Cognitive fatigue at work: from the laboratory to the sea

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Cognitive fatigue at work: from the laboratory to the sea Professor Andy Smith Centre for Occupational and Health Psychology Cardiff University

Studies of cognitive fatigue in the laboratory What do we mean by fatigue? The narrow approach: The decrement in cognitive performance as a function of time on task. A wider approach: The interplay between exogenous and endogenous factors that modify alertness and arousal.

Factors studied Time of day e.g. working at night Sleep loss The post-lunch dip Workload Minor illnesses (e.g. the common cold) Individual differences Countermeasures

Fatigued individual have more lapses of attention This can be seen very clearly in sleep deprived individuals

Neuroscience and fatigue Reduced turnover of central noradrenaline and lapses of attention

Countermeasures: Caffeine Beneficial effects of caffeine in low alertness situations may reflect increases in central noradrenaline. Caffeine reverses the effects of drugs such as clonidine that reduce the turn over of central noradrenaline.

msec Caffeine reverses the effects of clonidine 380 370 360 350 340 330 320 310 300 290 280 270 260 250 PLACEBO CLONIDINE/DE- CAFF CLONIDINE/CAFF

Real life impairments

Simulations of real-life activities: Driving and the common cold Those with a cold drive too close to the car in front. Those with a cold are twice as likely to go through a red light. Those with a cold respond more slowly to unexpected events (e.g. pedestrians stepping off the kerb).

What s wrong with this approach? Factors are usually considered in isolation. There are a few studies which examine combinations of factors e.g. sleep deprivation and factors which decrease or increase alertness

Problems (contd) Need to look at combined effects of risk factors. Need to look at a wider range of outcomes e.g. health; wellbeing. Need a psychosocial model of fatigue.

Approaches to stress at work provide a good model for fatigue

The revised DRIVE model Individual Characteristics & Personal Resources & Demands 11 8 9 Perceived fatigue 4 3 2 Work Demands & Work Resources Risk factors for fatigue 1 Health Outcomes Job Satisfaction Safety X Y Z Mediating effect of Y, between X and Z Main Effect Moderating Effect Wellbeing

Seafarers Fatigue

Risk factors for fatigue Acute fatigue Chronic fatigue Work organisation (e.g. working hours, task demands, physical environment) Individual characteristics (both stable traits & current state) Repeated acute fatigue Failure to recover

Prevalence & consequences of fatigue at work General working population: 22% (Bultmann et al 2002) Fatigue is associated with: Impaired performance Compromised safety Ill health

Fatigue can be as bad as consuming a lot of alcohol

Fatigue in transport Fatigue is an accident risk factor in road, rail and air transport: 20% of motorway accidents Research in other transport sectors can be applied to seafarers fatigue Factors unique to seafaring must also be addressed

The Cardiff Research Programme There is a dearth of extensive research on offshore fatigue, so this programme aimed to provide the knowledge base to: Predict worst case scenarios for fatigue, health and injury Develop best practice recommendations Produce advice packages

Methods A multi-method research programme including: Literature review Surveys of work characteristics and health Diary studies of fatigue Physiological fatigue assays Sleep, motion, noise measures on board Objective and subjective measure of mental function Pre- and post-tour assessments Analysis of accident and injury data

A combination of minimal manning, sequences of rapid turnarounds and short sea passages, adverse weather and traffic conditions, finds seafarers working long hours with insufficient opportunities for recuperative rest. In these circumstances fatigue and reduced performance can lead to environmental damage, ill health and reduced lifespan among highly skilled seafarers who are in short supply.

Literature Review Accidents and Injuries Seafaring a high risk occupation Evidence of fatigue playing a potentially large role in marine accidents e.g. US Coastguard study Reporting systems often not geared up to assess the role of fatigue

Results: Survey (N=1856) Risk factors for fatigue: Operational (e.g. port visit frequency) Organisational (e.g. job support) Environmental (e.g. physical hazards) Health (e.g. smoking) Demographic (e.g. age)

OR Results: survey 14 12 10 8 6 4 2 0 Combined effect of exposure to risk factors PFRS At work After work Fatigue measures 0 to 3 factors 4 to 5 factors 6 or more factors

Results: survey Consequences of fatigue: Impact of fatigue on cognitive function and safety Fatigue and perceived well-being and health

One-in-four seafarers said they had fallen asleep while on watch Almost 50% of seafarers taking part in the study reported working weeks of 85 hours or more Around half said their working hours had increased over the past 10 years, despite new regulations intended to combat fatigue Almost 50% of seafarers taking part in the study consider their working hours present a danger to their personal safety Some 37% said their working hours sometimes posed a danger to the safe operations of their ship

Results: survey Collision awareness Nearly half considered fatigue a key factor in reducing collision awareness

Results: survey the worst cases Fishermen 60% personal safety at risk because of fatigue 44% worked to the point of collapse 41% fallen asleep at the wheel

SEAFARERS FATIGUE THE WORSE CASE SCENARIO 2 MINI-BULKERS Mini-bulkers: ships carrying dry cargoes; rapid port turn-arounds; crew of 7-8 with only 2 watch-keepers; watches 6 on-6off. Both subjective and objective indicators of fatigue show major problems.

