Effect of tamoxifen and radiotherapy in women with locally excised ductal carcinoma in situ: long-term results from the UK/ANZ DCIS trial

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Effect of and in women with locally excised ductal carcinoma in situ: long-term results from the UK/ANZ trial Jack Cuzick, Ivana Sestak, Sarah E Pinder, Ian O Ellis, Sharon Forsyth, Nigel J Bundred, John F Forbes, Hugh Bishop, Ian S Fentiman, William D George Summary Background Initial results of the UK/ANZ (UK, Australia, and New Zealand ductal carcinoma in situ) trial suggested that reduced new breast events of ipsilateral invasive and ductal carcinoma in situ () compared with no, but no significant effects were noted with. Here, we report long-term results of this trial. Methods Women with completely locally excised were recruited into a randomised 2 2 factorial trial of,, or both. Randomisation was independently done for each of the two treatments ( and ), stratified by screening assessment centre, and blocked in groups of four. The recommended dose for radiation was 5 Gy in 25 fractions over 5 weeks (2 Gy per day on weekdays), and was prescribed at a dose of 2 mg daily for 5 years. Elective decision to withhold or provide one of the treatments was permitted. The endpoints of primary interest were invasive ipsilateral new breast events for the comparison and any new breast event, including contralateral disease and, for. Analysis of each of the two treatment comparisons was restricted to patients who were randomly assigned to that treatment. Analyses were by intention to treat. trial drugs have been completed and this study is in long-term follow-up. This study is registered, number ISRCTN9951387. Findings Between May, 199, and August, 1998, 171 women were randomly assigned to and, alone, alone, or to no adjuvant treatment. Seven patients had protocol violations and thus 1694 patients were available for analysis. After a median follow-up of 12 7 years (IQR 1 9 14 7), 376 (163 invasive [122 ipsilateral vs 39 contralateral], 197 [174 ipsilateral vs 17 contralateral], and 16 of unknown invasiveness or laterality) breast cancers were diagnosed. Radiotherapy reduced the incidence of all new breast events (hazard ratio [HR] 41, 95% CI 3 56; p< 1), reducing the incidence of ipsilateral invasive disease ( 32, 19 56; p< 1) as well as ipsilateral ( 38, 22 63; p< 1), but having no effect on contralateral breast cancer ( 84, 45 1 58; p= 6). Tamoxifen reduced the incidence of all new breast events (HR 71, 95% CI 58 88; p= 2), reducing recurrent ipsilateral ( 7, 51 86; p= 3) and contralateral tumours ( 44, 25 77; p= 5), but having no effect on ipsilateral invasive disease ( 95, 66 1 38; p= 8). No data on adverse events except cause of death were collected for this trial. Interpretation This updated analysis confirms the long-term beneficial effect of and reports a benefit for in reducing local and contralateral new breast events for women with treated by complete local excision. Funding Cancer Research UK and the Australian National Health and Medical Research Council. Introduction Ductal carcinoma in situ () is usually an asymptomatic disorder that is characterised by a clonal proliferation of epithelial cells confined within the lumen of mammary ducts. 1,2 Screening has led to a substantial increase in the incidence of over the past two decades; the disorder represents 1% of all breast carcinomas and around 2% of screen-detected cancers. 3 5 Management options for include surgery,, and hormonal therapy. 6 The effectiveness of in reducing recurrences has been examined in four clinical trials. 7 11 In all these studies, reduced in-situ or invasive recurrences by about 5%. Although is associated with substantial reductions in local recurrence, no differences have been reported in metastatic disease or overall survival. 12,13 The role of in the management of has been investigated in the UK, Australia, and New Zealand (UK/ANZ) trial 1 and also in the National Surgical Adjuvant Breast and Bowel Project B-24 (NSABP B-24) trial. 