Adult Mental Health Services applicable to Members in the State of Connecticut subject to state law SB1160

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Adult Mental Health Services Comparison Create and maintain a document in an easily accessible location on such health carrier's Internet web site that (i) (ii) compares each aspect of such clinical review criteria with the guidelines of the American Psychiatric Association or the most recent Standards and Guidelines of the Association for Ambulatory Behavioral Healthcare, and provides citations to peer-reviewed medical literature generally recognized by the relevant medical community or to professional society guidelines that justify each deviation from the guidelines of the American Psychiatric Association or the most recent Standards and Guidelines of the Association for Ambulatory Behavioral Healthcare. Criteria Page Psychiatric Acute Inpatient (Anthem CG-BEH-03) 2-4 Psychiatric Residential (Anthem CG-BEH-03) 5-8 Psychiatric Outpatient Treatment (Anthem CG-BEH-03) 9-20 Psychiatric Medication Management (Anthem CG-BEH-03) 21-25 Inpatient/Outpatient Electroconvulsive Therapy (Anthem CG-BEH-03) 26-27 Page 1 of 26

Psychiatric Acute Inpatient Adult - Medical Necessity Criteria To qualify, Covered Individual s symptoms or condition must meet the diagnostic criteria for a Diagnostic and Statistical Manual of Mental Disorders (DSM) or International Classification of Diseases (ICD) Diagnosis that is consistent with symptoms and the primary focus of treatment is acute inpatient psychiatric care. All services must meet the definition of medical necessity in the Covered Individual s plan document. Severity of Illness (SI) Must have one (1) of the following: 1. Imminent suicidal risk or danger to others - immediate danger to self and/or others is apparent or behavior indicating a plan that would result in risk to self or others, such that the degree of intent, method, and immediacy of the plan requires a restrictive inpatient setting with psychiatric medical management and nursing interventions on a 24-hour basis; OR APA Guideline for Treatment of Suicidal Behaviors, p.52-54, esp. Table 8, p. 53 Disorders p. 24 APA Guideline for Treatment of Bipolar Disorders p. 13-14 APA Guideline for Treatment of Substance Use Disorders, p. 11 Suicidal risk and danger to self are addressed in multiple APA guidelines NICE guidelines: [CG90] Published date: October 2009 Depression in adults: recognition and management [CG91] Published date: October 2009 Depression in adults with chronic physical health problem: recognition and management [CG113] Published date: January 2011 Generalised anxiety disorder and panic disorder in adults: management 2. Presence of acute psychotic symptoms severe clinical manifestations, symptoms or complications that creates immediate risk to self or others due to impairment in judgment which preclude diagnostic assessment and appropriate treatment in a less intensive treatment setting and require 24-hour nursing/medical assessment, intervention and/or monitoring; OR APA Guideline for Treatment of Patients with Schizophrenia p.54-57 APA Guideline for Psychiatric Evaluation of Adults, p.39 Disorders p. 24 Psychotic symptoms are addressed in multiple APA guidelines NICE Guidelines: [CG178] Published date: February 2014 Psychosis and schizophrenia in adults: prevention and management Page 2 of 26

3. Grave disability - acute impairment exists, as evidenced by severe and rapid decrease in level of functioning in several areas of life (work, family, activities of daily living [ADL's], interpersonal), to the degree that the Covered Individual is unable to care for him or herself, and therefore an imminent danger to themselves or others which preclude diagnostic assessment and appropriate treatment in a less intensive treatment setting and require 24-hour nursing/medical assessment, intervention and/or monitoring; OR 4. Self-injury or uncontrolled risk taking behaviors or uncontrollable destructive behavior creating immediate risk to self or others which requires medical intervention and containment in a 24-hour a day acute setting. Adult Mental Health Services applicable to Members in the Psychiatric Acute Inpatient Adult - Medical Necessity Criteria Disorders p. 16 and page 18, Table 1 APA Guideline for Treatment of Suicidal Behaviors, p.52-54, esp. Table 8, p. 53 APA Guideline for Treatment of Bipolar Disorders p. 13-14 APA Guideline for Treatment of Substance Use Disorders, p. 11 Disorders p. 16 APA Guideline for Treatment of Suicidal Behaviors, p.52-54, esp. Table 8, p. 53 Extent of disability is referenced in multiple APA guidelines. NICE guidelines: [CG90] Published date: October 2009 Depression in adults: recognition and management [CG91] Published date: October 2009 Depression in adults with chronic physical health problem: recognition and management [CG178] Published date: February 2014 Psychosis and schizophrenia in adults: prevention and management Self injury is referenced in multiple APA guidelines. NICE Guidelines: [CG90] Published date: October 2009 Depression in adults: recognition and management [CG91] Published date: October 2009 Depression in adults with chronic physical health problem: recognition and management [CG178] Published date: February 2014 Psychosis and schizophrenia in adults: prevention and management Page 3 of 26