Mini-bulkers: questionnaire measures of fatigue Table 1: Perceived fatigue and symptoms of fatigue reported by the mini-bulker crew and the crews of the other ships (Scores are the means, s.d.s in parentheses. High scores = greater fatigue) MINI-BULKER OTHER SHIPS PFRS Fatigue 44.2 (5.6) 24.5 (10.8) Symptoms of fatigue 3.96 (0.87) 2.63 (0.68)

Mini-bulkers: objective measures of fatigue (taken after 7 days of work) [scores are the means; s.d.s in parentheses] Mini-bulkers Other ships Simple RT (msec) 411 (55) 335 (61) Number of lapses 14.3 (5.3) 2.7 (5.9) of attention

Effects of tour of duty A diary study across many different types of ship

Log book fatigue (week 1): higher score=higher fatigue Fatigue risk factors & daily fatigue 60 55 50 45 40 35 30 25 20 0 or 1 risk 2 to 5 risks 6 or more risks Survey risk factors

Too tired to start? Travel to the vessel and subsequent fatigue at work among seafarers (N=520) Two-thirds (66%) had no opportunity for sleep before their first shift, and among this group 47% had travelled for 6 hours or more, 33% for 8 hours or more and 19% for 12 hours or more.

Prevention & management of fatigue European Working Time Directive (WTD): BUT Evidence of large numbers of seafarers working in excess (McNamara et.al). + Where working hours sheets doctored evidence that seafarers actually more fatigued (Allen et.al)

Working Hours Recording Data Deep-sea (n=320), Offshore (n=96) & Short-Sea (n=132). Working time directive violation Almost a third of the sample (30.8%) did not regularly have the opportunity to gain 10 hours rest in every 24. Over ten percent (11.9%) did not regularly gain at least 6 hours unbroken rest within a 24-hour period

Working Hours Recording To your knowledge, have your working hours ever been deliberately under-recorded in order to comply with international regulations on hours of work and rest?

Working Hours Recording Don t Know 22.8% 37.3% Never Frequently / Always 11.7% 28.3% Occasionally

Working Hours Recording 40% of seafarers reported at least occasionally underrecording their working hours. Those who admitted to at least occasionally underrecording their working hours were found to be significantly more fatigued/less healthy than those who reported never under-recording.

Prevention & management of fatigue IMO guidance on fatigue: Excessive focus on personal responsibility ignoring organisational factors Factors listed but little practical advice Little acknowledgment of the crucial role of economics in any strategy addressing fatigue

Prevention & management of fatigue Conclusion: - Diverse activities and different profiles of fatigue risk factors require a range of prevention and management strategies with all layers of responsibility involved Legislator Shipping company Individual Seafarer

Prevention & management of fatigue Conclusion: - Without reliable auditing systems success of interventions will be impossible to judge - Factors work in combination not alone. Indicators must cover a range of risk factors not just working hours. -

Conclusions and recommendations of the final report Evaluation of how working hours are recorded Auditing tools have to be valid before new interventions Information campaigns & fatigue management (e.g. THINK, AWAKE)) Seafarers must be empowered to intervene in operations when fatigue identified Establish an industry standard measure of fatigue Perceived fatigue measure. Adoption of a universal measure will accelerate progress in terms of addressing seafarers fatigue Develop a multi-factor auditing tool Risk factor checklist (based on combined effects approach)

Seafarers fatigue is an occupational health and safety issue that is common and widespread. It is not being adequately dealt with by current legislation, management or working practices and there is an urgent need to rectify the situation.

The Way Forward Treat fatigue as a health and safety issue!

What does this mean? A fatigue policy Education training to prevent and manage fatigue Tools for a fatigue audit Communication of fatigue-related issues Empowerment to change the nature of work to prevent and manage fatigue

More famous people than me have emphasised the importance of these factors I think education is power. I think that being able to communicate with people is power. One of my main goals on this planet is to encourage people to empower themselves - Oprah Winfrey