14 In the NSABP trial, patients with received and were then randomised to (2 mg/day) or placebo. After just over 6 years of follow-up, a significant reduction in all new breast events was reported in the group compared with the placebo group (rate ratio 63, 95% CI 47 83; p= 9). The use of other endocrine treatments for is under investigation in the International Breast Cancer Intervention Study II (IBIS-II) and the NSABP B-35 trial. 15 Lancet Oncol 211; 12: 21 29 Published Online December 8, 21 DOI:1.116/S147-245(1)7266-7 See Comment page 2 Cancer Research UK, Centre for Epidemiology, Mathematics, and Statistics, Wolfson Institute of Preventive Medicine, Queen Mary School of Medicine and Dentistry, University of London, London, UK (Prof J Cuzick PhD, I Sestak PhD); Division of Cancer Studies, Research Oncology, King s College London (Prof S E Pinder MD), and Academic Oncology (Prof I S Fentiman MD), Guy s Hospital, London, UK; City Hospital, Department of Histopathology, Nottingham, UK (Prof I O Ellis MD); Cancer Research UK and UCL Clinical Trials Centre, Department of Oncology, London, UK (S Forsyth BSc); South Manchester University Hospital, Department of Surgery, Manchester, UK (Prof N J Bundred MD); School of Medical Practice and Population Health, University of Newcastle, Newcastle, NSW, Australia (Prof J F Forbes MD); Beaumont Hospital, Bolton, UK (H Bishop MD); and Western Infirmary Glasgow, Glasgow, UK (W D George MD) Correspondence to: Prof Jack Cuzick, Cancer Research UK, Centre for Epidemiology, Mathematics and Statistics, Wolfson Institute of Preventive Medicine, Queen Mary s School of Medicine and Dentistry, University of London, Charterhouse Square, London EC1M 6BQ, UK j.cuzick@qmul.ac.uk www.thelancet.com/oncology Vol 12 January 211 21

242 randomised to and (T, R) 7 excluded 171 patients randomised 912 chose to enter 2 2 randomisation 224 randomised to only (T, C R ) 22 randomised to only (C T, R) 226 randomised to no treatment (C T, C R ) 1694 eligible for analysis 782 chose randomisation to one of the treatments 664 made choice about and only randomised to 118 made choice about and only randomised to 63 elected not to have 61 elected to have 29 elected not to receive 89 elected to have 35 randomised to no (C T, ) 298 randomised to (T, ) 31 randomised to no (C T, ) 3 randomised to (T, ) 13 randomised to no (, C R ) 16 randomised to (, R) 45 randomised to no (, C R ) 44 randomised to (, R) Figure 1: Trial profile T=. R=. C T =control group for. C R =control group for. No adjuvant treatment (n=544) Tamoxifen alone (n=567) Radiotherapy alone (n=267) Radiotherapy and (n=316) Total (n=1694) Follow-up (woman-years) 5428 617 323 3545 18 13 Breast events 174 (32%) 135 (24%) 35 (13%) 32 (1%) 376 (22%) 96 (18%) 72 (13%) 16 (6%) 13 (4%) 197 (12%) Ipsilateral 86 (16%) 63 (11%) 14 (5%) 11 (3%) 174 (1%) Contralateral 9 (2%) 4 (1%) 2 (1%) 2 (1%) 17 (1%) Unknown 1 5 6 72 (13%) 57 (1%) 16 (6%) 18 (6%) 163 (1%) Ipsilateral 52 (1%) 49 (9%) 1 (4%) 11 (3%) 122 (7%) Contralateral 2 (4%) 7 (1%) 5 (2%) 7 (2%) 39 (2%) Unknown 1 1 2 Unknown 6 (1%) 6 (1%) 3 (1%) 1 (%) 16 (1%) Annual rate of breast events (%) 3 2% 2 2% 1 2% 9% 2 1% Data are number (%). =ductal carcinoma in situ. Table 1: New breast events 22 www.thelancet.com/oncology Vol 12 January 211

Randomised to (n=794) Randomised to no (n=782) Hazard ratio (95% CI) p value patients Ipsilateral 129 (15 7%) 162 (19 6%) 78 ( 62 99) 4 56 (6 8%) 6 (6 9%) 95 ( 66 1 38) 79 7 (8 6%) 97 (12 1%) 7 ( 51 86) 3 Unknown 3 5 Contralateral 17 (1 9%) 38 (4 2%) 44 ( 25 77) 5 12 (1 5%) 25 (2 7%) 47 ( 24 94) 3 4 ( 3%) 11 (1 3%) 36 ( 11 1 12) 8 Unknown 1 2 invasive 69 (8 5%) 85 (9 1%) 81 ( 59 1 12) 2 77 (9 2%) 111 (13 6%) 67 ( 5 9) 8 5 8 unknown* new breast events 151 (18 1%) 24 (24 6%) 71 ( 58 88) 2 Patients not receiving (n=153) Ipsilateral 19 (13 2%) 14 (17 %) 77 ( 59 98) 4 46 (5 5%) 51 (6 %) 89 ( 59 1 33) 6 6 (7 4%) 84 (1 4%) 