Analysis of MRI Volumetric Changes After Hypofractionated Stereotactic Radiotherapy for Benign Intracranial Neoplasms

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Accepted Manuscript Analysis of MRI Volumetric Changes After Hypofractionated Stereotactic Radiotherapy for Benign Intracranial Neoplasms Kathryn R. Fega, MD, PhD, Geoffrey P. Fletcher, MD, Mark R. Waddle, MD, Jennifer L. Peterson, MD, Jonathan B. Ashman, MD, PhD, David M. Barrs, MD, Bernard R. Bendok, MD, Naresh P. Patel, MD, Alyx B. Porter, MD, Sujay A. Vora, MD PII: DOI: Reference: ADRO 235 S2452-1094(18)30145-3 10.1016/j.adro.2018.08.013 To appear in: Advances in Radiation Oncology Received Date: 8 December 2017 Revised Date: 2 August 2018 Accepted Date: 10 August 2018 Please cite this article as: Fega KR, Fletcher GP, Waddle MR, Peterson JL, Ashman JB, Barrs DM, Bendok BR, Patel NP, Porter AB, Vora SA, Analysis of MRI Volumetric Changes After Hypofractionated Stereotactic Radiotherapy for Benign Intracranial Neoplasms, Advances in Radiation Oncology (2018), doi: 10.1016/j.adro.2018.08.013. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

[Category: Scientific Article] Analysis of MRI Volumetric Changes After Hypofractionated Stereotactic Radiotherapy for Benign Intracranial Neoplasms Kathryn R. Fega, MD, PhD Geoffrey P. Fletcher, MD Mark R. Waddle, MD Jennifer L. Peterson, MD Jonathan B. Ashman, MD, PhD David M. Barrs, MD Bernard R. Bendok, MD Naresh P. Patel, MD Alyx B. Porter, MD Sujay A. Vora, MD Author Affiliations: Department of Radiation Oncology (Drs Fega, Ashman, and Vora), Department of Radiology (Dr Fletcher), Emeritus Member, Department of Otolaryngology, Head and Neck Surgery (Dr Barrs), Department of Neurologic Surgery (Drs Bendok and Patel), and Department of Neurology (Dr Porter), Mayo Clinic Hospital, Phoenix, Arizona, and Department of Radiation Oncology (Drs Waddle and Peterson), Mayo Clinic, Jacksonville, Florida. Reprints: Sujay A. Vora, MD, Department of Radiation Oncology, Mayo Clinic Hospital, 5777 E Mayo Blvd, Phoenix, AZ 85054 (vora.sujay@mayo.edu). Presented at the American Society for Radiation Oncology (ASTRO) annual meeting, Boston, Massachusetts, September 25-28, 2016.

Role of the authors Fega: data acquisition, analysis, manuscript writing; Fletcher: revision; Waddle: revision; Peterson: revision; Ashman: revision; Barrs: revision; Bendok: revision; Patel: revision; Perter: revision; Vora: data analysis, writing. All authors have approved the final article. Conflict of interest: None. Financial Support: This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors. Text word count (includes abstract, text, references, tables, legends): 3,893 Abstract word count: 276 No. of tables: 1 No. of figures: 5 Running title: MRI Changes After SRT for Benign CNS Tumors Publisher: To expedite proof approval, send proof via email to scipubs@mayo.edu. 2018 Mayo Foundation for Medical Education and Research

-1- Analysis of MRI Volumetric Changes After Hypofractionated Stereotactic Radiotherapy for Benign Intracranial Neoplasms

-2- Abstract Purpose: To quantitatively assess volumetric changes after hypofractionated stereotactic radiotherapy (HFSRT) in patients treated for vestibular schwannomas and meningiomas. Methods and Materials: We retrospectively reviewed records of patients treated at our institution with HFSRT from 2002-2014. Patients received a median dose of 25 Gy in 5 fractions. After treatment, they underwent clinical and radiologic follow-up with magnetic resonance imaging (MRI) at 3- to 12-month intervals. Gross tumor volume was outlined on each thin slice of contrast-enhanced T1 series before and on each scan after HFSRT. Volumetric changes were calculated and compared with neuroradiologist interpretations. Results: Forty-three patients underwent 182 MRI scans. Tumor types included vestibular schwannoma (n=34) and meningioma (n=9). Median follow-up time was 29 months. Median gross tumor volume was 3.1 cm 3. Local control was 81.4% for the entire cohort at the time of last follow-up. Transient volume expansion was noted in 17 patients (50%) with vestibular schwannoma and 2 (22%) with meningioma. For all patients, transient volume expansion and subsequent regression occurred at a median time of 5.5 and 12 months, respectively. Neuroradiologist agreement with regard to tumor regression, progression, or stability occurred in 155/182 total reports (85%). The largest discordance observed was a stable finding on the MRI interpretation when the measured volumetric change exceeded 20% (n=24 [13%]). Conclusion: HFSRT is associated with excellent local control and a low incidence of toxicity. With volumetric MRI measurement, transient volume

