Risk factors for recurrent diabetic foot ulcers: Site matters. Received for publication 5 March 2007 and accepted in revised form

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Diabetes Care In Press, published online May 16, 2007 Risk factors for recurrent diabetic foot ulcers: Site matters Received for publication 5 March 2007 and accepted in revised form Edgar J.G. Peters MD, PhD 1 David G. Armstrong DPM, PhD 2 Lawrence A. Lavery DPM, MPH 3 Affiliations: 1. Leiden University Medical Center, Internal medicine and Infectious Diseases. Leiden, The Netherlands 2. Scholl s Center for Lower Extremity Ambu at Rosalind Franklin University of Medicine and Science, Chicago, IL, USA 3. Texas A&M Health Science Center, Scott and White Hospital, Temple, TX, USA 1 Copyright American Diabetes Association, Inc., 2007

Introduction The rate of recurrent ulceration in diabetic patients with a history of foot complications is high.(1-6) The purpose of this study was to evaluate the outcome of diabetic foot ulcers and to study the risk factors for recurrent foot ulcers in a high-risk setting such as a specialized tertiary diabetic foot center. Research design and methods The study was set up as a prospective cohort study to evaluate risk factors for secondary diabetic foot ulcers. At enrollment 81 subjects presented with an ulcer distal to the ankle and were sequentially enrolled from a high-risk foot clinic at an urban teaching institution. Patients without follow up visit at the diabetic foot clinic were excluded from the study. All patients were assessed at the foot clinic at intervals necessary for either treatment or for regular care according to international standards.(7) Part of the data of this cohort of patients has been previously published.(8) Tactile, vibratory nerve function, three-step mean plantar pressure, range of motion and multiple vascular parameters were assessed using previously described techniques.(1; 9-11) Plantar peak pressures > 70 N/cm 2 were defined as elevated.(1; 3; 8; 12-15) The presence of risk factors in the group of patients that developed an ulcer in the follow-up period was compared to the presence of these factors in the group of patients without a follow-up ulcer. Secondary points were: incidence of amputation, recurrent ulcers, the amputation level, reamputations and necessity for peripheral arterial bypass. A reulceration was defined as an ulcer at the same location as a previous one. A recurrent ulcer was defined as any secondary ulcer regardless of its location. For purposes of analysis, the foot was divided into four different regions. Results Of the initially presenting ulcers, 71.6% healed, 12.3% were not healed at the end of the follow-up period, and 16.0% had led to a lower extremity amputation. The median duration of follow up was 31.5 months (mean 27.1 months±9.2). Of the total population, 60.5% of the patients developed an ulcer in the follow up period. The incidence of ulceration was 26.8/100 patients per year. If multiple ulcers were counted as separate events, the incidence rose to 56.3/100 per year. Of the 24 patients with a plantar first ray ulcer, 7.7% (2/24) required an amputation during the follow up period compared to 20% (11/44) of patients with an ulcer at a different location (p>0.05). Plantar peak pressures for patients with a first ray ulcer were 86.0±22.0 N/cm 2 compared to 84.2±25.0 N/cm 2 (p>0.05) for patients with any other ulceration at enrollment. 14.3% of patients with an ulcer in the follow up period received a peripheral artery bypass, compared to none of the patients without follow up ulcer (odds ratio 1.17 (CI 1.04-1,31), p=0.025). Eight reamputations were performed in the followup period. The majority of the ulcers at the lesser toes occurred on the dorsal aspect (91%, n=32). All of the ulcers at the great toe were plantar. Compared to all other groups combined, patients with plantar hallux ulcers developed significantly more ulcers in the follow-up period (83.3% n=18 compared to 54.0% n=63, p=0.025, odds ratio (OR) 4.3, confidence interval (CI) 4.1-4.5). Compared to other groups, ulcers at the lesser toes were least likely to heal during the period of 2