71 ( 51 99) 4 Unknown 3 5 Contralateral 8 ( 9%) 29 (3 1%) 27 ( 12 59) 1 6 ( 8%) 2 (2 %) 29 ( 12 73) 9 2 ( %) 9 (1 %) 22 ( 5 1 1) 5 Unknown 5 2 unknown new breast events 122 (14 6%) 171 (2 7%) 71 ( 57 87) 1 Patients receiving (n=523) Ipsilateral 2 (2 4%) 22 (2 6%) 93 ( 5 1 75) 8 1 (1 3%) 9 ( 9%) 1 41 ( 54 3 7) 5 1 (1 1%) 13 (1 7%) 68 ( 29 1 59) 4 Unknown Contralateral 9 (1 1%) 9 (1 1%) 99 ( 39 2 49) 1 6 ( 8%) 5 ( 6%) 1 18 ( 36 3 87) 1 2 ( 1%) 2 ( 2%) 99 ( 14 7 4) 8 Unknown 1 2 2 unknown new breast events 29 (4 1%) 33 (5 6%) 99 ( 61 1 59) 8 Data are number (%). =ductal carcinoma in situ. *Laterality or invasiveness unknown. Laterality unknown. Table 2: New breast events and 1-year estimates of percentages with an event in patients randomised to or not The UK/ANZ trial was a 2 2 factorial randomised trial that assessed,, or both in patients with completely excised. 1 After a median follow-up of 4 4 years (range 2 9 9), patients who had had a lower incidence of ipsilateral invasive disease (hazard ratio [HR] 45, 95% CI 24 85) and Annual hazard rates (%) 5 4 3 2 1 Patients with a new breast event (%) Number at risk Tamoxifen No 3 25 2 15 1 5 794 782 2 4 No Tamoxifen 5 1 Follow-up (years) 647 687 524 582 15 2 126 136 6 8 1 12 14 Follow-up (years) Figure 2: Kaplan-Meier curve for cumulative incidence and annual hazard plot of all breast events in the comparison ipsilateral ( 36, 19 66) than those who did not have, but there was no difference in contralateral disease between groups. Tamoxifen was weakly associated with a reduction in all new breast events compared with no (HR 83, 95% CI 64 1 6), but this was because of a reduction in all ( 68, 49 96); no reduction in invasive cancer was reported (1 11, 76 1 63). Here, we report updated results of the UK/ANZ trial with a median followup of 12 7 years. Methods Patients Patients with unilateral or bilateral (>9% detected in the national breast screening programme) who were deemed suitable for breast conservation were entered into the trial. Patients with lobular carcinoma in situ, atypical ductal hyperplasia in the absence of, Paget s disease of the nipple, and those in whom pathological margins of the disease were uncertain were excluded, as were patients with a reduced life expectancy. Patients were included if their lesion or lesions could be completely excised, which was confirmed by radiology of the surgical specimen and free margins on histological examination. If extended to the margin of the For the trial protocol see http://www.cptu.org.uk/trials/ UK_ANZ%2%2trial%2 -%2protocol.pdf www.thelancet.com/oncology Vol 12 January 211 23

Tamoxifen (n/n) No (n/n) Patients who did not receive Ipsilateral Contralateral recurrences 46/794 6/794 19/794 6/794 2/794 8/794 122/794 51/782 84/782 14/782 2/782 9/782 29/782 171/782 Patients who received Ipsilateral Contralateral recurrences 1/794 1/794 2/794 6/794 2/794 9/794 29/794 9/782 13/782 22/782 5/782 2/782 9/782 33/782 1 2 Favours 5 1 2 HR (95% CI) Favours no 89 ( 59 1 33) 71 ( 51 99) 77 ( 59 98) 29 ( 12 73) 22 ( 5 1 1) 27 ( 12 59) 71 ( 57 87) 1 41 ( 54 3 7) 68 ( 29 1 59) 93 ( 5 1 75) 1 18 ( 36 3 87) 99 ( 14 7 4) 99 ( 39 2 49) 99 ( 61 1 59) Figure 3: Forest plot for new breast events in the comparison stratified by whether or not patients received HR=hazard ratio. =ductal carcinoma in situ. specimen, re-excision was done to establish clear margins. The size of lesion, pathological type of disease, and if re-excision was done was recorded, and an estimate of the maximum diameter of the total lesion was made. On an individual basis, surgeons in discussion with each patient decided whether to enter the patient into the fourway 2 2 randomisation, or one of two separate two-way randomisations with elective choice for the other treatment modality. Patients were given information that described the disease, treatment options, and trial design. Patients provided written or verbal consent witnessed by a third party before entry into the trial. Ethics