Psychiatric Acute Inpatient Adult - Medical Necessity Criteria Continued Stay Criteria (CS) Must continue to meet "SI/IS" Criteria and have one of the following to qualify: 1. Progress with the psychiatric symptoms and behaviors is documented and the member is cooperative with treatment and meeting treatment plan goals; OR Edition, p. 10 APA Guideline for Treatment of Suicidal Behaviors Disorders APA Guideline for Treatment of Patients with Schizophrenia Disorders APA Guideline for Treatment of Bipolar Disorders APA Guideline for Treatment of Substance Use Disorders Demonstration of progress is core to showing effectiveness of the intervention. NICE guidelines: [CG90] Published date: October 2009 Depression in adults: recognition and management [CG178] Published date: February 2014 Psychosis and schizophrenia in adults: prevention and management 2. If progress is not occurring, then the treatment plan is being re-evaluated and amended with goals that are still achievable; OR 3. There is no access to residential care or partial hospital care if this is needed. Edition, p. 10 APA Guideline for Treatment of Suicidal Behaviors Disorders APA Guideline for Treatment of Patients with Schizophrenia Disorders APA Guideline for Treatment of Bipolar Disorders APA Guideline for Treatment of Substance Use Disorders APA Guideline for Psychiatric Evaluation of Adults Edition, p. 10 NICE guidelines: [CG90] Published date: October 2009 Depression in adults: recognition and management [CG178] Published date: February 2014 Psychosis and schizophrenia in adults: prevention and management Page 4 of 26

Residential Treatment Center (RTC)- Medical Necessity Criteria To qualify, Covered Individual s symptoms or condition must meet the diagnostic criteria for a DSM Axis I or ICD Diagnosis that is consistent with symptoms and the primary focus of treatment is residential treatment center (RTC) psychiatric care. All services must meet the definition of medical necessity in the Covered Individual s plan document. Severity of Illness (SI) Must have all of the following to qualify: 1. The member is manifesting symptoms and behaviors which represent a deterioration from their usual status and include either self injurious or risk taking behaviors that risk serious harm and cannot be managed outside of a 24 hour structured setting or other appropriate outpatient setting; AND 2. The social environment is characterized by temporary stressors or limitations that would undermine treatment that could potentially be improved with treatment while the member is in the residential facility; AND APA Guideline for the Treatment of Patients With Borderline Personality Disorder, p.13 APA Guideline for the Treatment of Patients With Eating Disorders, p.37-39 APA Guideline for Treatment of Patients with Acute Stress Disorder and Posttraumatic Stress Disorder, p.22 APA Guideline for the Treatment of Patients With Eating Disorders, p.37-39 The APA guidelines only contain general references on RTC. The American Academy of Child and Adolescent Psychiatry addresses RTC for patients under age 18 in a guideline called Principles of Care for Treatment of Children and Adolescents with Mental Illnesses in Residential Treatment Center pp1-2 The APA guidelines only contain general references on RTC. The American Academy of Child and Adolescent Psychiatry addresses RTC for patients under age 18 in a guideline called Principles of Care for Treatment of Children and Adolescents with Mental Illnesses in Residential Treatment Center pp1-2 Page 5 of 26