follow-up (65.6% n=32 compared to 77.1% n=49, p=0.24, OR 1.6, CI 1.6-1.7) and a large percentage of lesser toe ulcers ended with an amputation (25.0% n=32 compared to 10.2% n=49, p=0.073, OR 2.9, CI 2.8-3.1). Patients with a plantar hallux ulceration were most likely to get another ulceration at the same location (reulceration) as the index ulcer compared to the other groups (50.0% n=18 compared to 14.3% n=63, p=0.002, OR 6.0, CI 5.8-6.2). In further analysis, patients were grouped in either a group of patients with a plantar hallux or submetatarsal ulcer (both plantar forefoot ulcers) or a group of patients with ulcers at another location. Reulceration at the same location was more likely in the group of patients with a plantar hallux or submetatarsal ulcer at enrollment compared to ulcers at any other location (43.2% n=37 vs. 4.5% n=44, p=0.002, OR 9.1, CI 8.6-9.5). History of amputation, history of first ray amputation or presence of hallux rigidus was not significantly more prevalent in patients with a recurrent ulceration. Risk factors for recurrent ulceration in a univariate analysis are shown in Table 1. Risk factors with p<0.20 from the univariate analyses were taken to construct a logistic regression model. Location of ulceration was also included in this model. Significant risk factors from the logistic regression analysis were: Peripheral vascular disease (p=0.006, estimated odds ratio 10.1), location of the index ulcer at the plantar aspect of a toe (p=0.038, estimated odds ratio 5.3). risk factors play an etiological role in the development of an ulcer. In this perspective it might be better to speak of indicators for potential recurrent ulceration instead of risk factors. The methods and definitions were based on previous publications and the recommendations of the International Working Group on the Diabetic Foot.(7) Only a few reports are available on the risk of new ulcers after an ulcer has occurred.(16-19) While many had relatively long followups, the studies were either retrospective in nature or did not include robust multivariate analyses, with none specifically evaluating location as a factor. Patients with plantar hallux ulcers were significantly more likely to develop additional ulcers. Ulcers on the bottom of the foot are generally believed to be due to repetitive injury to an insensitive foot.(20) In contrast with ulcers on the great toe, most of the ulcers on the lesser toes were on the dorsum. These dorsal wounds are usually the result of ill-fitting shoes. Once this mechanism of injury is identified, simply providing shoes that have an adequate toe box is probably a sufficient remedy to avoid re-injury. This simple prevention measure is probably more effective to reduce reulceration. Conclusions Risk factors that were identified in our study were peripheral vascular disease and location of index ulcer. It is uncertain whether these 3

References 1. Lavery LA, Armstrong DG, Vela SA, Quebedeaux TL, Fleischli JG: Practical criteria for screening patients at high risk for diabetic foot ulceration. Arch Intern Med 158:158-162, 1998 2. Murdoch DP, Armstrong DG, Dacus JB, Laughlin TJ, Morgan CB, Lavery LA: The natural history of great toe amputations. J Foot Ankle Surg 36:204-208, 1997 3. Birke JA, Franks D, Foto JG: First ray joint limitation, pressure, and ulceration of the first metatarsal head in diabetes mellitus. Foot Ankle 16:277-284, 1995 4. Chantelau E Haage P: An audit of cushioned diabetic footwear: relation to patient compliance. Diabet Med 11:114-116, 1994 5. Boulton AJ, Betts RP, Newrick PG, Ward JD: Foot pressure abnormalities - a sensitive marker of early sensory neuropathy. Diabetes 12:35, 1986 6. Uccioli L, Faglia E, Monticone G, Favales F, Durola L, Aldeghi A, Quarantiello A, Calia P, Menzinger G: Manufactured shoes in the prevention of diabetic foot ulcers. Diabetes Care 18:1376-1378, 1995 7. Apelqvist J, Bakker K, Van Houtum WH, Nabuurs-Fransen MH, Schaper NC: International consensus on the diabetic foot. In The International Consensus on the Diabetic Foot by the International Working Group on the Diabetic Foot Amsterdam, The Netherlands, International Diabetes Federation, 1999, p. 96 8. Peters EJ, Lavery LA: Effectiveness of the diabetic foot risk classification system of the International Working Group on the Diabetic Foot. Diabetes Care 24:1442-1447, 2001 9. Armstrong DG, Lavery LA, Vela SA, Quebedeaux TL, Fleischli JG: Choosing a Practical Screening Instrument to Identify Patients at Risk for Diabetic Foot Ulceration. Arch Intern Med 158:289-292, 1998 10. Young MJ, Breddy JL, Veves A, Boulton AJM: The prediction of diabetic neuropathic foot ulceration using vibration perception thresholds. Diabetes Care 16:557-560, 1994 11. Peters EJ, Urukalo A, Fleischli JG, Lavery LA: Plantar pressure measurements: 1-step versus 3-step method of data acquisition. J Foot Ankle Surg 41:206-212, 2002 12. Armstrong DG, Peters EJ, Athanasiou KA, Lavery LA: Is there a critical level of plantar foot pressure to identify patients at risk for neuropathic foot ulceration? J Foot Ankle Surg 37:303-307, 1998 13. Beach KW, Strandness DE: Arteriosclerosis obliterans and associated risk factors in insulin-dependent and non-insulin dependent diabetes. Diabetes 29:882-888, 1980 14. McNeely MJ, Boyko EJ, Ahroni JE, Stensel VL, Reiber GE, Smith DG, Pecoraro RE: The independent contributions of diabetic neuropathy and vasculopathy in foot ulceration. Diabetes Care 18:216-219, 1995 15. Birke JA, Cornall MA, Jackson M: Relationship between hallux limitus and ulceration of the great toe. Sports Phys Ther J Orthop 10:172-176, 1988 16. Mantey I, Foster AV, Spencer S, Edmonds ME: Why do foot ulcers recur in diabetic patients? Diabet Med 16:245-249, 1999 17. Pound N, Chipchase S, Treece K, Game F, Jeffcoate W: Ulcer-free survival following management of foot ulcers in diabetes. Diabet Med 22:1293-1294, 2005 18. Connor H, Mahdi OZ: Repetitive ulceration in neuropathic patients. Diabetes Metab Res Rev 20 Suppl 1:S23-28, 2004 4

