Clinical Perspective on Conducting TRD Studies. Hans Eriksson, M.D., Ph.D., M.B.A. Chief Medical Specialist, H. Lundbeck A/S Valby, Denmark

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Clinical Perspective on Conducting TRD Studies Hans Eriksson, M.D., Ph.D., M.B.A. Chief Medical Specialist, H. Lundbeck A/S Valby, Denmark

Overview of Presentation Treatment-Resistant Depression (TRD) Definition Current clinical management strategies Regulatory view Study design factors to consider for a TRD trial Identification of TRD patients for clinical trials Is a prospective run-in treatment period necessary? Should it be necessary to demonstrate failure to more than one class of antidepressant? Development of pharmacological treatments for TRD Is monotherapy the only appropriate treatment approach, or should adjunctive treatment also be an option?

Step Number Achieving Remission in MDD The STAR*D Experience Sequenced Treatment Alternatives to Relieve Depression (STAR*D) trial Adult outpatients with nonpsychotic major depressive disorder received one to four successive acute treatment steps 1 2 Remission defined as a score of 5 on the Quick Inventory of Depressive Symptomatology Self-Report (QIDS-SR 16 ) Patients not achieving remission, or being unable to tolerate a treatment step were encouraged to move to the next step 3 4 0 10 20 30 40 QIDS-SR 16 remission rate (%) Step1: Citalopram (N= 3671) Step 2: Four switch treatments: (citalopram stopped; new treatment initiated with sustained-release bupropion, cognitive therapy, sertraline, or extended-release venlafaxine); three augmentation treatments: (citalopram plus bupropion, buspirone, or cognitive therapy) (N= 1439) Rush et al., Am J Psychiatry 2006; 163:1905 1917 Step 3: Two switch treatments: (mirtazapine or nortriptyline); two augmentation strategies: (lithium or T3). (Sustainedrelease bupropion, or extended-release venlafaxine; only for patients who received cognitive therapy alone or combined with citalopram in Step 2) (N=390) Step 4: Tranylcypromine or extended-release venlafaxine plus mirtazapine; (two switch treatments (mirtazapine or nortriptyline) or two augmentation strategies (lithium or T3); only for patients who received cognitive therapy alone or combined with citalopram in Step 2) (N=123)

Defining TRD No consensus on operational definition of TRD in clinical practice Several staging models exist, but are not routinely used Thase and Rush Staging Model (TRSM), (Thase & Rush 1997) European Staging Model (ESM), (Souery 1999) Massachusetts General Hospital Staging Model (MGH-s), (Fava 2003) Maudsley Staging Model (MSM), (Fekadu 2009) Failure to respond to two or more adequate courses of antidepressant treatment is often regarded as a key feature of TRD The view that the two antidepressants must be of different pharmacological classes has been challenged EMA guideline states that the antidepressants can be of the same class or of different classes Prevalence estimates for TRD depend on the definition used ~ 3% defined as Stage 2* according to the Thase Rush TRD Staging Method (Nemeroff 2007) *Failure of adequate trials of 2 distinctly different classes of antidepressants

Clinical Factors Associated with Treatment Resistance in MDD 356 patients with treatment-resistant resistant MDD (HAM-D 17 score 17) after two consecutive retrospectively documented antidepressant trials Souery et al., J Clin Psychiatry, 2007

Modalities for Treatment-Resistant Depression Atypical antipsychotics Combination antidepressants Psychostimulants Lithium Thyroid Hormone Buspirone Glutamatergic Complementary alternative medicine (CAM)/ nutraceuticals Inflammatory-immune based Psychotherapy Neuromodulatory Aerobic exercise Aripiprazole Quetiapine Olanzapine Ketamine Scopolamine L-methylfolate S-adenosyl-methionine (SAMe) Infliximab, NSAIDs Cognitive behavioral therapy (CBT) ECT, rtms, DBS DBS = deep brain stimulation; ECT = electroconvulsive therapy; NSAIDs = non-steroidal anti-inflammatory drugs; rtms = repetitive transcranial magnetic stimulation 6 McIntyre et al., 2014, Journal of Affective Disorders 156, 1 7

The European Regulatory Perspective Different Treatment Modalities Based on Degree of Improvement on Initial Treatment(s) Response Continue treatment Initial treatment(s) for MDD Inadequate response Add-on TRD Switch to monotherapy Is the dichotomy between Inadequate Response and Treatment Resistant Depression clinically meaningful, and is it supported by data?

TRD Language in EMA Guideline* Treatment resistance in major depression is defined as lack of clinically meaningful improvement despite the use of adequate doses of at least two antidepressant agents, derived from the group(s) of commonly used first line treatment, prescribed for adequate duration with adequate affirmation of treatment adherence. At least one treatment failure should be shown prospectively. *EMA Guideline on clinical investigation of medicinal products in the treatment of depression, 2013

How to Differentiate Between Partial Response and TRD in the Clinical Setting? Terminology used in EMA guideline* Partial response insufficient response to monotherapy TRD lack of clinically meaningful improvement with monotherapy It is challenging to characterize two separate populations in clinical practice using the criteria above Formal criteria used to characterize Inadequate Response and TRD are generally based on validated rating scales Appropriate for clinical trials Most often not used in clinical practice Patients at this stage of treatment may have been referred from another healthcare provider to a psychiatrist, causing difficulties to assess the detailed degree of improvement from start of treatment *EMA Guideline on clinical investigation of medicinal products in the treatment of depression, 2013

Study Design Factors to Consider for a TRD Trial Number of failed treatments before randomization Classes of antidepressants used before randomization Establishment of treatment-resistance Historical or prospective Use of instruments to document antidepressant treatment history Inclusion criteria at baseline (if prospective lead-in phase is used) Randomization criteria Persistent inadequate response at several visits before randomization Treatment modality Adjunctive or switch to monotherapy

Characterizing Historical Treatment Failures with Antidepressant(s) Several instruments available Antidepressant Treatment History Form (ATHF) Harvard Antidepressant Treatment History (HATH) Massachusetts General Hospital Antidepressant Treatment Questionnaire (ATRQ) Key information items Duration Dose Efficacy Non-pharmacological treatment

Antidepressant Treatment History Form (ATHF) 0 No treatment or no drugs with known psychotropic actions 1 Any drug <4 weeks or less than minimum adequate daily dose For ECT 1 3 ECT sessions For psychotic MDD plus chlorpromazine equivalent <400 or <3 weeks 2 Any drug 4 weeks at less than minimum adequate daily dose For ECT 4 6 ECT sessions For psychotic MDD always when chlorpromazine equivalent <400 or <3 weeks or when monotherapy with antipsychotic (chlorpromazine equivalent 400 and 3 weeks) 3 Any drug 4 weeks at minimum adequate daily dose For ECT 7 9 unilateral ECT sessions For psychotic MDD plus chlorpromazine equivalent 400 and 3 weeks 4 Any drug 4 weeks at higher than minimum adequate daily dose, or any drug at level 3 augmented with lithium 2 weeks For ECT 10 12 unilateral/7 9 bilateral ECT sessions For psychotic MDD plus chlorpromazine equivalent 400 and 3 weeks 5 Any drug at level 4 augmented with lithium 2 weeks For ECT 13 unilateral/ 10 bilateral ECT sessions For psychotic MDD plus chlorpromazine equivalent 400 and 3 weeks 12 Sackeim et al., The impact of medication resistance and continuation pharmacotherapy on relapse following response to electroconvulsive therapy in major depression. J. Clin. Psychopharmacol. 1990, 10 (2), 96 104. Oquendo et al., Inadequacy of antidepressant treatment for patients with major depression who are at risk for suicidal behavior. Am. J. Psychiatry 1999, 156 (2), 190 194.