approval was obtained from local ethics committees at all participating hospitals. Randomisation and masking Randomisation was done in one of three central trials offices by fax or telephone contact. Randomisation was independently done for each of the two treatments ( and ), stratified by screening assessment centre, and blocked in groups of four. The central trial centres each prepared their own randomisation lists using a common algorithm, and these lists were available only to trial staff who were trained in the randomisation procedure. Tamoxifen and were both given open label. Procedures The recommended dose for was 5 Gy in 25 fractions over 5 weeks (2 Gy per day on weekdays; tumour dose fractionation 82) at the isocentre or at the point of intersection of the two tangential fields. We did not recommend boost treatment at the excision site. Tamoxifen was prescribed at a dose of 2 mg daily for 5 years. Yearly bilateral mammography was recommended for the first 7 years after treatment and every 2 years thereafter. Dates and sites of histologically confirmed local new breast events ( or invasive cancer), diagnosis of any new non-breast malignant disease, and causes of death were recorded. Patients in the UK who were lost to follow-up were registered with the Office for National Statistics (now the NHS Information Centre) to find out details of death (date and cause) and cancer registrations (date of registration). The endpoints of primary interest were invasive ipsilateral new breast events for and any new breast event, including contralateral disease and for. We also individually assessed the effects of or on both recurrent or invasive ipsilateral breast cancer and contralateral or invasive cancer. We also measured distant new breast events as a first event, death after new breast events (breast cancer death), and cause-specific mortality. No data on adverse events were routinely collected, except for cause of death. Statistical analysis To assess the effects of the two main treatment comparisons, analysis was restricted to patients who were randomly assigned to each main treatment comparison. Hence, for the comparison only patients who were randomly assigned to receive or not were included in the analysis. In the same way, patients who chose to receive or not were excluded from the main comparison. Thus, treatment comparisons were not confounded by the alternate treatment. analyses were stratified according to whether or not patients received the alternate treatment, and whether this was by choice or as a result of random treatment allocation. Only the first new breast event was recorded; thus, for example, a distant new breast event that occurred after a local new breast event was not available for analysis. Analyses were by intention to treat. We compared groups by the Cox proportional hazard model to estimate HRs, 95% CIs and two-sided p values. 1-year estimates and time-to-recurrence curves were produced with the Kaplan-Meier method. A p value of less than or 24 www.thelancet.com/oncology Vol 12 January 211

Randomised to (n=522) Randomised to no (n=58) Hazard ratio (95% CI) p value patients Ipsilateral 4 (7 1%) 15 (19 4%) 32 ( 22 47) < 1 19 (3 3%) 5 (9 1%) 32 ( 19 56) < 1 21 (3 8%) 51 (9 7%) 38 ( 22 63) < 1 Unknown 4 Contralateral 18 (3 3%) 21 (4 1%) 84 ( 45 1 58) 6 11 (2 1%) 12 (2 8%) 9 ( 4 2 5) 8 4 ( 6%) 9 (1 4%) 43 ( 13 1 41) 2 Unknown 3 invasive 31 (5 6%) 62 (1 1%) 46 ( 3 72) 1 26 (4 %) 63 (11 6%) 38 ( 24 6) < 1 3 4 unknown* new breast events 6 (1 6%) 129 (23 2%) 41 ( 3 56) < 1 Patients not receiving (n=475) Ipsilateral 21 (4 %) 59 (11 6%) 31 ( 18 52) < 1 9 (1 3%) 28 (4 9%) 24 ( 11 55) 1 12 (2 3%) 29 (5 4%) 41 ( 21 81) 1 Unknown 2 Contralateral 9 (1 7%) 13 (2 8%) 68 ( 29 1 59) 4 5 (1 %) 7 (1 %) 71 ( 22 2 23) 6 2 ( 4%) 6 (1 %) 33 ( 1 1 61) 2 Unknown 2 2 unknown new breast events 32 (6 %) 72 (13 1%) 41 ( 3 57) < 1 Patients receiving (n=555) Ipsilateral 19 (3 4%) 46 (8 7%) 37 ( 22 64) < 1 1 (1 9%) 22 (4 1%) 44 ( 21 93) 