Dr. Michael Baten is The Santa Fe SleepDoctor NEUROLOGY / ADULT AND PEDIATRIC SLEEP MEDICINE

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Dear Patient, Please complete the enclosed paperwork in which you provide information regarding your sleep problem, and bring it with you to your appointment with Dr. Baten scheduled for: Date: _ Time: _ If you have any questions regarding this information please call the office at 505-983-8182. Thank You. The Santa Fe SleepDoctor 2011

PATIENT INFORMATION Last Name: First Name: Address: City: State: Zip: Home Phone: Cell: Work: Date of Birth: Social Security # Gender (please circle) M or F Marital Status (please circle) M S D W Referring Physician: Primary Physician: EMERGENCY CONTACT Name: Phone: Relationship to Patient: RESPONSIBLE PARTY Name: SS# DOB: Phone: EMPLOYMENT INFORMATION Employer Name: Fulltime or Part-time (please circle) Address:_ Phone: INSURANCE INFORMATION COPAY DUE AT THE TIME OF SERVICE. NO EXCEPTIONS. PLEASE GIVE INSURANCE CARD TO FRONT DESK TO MAKE COPY. NO THIRD PARTY INSURANCE ACCEPTED Is this a worker's compensation claim? YES or NO (please circle) Is this an accident claim? YES or NO (please circle) If YES, Please provide info below: Insurance Name: Billing Address: Adjustors Name: Phone: Claim# Date of Injury: Do you have an Attorney for this claim? YES or NO (please circle) Attorney Name: Phone:_ Insurance is filed by our office for all professional services when appropriate, should your insurance company refuse payment, patient is responsible for all unpaid charges! Signature: Date:

RELEASE OF PROTECTED HEALTH INFORMATION Signing this authorization is not a condition of treatment Patient's Name: DOB: SS# It is the policy of to share Protected Health Information as follows: Primary Care Physicians are provided with medical records generated by our office and the results of tests ordered by our office. Testing Facilities (x-ray, lab, etc) are provided with your Name, DOB, SSN, Insurance Info and Diagnosis. Pharmacies are provided with your Name, DOB and Prescription Info. Insurance Companies for the purpose of payment. Check here if you agree with releases info to the above entities Check here and cross out any policy you disagree with Check here if info is to be released to no one I also understand I may authorize (i.e., a spouse, friend or medical representative) to verbally communicate with Neurological Associates regarding Protected Health Info for purpose of medical treatment: (This does not include obtaining copies of records) Name: Relationship: I understand that I can revoke this authorization at any time by giving written notice to the Privacy Officer in our office. The revocation is not effective for information previously disclosed in reliance on the authorization in effect at the time. I understand that information disclosed under this authorization may be re-disclosed by the recipient and may no longer be protected by federal or state law. I understand that I have a right to: * Inspect or copy the Protected Health Info to be disclosed * Request or Review a copy of Notice of Privacy Practices, from our Privacy officer: Tina M. Fernandez, (505) 983-8182. * Refuse to sign this authorization Signature: DOB: Date: If signed by a personal representative of patient: Name (print): Relationship: Signature: Date:

PRESCRIPTION POLICY ALL NEW AND ESTABLISHED PATIENTS Signing this acknowledgement means you understand our prescription policy. Medications are prescribed in specific quantities for a specific time period (i.e., 30 for 30 days). No medications will be refilled before the appropriate time. All regular medications will require 24 hour notice prior to being filled. All narcotics will be closely monitored and will require 48 hour notice prior to refilling with a written prescription. All medication refills will be taken Monday thru Thursday. No refill requests will be processed on Friday, or on the weekend. No medication will be prescribed for patients who have not been seen on a regular basis. If you miss a scheduled appointment and run out of medicine, we will refill your prescription until your next appointment. If you fail to come to your next appointment, your prescription will not be refilled. If you run out of medicine before your scheduled appointment, please ask your pharmacist to fax our office Monday thru Thursday to request a refill, until your next scheduled appointment with Dr. Baten. Our telephone hours are 8:30 a.m. to 4:00 p.m. Please call between these hours. Print Name: Signature: Date:

BED PARTNER QUESTIONNAIRE Patient Name: Date: Check any of the following behaviors that you have observed the patient doing while asleep. loud snoring light snoring twitching of legs or feet during sleep pause in breathing grinding teeth sleep talking sleepwalking bed wetting sitting up in bed but not awake head rocking or banging kicking with legs during sleep getting out of bed but not awake biting tongue becoming very rigid and/or shaking How long have you been aware of the sleep behavior(s) that you checked above? Describe the behavior checked above in more detail. Include a description of the activity, the time during the night when it occurs, frequency during the night and whether it occurs every night. If you have heard loud snoring, do you remember pauses in the snoring or occasional loud "snorts"?