-3- expansion was a common finding and associated with temporary adverse effects. Although the neuroradiologist s interpretation generally agreed with the volumetric MRI measurement, the overall 15% discordance rate emphasizes the potential benefit of considering volumetric measurements, which may help clinicians correlate posttreatment symptoms with MRI findings. Keywords: benign CNS neoplasms; hypofractionated radiation therapy; MRI changes

-4- Abbreviations 3D, 3-dimensional CNS, central nervous system CT, computed tomography, computed tomographic HFSRT, hypofractionated stereotactic radiotherapy GTV, gross tumor volume MRI, magnetic resonance imaging PTV, planning target volume RECIST, Response Evaluation Criteria in Solid Tumors STROBE, STrengthening the Reporting of Observational Studies in Epidemiology TVE, transient volume expansion

-5- Introduction The management of benign meningiomas and vestibular schwannomas can be associated with unique challenges. Because these lesions are rarely life threatening, the decision to treat is often determined by current symptoms or the potential for worsening symptoms and the associated changes in quality of life. Potential treatments include surgical resection, radiotherapy, and close observation. The optimal treatment depends on tumor- and patient-related factors plus clinician and patient preferences. Surgical management remains the first-line treatment for select patients when tumor resection would improve symptoms from mass effect 1,2 or when surgery is potentially curative with gross total resection. 3,4 However, surgery may pose challenges, depending on the intracranial location of the tumor, and includes risk of complications such as infection, bleeding, and neurologic loss. Radiotherapy is an alternative to surgery, especially for patients with benign tumors that are not amenable to surgical resection or recur after surgery. 5-8 Radiotherapy options include conventionally fractionated radiotherapy, stereotactic single fraction radiosurgery, and hypofractionated stereotactic radiotherapy (HFSRT). Prior studies of conventional radiotherapy for benign central nervous system (CNS) neoplasms have shown excellent local control (>80%), but patients must undergo 5 to 6 weeks of radiotherapy. 9-11 Single-fraction stereotactic radiosurgery also shows excellent local control for smaller benign intracranial neoplasms, but depending on tumor-related factors (eg, location, size), they can be associated with increased risk of complications such as tumor-related

-6- swelling, hearing loss, and cranial neuropathies. 10,12-16 HFSRT has the ability of balancing the therapeutic ratio through fractionation and a short treatment course. 17-20 However, the posttreatment changes of these tumors have not been well characterized radiographically, particularly after HFSRT. Magnetic resonance imaging (MRI) is the most common method of assessing response to radiotherapy. Nevertheless, differentiating between tumor progression and radiotherapy effects can be difficult. 21 Often, the clinician relies on the radiologist s interpretation of postradiotherapy changes, but changes such as tumor-related swelling, transient volume expansion (TVE), and central necrosis can challenge the radiologist. 22 These radiotherapy effects may be more pronounced in shorter, high-dose treatments. 23-25 Historically, MRI-based measurements of tumor expansion or shrinkage have been interpolated by using the maximal tumor dimensions for height, width, and anterior-posterior diameter. When assessing tumor growth or shrinkage, 1- or 2-dimensional analysis may be insufficient for tumors that are irregularly shaped or multilobulated and may be subject to interobserver differences. Therefore, volumetric measurements potentially are advantageous for analyzing tumor response to radiotherapy over time. The aim of our study was to quantitatively assess volumetric changes, toxicities, and clinical outcomes after HFSRT in patients with vestibular schwannomas or meningiomas. Methods and Materials Study Design and Patient Population This study was approved by our institutional review board. The reporting of this study is in compliance with the STROBE (STrengthening the Reporting of Observational Studies in Epidemiology) statement. 26 We

