Establishing Globally Harmonized Standards for Analytical Methods for Nutrients in Infant Formula by AOAC/ISO/IDF

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Establishing Globally Harmonized Standards for Analytical Methods for Nutrients in Infant Formula by AOAC/ISO/IDF Dr. Erik J.M. Konings Adrienne Mc Mahon Nestlé Research Center, Switzerland Wyeth Nutrition, Ireland 1

Outline Why is there a need for new international standards for analytical methods to ensure compliance of infant formula? Stakeholder Panel on Infant Formula and Adult Nutritionals (SPIFAN) SPIFAN Process Enhancement of global scope through ISO/IDF collaboration Endorsement of new methods by Codex Committee on Methods of Analysis and Sampling Examples of jointly developed standards, and work in progress 2

Codex Alimentarius In1963 FAO and WHO created The Joint Food Standards Programme Codex Alimentarius with two main purposes globally protecting health of the consumers; and ensuring fair trade practices in the food trade In 1994, WTO Agreement on Sanitary and Phytosanitary (SPS) measures, established Codex Alimentarius as the relevant standard-setting organization for food safety.

Codex Standard for Infant Formula and Formulas for special medical purposes intended for infants 4

CODEX STAN 234-1999 recommended methods of analysis for dispute resolution

Why is there a need for new Standards? Available Official Methods originate from 1980 s Official Methods for limited number of parameters: stakeholders using their own methods Modern products with analytical challenges (e.g. hydrolyzed protein) Existing Standards mostly not validated for IF DISPUTES

Stakeholder Panel for Infant Formula and Adult Nutritionals (SPIFAN): PROGRAM SCOPE The current SPIFAN program as designed is dedicated to o Providing a collaborative program driven through a public-private partnership o Developing consensus Standard Method Performance Requirements (SMPRs) o Updating current Codex Type II nutrient methods, with methods that are fit-for-purpose and thoroughly vetted against standard criteria 7

Stakeholder Panel on Infant Formula and Adult Nutritionals (SPIFAN) Governance Communicates on behalf of all manufacturers with AOAC Manufacturers Authorities, technology providers, private laboratories, associations, academia

SPIFAN Process Stakeholder Panel Broad and representative group Governing body, which introduces new nutrients (or contaminants) to be analyzed Technically Focused Working Groups (WGs) Led by a chairperson, who proposes method criteria, which are then vetted by full WG and outlined in SMPRs Consists of technical experts from industry, government, CROs, academia, NGOs and technology providers to develop method performance criteria required for dispute resolution methods Vetted Expert Review Panel (ERP) Develop standards and make decisions

What Defines SMPRs Applicability Statement Definitions Method Performance Requirements Could include: analytical range, LOD, LOQ, repeatability (RSDr), recovery, reproducibility (RSDR) Other Details - Public review and comment period - Questions resolved by WG chair - Approval by Stakeholder Panel

Voluntary Consensus Standards Development SPIFAN I (SMPRs) 2011 2013 15 Standards Developed Vitamin A Vitamin B12 Vitamin D Folate Inositol Vitamin E Whey Protein Fatty Acids (ISO) Carnitine Vitamin C (India 2012) Choline (India 2012) Pantothenate Iodine Ultra Trace Minerals (Mo, Se, Cr) Nucleotides SPIFAN II (SMPRs) 2013 2016 13 Standards Developed Vitamin K FOS GOS Biotin Minerals Amino Acids Carotenoids Fluoride Chloride Vitamin B1 (thiamine) Vitamin B2 (riboflavin) Vitamin B3 (niacin) Vitamin B6 (pyridoxine)

SPIFAN Process SMPR is approved

SPIFAN Process SMPR is approved AOAC issues a public call for all analytical methods that have potential to meet the SMPR requirements

SPIFAN Process SMPR is approved AOAC issues a public call for all analytical methods that have potential to meet the SMPR requirements A small screening group reviews the methods submitted

SPIFAN Process SMPR is approved AOAC issues a public call for all analytical methods that have potential to meet the SMPR requirements A small screening group reviews the methods submitted Methods with greatest promise given access to sample materials representative of many infant formula (IF) products SPIFAN Single Laboratory Validation (SLV) kit

SLV Kits Contain 12-15 sample matrices, produced by infant formula manufacturers o Sample matrices include liquid, powder, milk-, soy- and hydrolyzed protein-based IFs child/adult nutritional matrices (with varied fat/carbohydrate composition) and a NIST SRM 1849a

SPIFAN Process SMPR is approved AOAC issues a public call for all analytical methods that have potential to meet the SMPR requirements A small screening group reviews the methods submitted Methods with greatest promise given access to sample materials representative of many infant formula (IF) products SPIFAN Single Laboratory Validation (SLV) kit Method authors who wish to participate in the SPIFAN process are provided with SLV kits Must be followed by method authors for SLV matrix analysis

