Endobronchial Thermoplasty

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Endobronchial Thermoplasty Michigan Society for Respiratory Care Monday, October 5, 2015 Cynthia Ray, MD, FCCP Senior Staff Physician Interventional Pulmonology Pulmonary and Critical Care Medicine Henry Ford Hospital Detroit, MI Assistant Clinical Professor of Medicine Wayne State University Detroit, MI

Conflicts of Interest I have no conflicts related to this talk. I have participated in Air 2 and 3 I am a device advisor to Boston Scientific but not the Alair System

Asthma Asthma is a chronic respiratory disease characterized by inflammation of the airways, excess mucus production and airway hyperresponsiveness, a condition in which airways narrow excessively or too easily in response to a stimulus

Incidence Asthma affects approximately 25 million people in the US 5-10% of patients with asthma are estimated to have severe asthma

Implications of Uncontrolled Asthma (U.S.) 1 13.9 million People experience asthma attacks 10.6 million Asthma physician office visits 2.1 million Emergency department visits 479,300 Hospitalizations 3,388 Asthma-related deaths 1. Moorman JE, Akinbami LJ, Bailey CM, et al. National Surveillance of Asthma: United States, 2001 2010. National Center for Health Statistics. Vital Health Stat 3(35). 2012. http://www.cdc.gov/nchs/data/series/sr_03/sr03_035.pdf 7

Higher Cost of Severe Asthma (U.S.) Higher healthcare costs with asthma severity 2 Cost/Patient/Year $10,000 $8,000 $6,000 $4,000 Est. $56B $4,800 $12,800 $12,000 total cost of asthma 1 Increased healthcare utilization Emergency Room (ER) visits Hospitalizations Patients with exacerbations have higher health care costs than patients without exacerbations 3 $2,000 $2,200 Mild Moderate Severe 1. Barnett SBL, et al. Costs of asthma in the United States: 2002 2007. J Allergy Clin Immunol 2011;127:145 52. 2. Cisternas M, et al., A comprehensive study of the direct and indirect costs of an adult with asthma. J Allergy Clin Immunol 2003;111(6):1212-1218. 3. American Lung Association, Trends in Asthma Morbidity and Mortality, February 2010 report. 8

What is Severe Asthma? ERS/ATS 2014 Guidelines: Severe asthma is defined as asthma which requires treatment with high dose inhaled corticosteroids (ICS) plus a second controller (and/or systemic corticosteroids) to prevent it from becoming uncontrolled or which remains uncontrolled despite this therapy. 1 ERS = European Respiratory Society ATS = American Thoracic Society 1. Chung KF, et al. Eur Respir J. 2014 Feb;43(2):343-73. 5%-10% of total asthma population estimated to have severe asthma 1 9

Challenges in Severe Asthma 1 : An Unmet Clinical Need Asthma is a heterogeneous disease characterized by diverse symptom profiles and response to medications Subset of patients remain symptomatic and experience quality of life limitations despite standard of care medications Medications have limited efficacy, require adherence, and can have substantial side effects Higher rates of asthma exacerbations, increased steroid burden, increased morbidity and disproportionate use of healthcare resources 1. Proceedings of the ATS workshop on refractory asthma: current understanding, recommendations, and unanswered questions. American Thoracic Society. Am J Respir Crit Care Med. 2000 Dec;162(6):2341-51. Review. 10

Limited Medication Options Beyond ICS/LABA for Severe Asthma OCS (oral glucocorticosteroids) Effective for some, but associated with substantial long-term side effects Anti-IgE therapy (omalizumab) Other Applicable only to patients with severe allergic asthma with elevated IgE levels Theophylline Limited efficacy in asthma and side effects are common Tiotropium Not approved for asthma; data show improved lung function and decreased reliever use Leukotriene Receptor Antagonist (LTRA) - may be helpful for patients found to be aspirin sensitive 11

Bronchial Thermoplasty When compliance is proven and conventional therapy is not enough