SLEEP QUESTIONNAIRE Name: _ Sex: Age: Date: Occupation: Usual Work Hours/Days: Referring Physician: Primary Physician: Marital status: Single Married Divorced Widowed Please complete the following questionnaire by filling in the blanks and placing a check in appropriate areas Mv Main Sleep Complaint(s) Is: trouble sleeping at night For how many months/years? being sleepy all day For how many months/years? snoring For how many months/years? unwanted behaviors during sleep, explain Other, explain. _ Sleep Pattern Work Days (Weekday) Off Days (Weekends) Typical bedtime Typical amount of time it takes to fall asleep List any activities that you normally do during nighttime awakening(s) (i.e. restroom, eat, watch TV) Typical amount of time to fall back asleep after an awakening Typical wake up time How do you usually awaken? (i.e. alarm clock)

Typical time you get out of bed Total amount of sleep per night Number of naps per day Please check all of the following statements that are true about your sleep Sleep Habits I usually watch TV or read in bed prior to sleep I frequently travel across 2 or more time zones I drink alcohol prior to bedtime I smoke prior to bedtime or when I awaken during the night I eat a snack at bedtime I eat if I awaken during the night I typically awaken to urinate during sleep I have trouble falling asleep I awaken frequently during the night I am unable to return to sleep easily if I awaken during the night Thoughts start racing through my mind when I try to fall asleep I awaken early in the morning, still tired but unable to return to sleep I have nightmares as an adult, I experience a tingling sensation in my legs when I try to fall asleep I sweat a great deal during sleep I cannot sleep on my back Breathing I have been told that I stop breathing while asleep I awaken at night choking, smothering or gasping for air I have been told that I snore I have been told that I snore only when sleeping on back I have been awakened by my own snoring Restlessness I am a restless sleeper I kick or jerk my legs and/or arms during sleep I experience restlessness, tingling or crawling in my arms or legs I experience an inability to keep my legs still prior to falling asleep I talk in my sleep as an adult I have sleep walked as an adult I grind my teeth in my sleep Daytime Sleepiness I take daytime naps I have a tendency to fall asleep during the day I have experienced lapses in time or blackouts I have fallen asleep while driving I have had auto accidents as a result of falling asleep while driving I fall asleep while watching TV

I fall asleep during conversations I fall asleep in sedentary situations I performed poorly in school because of sleepiness I have had injuries as the result of sleepiness I have experienced sudden muscle weakness in response to emotions such as laughter, anger or surprise I have experienced an inability to move while falling asleep or when waking up I have experienced hallucinations or dreamlike images or sounds when falling asleep or waking up I drink caffeinated beverages during the day cups/bottles/cans per day Habits Do you smoke? If yes, what? Amount per day For how many years? Do you drink Alcohol? If yes: What Frequency Amount Per Week Beer Daily Weekends Rare cans/week Wine Daily Weekends Rare glasses /week Liquor Daily Weekends Rare drinks/week Social History Marital Status: S M D W sleep alone share a bed with someone share a bedroom, but have separate beds share a dwelling, but have separate bedrooms Employment Status Employed Unemployed Retired My job requires driving a vehicle I work with dangerous equipment or substances I am a shift worker on rotating shifts I am permanent or long term third shift worker I am currently a student Medical History What is your: Height Weight Neck Size What was your weight one year ago Five years ago

Current Medications Medication Dose # Times per day Allergies: Past Sleep Evaluation and Treatment I have had a previous sleep disorder evaluation I have had previous overnight sleepstudies I have had daytime nap studies I have been prescribed a CP AP or BIP AP machine for home use I have had surgical treatment for a sleep disorder I have previously been prescribed medication for a sleep disorder I have been previously treated for a sleep disorder Past Medical Historv High Blood Pressure Heart Disease Diabetes Stomach or colon problems Lung Problems/ COPD/ Asthma Fibromyalgia TIA Seizures Cancer Hepatitis/ Jaundice Female Premenstrual Syndrome Menopause Hearing impairment Depression or anxiety Alcoholism Chemical dependency or abuse Reflux Stroke Blackouts Arthritis Thyroid problems Male Prostate Problems Erectile dysfunction/impotence List other past medical problems and dates List Surgeries and the year In the PAST 12 MONTHS check any of the following symptoms you have had Frequent Headache Fainting or passing out Frequent Heartburn! Indigestion Abdominal pain

