinction may be possible when only they are present. But ADHD ASD distinction is difficult. They are spectral differences. Tokuda et al. unpublished 11

Neuropharmachological fnirs on ADHD Are they different in cortical representation? Can they be distinguished? Medication for ADHD Children Drug treatment is widely practiced: -methylphenidate (MPH), dopamine agonist -atomoxetine (ATX), noradrenaline agonist MPH and ATX inhibit catecholamine reuptake by blocking their transporters Each of MPH and ATX is effective for 70% of ADHD children High discontinuous rate is problem (30% or more) -mainly due to harmful rumors Biological marker for objectively assessing their efficacy fnirs may be useful Dopamine Noradrenaline Gatley. et al., Life Sci. (1996), Aron & Poldrack, Biol. Psychiatr. (2005) 12

Dopaminergic pathways Striatum Striatum Substantia nigra Substantia nigra Nucleus Prefrontal accumbens Ventral tegmentum Prefrontal Nucleus accumbens Ventral cortex Ventral tegmentum Hyman EH & Nestler EJ.: The Molecular Foundations of Psychiatry: 74-79, 1993. Noradrenergic pathways Prefrontal Parietal Prefrontal Parietal Locus ceruleus Parietal Prefrontal Locus ceruleus Locus ceruleus Hyman EH & Nestler EJ.: The Molecular Foundations of Psychiatry: 74-79, 1993. 13

DA pathways Substantia nigra Striatum NA pathways Locus ceruleus Parietal Ventral tegmentam Nucleus accumbens Locus ceruleus Prefrontal Ventral tegmentam Prefrontal Parietal Prefrontal fnirs DA system covers Cerebral NA system cortex Substantia nigra Striatum Locus ceruleus Parietal Ventral tegmentam Nucleus accumbens Locus ceruleus Prefrontal Ventral tegmentam Prefrontal Parietal Prefrontal 14

Study design for neuropharmachological assessment of ADHD children Study design Assessing effects of MPH or ATX On inhibitory (Go/nogo task) or attentional (oddball task) controls Randomized, double-blind, placebo-controlled, crossover design 6-14 years ADHD children (N=69 in total) Comparison with unmedicated, age- sex-matched typically-developing control subjects Medication or Placebo Wash out for 4 days fnirs 90 min fnirs Placebo or Medication fnirs 90 min fnirs Within 30 days Pre Neuropharmachological assessment: comparison Inter-medication contrast : Intra-medication vs. intra-placebo Placebo MPH/ATX intramedication intramedication t-test Post 15

Neuropharmachological assessment: Results MPH ADHD N=16 ATX ADHD N=16 10 10 Monden et al., NeuroImage:Clin (2012) Effect size 0.95 Nagashima et al., Neurophotonics (2014a) Effect size 0.68 Activation was reduced in pre-medicated ADHD and normalized by MPH and ATX. rpfc activation = disease state marker Another aspect of ADHD is made visible fnirs-based neuropharmacology is also (or more) effective for assessing attentional dysfunction 16

Oddball task to assess selective attention Blue Baseline Blue Oddball Red 25 s(24 trials) 25 s(24 trials) 0s Instruction 3 s 348 Tiger: Press the blue button Elephant: Press the red button =target detection Cortical activation TD control(n=22) Nagashima et al., Neurophotonics (2014a) baseline ES 0.98 Oddball P 0.0002 * Oddball Basal Activation level 10 Activation in the right IFG/MFG 17

Cortical activation TD control(n=22) Nagashima et al., Neurophotonics (2014a) baseline Ch 22 ES 0.98 1.01 Oddball P 0.0002 0.0001 Oddball Activation Activation in the right IFG/MFG +Inferior parietal cortex 22 Ch 22 * 10 Activation, oddball task ADHD(n=22) Nagashima et al., Neurophotonics (2014a) baseline Oddball Oddball No activation 18

Activation, oddball task ADHD(n=22) Nagashima et al., Neurophotonics (2014a) baseline Ch 22 ES 0.21 0.02 Oddball P 0.9242 0.9351 Ch 22 Oddball No activation Pre medicated ADHD children exhibited reduced brain activation in the right IFG/MFG & IPC Effects of MPH medication: oddball Ch 22 Effect size -0.05 P value 0.8108 10 Effect size 0.70 P value 0.0036 Nagashima et al., Neurophotonics (2014a) Reduced PFC activation in pre medicated ADHD was normalized by MPH but not for IPC 19

Effects of ATX medication: oddball Ch 22 Effect size 0.63 P value 0.028 22 Effect size 1.03 P value 0.001 Reduced PFC and IPC activation in pre medicated ADHD were BOTH normalized by ATX 10 Nagashima et al., Neurophotonics (2014b) Interpretation MPH ATX Dopamine sys. Noradrenaline sys. Noradrenaline sys. Ventral tegmentam - PFC 10 PFC functional normalization Locus ceruleus - PFC Not recruited for inhibitory control 22 Locus ceruleus - Parietal 10 PFC& parietal functional normalization 20

Conclusion fnirs can detect task-specific, regionally differential neuropharmachological effects of MPH and ATX on ADHD children Right prefrontal and inferior parietal activation would serve as biomarkers for MPH & ATX effects More robust than behavioral data Applicable as early as 6 years old children Note that MPH & ATX users were assessed -Not for screening purpose -May be best used to increase medical compliance in ADHD treatment Effects of drug treatment are made visible by fnirs Collaborators Jichi Medical Univesity Department of Pediatrics Yukifumi Monden Japan Women s Univ. Dpt of Psychology So Kanazawa Chuo University Masami K Yamaguchi Dokkyo Medical Univ. Ryoichi Sakuta on behalf of RISTEX ADHD Diagnosis Consortium 21