The Ohio State University Comprehensive Cancer Center Arthur G. James Cancer Hospital and Richard J. Solove Research Institute

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CLL Update on Diagnosis and Treatment John C. Byrd M.D. D. Warren Brown Chair in Leukemia Research Professor of Internal Medicine and Medicinal Chemistry Director, Division of Hematology The Ohio State University May1, 2013 Chronic Lymphocytic Leukemia Most prevalent type of adult leukemia Defined by select flow cytometry y markers on leukemia cells (CD5, CD19, CD20, CD23, sig).] Median age of diagnosis of CLL is 72 years, with only 10% of patients under age 50. More common in men than women (2:1 ratio) Environmental predisposition uncertain, although Vietnam Veterans with Agent Orange exposure warrant service- connected status Genetic predisposition present, with approximately 10% of patients having a first-generation relative with CLL however no common gene has been identified 4 Page 2

Critical Decision Times for CLL Patients Diagnosis* Learning about disease and impact on life Working through stress of having a blood cancer and likely not doing anything (watch and wait versus watch and worry) At time of first treatment* Appropriate tests and choice of initial therapy Consideration of clinical trials with non-chemotherapy based treatment Relapse disease* Appropriate tests and choice of and consideration of clinical trials/transplant *All junctures, in particular relapse are ideal times to see a CLL specialist who can work with your local doctor 5 Diagnosis and Evaluation of CLL Immunophenotype of blood to confirm diagnosis Physical exam and labs to confirm Rai stage Rai 0 Rai 1 Rai 2 Rai 3 Rai 4 just lymphocytosis lymph node enlargement spleen enlargement anemia (hemoglobin < 11 in absence of AIHA) low platelets (<100 in absence of ITP) Bone marrow biopsy and CT scans not needed Prognostic factors FISH del(17p) and del(11q22.3) less favorable IVGH mutational status un-mutated less favorable B 2 M higher less favorable Lymphocyte doubling time < 1 year higher less favorable Other prognostic factors include CD38, ZAP-70 and others 6 Page 3

Typical Discussion Following Testing Asymptomatic low risk disease (Stage 1-2) No therapy or consideration of early intervention as part of clinical i l trial Follow up Q3 months for 1 year and than Q6m Asymptomatic high risk disease (Stage 1-2) No therapy outside of trial but consideration of early intervention with non-chemotherapy approach in clinical trial Follow up Q3m indefintely Symptomatic low or high risk disease or Stage 3-4 Consider treatment based upon genetic findings Discussion of complications of disease 7 8 Autoimmune Cytopenias of CLL Autoimmune hemolytic anemia and thrombocytopenia common in CLL (10-25%) and often presents when disease is active Anemia or thrombocytopenia due to autoimmune complication does not impact survival and should not be used for staging Approach of AIHA and ITP requires assessment of secondary causes and relationship to disease or therapy AIHA and ITP treatment are quite similar with prednisone ± rituximab 8 Page 4

9 Infections in CLL Most common cause of morbidity and mortality in CLL Preventative strategies include Prevnar 13 at diagnosis and Q5 years Influenza vaccine yearly and prophylaxis if exposed No live vaccine (Including varicella zoster vaccine) Viral and PCP prophylaxis with fludarabine or bendamustine IVIG use Although h expensive, it is effective prevent recurrent infections not cleared with multiple antibiotic courses Consider giving for 1-2 months post influenza if IgG low 9 10 Other CLL Related Complications Secondary cancers more common in CLL and related to immune suppression- regular screening should be considered d for these Bone marrow damage (MDS) more common after FCR Richter s Transformation Pathology can be large cell lymphoma or Hodgkin s Disease PET scans can be extremely useful in deciding nodal region to biopsy Outcome of these patients poor and transplant should be considered Hypersensitivity to insects 10 Page 5

When to Treat CLL Patients No advantage to treating CLL until symptoms develop irrespective of genomic features IWCLL 2008 criteria for treatment Enlarging, symptomatic lymph nodes (> 10 cm) Enlarging, symptomatic spleen (> 6 cm) Cytopenias due to CLL (hemoglobin < 11, platelets < 100) Constitutional symptoms due to disease (fatigue, B- symptoms) Poorly controlled AIHA or ITP Lymphocyte doubling time < 6 months or increase of 50% over a 2-month time period (weakest criteria) Lymphocyte count < 300 x 10 9 /L not an indication for Rx 11 Hallek M, et al. Blood 15:5446-56, 2008 11 History of CLL Therapy: 1970-2013 Chlorambucil: well tolerated oral agent but low response Fludarabine: higher response, longer remission but no major impact on survival; not beneficial to age >65 years Fludarabine/cyclophosphamide: higher response, longer remission, but no major impact on survival; MDS Antibody rituximab: well tolerated with low response Rituximab addition to fludarabine ± cyclophosphamide p (FCR): higher response, longer remission and overall survival FCR currently standard therapy for younger CLL patients Bendamustine + Rituximab often substituted for FCR 12 Page 6