3 9 (1 5%) 22 (4 3%) 35 ( 16 78) 1 Unknown 2 Contralateral 9 (1 5%) 8 (1 4%) 1 1 ( 43 2 86) 8 6 (1 1%) 5 (1 %) 1 17 ( 36 3 84) 8 2 ( 2%) 3 ( 4%) 66 ( 11 3 96) 7 Unknown 1 1 5 unknown new breast events 28 (5 4%) 59 (11 7%) 44 ( 32 6) < 1 Data are number (%). =ductal carcinoma in situ. *Laterality or invasive unknown. Laterality unknown. Table 3: New breast events and 1-year estimates of percentages with an event in patients according to randomisation equal to 5 was deemed significant. calculations were done using Stata software (version 1.1). This study is registered as an International Standard Randomised Controlled Trial, number ISRCTN9951387. Number at risk Radiotherapy No Annual hazard rates (%) 4 3 2 1 Patients with a new breast event (%) 3 No Radiotherapy 25 2 15 1 5 522 58 2 4 5 1 Follow-up (years) 431 486 341 44 15 2 93 12 6 8 1 12 14 Follow-up (years) Figure 4: Kaplan-Meier curve for cumulative incidence and annual hazard plot of all breast events in the comparison Role of the funding source The trial was developed by the breast cancer subcommittee of the UKCCCR (United Kingdom Coordinating Committee on Cancer Research; now the National Cancer Research Institute [NCRI]) and done through three trial offices (Cancer Research UK and University College London Cancer Trials Centre, London, UK; the Scottish Cancer Therapy Network, Edinburgh, UK; and the Australia and New Zealand Cancer Trials Office, Newcastle, NSW, Australia). The independent statistician (JC) had full access to all the data in the study and was responsible for providing regular information to the independent data monitoring committee. authors were responsible for data interpretation, writing of the report, and final approval of the manuscript for submission. The corresponding author had final responsibility for the decision to submit for publication. The funding source had no role in the decision to publish this report. Results Between May, 199, and August, 1998, 171 patients were randomised in the UK trial (879 from the UK Trials Centre, 635 from the Scottish Trials Centre, and 187 from the Australia and New Zealand Trials Centre). After randomisation, seven patients were excluded from the www.thelancet.com/oncology Vol 12 January 211 25

Radiotherapy (n/n) analysis because of protocol violations; two patients had previous malignant disease, four patients underwent mastectomy before randomisation, and one patient had invasive cancer rather than. 59 patients had microinvasive disease and 13 patients were on hormone replacement therapy at time of randomisation. Because neither factor was confounding, these patients were included in the analysis. Thus, 1694 patients were eligible for analysis (figure 1). No (n/n) Patients who did not receive Ipsilateral Contralateral recurrences 9/522 12/522 21/522 5/522 2/522 9/522 32/522 28/58 29/58 59/58 7/58 6/58 13/58 72/58 Patients who received Ipsilateral Contralateral recurrences 1/522 9/522 19/522 6/522 2/522 9/522 28/522 22/58 22/58 46/58 5/58 3/58 8/58 59/58 1 2 Favours 5 1 2 HR (95% CI) Favours no 24 ( 11 55) 41 ( 21 81) 31 ( 18 52) 71 ( 22 2 23) 33 ( 1 1 61) 68 ( 29 1 59) 41 ( 3 57) 44 ( 21 93) 35 ( 16 78) 37 ( 22 64) 1 17 ( 36 3 84) 66 ( 11 3 96) 1 1 ( 43 2 86) 44 ( 32 6) Figure 5: Forest plot for new breast events in the comparison stratified by whether or not patients received HR=hazard ratio. =ductal carcinoma in situ. Follow-up was complete up to Oct 1, 28, and events after that time are not included in this analysis. Median follow-up was 12 7 years (IQR 1 9 14 7). 1363 (8%) of 1694 patients were 5 64 years old and 16 (9%) were under 5 years old at randomisation; these patients had either symptomatic or mammographically detected. 912 patients (54%) chose to enter the 2 2 randomisation (figure 1). 782 patients chose the two-way randomisation: 664 patients (39%) were randomly assigned to receive or not, of whom 63 elected not to receive and 61 received elective ; 118 patients (7%) were randomly assigned to receive or not, of whom 29 elected not to receive and 89 received elective. 