Loss of vision Hearing loss/ ringing in ears Hoarseness for more than 2 weeks Nosebleeds Cough for 2-4 weeks or more Coughing up blood Shortness of breath /wheezing Swelling in feet or ankles Chest pain, pressure, or heaviness Irregular heartbeat Difficulty swallowing Frequent constipation Frequent Diarrhea Rectal bleeding! black stools Difficulty urinating/incontinence Blood in urine Urinating more than 2X per night Pain in joints or bones Unusual bruising or bleeding Convulsions Change in wart/mole/skin growth Weight loss of more than 10 1bs Family History Has an immediate blood relative had any of the following? Relationship Relationship Cancer Stroke Diabetes Depression_ Hypertension Sleep Apnea Thyroid Disease Narcolepsy_ Anxiety Using the answer key below, please circle the number that best applies to your life over the past 6 months Answer Key 1- Never 2-Rarely 3-Sometimes 4-Usually 5-Always I have trouble getting to sleep 1 2 3 4 5 I wake up often during the night 1 2 3 4 5 At bedtime, thoughts race through my mind 1 2 3 4 5 At bedtime, I feel sad and depressed 1 2 3 4 5 When falling asleep, I feel unable to move 1 2 3 4 5 When falling asleep, I have "restless legs" 1 2 3 4 5 I awake suddenly gasping for breath 1 2 3 4 5 At night my heart pounds, beats rapidly, or beats irregularly (palpitations) 1 2 3 4 5 I sweat a great deal at night 1 2 3 4 5 My sleep is disturbed by restless legs 1 2 3 4 5 I have a lot of nightmares 1 2 3 4 5 I feel unable to move (paralyzed) after a nap 1 2 3 4 5 I have dream like images when I awaken in the morning even though I know I am not asleep 1 2 3 4 5 I have slept for several days at a time, or at least I have been overwhelmingly sleepy for that long 1 2 3 4 5

I have been unable to sleep at all for several days 1 2 3 4 5 I feel that I have insomnia 1 2 3 4 5 I am very sleepy during the day and I struggle to stay awake 1 2 3 4 5 In the past 6 months, I have fallen asleep accidently in some of these situations; eating a meal, talking on the phone, talking to someone, riding in a bus or car, watching TV, at a theatre, reading a book, at a lecture 1 2 3 4 5 I got bad grades in school because I was too sleepy 1 2 3 4 5 I now have trouble doing my job because of sleepiness or fatigue 1 2 3 4 5 I often have to let someone else rive the car because I am too sleepy to do it 1 2 3 4 5 I see dream-like images either just before or just after a daytime nap, yet I am sure I am awake when they happen 1 2 3 4 5 I am often unable to move (paralyzed) when I am waking up in the morning 1 2 3 4 5 Sometimes I realize I have driven my car to the wrong place, and I can't remember how I did it 1 2 3 4 5 I get "weak knees" when I laugh 1 2 3 4 5 I get sudden muscular weakness when laughing, angry, or in situations of strong emotions 1 2 3 4 5 I have high blood pressure 1 2 3 4 5 My desire or interest in sex is less than what it used to be 1 2 3 4 5 I am unhappy about loving relationships in my life 1 2 3 4 5 I have considered or attempted suicide 1 2 3 4 5 Someone in my family has been hospitalized for a psychiatric illness or " nervous breakdown" 1 2 3 4 5 I smoke tobacco within two hours of bedtime 1 2 3 4 5 I have problems with my nose blocking up when I am trying to sleep 1 2 3 4 5 My snoring or my breathing problem is much worse if I sleep on my back 1 2 3 4 5 My snoring or my breathing problems are much worse if I fall asleep right after drinking alcohol 1 2 3 4 5

EPWORTH SLEEPINESS SCALE How likely are you to doze off or fall asleep in the following situations, in contrast to feeling just tired? This refers to your usual way of life in recent times. Even if you have not done some of these things recently, try to work out how they would have affected you. Use the following scale to choose the most appropriate number for each situation: 0 = would never doze 1 = slight chance of dozing 2 = moderate chance of dozing 3 = high chance of dozing Situation Sitting and reading Watching TV Sitting inactive in a public place (e.g. a theater or meeting) As a passenger in a car for an hour without a break Lying down to rest in the afternoon Sitting and talking to someone Sitting quietly after a lunch without alcohol In a car, while stopped for a few minutes in traffic Chance of Dozing

SLEEP DIARY Patient's Name:_ Please Print INSTRUCTIONS: Complete these logs as instructed using the directions provided below. Complete the logs in the morning and the evening. Do not complete the logs during the night. Write additional comments on the back. Bring these logs with you for your appointment or mail them to your physician. 1. Leave the times you are awake BLANK 4. ARROW UPWARD when you awaken (include naps) 2. SHADE, crosshatch or color the times you sleep 5. "M" - meals, "S" - snacks, and "D" - drinks with alcohol 3. ARROW DOWN whenever you lie down to sleep 6. Include notes below each week or on the back EXAMPLE: