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January 2009 CAH Participation and Quality Measure Results for Hospital Compare Discharges and - Trends: and Results Michelle Casey, MS 1, Michele Burlew, MS 2, Ira Moscovice, PhD 1 1 University of Minnesota Rural Health Research Center 2 Episystems, Inc. under contract with the University of Minnesota Introduction This report examines state level participation and quality measure results for Critical Access Hospitals (CAHs) in the Centers for Medicare and Medicaid Services (CMS) Hospital Compare public reporting database for and trends from -. Although CAHs do not face the same financial incentives as hospitals paid under the Medicare Prospective Payment System (PPS) to participate, the Hospital Compare initiative provides an important opportunity for CAHs to assess and improve their performance on national standards of care. Previous reports have analyzed CAH participation and Hospital Compare quality measure results nationally for 2004- and at the state level for. 1-4 Approach This project used data on hospital participation and quality measure results from the Hospital Compare website http://www.hospitalcompare.hhs.gov/. The results are based on data abstracted from patient records for hospital discharges in Calendar Years (January through December), and. These data were linked with data on all CAHs maintained by the Sheps Center at the University of as part of its Flex Monitoring Team activities and data from the American Hospital Association Annual Survey. The Hospital Compare measure set for discharges included 24 process of care measures that reflect recommended treatments for acute myocardial infarction (AMI), heart failure, pneumonia and surgical infection prevention. Because many CAHs had a very small number of patients for several measures, aggregate scores were calculated across all CAHs nationally and by state. This study was conducted by the Flex Monitoring Team with funding from the Federal Office of Rural Health Policy (PHS Grant No. U27RH01080) For more information, please contact Michelle Casey at mcasey@umn.edu. 1

The percentages of CAH patients that received recommended care were calculated by dividing the total number of patients in all CAHs in the state and nationally who received the recommended care by the total number of eligible patients in all CAHs in the state and nationally for each measure. The percent of CAH patients receiving recommended care was not calculated when the total number of CAH patients in a state, or nationally, with data on a measure was less than 25. The number of CAHs reporting and the number of patients for whom data are available may differ by measure for several reasons. Hospitals have had a longer time to become familiar with and report on the initial ten measures. Some measures only apply to a portion of patients (e.g., the smoking cessation advice measures only apply to smokers), and several measures exclude patients with contraindications for receiving that type of medication. Small rural hospitals transfer many AMI patients seen in their emergency departments to larger hospitals, rather than admitting them as inpatients. Consequently, CAHs may have few eligible patients for the AMI measures. The surgical infection prevention measures apply to selected surgeries; some (e.g., hysterectomies) are more commonly provided in CAHs than others (e.g., cardiac procedures). Participation in Hospital Compare In, 19 of the 21 Medicare-certified CAHs in were participating in Hospital Compare (by submitting data on at least one measure for discharges). The North Carolina participation rate of 90.5% was higher than the national rate of 69%. The rate was higher than the rate in. Table 1. CAH Participation in Hospital Compare in and ly - Number of CAHs Number (%) Participating in Hospital Compare North Carolina 22 20 21 11(50.0%) 17(85.0%) 19(90.5%) 1270 1286 1291 678(53.4%) 812(63.1%) 892(69.1%) Quality Measure Results Table 2 displays the Hospital Compare quality measure results for discharges for CAHs in and nationally. Data are not reported for for some of the AMI measures, because the total number of CAH patients in the state with data on these measures was less than 25. Caution should be exercised in comparing state and national results on measures with less than 100 CAH patients, since large percentage differences in responses may not reflect meaningful clinical differences. Figures 1-16 compare the and national data trends for, and. The percentages for each year are based on all CAH patients for whom data were reported that year. Data are not shown for measures with fewer than 25 patients per year for any of the three years. 2