13 Complications of FCR Therapy More common in patients > age 65 Early More neutropenia with rituximab; thrombocytopenia, and infection are similar Late More Neutropenia with rituximab Richter s Transformation risk lowered with rituximab Myelodysplasia (3%) Secondary cancer 8-9% 13 Alternative Regimens for CLL Therapy Bendamustine/rituximab (Fischer et al, JCO 2012) «117 pt phase II study of untreated pts, 30 > age 70 «88% ORR, 23% CR «34 month PFS «less effective in del(17p) pts (35% PR) «Toxicity includes cytopenias, infections and rash with overall 3.4% mortality;? Less than FCR «Phase III study testing this versus FCR High Dose Methylprednisolone + Rituximab Chlorambucil + Rituximab Lenalidomide 14 Page 7

Therapy Approach for Patients < age 65 Repeat interphase cytogenetics, perform a bone marrow biopsy to rule out non-cll problem Clinical trial offered with strong consideration of nonchemotherapy bridge therapy Off trial «Del(17p13.1): rituximab + high dose solumedrol or FCR followed by non-myeloablative allogeneic stem cell transplant «Del(11q22.3): FCR, BR «Other genetic features: FR, BR Do not use PCR, rituximab, alemtuzumab, CLB or rituximab maintenance 15 Therapy Approach in Older Population (> 65 yrs) Not Fludarabine-based regimens irrespective of functional status; can consider Bendamustine + Rituximab Chlorambucil + Rituximab Infirmed patients: chlorambucil or rituximab New options: lenalidomide (approved by NCCN but insurance sometimes does not pay for) Immune modulating agent Reverses hypogammaglobulinemia seen in disease Diminished infections as compared to other chemotherapy approaches 64% progression free at 3-years 16 Page 8

Considerations for Relapsed CLL Outcome of pts at time of relapse depend upon Interphase cytogenetics, β 2 M, and stage Prior therapy (i.e. monotherapy or chemoimmunotherapy) Time of remission with last treatment Interphase cytogenetics should be repeated prior to initiating salvage therapy All pts with cytopenias should have repeat bone marrow biopsy to assess for MDS if prior FCR given Transplant evaluation should be considered early in this pt population if any unfavorable features present 17 Salvage Regimens for CLL Fludarabine, Cyclophosphamide, and Rituximab Bendamustine + Rituximab-59% response and 14 m PFS with significant immune suppression High dose Solumedrol + Rituximab-30-50% response but very immunosuppressive Lenalidomide ± Rituximab-66% response and 24 m PFS Ofatumumab 50% response but short PFS and does not work in bulky del(17p13.1) 1) Lymphoma salvage regimens (not effective except for Richters transformation 18 Page 9

Our Goal in CLL Therapy: CML in 2012 86% 8-year OS in era of imatinib Kantarjian H et al. Blood 2012;119:1981-1987 19 Targeting BCR Signaling in CLL B-cell antigen receptor (BCR) signaling is active in proliferation centers (LN, spleen, bone marrow) High risk CLL patients with over-expression of ZAP-70 have more BCR signaling Targeting BCR pharmacologically is now possible Arthur Nat G. Rev James Imm Cancer 2:945 Hospital and Richard J. Solove 20 20 Page 10

