Debriefing on the External Retrospective Evaluation of ACSD

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Institute for International Programs An international evaluation consortium ACCELERATING CHILD SURVIVAL AND DEVELOPMENT IN AFRICA (ACSD) Debriefing on the External Retrospective Evaluation of ACSD 19 February 2009 4 th Annual Global Immunization Meeting New York Mother with twins Abdoulie Conteh Available from The Africa Centre, London http://www.africacentre.org.uk/conteh.htm Kate Gilroy on behalf of the ACSD Evaluation Team Institute for International Programs Johns Hopkins Bloomberg School of Public Health

Overview 1. Background and evaluation questions 2. Methods 3. Results 4. Conclusions and implications for programming

Section 1: BACKGROUND AND EVALUATION QUESTIONS

ACSD, 2002-2005 11 countries in Africa Support from CIDA and other partners Implemented by MOHs, UNICEF and NGO partners Aim: To reduce mortality among children less than 5 years of age Strategy: Accelerate coverage with three packages of high-impact interventions, with a special focus on community-based delivery

Three intervention packages Immunization plus (EPI + ITNs, deworming & vitamin A) ANC+ (Care for mother including TT, IPTp, Fe supplementation & PMTCT) IMCI+ (Improved management of pneumonia, malaria & diarrhea, and key family practices)

ACSD geographic coverage Countries 4 high impact Benin, Ghana, Mali, Senegal 7 expansion Accelerated Child Survival and Development CIDA funded project Districts 16 high impact (population 3 million) 31 expansion (population 14 million) Cape Verde Senegal Gambia Guinea Bissau Guinea Sierra Leone Mauritania Liberia Mali Burkina Faso Côte d Ivoire Ghana Benin Togo Niger Nigeria Cameroon Chad Central African Republic Equatorial Guinea High Impact Package EPI + Expansion Sao Tome & Principe Gabon Congo Congo - Democratic Republic now 18 districts, because the Upper East Region of Ghana has been reorganized and now includes 8 rather than 6 districts.

Evaluation questions Coverage 1. Were there changes in the ACSD high-impact districts? 2. Were these changes greater than in the comparison area? Impact 3. Were there changes in mortality in the ACSD high-impact districts? 4. Were these changes greater than in the comparison area? Attribution 5. Is it plausible to attribute the impact found to ACSD? Equity 6. Did ACSD implementation contribute to reducing inequities in intervention coverage or impact?

Section 2: METHODS

Evaluation design Intervention areas ACSD high impact countries/districts (Benin, Ghana, Mali, Senegal) Comparison areas All other districts in the country, excluding major metropolitan areas To assess an acceleration in coverage and impact compared to rest of country

Indicators and measures Impact Under-five mortality (U5MR) Other mortality measures (neonatal, post-neonatal, infant) Nutritional status Coverage For each ACSD intervention, using Countdown standards Includes family practices, e.g., breastfeeding, careseeking for pneumonia Have adequate levels of effective coverage been reached in the population? Are these services being used by the population? Are adequate services being provided? at health facility level? at community level? To what extent can the impact be attributed to the program? Is there an impact on health and nutrition? Are the interventions and plans for delivery technically sound and appropriate for the epidemiological and health system context? Documentation of ACSD implementation

Data sources: All existing data that met quality standards

Section 3: RESULTS

ACSD project support in high-impact countries CIDA funding (2001 to 2004/5) Benin Ghana Mali Senegal 1.5m 3.8m 3.7m 2.5m Supplemented by resources from UNICEF country offices; specific amounts not able to be estimated by evaluation team. Continued support in all countries Other, similar large-scale child and maternal health initiatives in all countries Funding disbursed in 2002

ACSD Implementation EPI+ Immunizations and Vitamin A supplementation implemented first and most strongly in all four countries ITNs started strong, but stockouts at UNICEF-Copenhagen limited provision of new nets for >1 year at crucial time IMCI+ Facility component received little support Community component started only in 2003 Many messages, some unlikely to affect child mortality Community tx of pneumonia not included at scale ACTs not available at community level in any of the three countries Interventions to address undernutrition given low priority ANC+ ACSD inputs focused on IPTp with SP and postnatal vitamin A

Coverage for EPI+ interventions before and after ACSD, in HIDs Benin Ghana Key Mali Before ACSD After ACSD Measles 51 49 DPT3 63 60 Vitamin A 10 61 ITNs 6 26 Increases in coverage across the board in Ghana and Mali; Benin achieved increases for vitamin A and ITNs. Change was significant at p < 0.05.

Coverage for IMCI+ interventions before and after ACSD, in HIDs Key Before ACSD After ACSD Benin Ghana Mali No coverage gains, and some significant losses, in sick child care. Exclusive breastfeeding increased in Ghana, declined in Mali. Change was significant at p < 0.05.

Coverage for ANC+ interventions before and after ACSD, in HIDs Benin Ghana Key Mali Before ACSD After ACSD 3+ antenatal care visits 71 64 IPTp with SP 0 7 Tetanus Toxoid 44 55 Skilled attendant at delivery 76 74 Postnatal vit A 5 38 Ghana and Mali improved care for childbearing women; delivery of TT and postnatal vit A benefited from EPI system in Mali. Change was significant at p 0.05. Measured level was 28%, but country team reported this was incorrect as IPTp had not been implemented in 2001.

Research question #1: Increases in coverage in ACSD HIDs?