Discussion Over the past three years, the percent of CAHs participating in Hospital Compare has continued to increase, indicating that many CAHs see the value of taking part in a national effort to collect and publicly report on quality of care measures. However, participation rates continue to vary widely across states. The Office of Rural Health Policy (ORHP) encourages Flex programs to work with CAHs in their states on quality improvement, measurement and reporting. The current Flex program funding cycle (September 2008 August 2009) includes a requirement that Flex Programs implement activities designed to increase the number of CAHs reporting to Hospital Compare, and where all CAHs in a state are participating in Hospital Compare, to use reported data to identify areas where CAHs can improve their performance and design activities to assist them. 5 This transition of the Flex program from conversion of hospitals to CAH status to an explicit focus on quality improvement was included in re-authorization of the Flex program in the Medicare Improvement for Patients and Providers Act passed by Congress in July 2008 (H.R. 6331). Many Flex State Programs have been active in this area for the past few years, and activities focused on quality and performance improvement were among those most frequently identified as successful Flex Program activities in a recent survey of State Flex coordinators. 6 CMS is continuing to add quality measures to the Reporting Hospital Quality Data for Annual Payment Update (RHQDAPU) program for PPS hospitals and to Hospital Compare. For Fiscal Year 2008 and 2009, additional inpatient quality measures included AMI, heart failure and pneumonia 30-day mortality rates, five surgical care improvement measures, and the HCAHPS patient experience of care survey. For FY 2010, CMS is adding 13 new measures, including some that will be calculated using Medicare claims data, and retiring one measure (the pneumonia oxygenation measure). The new measures include nine AHRQ patient safety and inpatient quality indicator measures, and measures addressing beta blocker use for surgical patients, readmissions for heart failure patients, participation in a cardiac surgery database and a nursing sensitive measure. 7 PPS hospitals are also required to submit data for outpatient quality measures to receive the full annual update to their outpatient prospective payment system (OPPS) Medicare payment rate. CMS adopted 7 measures for OPPS reporting starting April 1, 2008, including 5 measures related to the care of adult patients with AMI in emergency departments and 2 measures related to surgical care improvement for hospital outpatients. For 2010 OPPS payments, CMS plans to calculate four additional OPPS measures related to imaging services using Medicare Part B claims data. For 2011 and beyond, CMS has proposed 18 possible new OPPS measures related to fall risk, medication reconciliation, Emergency Department throughput, diabetes, pneumonia, depression, stroke, osteoporosis, asthma, breast and colon cancer. 8 CMS initially limited outpatient reporting to PPS hospitals, but decided that CAHs could voluntarily report outpatient quality measures for patient encounters beginning in January 2009. 9 As previously noted, efforts to improve CAH participation in Hospital Compare need to ensure that CAHs find the process useful for internal quality improvement as well as external reporting and benchmarking. 1-3 The quality measures used need to be relevant to the small rural hospital environment and the volume of patients must be large enough for CAHs to have stable measures. Most measures in the current Hospital Compare measure set are generally relevant for small rural hospitals. However, some inpatient measures involve procedures that 3

are rarely performed in small rural hospitals (e.g., PCI) or are of limited use for evaluating quality because of low volume in small rural hospitals (e.g., 30 day mortality rates). Other measures, such as the inpatient and outpatient surgical care improvement measures, are relevant for small rural hospitals that perform these types of surgeries. The outpatient measures related to the care of adult patients with AMI in emergency departments were initially developed for use in rural hospitals and have been field-tested in rural hospitals in four states. 10-11 References 1. Casey, M. and Moscovice, I. CAH Participation in Hospital Compare and Initial Results. Flex Monitoring Team Briefing Paper No. 9, February. http://www.flexmonitoring.org/documents/briefingpaper9_hospitalcompare.pdf 2. Casey, M., Burlew, M. and Moscovice, I. Critical Access Hospital Year 2 Hospital Compare Participation and Quality Measure Results. Flex Monitoring Team Briefing Paper No. 16, April. http://www.flexmonitoring.org/documents/ BriefingPaper16_HospitalCompare.pdf 3. Casey, M., Burlew, M. and Moscovice, I. Critical Access Hospital Year 3 Hospital Compare Participation and Quality Measure Results. Flex Monitoring Team Briefing Paper No. 20, August 2008. http://www.flexmonitoring.org/documents/ BriefingPaper20_HospitalCompare3.pdf 4. Casey, M., Burlew, M. and Moscovice, I. CAH Participation and Quality Measure Results for Hospital Compare Discharges: and (Name of State) Results. March 20, 2008. [Individual state reports prepared for 44 Flex states with data]. 5. Office of Rural Health Policy, Health Resources and Services Administration, U.S. Department of Health and Human Services. Medicare Rural Hospital Flexibility Grant Program. Program Guidance. Fiscal Year 2008. February 4, 2008. 6. Gale, J. et al. State Initiatives Funded by the Medicare Rural Hospital Flexibility Grant Program. Flex Monitoring Team Briefing Paper No. 15, October. http://www.flexmonitoring.org/documents/briefingpaper15_stateinitiatives.pdf 7. Centers for Medicare & Medicaid Services, Department of Health and Human Services. Fiscal Year 2009 Quality Measure Reporting For 2010 Payment Update. August 2008. http://www.cms.hhs.gov/hospitalqualityinits/downloads/ HospitalRHQDAPU200808.pdf 8. Centers for Medicare & Medicaid Services, Department of Health and Human Services. 42 CFR Parts 410, 416, and 419. Medicare Program: Changes to the Hospital Outpatient Prospective Payment System and CY 2009 Payment Rates; Final Rule. Federal Register, Vol. 73, No. 223, November 18, 2008, pp. 68758-68782. 9. Quality Net. Critical Access Hospitals may report HOP QDRP data. November 18, 2008. http://www.qualitynet.org/dcs/contentserver?c=page&pagename=qnetpublic% 2FPage%2FQnetBasic&cid=1221491590090 4

