The Function of Emollients in Skin Care

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The Function of Emollients in Skin Care Benjamin Schwartz Ontario SCC Education Day September 18, 2018 Lipid knowledge for the personal care industry

Emollient - definition Wikipedia: complex mixtures of chemical agents specially designed to make the external layers of the skin (epidermis) softer and more pliable Emollire (Latin) means to soften Emollients are usually: the main component in emulsions after water (3-20% or more) dominating ingredient in many anhydrous formulations various chemical structures including vegetable and mineral oils, esters and silicones can have different polarities (hydrophilic lipophilic) can have several features at the same time Despite a definition often found in dictionaries, an emollient is not always equal to a moisturizer 2

Functions of emollients in cosmetic formulations Skin softening (emolliency) Occlusive moisturization (TEWL) Lubrication Structure formation in formulation Emulsion, viscosity, hardness, setup Delivery system/solubilizer/carrier Actives, pigments Aesthetics and sensory modifier 3

Emollient properties can be measured objectively Rheology (Viscosity and/or viscoelasticity) Consistency - solid fat content, melting profiles Surface and interfacial properties Spreadability (on different substrates, especially skin or hair) Polarity estimation or measurement Refractive index Stability at different conditions (oxidation, hydrolysis) Solubilization capacity Interaction with other ingredient groups 4

Emollients and skin The surface of the skin is a complex system comprising lipids, cells, proteins, microorganisms, water, natural moisturizing factors, etc Skin surface lipids are of two types Epidermal lipids Sebum lipids Epidermal lipids (from keratinocytes) Ceramides, cholesterol, free fatty acids Typically extractable from skin surface: 5-10 μg/cm 2 Sebum lipids (from sebaceous glands) Triglycerides, wax monoesters, squalene, free fatty acids, tocopherols Typically extractable from the forehead: 150-300 μg/cm 2 5

Emollients and skin 6

Stratum corneum and emollients Sensory properties, moisturization, ingredient absorption and many other properties are determined by the interaction between the stratum corneum and the emollients from the skin care product Skin lipids Keratinocytes approx 20 micrometer wide Emulsion droplets 0.1-5 micrometers in diameter 7

Physicochemical parameters affecting the interaction Wetting of the stratum corneum by the emulsion Surface & interfacial properties of emulsion droplets versus the properties of the skin lipids Rheology of emulsion Determined by emollient properties and interaction with polymers and emulsifiers Solubility of emollient in stratum corneum and vice versa Polarity of respective phases Droplet-droplet interaction Breaking of emulsion to create an oil film on the SC surface Skin surface topology Smooth versus wrinkled etc 8

Emollient parameters to consider Polarity determines solubility and solubilisation Polarity is a 3-dimensional property (Hansen model) Van der Waals interactions (Dispersive forces) Molecular size and shape Hydrogen bonding Presence of OH, -COOH, -NH2 etc groups with mobile hydrogen groups Polarizability Presence of double bonds, ester and amide groups, aromatic rings etc Measures the mobility of electron cloud around a molecule Guiding principle like dissolves like If all three polarity dimensions match between solvent and solute we have high solubility 9

Emollient classes Hydrocarbons from mineral oils/petroleum Mainly saturated hydrocarbons of more than 16 carbons long Fatty acids from animal and vegetable fats Can be combined with natural or synthetic alcohols to esters Mono-esters (typically isopropyl palmitate) Di-esters (typically propylene glycol esters or adipic acid esters) Tri-esters (typically triglycerides, vegetable oils) Complex esters Fatty alcohols from petroleum or natural sources Straight chain alcohols (typically cetearyl alcohol) Guerbet alcohols (typically octyldodecanol) Silicones Dimethicones Cyclomethicones Complex silicones and silicone polymers 10

Comparison of some liquid emollients Liquid oil Van der Waals interaction Hydrogen bonding Polarizability C12-15 Alkyl Benzoate X (X) XX Large polar group, highly polarizable Octyldodecanol Isopropyl Palmitate Canola Oil X X X X (X) X XX (X) X Exposed hydrogen bonds Medium polar, long FA chain, polarizable Long chains, interacting with each other, low polar Shea Butter Ethyl Esters X (X) X Long FA chains, exposed ester group, high polarizability Mineral Oil Dicaprylyl Carbonate XX - - X (X) X(X) Non polar, no hydrogen bonds, very strong Van der Waals Small molecule, more polar than other esters due to exposed carbonyl 11 group and short chains

Hansen s Polarity Parameters Literature data and approximations VdW / Dispersive Hydrogen bonding Polarizability Mineral oil 16.3 0 0 Cyclomethicone 12.9 1.3 1.0 Dimethicone 12.5 0.8 0.8 Canola Oil 17.5 3.3 4.1 Shea Butter Ethyl Esters 16.2 3.8 4.5 Skin 17.6 13.0 11.0 Glycerol 17.4 11.3 27.2 Water 15.5 16.0 42.3 12

Shea Butter dispersed in various emollients (20% butter / 80% oil) Canola Oil Caprylic / Capric Triglyceride Shea Butter Ethyl Esters Dicaprylyl Ether Isopropyl Isostearate Paraffin Oil Castor Oil 13

Lipex SheaLight (Shea Butter Ethyl Esters) is uniquely polar Contact angle on hydrophobic surface (teflon) Dimethicone (45) Paraffinum liquidum (21) Good spreadability on skin requires that emollient and skin polarity are matched Skin combines both hydrophilic and lipophilic properties -> balanced polarity is required 14

Example: Interaction between 3 emollients in a formulation Complex formulation but only emollient composition is changed Measurement of viscosity at three relevant temperatures 25, 35 and 45 C Emollients tested Lipex SheaLight Low molecular weight, simple ester, low viscosity Akomed R Caprylic/capric triglyceride, intermediate molecular weight and polarity Lipex Bassol C C18:1 based triglyceride, high molecular weight and viscosity, intermediate polarity Tested in simple, model formulation, body lotion type 15

Viscosity at 25C as function of emollient composition No interactions between emollients Lipex SheaLight Lipex Bassol C Akomed R 16

Viscosity at 35C as function of emollient composition Intermediate interaction between emollients Lipex SheaLight Lipex Bassol C Akomed R

Viscosity at 45C as function of emollient composition Strong interaction between emollients Lipex SheaLight Lipex Bassol C Akomed R

Conclusions Emollients offer great opportunities for optimising formulation rheology, stability and skinfeel Consider chemical structure and physical properties for finetuning application properties: Polarity (molecular size, hydrogen bonds, polarizability) Viscosity/rheology In complex emulsions, interactions often are more important than the effect of individual components Do not evaluate emollients in pure form only as this will give incomplete information 19