-7- retrospectively identified all patients with vestibular schwannomas or meningiomas, who were treated at our institution (an academic tertiary medical center) with linear accelerator based HFSRT from January 1, 2002, through December 31, 2014. To meet the inclusion criteria, patients had to be at least 18 years old, with a radiographic diagnosis of a vestibular schwannoma or meningioma, and could not have received prior radiotherapy to the tumor site. Patients were required to have received HFSRT (ie, 3-5 treatments). Patients were excluded from analysis if they did not receive follow-up clinical evaluation at our institution or if they had only computed tomographic (CT) imaging. HFSRT Technique All patients were treated with a linear accelerator (Varian Medical Systems). Patient immobilization was achieved with a commercial head mask fixation system. Patients underwent a planning CT scan of the brain, and image fusion was performed with dedicated pretreatment MRI thin-cut sequences. The gross tumor volume (GTV) was delineated as a contrastenhancing tumor demonstrated on T1 postgadolinium MRI imaging. The clinical target volume was equal to the GTV. The planning target volume (PTV) was generated by the geometric expansion of GTV plus a margin (median, 2 mm; range, 0-3 mm). Patients were treated daily with image guidance. The median radiation dose was 25 Gy in 5 fractions (range, 18 Gy [3 fractions] to 35 Gy [5 fractions]). The prescribed dose was delivered to the 77% to 100% isodose line (mean, 89%) and normalized to the maximum dose to ensure coverage of at least 95% of the PTV with the prescription dose.

-8- Clinical and Radiologic Follow-Up After treatment, patients underwent clinical and radiologic MRI follow-up at 3- to 12-month intervals. All patients included in this study had pretreatment MRI imaging with at least 2 posttreatment MRI scans. A comprehensive clinical evaluation and neurologic examination was performed before treatment and at each clinical follow-up visit. MRI Volumetric Assessment and Response Criteria All posttreatment MRI imaging was imported into the radiation planning system and contoured by one individual (initials withheld for anonymous review).volumetric measurements were generated retrospectively by outlining the gross tumor volume, including cystic changes, on each thin-cut slice of contrast-enhanced T1 series before and on each scan after HFSRT. The thinnest cuts available (slice thickness, 1-2.5 mm) were used for contouring. Volumetric changes were calculated for each available MRI scan and compared with the baseline tumor volume before radiotherapy. Percentage changes in size were reported as an increase, decrease, or no change compared with the original tumor volume. Modified RECIST (Response Evaluation Criteria in Solid Tumors) criteria 27 were used to define disease progression and stability. While RECIST criteria defined progression as an increase of 20% in the sum of the linear measurements, we used a volumetric approach in which 20% change in volume was considered progressive disease. Stable disease was defined as no change or a volume change <30%. Partial response to treatment was defined as at least a 30% decrease in volume. Local control was defined as either stable disease or a partial response to treatment. TVE was defined as an increase of more than 20% from baseline with a

-9- subsequent decrease to within 20% of baseline. TVE patients were not defined as progression but categorized based on their final volume size relative to baseline. All diagnostic MRIs were read and interpreted by a member of the neuroradiology department (initials withheld for anonymous review). Tumor size was characterized as increased, decreased, or no change, based on the diameter change of the tumor measured from the coronal, sagittal, and axial cross-sections. If the neuroradiologist interpretation of a linear change agreed with our interpretation of a volumetric change (increase, decrease, or stable disease), this was considered concordant. If the report specified a change in size but the volumetric change was stable (within 20% of baseline), this was considered discordant. If a report specified no change when a volumetric change exceeding 20% was measured, this was also considered discordant. Results We identified 43 patients with 182 MRI scans who were treated with HFSRT during the study period. Baseline characteristics are shown in Table 1. The median (range) duration of follow-up was 29 (6-142) months. Figure 1 shows the final change in volume for patients with vestibular schwannoma; compared with baseline, 12 patients (35%) had a partial response to treatment, 14 (41%) remained stable, and 8 (24%) had more than 20% volumetric growth. The largest expansion was observed in patient 34, who had a very small acoustic neuroma at presentation. This lesion progressed to a volumetric change of 800%. The lesion ultimately was resected. Post-HFSRT changes in vestibular schwannoma volume over time are shown in Figure 2.

