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Statement of Disclosure Mark Haas serves as a paid consultant on pathology adjudication committees for two industry-sponsored clinical trials: Shire ViroPharma Treatment of Acute ABMR AstraZeneca Treatment of Proliferative Lupus Nephritis Neither represents a conflict of interest relevant to any of the material presented in this talk.

The Banff Classification for Diagnosis of Renal Allograft Rejection: Updates from the 2017 Banff Conference Mark Haas Cedars-Sinai Medical Center Los Angeles, California, USA

Updates to the Banff diagnostic criteria for TCMR i-ifta and its association with graft loss Association of i-ifta with TCMR Addition of chronic, active TCMR to the classification Updates to the Banff diagnostic criteria for ABMR use of surrogate markers to diagnose ABMR in the absence of detectable DSA C4d Molecular markers Recommendations regarding use of molecular diagnostics in diagnosis of ABMR and TCMR

For Diagnosis of T Cell-Mediated Rejection (TCMR) Banff Does Not Score Inflammation in Scarred Areas (i-ifta)

Inflammation in areas of tubular atrophy is strongly correlated with renal allograft loss Mannon et al, Am J Transplant 10: 2066-73, 2010 (DeKAF Study)

The Banff 2015 (Loupy et al, AJT 17: 28-41, 2017) classification thus contains quantification for i-ifta: i-ifta 0 i-ifta 1 i-ifta 2 i-ifta 3 no inflammation or <10% scarred cortical parenchyma inflammation in 10-25% of scarred cortical parenchyma inflammation in 26-50% of scarred cortical parenchyma inflammation in >50% of scarred cortical parenchyma

and also adds an updated description for chronic, active TCMR: Chronic allograft arteriopathy (intimal fibrosis with mononuclear cell infiltration in fibrosis, formation of neointima); note that the such lesions may represent chronic, active ABMR as well as TCMR; the latter may also be manifest in the tubulo-interstitial compartment but does not actually define tubulo-interstitial criteria for diagnosing chronic, active TCMR

Effect of i-ifta on 1 year protocol biopsy on subsequent graft survival Lefaucheur, Loupy et al (Paris); AJT in press

Acute TCMR during first 12 months post-transplant is associated with i-ifta on 1-year protocol biopsy Lefaucheur, Loupy et al (Paris); AJT in press First-year T cell-mediated rejection Number of patients No. with i-ifta @ 1 year OR 95% CI P No 798 306 1 - Yes 142 85 2.7 [1.87-3.97] <.001

Combined impact of i-ifta and tubulitis at year year on subsequent graft survival Lefaucheur, Loupy et al (Paris); AJT in press 8 year graft survival i-ifta, no tubulitis 88% i-ifta + tubulitis 78% P = 0.07

Chronic, Active TCMR Grade 1a Grade 1b Grade 2 Interstitial inflammation involving >25% of sclerotic cortical parenchyma (i-ifta2 or i-ifta3) with moderate tubulitis (t2) involving 1 or more tubules, not including severely atrophic tubules Interstitial inflammation involving >25% of sclerotic cortical parenchyma (i-ifta2 or i-ifta3) with severe tubulitis (t3) involving 1 or more tubules, not including severely atrophic tubules Chronic allograft arteriopathy (arterial intimal fibrosis with mononuclear cell inflammation in fibrosis and formation of neointima) - May also be an manifestation of chronic, active ABMR or mixed ABMR/TCMR

Banff 2013 Classification of Antibody-Mediated Rejection (ABMR) in Renal Allografts Acute/Active ABMR; all 3 features must be present for diagnosis a 1. Histologic evidence of acute tissue injury, including one or more of the following: - Microvascular inflammation (g > 0 b and/or ptc > 0) - Intimal or transmural arteritis (v > 0) c - Acute thrombotic microangiopathy, in the absence of any other cause - Acute tubular injury, in the absence of any other apparent cause 2. Evidence of current/recent antibody interaction with vascular endothelium, including at least one of the following: - Linear C4d staining in peritubular capillaries (C4d2 or C4d3 by IF on frozen sections, or C4d > 0 by IHC on paraffin sections) - At least moderate microvascular inflammation ([g + ptc] >2) d - Increased expression of gene transcripts in the biopsy tissue indicative of endothelial injury, if thoroughly validated 3. Serologic evidence of donor-specific antibodies (HLA or other antigens) a These lesions may be clinically acute, smoldering, or subclinical. Biopsies showing two of the 3 features may be designated as suspicious for acute/active ABMR. b Recurrent/de novo glomerulonephritis should be excluded C These lesions may be indicated of ABMR, TCMR, or mixed ABMR/TCMR d In the presence acute T cell-mediated rejection, borderline infiltrates, or evidence of infection, ptc >2 alone is not sufficient to define moderate microvascular inflammation and g must be >1.

Banff 2013 Classification of Antibody-Mediated Rejection (ABMR) in Renal Allografts (continued) Chronic, Active ABMR; all three features must be present for diagnosis f 1.Morphologic evidence of chronic tissue injury, including 1 or more of the following: - Transplant glomerulopathy (cg >0) g, if no evidence of chronic TMA - Severe peritubular capillary basement membrane multilayering (requires EM) h - Arterial intimal fibrosis of new onset, excluding other causes 2.Evidence of current/recent antibody interaction with vascular endothelium, including at least one of the following: - Linear C4d staining in peritubular capillaries (C4d2 or C4d3 by IF on frozen sections, or C4d > 0 by IHC on paraffin sections) - At least moderate microvascular inflammation ([g + ptc] >2) i - Increased expression of gene transcripts in the biopsy tissue indicative of endothelial injury, if thoroughly validated 3.Serologic evidence of donor-specific antibodies (HLA or other antigens) f In the absence of evidence of current/recent antibody interaction with the endothelium (those features in section 2), the term active should be omitted; in such cases DSA may be present at the time of biopsy or at any previous time post-transplantation. g Includes GBM duplication by electron microscopy only (cg1a) or GBM double contours by light microscopy h >7 layers in 1 cortical peritubular capillary and >5 in 2 additional capillaries, avoiding portions cut tangentially i In the presence acute T cell-mediated rejection, borderline infiltrates, or evidence of infection, ptc >2 alone is not sufficient to define moderate microvascular inflammation and g must be >1.

Comparison of Predictive Value of Banff 2013 vs. Banff 2007 Criteria for Chronic, Active ABMR De Serres et al (Quebec), Am J Transplant 16: 1515-25, 2016 123 patients, single center, indication bx Jan 2006 Oct 2014 45 reached combined endpoint of graft loss or doubling of SCr Banff 2007 Banff 2013 % with CAABMR 18% 36% HR of CAABMR for 1.6 [0.7-3.8] 2.5 [1.2-5.2] combined endpoint

1.What to do with a biopsy showing (g + ptc) >1, C4d+, + TG, and NO Detectable DSA? 2.What to do with a biopsy showing (g + ptc) >2, C4d-, + TG, and NO Detectable DSA? According to Banff 2013/2015, such biopsies were termed suspicious for ABMR, which resulted in some confusion as to whether or not to treat the patient for ABMR

Microvascular Inflammation (MVI) is NOT Specific for Active ABMR 356 clinically indicated renal allograft biopsies. 209 with MVI = 0 (25% DSA+, 8% C4d+) 67 with MVI = 1 (36% DSA+, 15% C4d+) 80 with MVI > 2 (54% DSA+, 50% C4d+) Gupta et al (Albert Einstein), Kidney Int 89: 217-225, 2016

B Sis et al (Edmonton) Am J Transplant 12: 1168-79, 2012

..and Neither is Transplant Glomerulopathy (TG) Specific for Chronic ABMR - TG Has Multiple Etiologies 1. Chronic/Persistent Antibody-Mediated Rejection (73% of for-cause biopsies with TG at mean of 5.5 yrs post- transplant were C4d+, had concurrent DSA, or both; Sis et al, AJT 7: 1743-1752, 2007) 2. Hepatitis C - Need to differentiate from recurrent or de novo MPGN, using IF and/or EM - Possibly related to TMA associated with anti-cardiolipin antibodies 3. Other forms of TMA 4. Cell-Mediated Rejection (?) ref: Baid-Agrawal et al, Kidney Int 80: 879-885, 2011

What about C4d?

Should DSA be required for ABMR diagnosis in C4d+ biopsies? Gaston et al (DeKAF Study), Transplantation 90: 68-74, 2010

Influence of DSA and C4d on Outcomes in Chronic, Active ABMR with Transplant Glomerulopathy Lesage et al (Quebec City), Transplantation 99: 69-76, 2015 61 patients with late indication biopsy (median 79 mo), TG and MVI 45 C4d- and DSA- ( isolated TG ) 14 C4d+ and DSA- (6) or C4d- and DSA+ (8) 12 C4d+ and DSA+

Influence of DSA and C4d on Outcomes in Chronic, Active ABMR with Transplant Glomerulopathy Lesage et al (Quebec City), Transplantation 99: 69-76, 2015

Given the high specificity of C4d for DSA and these outcomes data, can DSA requirement for ABMR diagnosis be waived in biopsies of ABO-compatible kidneys with MVI and C4d? YES 53/65 (82%)

What to do with a biopsy showing (g + ptc) >2, C4d-, + TG, and NO Detectable DSA? Test for non-hla DSA -Not all labs do such testing for all relevant non-hla Abs -In most labs, routine DSA testing does not include HLA-C and HLA-DP Consider molecular testing

Molecular ABMR Classifier Score J. Sellares et al (Edmonton), AJT 13: 971-83, 2013 Based on 30 non-redundant probes, selected from comparisons between biopsies + or - histologic ABMR (DSA+, C4d+ or C4d-) Cell types of highest expression, based on literature and/or expression in cell cultures: Endothelial cells 17 NK cells 5 Tubular epithelial cells 4 T cells 3 Macrophages 2 IFN Gamma-induced - 2 Unknown cell type - 5

Association of molecular ABMR score with histologic diagnosis (mixed rejections excluded). ABMR Score ABMR No ABMR Total >0.2 64 66 130; PPV=0.49 <0.2 46 499 545; NPV=0.92 Total 110; sensitivity=0.58 565; specificity=0.87 675; accuracy=0.83 P. Halloran et al, JASN 26: 1711-1720, 2015

One and Three Year Post-Biopsy Graft Survival As a Function of Microarray and Histologic Diagnosis of ABMR/Mixed Rejection P Halloran et al, Am J Transplant 13: 2865-74, 2013 M- C- M- C+ M+ C- M+ C+ M+ = ABMR score >0.2; C+ = diagnostic or suspected ABMR C4d+ or C4d-

Can DSA requirement for ABMR diagnosis be waived in biopsies of ABO-compatible kidneys with MVI (g + ptc >2) and either C4d or a thoroughly validated molecular ABMR classifier? YES 37/65 (57%)

Recommended Indications for Use of Molecular Diagnostics in Renal Allograft Biopsy Diagnosis Possible Histology/Serology Differential Diagnosis Molecular Tests mild MVI (g + ptc = 1) ABMR vs. no ABMR ABMR classifiers C4d negative, DSA positive DSASTs moderate to severe peritubular pure TCMR/borderline ABMR classifiers capillaritis but no glomerulitis vs. mixed ABMR + DSASTs (g = 0, ptc >2); TCMR or TCMR/borderline borderline, C4d negative, DSA positive MVI (g + ptc >2) ABMR vs. no ABMR ABMR classifiers C4d negative DSASTs no identifiable anti-hla DSA + non-hla antibody no MVI (g + ptc = 0) ABMR vs. no ABMR ABMR classifiers C4d positive, + DSA DSASTs ABO-compatible

Recommended Indications for Use of Molecular Diagnostics in Renal Allograft Biopsy Diagnosis, Continued Possible Histology/Serology Differential Diagnosis Molecular Tests MVI (g + ptc > 0) ABMR vs. no ABMR ABMR classifiers C4d positive DSASTs no identifiable anti-hla DSA ABO-incompatible TG (cg > 0) purely chronic ABMR or ABMR classifiers no/mild MVI (g + ptc < 1) no ABMR vs. DSASTs C4d negative, DSA positive chronic, active ABMR borderline infiltrate TCMR vs. no TCMR TCMR classifiers BK virus nephropathy BK virus nephropathy TCMR classifiers meets criteria for acute alone vs. BK virus TCMR grade 1a or 1b nephropathy + TCMR