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Patient- reported outcome surveillance in older cancer survivors: Using the SEER-MHOS linked data resource Erin E. Kent, PhD Epidemiologist & Program Director Outcomes Research Branch Applied Research Program Division of Cancer Control and Population Sciences Erin.Kent@nih.gov U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES American Public Health Association Meeting November 17, 2014 National Institutes of Health

Disclosures No relationships to disclose.

Acknowledgments Anita Ambs, MPH Food and Drug Administration, Center for Tobacco Products Steven Clauser, PhD Patient-Centered Outcomes Research Institute

Cancer in older adults Adults 65 years account for approximately 60% of all cancer diagnoses 43% of older adults with cancer diagnoses survive more than 10 years 17% survive more than 20 years from initial diagnosis With more effective therapies and earlier detection, the number of older cancer survivors will grow Limited research that on the health related quality of life (HRQOL) of older cancer survivors 5

Number of cases Cancer prevalence 20,000,000 18,000,000 16,000,000 14,000,000 12,000,000 10,000,000 8,000,000 6,000,000 65+ <65 4,000,000 2,000,000 0 Year Parry et al., 2011

PRO surveillance and quality improvement Recommendation 8: Quality Measurement Goal: Develop a national quality reporting program for cancer care as part of a learning health care system.

Medicare Health Outcomes Survey

Surveillance Epidemiology and End Results (SEER) Cancer Registries

SEER-MHOS Data Linkage

SEER-MHOS Data Linkage Linkage of cancer registry data (SEER) to patientreported measures from the Medicare Health Outcome Survey (MHOS) Linked data are the records of individuals in both the SEER (through 2009) and MHOS data sets, plus all additional MHOS data for the years 1998-2011

Goals of SEER-MHOS Create an ongoing dataset for use by NCI, CMS, and external investigators Collect valid and reliable data on PROs that may be used to promote research and policy: Outcomes Research and Surveillance Health Plan Quality Improvement Eg. Star Ratings Program

SEER Program Coverage

Variables available in SEER-MHOS SEER Variables Number of SEER-MHOS Participants Cancer incidence and survival Month/year of diagnosis, site of cancer, histology, grade, and stage Initial surgical and radiation treatment within 12 months of diagnosis Follow-up vital status Demographics

Variables available in SEER-MHOS SEER Variables Number of SEER-MHOS Variables Participants Cancer incidence and survival Month/year of diagnosis, site of cancer, histology, grade, and stage Initial surgical and radiation treatment within 12 months of diagnosis Follow-up vital status Demographics HRQOL: SF 36 v2, VR 12 Activities of daily living Comorbidities Depressive symptoms Number of unhealthy days Health behaviors: Smoking HEDIS effectiveness of care measures Urinary incontinence Physical activity management Bone Density Scanning Fall risk management Demographics

Health-Related Quality of Life (HRQOL): SF-36 Scales Description Number of SEER-MHOS Participants Scale Physical Component Summary (PCS) Physical functioning (PF) Role-physical (RP) Bodily pain (BP) General health (GH) Mental Component Summary (MCS) Vitality (VT) Social functioning (SF) Mental Health (MH) Role-emotional (RE) Summary measure, includes: PF, RP, BP, VT, SF, RE, MH and GH 10 questions on how health limits performance of physical activities. 4 questions on the extent to which the physical health limits work/usual activities 2 questions on severity of pain and extent to which pain interferes 5 questions on current health status, susceptibility to disease, and expectations for health in the future. Summary measure, includes: MH, RE, SF, VT, GH, BP, RP, and PF. 4 questions on energy and fatigue 2 questions on limitations in normal social functioning due to health 5 questions on mental health dimensions. 3 questions on whether emotional problems have interfered with work/usual activities

MHOS 2.0: Switch from SF-36 to VR-12 in 2006 1 VR-12: Shorter, 14-question survey Reduces respondent burden and survey costs while producing results similar to 36-item survey Developed, tested, and implemented by Veterans Administration in multiple studies Validated conversion formulas allow comparisons with earlier 36-item survey In progress: mapping 8 scales from SF-36 to VR-12

Number of SEER-MHOS Participants Completed 1+ MHOS Survey(s) (1,665,298) Linked to SEER (95,273) One MHOS Survey (52,572) 2+ MHOS Surveys (43,151) Not linked to SEER/no cancer reported (1,315,772) SEER Area survey (279,479) Non-SEER area (1,036,293)

Number of SEER-MHOS Respondents Age 65+ by First Cancer Site, 1998-2009 First Cancer Total # of linked Patients (N) Baseline Survey (N) Baseline and Follow-up Surveys (N) Survey Before and Survey after Dx (N) Prostate 19,727 19,598 8,657 1,352 Breast 16,388 16,264 7,679 992 Colorectal 11,127 11,061 4,839 698 Lung and bronchus 7,823 7,756 2,728 434 Gynecological Cancers 5,171 5,134 2,351 201 Bladder 4,757 4,723 2,028 330 Melanomas -- skin 4,338 4,302 2,032 283 Kidney and Renal pelvis 1,874 1,859 784 150 Non-Hodgkin's lymphomas - nodal 1,893 1,877 775 119 Stomach 1,029 1,026 366 53 Pancreas 1,294 1,284 427 47