What is Bronchial Thermoplasty (BT)? Non-pharmacological intervention for severe asthma that targets excess airway smooth muscle in the airways to reduce bronchoconstriction. Safe, minimally invasive, outpatient procedure performed with the Alair System through routine bronchoscopy Clinically proven to provide long-term reduction in severe asthma exacerbations out to at least 5 years, and improve asthma-related quality of life for patients with severe asthma* Complementary treatment to asthma maintenance medications that control inflammation Not a cure for asthma or a replacement for drug therapy *Compared to a sham-control group at one year. 13

BT Reduces Excess Airway Smooth Muscle (ASM) 1 Reduce Airway Smooth Muscle (ASM) Reduce Bronchoconstriction Reduce Asthma Exacerbations Improve Asthma Quality of Life 1. Woodruff PG, et al. Am J Respir Crit Care Med. 2004;169:1001-1006. 14

BT Clinical Studies 12+ years of clinical experience AIR2 1 2005-2012 Randomized, double-blind, shamcontrolled study N = 190 (190 BT, 98 sham) Evaluate safety and effectiveness in patients with severe persistent asthma Feasibility 4 2000-2007 AIR 3 2002-2010 RISA 2 2004-2010 Randomized, controlled study N = 55 Evaluate safety and reduction in patients with moderate to severe asthma Non-randomized, prospective study N = 16 Evaluate safety in patients with mild to severe asthma Randomized, controlled study N = 16 Evaluate safety and reduction in medications and asthma symptoms in patients with severe, refractory asthma AIR2 = Asthma Intervention Research 2 RISA = Research in Severe Asthma AIR = Asthma Intervention Research 4 clinical studies in patients with asthma 3 randomized, controlled, clinical studies, with 1 shamcontrolled 5 years of follow-up All BT studies published in top peer-reviewed journals 1. Castro et al., AJRCCM 2010; Castro et al., AnnAAI 2011; Wechsler et al., JACI 2013 2. Pavord et al., AJRCCM 2007; Pavord et al., AnnAA 2013 3. Cox et al., NEJM 2007; Thomson et al., BMC Pulmonary Medicine 2011 4. Cox et al., AJRCCM 2006; Cox et al., AJRCCM 2010 15

Asthma Intervention Research 2 (AIR2) Trial 1 Randomized 2:1 (n=297) Multicenter, randomized, doubleblind, sham-controlled Year 0 (n=190) BT Sham Year 0 (n=98) Year 1 (n=181) AIRAA2 1-year Year 1 (n=97) Exit study Pivotal U.S. study to evaluate safety and effectiveness of BT with the Alair System in adult patients with severe asthma. Study Population: patients with severe persistent asthma symptomatic despite high dose ICS (>1,000 mg/d beclomethasone or equivalent) + LABA (>100 mg/d salmeterol or equivalent). 2 AIR2 Trial Objective: BT superior to sham Primary Endpoint: AQLQ score (Asthma Quality of Life Questionnaire) Other Endpoints and Analyses: Severe exacerbations*, ER visits, Days lost from work/school/other daily activities due to asthma symptoms 1. Castro M, et al, for the AIR2 Trial Study Group. Am J Respir Crit Care Med. 2010;181:116-124. 2. Severe asthma classification based on treatment in Steps 5 or 6 per the NAEPP 2007 guidelines. * Exacerbations requiring treatment with systemic corticosteroids or a doubling of ICS 16

Demonstrated Clinical Effectiveness at 1 Year 1 Improved clinical outcomes compared to sham-control: 32% decrease in severe exacerbations (PPS=95.5%) 84% reduction in emergency room (ER) visits for respiratory symptoms (PPS=99.9%) 66% less days lost from work, school and other daily activities due to asthma (PPS=99.3%) PPS = Posterior Probability of Superiority 1. Castro M, et al, for the AIR2 Trial Study Group. Am J Respir Crit Care Med. 2010;181:116-124. 17

AIR2 Respiratory Adverse Events 1,2 Selected AEs with >3% incidence and difference between groups Adverse Event Treatment Period (~12 weeks) BT (N=190) % Sham (N=98) % Post-Treatment Period (~46 weeks) BT (N=187) % Sham (N=98) % Asthma (Multiple Symptom) 52.1 38.8 * 27.3 * 42.9 Wheezing 15.3 6.1 * 4.3 3.1 Atelectasis 4.7 0 * 0 0 Hemoptysis 3.2 0 * 0 0 Lower Respiratory Tract Infection Upper Respiratory Tract Infection 7.9 2.0 * 3.2 6.1 20.0 11.2 * 29.9 25.5 Nasopharyngitis 4.7 7.1 10.7 5.1 * Throat irritation 4.7* 12.2 1.1 3.1 *Posterior Probability of Superiority (PPS) >95.0% 1. Castro M, et al, for the AIR2 Trial Study Group. Am J Respir Crit Care Med. 2010;181:116-124. 2. Data on file. 18

High Patient Satisfaction with BT 97% of BT patients would probably or definitely recommend BT to a friend or family member. 1 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% Definitely No Probably No Probably Yes Definitely Yes 1. Data on file. Reported at 1 year follow-up. 19

AIR2 5-Year Extension Study 1 Randomized 2:1 (n=297) Year 0 (n=190) BT Sham Year 0 (n=98) Year 1 (n=181) AIR2 1-year Year 1 (n=97) Exit study Year 2 (n=165) Year 3 (n=162) Year 4 (n=159) AIR2 5-year AIR2 Extension Study Objective: Durability of effect Primary Endpoint: % of patients with severe exacerbation* at Years 2, 3, 4 and 5 is non-inferior to (less than or equal to) Year 1 Year 5 (n=162) Retention rate (from n=190) = 85.2% 1. Wechsler ME, et al. J Allergy Clin Immunol. 2013 Dec;132(6):1295-1302. Secondary Endpoints: Severe exacerbations, ER visits for respiratory symptoms, Lung function (Pre-BD FEV 1 ), Respiratory adverse events * Exacerbations requiring treatment with systemic corticosteroids or a doubling of ICS 20

Reduction in Severe Exacerbations Maintained out to 5 years 1 The reduction in severe exacerbations requiring systemic corticosteroids at Year 1 was maintained out to at least 5 years. % of Patients with Severe Exacerbations Severe Exacerbation Event Rates Compared with 1 year prior to BT treatment (baseline): 44% average decrease in percentage of patients having severe exacerbations 48% average decrease in severe exacerbation event rates 1. Wechsler ME, et al. J Allergy Clin Immunol. 2013 Dec;132(6):1295-1302. 21

Reduction in ER Visits Maintained out to 5 years 1 The reduction in ER visits for respiratory symptoms at Year 1 was maintained out to at least 5 years. % of Patients with ER Visits ER Visit Event Rates Compared with 1 year prior to BT treatment (baseline): 78% average decrease in percentage of patients having ER visits 88% average decrease in ER visit event rates 1. Wechsler ME, et al. J Allergy Clin Immunol. 2013 Dec;132(6):1295-1302. 22

In the AIR2 Trial (Castro M, et al., 2010), the benefits of bronchial thermoplasty at one-year post-treatment, compared to a Sham group, included: Improved asthma-related quality of life 32% reduction in severe exacerbations requiring systemic steroids 84% reduction in emergency room visits due to respiratory symptoms 73% reduction in hospitalizations due to respiratory symptoms 66% reduction in days lost from work, school or other daily activities due to asthma symptoms 36% reduction in proportion of patients reporting asthma (multiple symptoms) adverse events

Long-Term Safety Maintained out to 5 Years 1 No increase seen in hospitalizations, asthma symptoms, or respiratory adverse events over the course of 5 years No structural changes in airways that were clinically significant were due to BT at 5 years (based on HRCT review) No evidence of increase in bronchiectasis No evidence of bronchiolitis obliterans or pulmonary emphysema in any patient Percent predicted pre-bd FEV 1 values remained unchanged over the 5 years after BT. Post-BD FEV 1 remained higher at all times; Increase in percent predicted FEV 1 at baseline of 8.2% and at 5 years of 5.9% 1. Wechsler ME, et al. J Allergy Clin Immunol. 2013 Dec;132(6):1295-1302. 24

Established Long-Term Effectiveness and Safety out to 5 Years 1 Reduction in severe asthma exacerbations requiring systemic corticosteroids* seen at 1 year was maintained out to 5 years Reduction in ER visits for respiratory symptoms seen at 1 year was maintained out to 5 years Long-term safety maintained with no increase seen in hospitalizations, asthma symptoms, or respiratory adverse events over the course of 5 years * or a doubling of ICS 1. Wechsler ME, et al. J Allergy Clin Immunol. 2013 Dec;132(6):1295-1302. 25

Who Should Undergo Bronchial Thermoplasty?

Bronchial Thermoplasty Indication The Alair Bronchial Thermoplasty System has been approved by the FDA for the treatment of severe persistent asthma in patients 18 years and older whose asthma is not well controlled with inhaled corticosteroids (ICS) and long-acting beta-agonists (LABA). Reference the Alair Bronchial Thermoplasty System Directions for Use for more information. 27

How to Assess a BT Patient Confirmed diagnosis of severe asthma Evidence of adherence to ICS and LABA Demonstration of asthma impairments and/or risks of future exacerbations Examples may include: Chronic oral corticosteroid use Anti-IgE therapy candidate or non-responder Two or more severe exacerbations in the prior year Impaired quality of life (assessed by AIS-6, ACT, AQLQ) Higher level care or add-on treatment needed Exclusion of BT contraindications 28

Contraindications BT should not be performed on: Patients that have a pacemaker, internal defibrillator, or other implantable electronic device Patients that have a known sensitivity to medications required to perform bronchoscopy, including lidocaine, atropine, and benzodiazepines Patients that have previously been treated with the Alair System Reference the Alair Bronchial Thermoplasty System Directions for Use for more information. 29

Contraindications/Need for Delay BT should be delayed for the following: Active respiratory infection Asthma attack or changing dose of systemic corticosteroids (up or down) in the past 14 days Known bleeding disorder Patient is unable to stop taking anticoagulants, antiplatelet agents, aspirin or non-steroidal anti-inflammatory medications (NSAIDS) before the procedure with physician guidance Reference the Alair Bronchial Thermoplasty System Directions for Use for more information. 30

Precautions Patients with these conditions were not studied in the AIR2 pivotal trial and the safety of Alair System treatment for such patients has not been determined. Post-bronchodilator FEV 1 < 65% Other respiratory diseases including emphysema, vocal cord dysfunction, mechanical upper airway obstruction, cystic fibrosis, or uncontrolled obstructive sleep apnea Use of short acting bronchodilator 12 puffs per day within 48 hours of bronchoscopy (excluding prophylactic use for exercise) Use of oral corticosteroids 10 mg/day for asthma Reference the Alair Bronchial Thermoplasty System Directions for Use for more information. 31

Increased risk for adverse events associated with bronchoscopy or anesthesia, such as pregnancy, insulin dependent diabetes, epilepsy, or other significant comorbidities, such as uncontrolled coronary artery disease, acute or chronic renal failure, and uncontrolled hypertension Intubation for asthma, or ICU admission for asthma within the prior 24 months Any of the following within the past 12 months: i. 4 or more lower respiratory tract infections (LRTI) ii. 3 or more hospitalizations for respiratory symptoms iii.4 or more OCS pulses for asthma exacerbation

Precautions Any cause of dyspnea other than asthma should be controlled before performing Bronchial Thermoplasty CHF Obesity OSA Profound deconditioning

Who Responds to Bronchial Thermoplasty? The AIR2 Trial was performed on patients with severe asthma phenotype : 79% responder rate 1,2 Patients with lower AQLQ or higher ACQ scores at baseline (implying poor asthma control) responded better to BT 3 Clinical response to BT in self-reported allergic patients (54.5%) and non-allergic patients (45.5%) was similar 2 Responder = Asthma Quality of Life Questionnaire (AQLQ) score improvement > 0.5 Severe asthma classification based on required treatment with high-dose ICS + LABA to maintain control (treatment in Steps 5 or 6 per the NAEPP 2007 guidelines). 1. Castro M, et al, for the AIR2 Trial Study Group. Am J Respir Crit Care Med. 2010;181:116-124. 2. Wechsler ME, et al. J Allergy Clin Immunol. 2013 Dec;132(6):1295-1302. 3. Data on file. 34

How is Bronchial Thermoplasty Performed?