-10- Figure 3 shows the final change in volume for patients with meningioma; compared with baseline, 6 patients (67%) had a partial response to treatment, 3 (33%) remained stable, and no patients had a progressive expansion. Post-HFSRT changes in volume over time are shown in Figure 4. TVE was observed in 17 patients with vestibular schwannoma (50%). Median time of TVE was 6 months (range, 3-13 months), with a return to pretreatment size or decrease in size observed within a median time of 13 months (range, 6-59 months). Two patients with meningioma (22%) had TVE at a median time of 2.5 months (range, 2-3 months), with a return to pretreatment size or a decrease in size observed within a median time of 9.5 months (range, 7-12 months). TVE was associated with increased toxicity in 11 patients (65%) with vestibular schwannoma. Symptoms included decreased hearing (n=5), imbalance (n=3), dizziness (n=3), facial paresthesias (n=2), tinnitus (n=2), headache (n=2), and vertigo (n=2), with some patients experiencing multiple symptoms. Hearing loss persisted in all patients, and the other symptoms resolved for 6 patients (55%) within a median time of 6.5 months (range, 1-15 months). A total of 6 patients (30%), 5 patients with vestibular schwannoma and 1 patient with meningioma, had grade 2 toxicity requiring corticosteroids. Toxicity that included speech difficulty and weakness was seen in 1 of the 2 meningioma patients, with symptoms resolving within 12 months after radiation. Tumor volumetric assessment for each follow-up MRI was compared with the neuroradiologist s interpretation of size change for each report. The assessment was concordant with the volumetric change (in terms

-11- of tumor regression, stability, or progression) for 155 reports (85%). For 24 reports (13%), the report specified no change in size but the volumetric change (increase or decrease) exceeded 20%. Furthermore, for 3 reports (2%), a report specified a change in size but no volumetric change was noted. Local control was observed in 35 patients (81.4%) at the time of last follow-up. Progression or TVE was observed in 8 patients (18.6%). Progression did not occur in any patients with meningioma. A weak correlation was seen between the changes in volume as a function of time after completion of radiotherapy (Figure 5). Discussion Our findings show that subtle posttreatment MRI changes after HFSRT are common and difficult to interpret. This study provides more accurate 3D-MRI volumetric data, with changes observed over time. We believe that this information supplements the neuroradiologist s report and helps the clinician appropriately counsel patients. Although we generally observed good correlation between volumetric measurements and neuroradiologist s interpretation using RECIST criteria, we noted a 15% discordance rate. Overall, HFSRT delivered high local control rates with low observed toxicity. TVE was fairly common, although generally self-limited. Several cases were associated with short-term toxicity. Our study adds evidence to the literature that this fractionation regimen is a reasonable option. The natural disease course of vestibular schwannomas and grade 1 meningiomas is a relatively slow potential doubling time, growth rate, and

-12- mitotic rate. Because treatment response rates differ based on the activity of the cells in question, slow-growing cells will likely also respond more slowly to radiotherapy. Furthermore, reabsorption of killed tumor cell populations may not necessarily occur, leaving the lesion size unchanged. The opposite effect can occur as well, with lesions first increasing in size as a secondary effect of radiation and then regressing; TVE potentially causes symptoms and can be a therapeutic complication. 22,28,29 Thus, one of the main challenges for the clinician is interpreting postradiotherapy MRI scans and reports. Differentiating between partial response, stable change, TVE, and clear tumor progression from a single scan is difficult. In general, multiple scans over months to years are needed to draw a more accurate conclusion. The purpose of this study was to provide more objective data on how these tumors behave after treatment by using more accurate MRI volumetric measurements. Although RECIST criteria are useful for the interpretation of these radiologic changes after radiotherapy for malignant disease, 27 they are not ideal for benign intracranial neoplasms because of the small changes typically seen after treatment. The RECIST criteria require a relative change of more than 20% and an absolute change of more than 5 mm from baseline. They also considered lesions smaller than 10 mm to be nonmeasurable. In our series, the volumetric measurement was concordant with the neuroradiologist interpretation for 155 (85%) of reports. For 24 reports (13%), discordance was attributed to a volumetric change exceeding 20% and the neuroradiologist reporting no change. Interestingly, many of these patients had reported toxicities, which added to the clinical dilemma when

-13- the MRI was interpreted as showing no change. By using MRI volumes to define progression, small differences in linear measurements would be mitigated because each change on a thin-slice MRI would have a smaller effect on the overall volume. In our study, we were able to achieve a high local control rate of 83% with the use of HFSRT; this rate is likely an underestimation due to TVE changes and date of last follow-up. TVE was seen in 19 of 43 lesions (44%). This high rate was mostly attributed to treatment-related central necrosis, which caused a temporary increase in overall volume. For patients with vestibular schwannoma, the temporary size increase caused symptoms in 61%; at last follow-up, symptoms had resolved in 55% of patients. However, hearing loss persisted in all affected patients with vestibular schwannoma. Few studies have investigated the role of volumetric MRI measurements in patients with benign CNS neoplasms who have been treated with single-fraction radiosurgery, conventional fractionated stereotactic radiotherapy, or HFSRT. 17,19,20 All report good local control rates with low toxicity. However, the differences in definitions for local control and progression makes direct comparisons difficult. Matsuo et al 30 evaluated patients with vestibular schwannoma treated with single-fraction radiosurgery and used a volume change of 20% to define shrinkage or growth. They noted a transient enlargement pattern in 54.5%, with a 27% shrinkage rate and an 11% progression rate. Van de Langenberg et al 31 examined patients with vestibular schwannoma treated with single-fraction radiosurgery or conventional fractionated stereotactic radiotherapy and used a volume change of 19.7% to define shrinkage or growth. They noted that

-14-65% of patients had shrinkage, 13% had progression, and 54% had transient enlargement. Harrison et al 32 examined patients receiving single-fraction radiosurgery for meningiomas, defining progression as >15% volume change and regression as 15% volume change. They found regression in 67% and progression in 7%. Allowing for differences in definition, these results are similar to our findings. In terms of HFSRT, Gorman et al 20 evaluated the role of HFSRT in skull-based meningiomas and defined a partial response as a 50% decrease in maximum tumor diameter and stable disease as being between a <25% increase and <50% decrease in maximum tumor diameter. Mahadevan et al 17 evaluated clinical outcomes after HFSRT for benign skull-based tumors and reported local control as size-stability and nonprogression in the MRI scan. Kapoor et al 33 defined radiographic progression for any tumor greater than the baseline volume and significant radiographic progression when the tumor volume was more than double the treatment volume. They found that patients with tumor volumes <1 cm 3 were more likely to have significant radiologic progression compared with patients with largervolume tumors. Our study is the first to compare volumetric measurements with the interpretation of the neuroradiologist. Limitations of this study include the differences in slice thickness obtained during the MRI scan, which can markedly affect volumetric measurements (particularly for very small lesions), intraobserver differences in volumetric measurements and radiologist interpretation, and the impact of TVE on final volume calculations. In conclusion, volumetric MRI measurements provide additional information that may be used to correlate changes in tumor volume with

-15- symptoms or toxicities, if they arise. Clinicians should be aware of the possible discordance between radiologic reports and volume measurements, particularly in managing patients with symptoms. Continued follow-up and medical management of symptoms is important before determining true disease progression. HFSRT remains a good option for excellent local control and minimal toxicity in patients with vestibular schwannomas and meningiomas.

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-21- Legends Figure 1. Final change in volume for patients with vestibular schwannoma. Numbers represent individual patients. Figure 2. Changes in vestibular schwannoma volume after hypofractionated stereotactic radiotherapy (n=34). One patient had a maximum volume change of 800% (change at last follow-up). Figure 3. Final change in volume for patients with meningioma. Numbers represent individual patients. Figure 4. Changes in meningioma volume after hypofractionated stereotactic radiotherapy (n=9). Figure 5. Volume change in tumor size from baseline over time, stratified by tumor type.

Table 1. Baseline Characteristics (N=43) Characteristic Value Male sex, No. (%) 20 (47) Age, median (range), y 68 (33-87) Primary intracranial tumor, No. (%) Vestibular schwannoma Meningioma 34 (79) 9 (21) Gross tumor volume, median, cm 3 3.1 Radiation dose and fractionation, No. (%) 35 Gy, 5 treatments 27.5 Gy, 5 treatments 25 Gy, 5 treatments 21 Gy, 3 treatments 20 Gy, 5 treatments 20 Gy, 4 treatments 2 (5) 1 (2) 23 (53) 2 (5) 12 (28) 1 (2) 18 Gy, 3 treatments 2 (5) MRI scans per patient after radiotherapy, median (range) Vestibular schwannoma Meningioma Abbreviation: MRI, magnetic resonance imaging. 3 (2-11) 4 (2-7)

Summary Interpreting MRI changes after hypofractionated stereotactic radiotherapy (HFSRT) for benign CNS neoplasms can be challenging for the clinician. This retrospective study quantitates the subtle changes with volumetric MRI measurements and analyzes the changes over time. Temporal changes in tumor size, toxicity, and correlation with neuroradiologist interpretation are reported. Local control was excellent and toxicity was low. We noted a mild discordance between the radiology report and MRI measurements, suggesting a clinical use for volumetric measurements.