HAZARD ALERT. Important Medical Device Advisory. Premature Battery Depletion with Implantable Cardioverter Defibrillator

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HAZARD ALERT St. Jude Medical New Zealand Limited 54 Carbine Road Mt Wellington 1641 NEW ZEALAND Company Number 3432231 Tel 0800 756 269 Fax 0800 756 329 Important Medical Device Advisory Premature Battery Depletion with Implantable Cardioverter Defibrillator Table 1 Affected New Zealand Models Model Trade Name Model Trade Name CD1233-40 CD3251-40 Fortify VR CD1233-40Q CD3251-40Q Unify Quadra CD1235-40 CD3255-40 Fortify ST VR CD1235-40Q CD3255-40Q Unify Quadra MP CD1259-40 CD3261-40 Fortify Assura VR CD1259-40Q CD3261-40Q Unify Assura CD1359-40 CD3267-40 Quadra Assura CD1359-40C CD3267-40Q Fortify Assura VR CD1359-40Q CD3361-40 CD1359-40QC CD3361-40C Unify Assura CD2233-40 CD3361-40Q Fortify DR CD2233-40Q CD3361-40QC CD2235-40 CD3367-40 Fortify ST DR CD2235-40Q CD3367-40C CD2259-40 CD3367-40Q Fortify Assura DR CD2259-40Q CD3367-40QC Quadra Assura CD2359-40 CD3371-40 CD2359-40C CD3371-40C Fortify Assura DR CD2359-40Q CD3371-40Q Quadra Assura MP CD2359-40QC CD3371-40QC CD3235-40 CD3235-40Q Unify 11 October, 2016 Dear Doctor, Issue We are advising you of a risk of premature battery depletion associated with St. Jude Medical ICD and CRT-D devices manufactured before May 23, 2015. Affected models include Fortify, Fortify Assura, Quadra Assura, Quadra Assura MP, Unify, Unify Assura and Unify Quadra. Among 398,740 devices sold worldwide, 841 devices returned for analysis due to premature battery depletion have had evidence of lithium material in the form of clusters in the battery. Forty-six (46) exhibited visible clusters bridging the cathode and anode causing shorting. Lithium cluster formation is a known phenomenon with this type of battery. Page 1 of 4

Health Risk We are contacting physicians to provide details regarding risk and patient management recommendations because premature battery depletion has been observed to occur within days. There have been 2 deaths that have been associated with the loss of defibrillation therapy as a result of premature battery depletion. Action Please read and ensure that you understand the content of this notice Note the following patient management recommendations Ensure relevant staff members are informed of this notice Complete and return the Acknowledgement form Please follow the instructions provided below Please ensure a copy of this letter is kept in a prominent position Patient Management Recommendations In consultation with our Medical Advisory Board, we recommend the following: Do not implant unused affected devices. Conduct patient follow-up per standard practice. Prophylactic device replacement is NOT recommended because complications following replacement have been reported to occur at a greater rate than the rate of harm associated with premature battery depletion due to lithium cluster induced shorts (see appendix for selected references). In the event of an ERI indicator in these devices, immediate device change is recommended. At this time there is no factor, method or test to identify devices with this form of premature battery depletion approaching ERI or to accurately predict remaining battery life once ERI appears. Physicians should reaffirm the availability of remote monitoring to avoid or minimize time without device therapy for bradycardia and tachycardia events. Enroll patients in Merlin.net utilizing the Direct Alerts feature to provide you with an immediate alert notification in the event ERI is reached. For patients currently enrolled in Merlin.net, remind them of the importance of using remote monitoring. Review the most recent Programmed Parameters printout (see attached for an example). Ensure that under the Trigger Alerts When section, that the Device at ERI parameter is ON (it is normally ON) for both Show on FastPath and Notify Patient selections. If the Device at ERI alert is OFF, we recommend that the patient be seen promptly to program this parameter ON. Advise patients that an ERI indication triggers a vibratory alert. At the next scheduled office visit: Interrogate the patient s device to determine if an ERI alert has been triggered. Premature battery depletion can be identified by physicians through remote monitoring showing ERI or more advanced battery depletion. Perform a patient notifier test to confirm that the patient feels and recognizes the vibratory alert. Patients who cannot feel the vibratory alert may experience loss of battery and/or loss of device function without their awareness. Advise the patient to contact your office promptly should they feel a vibratory alert. In-office evaluation should be performed to determine the reason for the alert as other non-critical events can also trigger a vibratory alert. Additional Information Mode and Identification of Premature Battery Failure High voltage devices (ICDs and CRT-Ds) that utilize Lithium-based battery chemistries are subject to Lithium cluster formation during high voltage charging. Depending on their location, Lithium clusters may cause a short circuit that can lead to premature battery depletion. Our investigation indicates that if a short Page 2 of 4