376 (22 2%) women had new breast events during the follow-up period (table 1): 197 (12%) patients had ductal carcinoma in situ (), 163 (1%) had invasive cancers, and the type of new breast events was unknown in 16 (1%). In total, 1576 patients were randomly assigned to receive or not (figure 1). 342 of these women developed a new breast event: 188 and 154 an invasive carcinoma (table 2). Fewer new breast events occurred in the patients randomly assigned to receive than in those who did not receive the drug (p= 2; table 2; figure 2). Tamoxifen significantly reduced the rate of recurrent ipsilateral but not ipsilateral invasive disease (table 2). An absolute 1-year reduction of 3 9% was reported for all ipsilateral events. There was a significant reduction in all contralateral events in those randomly assigned to compared with those assigned to no (p= 5; table 2), with an absolute 1-year reduction of 2 3%. Tamoxifen was associated with a reduction in the incidence of contralateral invasive events and there was weak evidence of a reduction in incidence of (table 2). Overall, an absolute 1-year reduction of 6 5% for all new breast events was achieved with the use of. Women who were randomly assigned to but who were not treated with had a significant overall reduction in new breast events (p= 1), whereas Randomised to Randomised to no Hazard ratio (95% CI) Randomised to Randomised to no Hazard ratio (95% CI) Grade Low (n=15) 2/5 (4%) 11/45 (24%) 15 ( 3 68) 3/33 (6%) 4/34 (12%) 78 ( 18 3 5) Intermediate (n=267) 12/124 (9%) 24/125 (19%) 44 ( 22 9) 3/79 (4%) 19/83 (22%) 13 ( 4 51) High (n=114) 112/475 (22%) 138/467 (27%) 79 ( 62 1 2) 44/327 (12%) 87/294 (26%) 4 ( 27 58) Age (years) <5 (n=16) 18/77 (22%) 27/69 (35%) 58 ( 32 1 7) 13/45 (27%) 16/56 (23%) 96 ( 45 2 3) 5 6 (n=919) 87/434 (19%) 12/425 (22%) 84 ( 63 1 12) 29/29 (9%) 74/275 (25%) 34 ( 22 52) >6 (n=615) 46/283 (16%) 75/288 (25%) 59 ( 4 85) 18/187 (9%) 39/177 (2%) 39 ( 22 69) Data are n/n (%). Table 4: new breast events and 1-year estimates of percentages with an event in patients according to grade and age 26 www.thelancet.com/oncology Vol 12 January 211

there was no apparent benefit among those who received (p= 8; table 2; figure 3). In total, 13 patients were randomly assigned to receive or not (figure 1). 189 of these patients developed a new breast event: 89 and 93 an invasive carcinoma (table 3). Overall, those randomised to had fewer new breast events than did those not randomised to (p< 1; table 3; figure 4), with an absolute reduction of 12 6%. Radiotherapy significantly reduced all ipsilateral events (p< 1) whereas no effect of was reported in relation to contralateral events (p= 6). In both patients who received and those who did not, a significant reduction in new breast events was reported with (table 3; figure 5). 242 women were randomised to receive and. 25 of these patients developed a new breast event: ten and 14 an invasive cancer (one unknown). In an analysis restricted to patients in the factorial randomisation, the combination treatment significantly reduced new breast events compared with no adjuvant treatment (p< 1). Tamoxifen plus significantly reduced all ipsilateral new breast events (p< 1) but had no effect on contralateral new breast events (p= 2; webappendix p 1). There were no significant differences in new breast events between patients randomly assigned to and and those randomised to alone (webappendix p 2). Patients randomised to and had significantly reduced ipsilateral new breast events compared with those randomised to alone (p< 1) but not contralateral new breast events (p= 5; webappendix p 3). Tumour blocks were not collected at trial entry, but diagnostic slides have now been collected retrospectively and centrally reviewed for 1224 of the 1694 patients, 16 which suggested that high grade, large size, and young age were significant predictors of a high recurrence rate. 