Research question #2: Were coverage gains greater in ACSD HIDs than in the national comparison area? Interventions for which coverage accelerated or decreased more rapidly in HIDs than in comparison area Benin Ghana Mali DPT3 ITNs EPI+ IMCI+ ANC+ measles vaccine DPT3 vit A suppl antimalarials careseeking for pneumonia ORT breastfeeding initiation ORT exclusive breastfeeding (IPTp with SP) postnatal vit A IPTp with SP skilled attendant at delivery postnatal vit A ACSD accelerated coverage for EPI and other interventions delivered through outreach and campaigns, BUT ACSD HIDs lost ground relative to the comparison groups in the management of childhood illness. antenatal care IPTp with SP postnatal vit A Coverage for interventions not included in table were not different in the two areas at p 0.05 for difference in differences Baseline rate in HIDs assumed by country team to be an error.

Research question #3: Under-five mortality in the ACSD HIDs 19% (p=0.08)

Research question #4: Under-five mortality in the ACSD HIDs and national comparison areas Before After Before After Before After

Research question #5: Is it plausible to attribute the accelerated mortality impact found to ACSD? Benin: No impact found Ghana: Unknown Mali: No impact found

Section 3: DISCUSSION

Limitations of a retrospective evaluation Choice of high-impact districts was not random or consistent across countries Post-hoc construction of comparison groups Limited availability of high-quality survey data Data quality issues in Senegal Small sample sizes at baseline in Benin & Ghana No direct mortality comparison for Ghana Documentation of implementation and contextual factors based on reconstruction rather than real-time monitoring No opportunity to refine implementation in response to early findings

How can we explain the results?

Strengths Clear priorities; packages that contributed to policy change in all countries Focus on results Focus on community delivery Focus on ITNs (early!) Weaknesses Not focused enough on proven interventions with large and rapid effects on major killers: pneumonia, diarrhea, undernutrition ACSD predated global recognition of importance of neonatal deaths and evidence on interventions to prevent them

Strengths Efforts to work at community level Weaknesses Major commodity problems (ITNs, ACTs for malaria) Community workers undersupported Monitoring efforts spotty and results rarely used to improve program

Strengths Important s in coverage for interventions delivered through outreach or campaigns Weaknesses Few gains and some losses in tx for pneumonia, diarrhea, malaria, feeding practices Demonstration in Mali that improvements in equity are possible

Strengths Important mortality reductions in HIDs in Ghana and Mali Weaknesses No measurable acceleration of mortality decline greater than national comparison areas

Gains in comparison areas were much greater than expected E.g., Major initiatives throughout Mali with activities similar to ACSD (measles campaigns, SIAN) Even within HIDs, governments and partners were undertaking MCH initiatives at the same time (a good thing!) E.g., Large-scale nutrition programs by GoG and USAID/UNICEF/others from 2000-2003

Conclusions and implications: EPI programs EPI a foundation of ACSD efforts Starting point for acceleration in all high impact countries Intensified links to communities through intensified defaulter tracing, outreach & special immunization days In Mali, ANC services & ITNs were delivered at community level as part of routine EPI outreach activities. Significant gains in coverage of interventions delivered through campaigns & outreach

Conclusions & implications (2) 1. Intervention coverage CAN be accelerated if there is adequate funding & human resources. 2. Acceleration of mortality declines require: a) Focus on interventions that have a large and rapid impact on major causes of child death b) Sufficient time to fully implement approach and for coverage to translate into declines in mortality c) Reasonable expectations, given level of resources Work for closer match between program resources & cause of death Be realistic about what can be accomplished Level of funding matters

Conclusions & implications (3) 3. Policy barriers prevented key ACSD interventions directed at pneumonia and malaria from being fully implemented. 4. Breakdowns in commodities and gaps in funding vitiate progress toward impact. 5. More attention and operations research needed on incentives and supports for community-based workers Work for policy reform as first step, where needed Pay attention to health systems supports such as commodities, supervision, & incentives

Conclusions & implications (4) 6. Careful monitoring with local capacity to use results is essential, and hard to do. 7. Evaluation improves programs; prospective evaluations are more cost-effective than retrospective evaluations. 8. A new paradigm for impact evaluations is needed, that takes into account the absence of true comparison groups. Simple, feasible & sustainable systems for monitoring & supervision are missing: local capacity needed Evaluations based on new paradigm can contribute to program strength

and finally Many of these findings and recommendations are already reflected in UNICEF programming. All are consistent with the findings of the ACSD Stocktaking Review.

IIP Interdisciplinary Core Team Investigators Linda Bartlett, MD, MPH Abdullah Baqui, MD, DRPH Agbessi Amouzou, PHD Christa Fischer-Walker, PHD Kate Gilroy, PHD Robert Black, MD, MPH Jennifer Bryce, EDD Gareth Jones, PHD Joe Naimoli, PHD David Peters, MD, PHD Ina Santos, MD, PHD Cesar Victora, MD, PHD Damian Walker, PHD Neff Walker, PHD Data Analyst Elizabeth Hazel, MHS Investigators Graduate Students Jennifer Callaghan, MPH Ben Johns, MPH Marjorie Opuni, MS, MPH Jeremy Schiefen

Acknowledgements In Benin, Mali, Ghana and Senegal Ministries of Health, National Statistics Offices, UNICEF country staff, Collaborators in documentation UNICEF regional and global staff Genevieve Begkoyian, Mark Young, Sam Bickel Technical consultants Trevor Croft, Macro International UNICEF leadership For their commitment to learning and change