BT Completed in 3 Outpatient Procedures BT is performed by a BT-certified pulmonologist in 3 outpatient visits, typically scheduled 3 weeks apart. 36

The Alair System Alair Catheter a flexible tube with an expandable wire array at the tip to deliver therapeutic RF energy to the airway walls via a standard bronchoscope Alair Radiofrequency (RF) Controller designed to safely and accurately deliver precise, controlled RF energy through the Catheter to the airway walls 37

BT, Delivered by the Alair System 38

Application of RF Energy Temperature controlled energy (65 o C) is delivered to airway wall for 10 seconds per activation 39

40 BT Treatment Effect Airway Responsiveness to Local Methacholine Challenge 1 Canine Model: Airway on left treated with BT. Airway on right was not treated. 1. Cox et al. Eur Respir Journal. 2004;24: 659-663.

BT Reduces Excess Airway Smooth Muscle (ASM) 1 Reduce Airway Smooth Muscle (ASM) Reduce Bronchoconstriction Reduce Asthma Exacerbations Improve Asthma Quality of Life 1. Woodruff PG, et al. Am J Respir Crit Care Med. 2004;169:1001-1006. 41

Procedure Overview Patient evaluated pre-procedure to verify stability and ability to undergo bronchoscopy Prophylactic OCS (50mg/day) administered for 5 days (3 days before, day of, and day after procedure) Routinely performed under moderate sedation RF energy delivered to airways between 3-10 mm diameter (~60 activations per procedure) and typically completed in less than an hour Patient monitored 2-4 hours post-op and discharged home same day Lung function stable within 80% of pre-procedure post-bd FEV 1 42

Post-Procedure/Patient Follow Up Patient contacted via phone at 1, 2 and 7 days to assess post procedure status Office visit at 2 to 3 weeks to assess clinical stability and schedule subsequent BT procedures as appropriate After BT treatment, patient returns to primary asthma physician for ongoing asthma management Patient evaluated for step-down therapy to determine lowest level of medication necessary to maintain asthma control 43

BT Study Publications AIR2 Wechsler ME, et al., Bronchial Thermoplasty: Long-Term Safety and Effectiveness in Patients with Severe Persistent Asthma. J Allergy Clin Immunol. 2013 Dec;132(6):1295-1302. Full article: www.jacionline.org/article/s0091-6749(13)01268-2/fulltext Castro M, et al., Persistence of Effectiveness of Bronchial Thermoplasty in Patients with Severe Asthma. Annals of Asthma, Allergy and Immunology, 2011;107(1):65-70. Abstract: www.ncbi.nlm.nih.gov/pubmed/21704887 Castro M, et al., Effectiveness and Safety of Bronchial Thermoplasty in the Treatment of Severe Asthma: A Multicenter, Randomized, Double-Blind, Sham-Controlled Clinical Trial. American Journal of Respiratory & Critical Care Medicine 2010;181: 116-124. Full article: www.ncbi.nlm.nih.gov/pmc/articles/pmc3269231/pdf/ajrccm1812116.pdf RISA Pavord ID, et al., Safety of Bronchial Thermoplasty in Patients with Severe Refractory Asthma. Ann Allergy Asthma Immunol. 2013 Nov;111(5):402-7. Abstract: www.ncbi.nlm.nih.gov/pubmed/24125149 Pavord ID, et al., Safety and Efficacy of Bronchial Thermoplasty in Symptomatic Severe Asthma. American Journal of Respiratory & Critical Care Medicine 2007; 176: 1185-1191. Full article: www.atsjournals.org/doi/pdf/10.1164/rccm.200704-571oc AIR Thomson N, et al., Long-term (5 year) Safety of Bronchial Thermoplasty: Asthma Intervention Research (AIR) Trial. BMC Medicine, 2011; 11:8. Cox G, et al., Asthma Control During the Year After Bronchial Thermoplasty. New England Journal of Medicine, 2007; 356: 1327-1337. 44

Reimbursement Proven to be difficult Different payers pay in different states Boston Scientific does have a reimbursement service to help with the process Frustrating as a Physician

Thank you!! A very special thank you to my support team from Boston Scientific headed by Jared Altermatt Cyndi Ray MD, FCCP cray2@hfhs.org 313-916-2426

For more information and to find a BT Clinic: www.btforasthma.com Contact Boston Scientific: Customer Service (877) 810-6060 BTsupport@bsci.com 47