10. A Joint Collaborative Between the University of Minnesota RHRC, StratisHealth and HealthInsight: Refining and Field Testing a Relevant Set of Quality Measures for Rural Hospitals Final Report, June. http://www.hpm.umn.edu/rhrc/pdfs/monographs/ RH_RuralMeasuresFinalReport_063005.pdf 11. Klingner, J. and Moscovice, I. Rural Hospital Emergency Department Quality Measures: Aggregate Data Report. Flex Monitoring Team Data Summary Report No. 3, March. http://www.flexmonitoring.org/documents/flexdatasummaryreport3.pdf 5

Table 2. Hospital Compare Results for Discharges for CAHs in and ly (n=19) (n=892) Number of CAHs reporting data for =>1 patient Total number of CAH patients with data 6 Percent of CAH patients receiving recommended care Number of CAHs reporting data for =>1 patient Total number of CAH patients with data Percent of CAH patients receiving recommended care AMI Aspirin at arrival 12 84 86.9% 513 2,756 89.7% Aspirin at discharge 10 59 91.5% 492 2,069 86.9% ACEI or ARB for LVSD * * * 236 415 82.9% Smoking cessation advice * * * 144 241 75.9% Beta blocker at discharge 11 59 93.2% 493 2,152 87.6% Beta blocker at arrival 13 76 90.8% 508 2,534 85.3% Fibrinolytic w/in 30 minutes of arrival * * * 84 134 40.3% PCI at arrival * * * * * * Heart Failure Discharge instructions 19 478 66.7% 821 15,683 64.5% Assessment of LVS 19 611 85.3% 826 22,730 75.8% ACE inhibitor or ARB for LVSD 18 152 88.8% 718 5,062 83.5% Smoking cessation advice 17 83 85.5% 651 2,923 78.3% Pneumonia Oxygenation assessment 19 894 99.8% 886 38,462 99.4% Surgical Care Improvement Pneumococcal vaccination 19 676 80.3% 886 29,726 78.1% Blood culture prior to first antibiotic 19 517 91.5% 820 18,910 90.5% Smoking cessation advice 19 206 89.3% 844 8,848 77.5% Initial antibiotic(s) within 6 hours 19 470 91.1% 871 20,638 94.2% Most appropriate initial antibiotic(s) 19 504 85.9% 873 21,792 86.0% Influenza vaccination 19 212 79.7% 820 8,829 74.7% Preventative antibiotic(s) 1 hour before incision 9 431 88.9% 380 15,061 86.3% Received appropriate preventative antibiotic(s) 9 426 86.2% 380 15,093 92.6% Preventative antibiotic(s) stopped within 24 hours after surgery 9 415 70.6% 378 14,608 82.0% Doctors ordered blood clot prevention treatments 9 444 82.9% 365 15,755 82.4% Received blood clot prevention treatments 24 hours pre/post surgery 9 444 81.5% 365 15,742 80.9% *The total number of CAH patients in the state or nationally with data on this measure is less than 25.

Figure 1. AMI: Aspirin at Arrival 91.1% 88.0% 88.8% 94.0% 86.9% 89.7% Figure 2. AMI: Aspirin at Discharge 83.7% 85.6% 89.8% 86.0% 91.5% 86.9% Figure 3. AMI: Beta Blocker at Discharge 77.2% 85.7% 85.5% 86.8% 87.6% 93.2% 7

Figure 4. AMI: Beta Blocker at Arrival 79.3% 80.6% 77.0% 83.1% 90.8% 85.3% Figure 5. Heart Failure: Discharge Instructions 51.0% 59.6% 59.0% 58.4% 66.7% 64.5% Figure 6. Heart Failure: Assessment of LVS 76.4% 69.1% 74.7% 71.4% 85.3% 75.8% 8

Figure 7. Heart Failure: ACE Inhibitor or ARB for LVSD 87.6% 78.8% 76.0% 80.1% 88.8% 83.5% Figure 8. Heart Failure: Smoking Cessation Advice 66.7% 64.3% 72.3% 77.8% 85.5% 78.3% Figure 9. Pneumonia: Oxygenation Assessment 99.7% 99.2% 99.9% 99.3% 99.8% 99.4% 9

Figure 10. Pneumonia: Pneumoccal Vaccination 76.3% 64.6% 76.3% 72.8% 80.3% 78.1% Figure 11. Pneumonia: Blood Culture Prior to First Antibiotic 79.9% 83.0% 93.4% 91.4% 91.5% 90.5% Figure 12. Pneumonia: Smoking Cessation Advice 79.2% 64.4% 74.0% 78.5% 89.3% 77.5% 10

Figure 13. Pneumonia: Initial Antibiotic(s) within 6 Hours* 84.0% 84.5% 84.0% 85.2% 91.1% 94.2% Figure 14. Pneumonia: Most Appropriate Initial Antibiotic(s) 76.0% 77.8% 85.2% 82.7% 85.9% 86.0% Figure 15. Surgical Care Improvement: Preventative Antibiotic(s) 1 Hour before Incision 88.5% 72.8% 79.5% 87.4% 88.9% 86.3% 11

Figure 16. Surgical Care Improvement: Preventative Antibiotic(s) Stopped w/in 24 Hours Post Surgery 72.8% 80.9% 61.5% 77.6% 70.6% 82.0% 12