SPIFAN Process SMPR is approved AOAC issues a public call for all analytical methods that have potential to meet the SMPR requirements A small screening group reviews the methods submitted Methods with greatest promise given access to sample materials representative of many infant formula (IF) products SPIFAN Single Laboratory Validation (SLV) kit Method authors who wish to participate in the SPIFAN process are provided with SLV kits Must be followed by method authors for SLV matrix analysis SLV data submitted to AOAC and reviewed by the AOACvetted ERP

SPIFAN Process SMPR is approved AOAC issues a public call for all analytical methods that have potential to meet the SMPR requirements A small screening group reviews the methods submitted Methods with greatest promise given access to sample materials representative of many infant formula (IF) products SPIFAN Single Laboratory Validation (SLV) kit Method authors who wish to participate in the SPIFAN process are provided with SLV kits Must be followed by method authors for SLV matrix analysis SLV data submitted to AOAC and reviewed by the AOACvetted ERP ERP may choose to recommend one or more methods for a particular nutrient (or contaminant) as AOAC Official First Action

Multi-Laboratory Testing (MLT) Process First Action methods go through multi-lab testing (MLT) process to establish robustness Process is similar to IUPAC/ISO/AOAC Harmonized Protocol for design, conduct and interpretation of collaborative studies and follows the International Standards ERP selects one method per nutrient (or contaminant) to proceed to a MLT study MLT study chaired by a Study Director (typically the method author) MLT study data from a minimum of eight labs is used to establish method reproducibility (RSDR)

Enhancing global scope Building on AOAC s strong base Infant formula industry drove joint agreement in 2012 with ISO to further enhance global scope of the SPIFAN program With focus on milk, milk products and infant formula also involved collaboration with IDF through the existing agreement between ISO and IDF relating to their joint programme of work on methods of analysis and sampling for milk and milk products 21

AOAC/ISO/IDF alignment of Standard Developement Processes AOAC Stakeholder Panel, Analyte prioritization, SMPR, call for methods ISO/IDF New Work Item proposal in TC ISO/IDF agreed by members ERP designates AOAC Official Method First Action Draft International Standard ERP designates AOAC Official method Final action Member consultation on final DIS and integrate comments received 22

CODEX Method process EXISTING AOAC-ISO/IDF cooperative agreement (2012) to jointly develop/approve SPIFAN standards CURRENT Joint AOAC/IS/IDF nutrient methods being considered RECOMMMENDATION Same methods being proposed to the Codex Committee on Methods of Analysis and Sampling (CCMAS) Goal is to become/replace current Codex Type II nutrient methods for dispute resolution

First Set of New Globally Harmonized Standards IDF AOAC AOAC IDF

AOAC/ISO/IDF, and ISDI representatives supported joint methods at CCMAS February 22-26, 2016, Budapest, Hungary 25

Recommendations CCMAS to CAC Adopt as Type II (dispute resolution) methods: vitamin B12, pantothenic acid, total nucleotides, iodine, fatty acids including trans fatty acids, vitamin A Adopt methods for vitamin E and myo-inositol as Type II, provided that CCNFSDU 2016 confirms that the forms to be analyzed according to CODEX STAN 72 match those analyzed by the respective methods. Adopt the analytical method for Chromium, Molybdenum, and Selenium as Type III (alternative method). CCMAS proposed criteria to CCNFSDU

New Work Item Proposals ISO/TC34 SC5 N1077: Determination of Chloride in milk, dairy products,infant formula and adult/pediatric nutritional formulaby potentiometric titration N1078: Determination of minerals and trace elements in milk, dairy products,infant formula and adult/pediatric nutritional formulaby ICP/AES method N1079: Determination of minerals and trace elements in milk, dairy products,infant formula and adult/pediatric nutritional formulaby ICP/MS method

Collaboration with CAIQ Beijng on development of common AOAC/ISO/IDF/GB method for Chloride Status: Agreed MLT protocol to collaboratively test Chloride in infant formula, adult nutritionals, milk, milk powder, whey powder, butter, cheese Among 10-12 laboratories.

New Work Item Proposals ISO/TC34 WG 14 N1837: Determination of trans vitamin K 1 in infant formula and adult nutritionals by a normal phase HPLC method with postcolumn rduction and fluorescence detection. N1838: Determination of free and total choline and carnitine in infant formula and adult nutritionals by a liquid chromatography and tandem mass spectrometry. N1839: Determination of vitamin B 1, B 2, B 3 and B 6 content in infant formula and adult nutritionals by liquid chromatography and tandem mass spectrometry.

Summary Since 2011 a public/private partnership is driving replacement of methods of analysis for nutrients in infant formula. New standards have been jointly developed by AOAC, ISO and IDF through the Stakeholder Panel on Infant Formula and Adult Nutritionals (SPIFAN) project. It is proposed that these new methods be adopted as Codex Type II Methods to enable them to be utilized as needed for the purposes of dispute resolution internationally.