GS-1101 (CAL-101) in CLL GS-1101 is an oral agent that targets PI3K-delta Ph I study in relapsed CLL/NHL with 54 CLL pts Pts had a median 5 prior Rx, 82%; 31% del(17p13.1) Response to therapy remarkable 91% with node/spleen response that was rapid concomitant with early increase in lymphocytosis 24% response overall due to persistent lymphocytosis Remissions i durable except in del(17p13.) 13 with median PFS of 18 m Toxicity modest (LFT abnormalities, pneumonia) Coutre, et al: ASCO 2011 21 GS-1101 Response and Outcome Summary 100 PFS -- Overall and by Response Category 100 PFS -- Overall and by 17p Deletion %Progression-Free 75 50 25 %Progression-Free 75 50 25 0 0 2 4 6 8 10 12 14 16 18 20 22 24 Cycles (28 days) 0 0 2 4 6 8 10 12 14 16 18 20 22 24 Cycles (28 days) Group: Median PFS (N) All: 15 cycles (55) Overall response: 19 cycles (13) Nodal response: 16 cycles (46) Group: Median PFS (N) All: 15 cycles (55) No Del 17p (or not documented): 16 cycles (38) Del 17p: 4 cycles (17) Mean ALC SE EM (K/ L) Changes in Lymph Node Area and Blood ALC PFS -- Overall and by CAL-101/GS-1101 Dose 80 0 100 Lymph Node Area 60 %Progressio on-free 40 20 0 75 50 25 0 0 (52, 51) Blood ALC -20-80 0 2 4 6 8 10 12 14 16 18 20 22 24 Cycles (28 days) Group: Median PFS (N) 50-100 mg BID: 5 cycles (16) 150-350 mg BID: 16 cycles (29) Cycle 300 (N ALC, mg QD: N Lymph >16 cycles Nodes) (10) 1 (52, 51) 2 (51, 44) 4 (38, 34) 6 (32, 27) 8 (31, 24) 10 (25, 18) 12 (22, 20) -40-60 Mean %C Change SEM Mean Hemoglobin SEM(g/dL) 14 13 12 11 10 0 (52) Hemoglobin and Platelet Counts 1 (52) 2 (51) 4 (38) 6 (32) Cycle (N) 8 (31) Hemoglobin Platelets 10 (25) 12 (22) 160 140 120 100 80 Mean Platele ets SEM(K/ L) Coutre S, et al: ASCO 2011 22 Page 11

GS1101 Current Direction Ongoing studies in CLL Phase III Bendamustine/Rituximab ± GS-1101 in relapsed CLL Phase III Ofatumumab ± GS-1101 in relapsed CLL Phase III Rituximab ± GS-1101 in elderly, refractory CLL Phase II Rituximab + GS1101 in untreated CLL (done) to be reported at ASCO Phase II Ofatumumab + GS110 in untreated CLL 23 Ibrutinib (PCI32765) in CLL Ibrutinib irreversibly inhibits of Bruton s tyrosine kinase Phase Ib/II study to assess efficacy 85 relapsed CLL pts Rx with 420 mg (n=51) or 840 mg n=34) dose; median 4 prior Rx, 65% advanced Rai, 35% del(17p13.1) 31 elderly (age >65) with no prior Rx; 48% advanced Rai Response similar between two doses in relapsed pts 92% with node/spleen response 71% ORR/2% CR in previously Rx and 67% ORR/10% CR due to transient lymphocytosis produced by this class of drugs PFS at 26 months 75% in previously Rx and 96% in unrx Toxicity profile modest (loose stools, arthralgia, fatigue dyspepsia, rash) with minimal myelosuppression Byrd JC, et al: ASH 2012 24 Page 12

25 Ibrutinib Remissions Are Durable R/R + High-Risk R/R (n=85) Est. PFS at 26 mo is 75% Treatment Naïve (n=31) Est. PFS at 26 mo is 96% 25 Progression Free Survival by Genomic Feature 26 Relapsed/Refractory including High-Risk R/R del(17p13.1)/del(11q22.3) Status IgV H Status PFS Probability 1.0 0.8 0.6 0.4 02 0.2 0.0 del17p (n=28) Est. PFS at 26 mo is 57% del11q (n=23) Est. PFS at 26 mo is 73% No del17p or del11q (n=29) Est. PFS at 26 mo is 93% 1.0 0.8 0.6 0.4 02 0.2 Mutated (n=12) Est. PFS at 26 mo is 83% Unmutated (n=69) Est. PFS at 26 mo is 72% + Censored + Censored Logrank p=0.0437 Logrank p=0.6732 0.0 0 5 10 15 20 25 0 5 10 15 20 25 30 Months on Study Months on Study 26 Page 13