Strengths Adequate sample sizes for many cancer sites Ability to look at change over a two-year period Compare individuals with and without cancer One of largest data sources on PROs of older adults with cancer Limitations Linkage is limited to select SEER registry areas SEER treatment data limited to first few months of therapy No data on Medicare enrollees in fee-for-service No data on non-medicare populations Survey sampling frame not designed around time since diagnosis

SEER-MHOS Public Use Data Resource The data were made available to the public by application in 2008. Since then: 19 data use agreements 16 publications

Health-related quality of life 60 Adjusted Physical (PCS) and Mental (MCS) scores 50 40 30 20 10 0 * * * * * * * * * Findings: PCS lower in survivors of certain cancers, particularly multiple myeloma and pancreatic cancer PCS MCS Kent et al., (2014), Cancer

Health-related Quality of Life Adjusted Physical (PCS) and Mental (MCS) scores in bladder cancer survivors by time since diagnosis Findings: PCS lower in bladder cancer survivors, persisting up to 10 years after diagnosis >1 yr before dx 0-1 yr after dx Time since diagnosis PCS 1-3 yr after dx 3-5 yr after dx 5-10 yr after dx MCS 10+ yr after dx Fung et al., (2014), J of Urology

Score Change in Health National Cancer Institute Changes in HRQOL among prostate cancer survivors by time since dx Physical Component Score Role Physical General Health Mental Component Score Vitality Social Functioning Findings: Changes in HRQOL in prostate cancer survivors sensitive to time since dx Months from diagnosis Reeve et al. (2012), Cancer

Score change in health Changes in HRQOL among breast cancer survivors by treatment type PCS MCS No cancer BCS BCS + RT No cancer BCS BCS + RT Mastectomy Mastectomy Findings: Greater PCS declines in health among women with breast cancer than controls, across treatment types Treatment Type or Control Stover et al. (2014), Cancer

Additional Findings HRQOL in colorectal cancer patients Quach et al., 2014, Cancer Declines in physical HRQOL Greatest decrements in recently diagnosed and those with stage III and IV Greater odds of major depressive disorder than controls Differences in HRQOL among prostate, breast, colorectal cancer across racial/ethnic groups - Pinheiro et al., In Review Pre-dx, non-hispanic Whites better HRQOL than minorities Post-dx, some gaps in HRQOL across racial/ethnic groups narrowed

Sample research questions using SEER-MHOS data 1. How has HRQOL and other patient reported outcomes among older cancer patients changed over time? 2. What types of comorbidities occur among older patients with specific types of cancer? 3. How does functional status predict mortality and survival among older cancer patients and survivors? 4. Has the Medicare Star Ratings program affect enrollment/retention of cancer patients in MAOs, and if so, does this differ from older individuals w/o cancer? 5. Are there regional, geographic, and/or health plan effects on the health status of cancer patients/survivors in MAOs?

Accessing SEER-MHOS http://outcomes.cancer.gov/surveys/seer-mhos/obtain/ 1. Send e-mail to: SEER-MHOS@hcqis.org 2. Use the MHOS flag in SEER*Stat to determine sample sizes of individuals with specific cancers, just released. 3. Come to the NCI Booth tomorrow (Tues) 1:30-2:30pm to talk with me about SEER-MHOS research ideas!

SEER-MHOS Partners: National Cancer Institute (NCI) Centers for Medicare & Medicaid Services (CMS) With technical assistance from: Health Services Advisory Group (HSAG) Information Management Services, Inc. (IMS) 2

Coming soon SEER-CAHPS Data linkage between SEER and the Consumer Assessment of Healthcare Providers and Systems (SEER-CAHPS) CAHPS data exists for both MA and Fee-for- Service (FFS) Linkage contains SEER cancer registry data, responses to the CAHPS survey, and Medicare Claims data (FFS only)

SEER-CAHPS: Priority research questions Do perceptions of care differ among Medicare beneficiaries with and without cancer? To what extent do cancer patients care experiences vary by racial and ethnic groups? Do patients care experiences vary by increasing chronic illness burden? How are patients care experiences associated with health care utilization at the end of life? Do cancer patients care experiences vary by time since diagnosis?

When performance is measured, performance improves. When performance is measured and reported back, the rate of improvement accelerates. -Pearson s Law

Thank you

MHOS Administration Timeline Each spring, a random sample of Medicare beneficiaries is drawn and surveyed from each MAO with a minimum of 500 enrollees Two years later, the baseline respondents are surveyed again (i.e., follow up measurement). Cohort 1 was surveyed in 1998 and was resurveyed in 2000, etc. 1998-2006: MAO baseline sample size was one thousand; 2007- sample size increased to twelve hundred. 1998-2008, members required to be continuously enrolled in their MAO for 6 months; 2009 restriction waived. 1998-2009, beneficiaries with End Stage Renal Disease (ESRD) were excluded. Effective 2010, those with ESRD are no longer excluded.