16 Table 4 shows details of potential treatment interactions with age and tumour grade. Tamoxifen seemed to be more effective in women with a low-grade or intermediate-grade tumours compared with those with a high-grade tumour. There was a weak effect of in those with intermediate-grade or highgrade tumours. No clear effect of age was seen on efficacy, whereas was more effective in women over 5 years old than in those under 5 years old. 179 women had died after a median of 12 7 years of follow-up (table 5). Overall, there was no significant difference in the death rate across treatment groups, but an increase cardiovascular deaths was reported in those randomised to, with or without (p= 8), although the numbers were small. Deaths from breast cancer seemed to be slightly higher in the group, but this difference was not significant. No adjuvant treatment (n=544) Tamoxifen (n=567) Radiotherapy (n=267) Discussion These updated results from the UK/ANZ trial confirm that significantly reduces the relative risk of ipsilateral new breast events in women with and suggest that the effect is long lasting (panel). Additionally, these results provide evidence that reduces new breast events in women with locally excised. The clinically most relevant endpoints are invasive ipsilateral new breast events for because it is a local therapy, and all breast events for because it is a systemic therapy. This is now standard practice, but it was not prespecified in the protocol, which was written in 1989. Designation of these as endpoints of primary interest occurred before the present analyses were undertaken, but this decision was not documented in a formal statistical analysis plan. In our first report, 1 there was no significant reduction in new breast events with ; however, in this longterm follow-up the reduction in new breast events was significant. No effect was identified on ipsilateral invasive new breast events and the largest effect was on contralateral new breast events. The effect seemed to be apparent only in patients who did not receive ; however, only 523 patients who received were in the randomisation and a test for interaction between treatments was not significant (data not shown). An effect of was seen in irradiated patients in the only other trial that assessed its use in women with. 11 Radiotherapy and (n=316) Total (n=1694) Breast cancer 11 (2%) 19 (3%) 4 (1%) 5 (2%) 39 (2%) Other cancer 14 (3%) 19 (3%) 1 (4%) 14 (4%) 57 (3%) Cardiovascular 1 (%) 3 (1%) 5 (2%) 3 (1%) 12 (1%) Cerebrovascular 3 (1%) 1 (%) 2 (1%) 6 (%) Thromboembolic 3 (1%) 1 (%) 2 (1%) 6 (%) Other 2 (4%) 15 (3%) 7 (3%) 17 (5%) 59 (3%) Total 52 (1%) 58 (1%) 26 (1%) 43 (14%) 179 (11%) Table 5: Causes of death Entry dates Number randomised Median follow-up (years) HR (95% CI) for ipsilateral new breast events Radiotherapy (5 Gy in 25 fractions recommended) NSABP B-17 7 1985 9 818 1 7 RR 43 (p< 1) EORTC 1853 9,17 1986 96 11 1 5 53 ( 4 7) UK/ANZ 1 199 98 13 12 7 32 ( 22 47) Swedish 18 1987 99 167 8 4 ( 3 54) Tamoxifen (2 mg for 5 years) NSABP B-24 14 1991 94 184 7 7 ( 5 98) UK/ANZ 1 199 98 1576 12 7 71 ( 58 88) HR=hazard ratio. RR=risk ratio. Table 6: Trials of the treatment of ductal carcinoma in situ See Online for webappendix www.thelancet.com/oncology Vol 12 January 211 27

Panel: Research in context Systematic review This trial was prompted by the introduction of mammographic screening in the UK, which greatly increased the incidence of ductal carcinoma in situ (). At that time, three other trials of for had started (table 6), but no results were available. No trial of for had started, but there was substantial 19,2 evidence for its effectiveness in early invasive disease. Two overviews of the trials for have been published. 13,21 Interpretation This long-term follow-up study confirms the effect of on ipsilateral new breast events and reports an effect of, which was not apparent in the previous analysis. Treatment of remains challenging because of the low mortality associated with the disease. This trial emphasises the importance of in high-grade and also suggests a role for primarily for new contralateral disease. Only 13 (8%) patients were on hormone-replacement therapy at the time of randomisation. Of these, 19 (29 2%) of 65 randomised to developed a new breast event compared with 16 (24 6%) of 65 who were not on. However, we do not have adequate data on the use of hormone-replacement therapy during the trial to be able to reliably draw conclusions from these data. At present, the NSABP B-24 trial 14 is the only other study that has assessed the use in. women received and significantly reduced recurrences after just over 6 years of follow-up (rate ratio 63, 95% CI 47 83), with weak evidence of a reduction in recurrent ( 69, 46 1 4) and a significant reduction in invasive breast cancer events ( 57, 38 85). By contrast with our study, a significant reduction in invasive ipsilateral tumours was reported with in these irradiated patients. A possible explanation for the difference is the younger average age of the women in the NSABP study: in our study, over 9% were aged 5 years or more compared with 34% in the NSABP B-17 7 and B-24 14 trials. Our updated findings regarding new breast events from the comparison confirm previous findings. 7,9 11 We noted a slightly larger reduction in ipsilateral new breast events (HR 32, 95% CI 19 56) compared with our previous report ( 38, 25 59). 1 The effect of was similar whether or not patients received. The European Organisation for Research and Treatment of Cancer (EORTC) trial 17 reported updated results on the use of in in the absence of after a median of 1 5 years of follow-up. A HR for recurrence of 53 was reported, which is consistent with the HR of 41 we noted in women randomised to who did not receive compared with those who did not have. The NSABP B-17 trial reported the updated results of the effects of after 12 years of follow-up. 11 The HR for all breast events was 59 in women randomised to compared with those who were not. A Swedish study 18 reported a relative risk of 4 for ipsilateral disease in women who received compared with those not irradiated, corresponding to an absolute 1-year reduction of 16%. This reduction is similar to that reported in our study. Furthermore, this study also confirms our finding that older women benefit more from than younger women. The absence of any new breast events in the groups of the UK/ANZ trial after 9 years (data not shown) differs from the other trials, where the rate appears to be constant, albeit lower than in those not irradiated. This could be a chance finding based on small numbers. The Early Breast Cancer Trialists Collaborative Group did a meta-analysis of the effects of on local recurrences and 15-year survival in women with early invasive breast cancer. 22 Overall, the recurrence rate ratio was about 3 in women receiving after breast-conserving surgery compared with those not receiving. This reduction is again similar to that reported in the present analysis. No significant effects were reported on mortality, either from breast cancer or other causes for either treatment, except for a possible detrimental effect of on cardiovascular deaths, but the numbers were small and further data are needed. Contributors JC, JFF, HB, ISF, and WDG designed the trial. NJB, JFF, HB, ISF, and WDG collected data. JC and IS did the data analysis and drafted the paper. authors contributed to the interpretation of the data, writing of the manuscript, and approved the final version. Conflicts of interest HB has received travel grants from AstraZeneca and Roche. NB has a patent for an epidermal growth factor receptor targeted therapy for. other authors declared no conflicts of interest. Acknowledgments The trial was partially funded by the Cancer Research UK programme grant in the UK (C569-A144) and the Australian National Health and Medical Research Council. 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