Combination Studies with Ibrutinib PCYC 1109: Ibrutinib + Ofatumumab in relapsed CLL/SLL (completed, OSU) PCYC 1108: Ibrutinib + BR or FCR in relapsed CLL/SLL (completed, multicenter) IIT: Ibrutinib + Rituximab in high-risk CLL (completed, MDA) CTEP: Ibrutinib + Lenalidomide (U Col and OSU) Summation of Results: Higher response rate and no obvious added toxicity Planned Intergroup Phase III studies FCR vs Ibrutinib + Rituximab (< 70 yrs) BR vs Ibrutinib + Rituximab vs Ibrutinib (> 65 yrs) 27 Where are BTK Inhibitors Going? Ibrutinib in relapsed phase III studies in CLL Ibrutinib versus Ofatumumab (relapsed) Ibrutinib + BR versus BR (relapsed) Ibrutinib in relapsed del(17p) CLL Ibrutinib in untreated CLL - minimal development Phase III study of Ibrutinib versus CLB in elderly CLL Phase II of Ibrutinib in elderly CLL (MDA) Alternative agents AVL292 (Does not appear as active as ibrutinib to date) ONO-WG-307 HM71224 Others with improved features 28 Page 14

Chimeric Antigen Receptor (CAR) T-Cells in CLL CAR contains and extracellular domain targeting g CD19 and internal CD3 zeta chain, and costimulatory domain containing 4-1BB or CD28 N=10 pts; Median age 66 Chemotherapy 4-7 days preinfusion 3 CR, 4 PR, 2 NR, 1 NE due to being too early Porter D, et al: ASH 2012 29 Other New Drugs (Before BCR antagonists) IPI-145 second generation PI3-kinase delta inhibitor Dinaciclib and Flavopiridol active in CLL including del(17p)* ABT263 and ABT199 active in CLL including del(17p13.1)* Xm5574 CD19 engineered antibody active in CLL* GA101 CD20 engineered antibody active in CLL Tru-016 CD37 SMIP active in CLL* KPT330 XPO1 inhibitor early activity in B-cell malignancies* *supported by 30 Page 15

Important Conclusions Select genomic studies can assist in risk stratification of newly diagnosed patients. Rituximab chemoimmunotherapy offers a survival advantage for symptomatic CLL. Patients with del(17p13.1) who require therapy have very poor outcomes with traditional therapies BTK inhibitor ibrutinib is very active in symptomatic untreated and treated CLL including those with del(17p) and yields very durable remissions CAR-T cells are promising alternative to allo SCT 31 The OSU CLL Team: Clinical Michael Grever MD Jeffrey Jones MD Kristie Blum MD Leslie Andritsos MD Joseph Flynn DO, MPH Jeff Jones MD Kami Maddocks MD Deborah Stephens DO Gerard Lozanski MD (Pathology) Nyla Heerema PhD (Cytogenetics) Cheryl Kefauver RN, BS Beth Wiley BS JoAnne Padgett BA, LPN Sharon Waymer LPN Mona Stefanos BS Margaret Lucas PA Weihong Chase RNP Ying Yang RNP Gretchen McNalley RNP, PhD Erin Schmidt RNP Laboratory Faculty Raj Muthusamy DVM, PhD Amy Johnson PhD David Lucas PhD Jennifer Woyach MD Deepa Sampath PhD Rosa Lapalombella PhD Erin Hertlein PhD Technicians Timothy Chen BS Carolyn Cheney BS Melanie Davis PhD Frank Frissora MS Virginia Goettl DVM, PhD Julita Jendrzejewska BS Christian Langwasser BS Arletta Lozanski BS Jessica MacMurray BS Ellen Sass BS Lisa Smith MS Kelly Smucker BS Will Towns BS Katie Williams MS http://cll.osu.edu/ Post-Doctoral Fellows Yiming Zhong PhD Yuh-Ying Yeh PhD Emilia Mahoney MD,PhD Jason Dubovsky PhD Dalia ElGamal PhD James Blachly MD Deborah Stephens DO Graduate Students Kyle Beckwith Rebekah Browning Priscilla Do Daphne Guinn Ta-Ming Liu Rajes Mani Emily McWilliams Yo-Ting Tsai 32 Page 16

Acknowledgements: Non OSU Pharmacyclics Joe Buggy PhD Betty Chang PhD Danielle James MD Lori Kunkel MD Gilead Sciences Inc Brian Lannutti PhD David Johnson CLL Clinical Investigators S. M. O'Brien J. A. Burger B Grant S. E. Coutre J. P. Sharman R. R. Furman I. W. Flinn D. A. Richards Former Students SM Herman PhD (NHLBI) Support of our research by The Leukemia and Lymphoma Society, National Cancer Institute, Mr. and Mrs. Michael Thomas, The D. Warren Brown Foundation and The Harry Mangurian Foundation 33 34 Page 17

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