circuit occurs, battery depletion can occur in these devices within a day to a few weeks, which may result in the inability to deliver therapy. Premature battery depletion can be identified by physicians through remote monitoring or in person visits showing ERI or more advanced battery depletion. Patients may become aware when their device reaches ERI because they may feel a vibratory patient notifier alert. Patients who cannot feel the vibratory alert may not know their device has reached ERI. Therefore, we have provided recommendations below that include confirming patients can feel and recognize vibratory alerts and reaffirming the availability and usage of remote monitoring to avoid or minimize time without device therapy for bradycardia and tachycardia events. Estimation of Rate of Premature Battery Failure A precise estimate of the rate of premature battery failure is difficult to obtain due to potential underreporting of battery depletion in general and battery depletion which may be due to this failure mode but not recognized. 841 returned devices (0.21%) of 398,740 devices worldwide have premature depletion in association with lithium clusters, including 549 in the US. Forty-six (46) devices worldwide had visible electrical shorting due to lithium clusters. See Table 2 below for details. At this time 349,852 affected devices are still in service worldwide and, therefore, potentially at risk. We recognize that individual patients may require unique clinical considerations. If the decision is made to replace an affected device for individual patient circumstances, St. Jude Medical will provide a replacement device at no cost. Please return any explanted devices to SJM for further evaluation. Should you have questions about patient management, including observed changes in battery longevity, please contact Rupa Kirubagaran, Product Sales Manager or Gerald Russell, Field Technical Manager, on 0800 756 269. Your St. Jude Medical representative will replace any affected inventory you may have at your centre(s). To determine if a device serial number is subject to this advisory, please go to the following website: www.sjm.com/batteryadvisory. This recall action is being taken in consultation with Medsafe, Ministry of Health. We apologize for any difficulties this causes you and your patients. Sincerely, Jeff Fecho Vice President, Global Quality Michael Goldberg Managing Director ANZ Attachments Page 3 of 4

APPENDIX Table 2 - Rates The table below summarizes the worldwide experience for the affected devices that were returned for product analysis due to premature battery depletion. In these 841 devices, 46 batteries had confirmed shorts due to Lithium clusters that bridged the battery s cathode and anode. In the remaining 795 devices a battery short was not confirmed by returned product analysis, but the presence of Lithium clusters was noted during battery analysis and no other cause for premature battery depletion was identified. Therefore, we have included both confirmed and unconfirmed shorts in the rate table below to help you assess the risk to your patients: Patient Impact Confirmed Shorts / Rate Unconfirmed Shorts / Rate Total / Rate Additional Surgery Only 46 / 0.012% 746 / 0.187% 792 / 0.199% Loss of Pacing Minor (Dizziness) 0 / 0.000% 37 / 0.009% 37 / 0.009% Loss of Pacing Major (Syncope) Loss of Defibrillation - Death 0 / 0.000% 10 / 0.0025% 10 / 0.0025% 0 / 0.000% 2 / 0.0005% 2 / 0.0005% Total 46 / 0.0115% 795 / 0.199% 841 / 0.211% Device Replacement Complication Publications 1) John W. Moore III, William Barrington, et. al.; "Complications of replacing implantable devices in response to advisories: A single center experience"; International Journal of Cardiology 134 (2009) 42 46 (5.5% overall, 2.1% major complications) 2) Paul A. Gould, MBBS, PhD, Lorne J. Gula, MD, et. al.; "Outcome of advisory implantable cardioverter- defibrillator replacement: One-year follow-up"; Heart Rhythm, Vol 5, No 12, December 2008 (9.1% overall, 5.9% major complications, including two deaths) 3) Krystina B. Lewis, Dawn Stacey, R.N., Ph.D, et. al.; Estimating the Risks and Benefits of Implantable Cardioverter Defibrillator Generator Replacement: A Systematic Review; PACE, Vol. 39, July 2016 (7.5% overall, 4.0% major complications) Page 4 of 4