19. Faglia E, Favales F, Morabito A: New ulceration, new major amputation, and survival rates in diabetic subjects hopitalized for foot ulceration from 1990 to 1993: A 6.5 year follow-up. Diabetes Care 24:78-83, 2001 20. Boulton AJ, Hardisty CA, Betts RP, Franks CI, Worth RC, Ward JD, Duckworth T: Dynamic foot pressure and other studies as diagnostic and management aids in diabetic neuropathy. Diabetes Care 6:26-33, 1983 5

Follow up ulcer No follow up ulcer p-value Odds Ratio (CI) Coefficient (logistic Estimated Odds (n=49) (n=32) regression) Ratio (logistic regression) Male gender 73.5% 81.3% > 0.3 Age > 60 years 20.4% 34.4% 0.161 0.5 (0.2-1,3) Age (years) 52.6 53.5 > 0.3 Type 2 diabetes mellitus 95.9% 93.8% > 0.3 Duration of DM > 10 years 73.5% 56.3% 0.11 0.2 (0.1-1.6) Alcohol abuse past and present 46.9% 50.0% > 0.3 Tobacco abuse past and present 55.1% 65.6% > 0.3 Nephropathy (at least micro albuminuria) 56.3% 50.0% > 0.3 Retinopathy (at least background changes) 86.1% 79.2% > 0.3 History of amputation 40.8% 34.3% > 0.3 HbA 1c > 9% 70.5% 66.7% > 0.3 Plantar peak pressure > 80 N cm -2 60.0% 55.2% > 0.3 Peak pressure forefoot (N cm -2 ) 85.7 83.7 > 0.3 TcpO 2 < 30mmHg 41.9% 25.0% 0.15 0.2 (0.1-1.5) TcpO 2 (mmhg) 38.8 42.3 > 0.3 Neuropathy (swm missing or VPT>25) 91.7% 90.6% > 0.3 Vibratory Perception Threshold (Volts) 39.1 34.9 0.11 PVD (any pedal pulse missing or ABI < 0.8) 42.9% 9.4% < 0.001 0.3 (0.1-3.2) Ankle-Brachial index 0.93 1.10 > 0.3 Rigid toe deformity or charcot deformity 87.8% 81.3% > 0.3 Hallux rigidus 28.6% 15.6% 0.18 0.1 (0.1-1.3) Pes equinus 36.7% 28.1% > 0.3 Any rigid deformity 73.5% 65.6% > 0.3 Body Mass Index (kg/m 2 ) 29.8 29.8 > 0.3 Cholesterol (mg/dl) 196 182 0.21 Smoking: Pack year history (years) 17.4 15.8 > 0.3 Years of education (years) 11.2 9.1 > 0.3 Peripheral vascular disease (multivariate) 0.006 2.3 10.1 Location of index ulcer at plantar hallux (multivariate) 0.038 1.7 5.3 6

Table legend Univariate and subsequent multivariate analysis of risk factors for an ulcer in the follow-up period. CI = confidence interval, DM = diabetes mellitus, HbA 1c = glycated hemoglobin, TcpO 2 = transcutaneous partial oxygen pressure, VPT = Vibratory Perception Threshold, PVD = peripheral vascular disease, ABI = Ankle-Brachial Index. The factors for foot ulceration after a previous ulceration entered into logistic regression analysis model included were: age > 60 years, duration of diabetes > 10 years, peripheral vascular disease (any missing pulse or Ankle-brachial index <0.8), presence of hallux rigidus and location of index. Variables with p<0.2 are displayed. The chi-square of the Hosmer and Lemeshow goodness-of-fit-test was 3.8 with p = 0.81, indicating that the model was well calibrated and that the data fit well. 7