Is it Necessary to Prospectively Demonstrate Failure to Antidepressant Treatment? Efficacy of adjunct drug vs. placebo in combination/augmentation trials for antidepressant partial responders and non-responders with MDD Response Remission Iovieno & Papakostas, J Clin Psychiatry 73:5, May 2012 Patients suitable for TRD studies could be identified by capturing historical data using validated prior response measures, and current symptom severity measures, without the requirement for a prospective run-in period g

Percent of patients Should TRD be Defined by a Failure to Respond to More than One Class of AD? Some definitions of TRD require a failure to respond to at least two different classes of antidepressants within the same episode STAR*D: No evidence that that subjects failing to achieve remission on an SSRI have a greater probability of remitting with another class of AD versus an alternative SSRI A retrospective study 1 of 344 subjects with MDD who had failed to respond to a first antidepressant trial could not demonstrate that switching to a different class of antidepressant was associated with a better response or remission rate than staying within the same class 50 40 30 20 Type of switch Across classes (n=281) Within class (n=59) 10 0 Response Remission 1 Souery et al., Journal of Clinical Psychopharmacology 31:4, 512-516, 2011

Adjunctive Treatment of TRD In clinical practice, combination and augmentation strategies are often employed in the management of depressed patients who can be described as treatment-resistant 1,2 In clinical research, evidence of a rapid antidepressant effect obtained with infusions of ketamine as augmentation therapy to antidepressants 3, point to the utility of the adjunctive approach A substantial proportion of patients in clinical studies supporting approvals for adjunctive treatment of MDD fulfill criteria for TRD 1 Fava, J Clin Psychiatry, 2001;62 Suppl 18:4-11. 2 Barowsky & Schwartz, Psychiatry (Edgmont). 2006; 3(7): 42 61 3 Shiroma et al., Journal of Affective Disorders Vol 155, 2014, 123 129

Adjunctive Treatment of MDD Patients with minimal response or partial response to antidepressant treatment ADT minimal responders ADT partial responders Pooled data from three randomized, double-blind, placebo-controlled studies assessing the efficacy of adjunctive aripiprazole to antidepressant treatment (ADT) in patients with major depressive disorder. In a post-hoc analysis, ADT minimal responders were defined as those with <25% reduction in MADRS total score during an 8- week prospective phase; ADT partial responders had a 25 49% reduction in MADRS total score. Nelson et al., International Clinical Psychopharmacology 2012, 27:125 133

Summary Resistance to antidepressant treatment is a common clinical finding Treatment-resistance in MDD is associated with comorbid anxiety and some indicators of severity of depression In clinical practice, it is challenging to differentiate between partial or inadequate response in MDD and treatment-resistant depression Lack of response to two consecutive and adequate treatment courses with approved antidepressants is a reasonable definition of treatment-resistant MDD For clinical development, diligent use of instruments to capture prior antidepressant treatment history can identify patients suitable for participation in trials Adjunctive treatment should remain an approach to consider for the development of medications for TRD, reflecting treatment practice

Backup Slides

Design of Phase III Programs for Adjunctive Treatment of MDD Inadequate response definition Inclusion criteria at baseline Lead-in phase Randomization criteria Randomized phase Primary outcome measure Olanzapinefluoxetine 2 historical failures = rand criteria N/A MADRS 20 CGI-S 3 or 4 Or HAM-D 17 22 at baseline 8W, 12 W Change from rand in MADRS total score Aripiprazole 1-3 historical failures HAM-D 17 18 8 W <50% reduction in HAM-D 17 score HAM-D 17 14 or CGI-I 3 6W Change from rand in MADRS total score Quetiapine XR Inadequate response to 1 AD 6W = rand criteria N/A HAM-D 17 20 HAM-D 17 item 1 2. 6W Change from rand in MADRS total score TC-5214 Inadequate response to no more than 1 prior AD HAM-D 17 20 HAM-D 17 item1 2 CGI-S 4 8 W CGI-S 4 8W Change from rand in MADRS total score

Thase and Rush Staging Model (TRSM) Stage I Stage II Stage III Stage IV Stage V Failure of at least 1 adequate trial of 1 major class of antidepressants Failure of at least 2 adequate trials of at least 2 distinctly different classes of antidepressants Stage II resistance plus failure of an adequate trial of a TCA Stage III resistance plus failure of an adequate trial of an MAOI Stage IV resistance plus a course of bilateral ECT 20 Thase ME and Rush AJ. When at first you don't succeed: sequential strategies for antidepressant nonresponders. J Clin Psychiatry 1997; 58 Suppl 13, 23 29

European Staging Model (ESM) Stage Definition Duration of trial A. Non-responder Nonresponse to 1 adequate trial of 6 8 weeks TCA, SSRI, MAOI, SNRI, ECT or other antidepressants B. TRD Resistance to 2 or more adequate TRD1: 12 16 weeks antidepressant trials of different classes TRD2: 18 24 weeks TRD3: 24 32 weeks TRD4: 30 40 weeks TRD5: 36 weeks 1 year C. CRD Resistant to several antidepressant At least 12 months trials, including augmentation strategy 21 Souery D.et al. Treatment resistant depression: methodological overview and operational criteria. Eur. Neuropsychopharmacol. 1999; 9: 83 91.

Massachusetts General Hospital Staging Model (MGH-s) Definition Points 1. Nonresponse to each adequate (at least 6 weeks of an 1 point per trial adequate dosage of an antidepressant) trial of a marketed antidepressant generates an overall score of resistance 2. Optimization of dose, optimization of duration, and 0.5 point per trial per augmentation or combination of each trial (based on the optimization or Massachusetts General Hospital or Antidepressant augmentation strategy Treatment Response Questionnaire) increase the overall score 3. Electroconvulsive therapy 3 points 22 Fava, M. Diagnosis and definition of treatment-resistant depression. Biol. Psychiatry 2003; 53: 649 659.

Maudsley Staging Model (MSM) Parameter/Dimension Parameter specification Score Duration Acute ( 12 months) 1 Sub-acute (13 24 months) 2 Chronic (>24 months) 3 Symptom severity (at baseline) Subsyndromal 1 Syndromal Mild 2 Moderate 3 Severe without psychosis 4 Severe with psychosis 5 Treatment failures Antidepressants Level 1: 1 2 medications 1 Level 2: 3 4 medications 2 Level 3: 5 6 medications 3 Level 4: 7 10 medications 4 Level 5: >10 medications 5 Augmentation Not used 0 Used 1 Electroconvulsive therapy Not used 0 Used 1 Total 3 15 23 Fekadu A. et al. A multidimensional tool to quantify treatment resistance in depression: the Maudsley staging method.. J Clin Psychiatry 2009; 70, 177 184.

Staging models and evaluation criteria for assessment Operational clarity Implicit AD hierarchy Augmentation Inclusion of non- Additional or between class or combination pharmacological prognostic switch-efficacy therapies information Antidepressant Good None Augmentation ECT only None treatment history form (ATHF) Thase and Rush No dosages or AD hierarchy between None included ECT only None staging model duration specified class switching (TRSM) European staging Not about required Between class switching Augmentation None Duration of model (ESM) number of trials in CRD treatment >2 ADs Massachusetts Good None Augmentation ECT, VNS, DBS None General Hospital and combination Staging Model (MGH-s) Maudsley Staging Good None Augmentation ECT only Duration of Model (MSM) episode Initial severity 24 Sackeim et al., 1990; Oquendo et al., 2003; Thase & Rush 1997; Souery et al., 1999; Fava, 2003; Fekadu et al., 2009 Table from Ruhé et al., 2012