Residential Treatment Center (RTC)- Medical Necessity Criteria 3. There should be a reasonable expectation that the illness, condition or level of functioning will be stabilized and improved and that a short term, subacute residential treatment service will have a likely benefit on the behaviors/symptoms that required this level of care, and that the member will be able to return to outpatient treatment. APA Guideline for Psychiatric Evaluation of Adults, 3 rd Edition, p. 10 The APA guidelines only contain general references on RTC. for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. The American Academy of Child and Adolescent Psychiatry addresses RTC for patients under age 18 in a guideline called Principles of Care for Treatment of Children and Adolescents with Mental Illnesses in Residential Treatment Center p4 ASAM Criteria contain guidelines for Residential Treatment for Addictive, Substance-Related and Co-Occurring Conditions that address this criterion. Page 6 of 26

Residential Treatment Center (RTC)- Medical Necessity Criteria Must continue to meet "SI/IS" Criteria and have one of the following to qualify: 1. Progress with the psychiatric symptoms and behaviors is documented and the member is cooperative with treatment and meeting treatment plan goals; OR Edition, p. 10 The APA guidelines only contain general references on RTC. for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. The American Academy of Child and Adolescent Psychiatry addresses RTC treatment plan and goals for patients under age 18 in a guideline called Principles of Care for Treatment of Children and Adolescents with Mental Illnesses in Residential Treatment Center p5. ASAM Criteria contain guidelines for Residential Treatment for Addictive, Substance- Related and Co-Occurring Conditions that address this criterion. Page 7 of 26

Residential Treatment Center (RTC)- Medical Necessity Criteria 2. If progress is not occurring, then the treatment plan is being re-evaluated and amended with goals that are still achievable; OR Edition, p. 10 The APA guidelines only contain general references on RTC. for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. The American Academy of Child and Adolescent Psychiatry addresses RTC treatment plan and goals for patients under age 18 in a guideline called Principles of Care for Treatment of Children and Adolescents with Mental Illnesses in Residential Treatment Center p5. ASAM Criteria contain guidelines for Residential Treatment for Addictive, Substance- Related and Co-Occurring Conditions that address this criterion. 3. There is no access to partial hospital care if this is needed. Edition, p. 10 APA Guideline For the Treatment of Patients with Eating Disorders, 2006, p. 13 The APA guidelines only contain general references on RTC. for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. ASAM Criteria contain guidelines for Residential Treatment for Addictive, Substance- Related and Co-Occurring Conditions that address this criterion. Page 8 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) Interventions will focus on the presenting symptoms and complaints that have led to a decrease in the Covered Individual's usual level of functioning. To qualify, the symptoms must meet the diagnostic criteria for a diagnosis from DSM or ICD for psychiatric outpatient treatment covered by the Covered Individual s plan. Severity of Illness (SI) All of the following must be present: 1. Specific symptoms or disturbances of mood and/or behavior are present, with functional impairment, which are consistent with the DSM/ICD diagnosis listed, and these disturbances/symptoms are likely to improve with treatment; AND Edition, pp. 6-7, 10 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. The APA guidelines contain only general references to the frequency of outpatient care. NICE guideline [CG90] Published date: October 2009 Depression in adults: recognition and management for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut: Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. 2. The Covered Individual demonstrates motivation for treatment and is capable of benefiting from the treatment approach planned. Edition, pp. 10-11, 14 Page 9 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) Continued Stay Criteria (CS) Must continue to meet "SI/IS" Criteria and have the following qualify: Frequency Criteria: for treatment that occurs more frequently than once per week (excluding Medication Management) must have all of the following (1-3) to qualify: 1. Either the Covered Individual has been discharged from an inpatient, residential or partial hospitalization program (PHP) service and more frequent outpatient (OP) treatment is required as a transition for the purposes of stabilization while returning to the community or the Covered Individual is in crisis as evidenced by suicidal ideation or high risk behavior that is manageable on an OP basis, or an unexpected increase in symptoms and/or behaviors or worsening in mood where the treatment goals are focused on stabilization of the crisis; AND Edition, p. 13 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. 49 Evidence-based guidelines addressing the frequency of outpatient services are limited. The APA guidelines contain only general references to the frequency of outpatient care. NICE guideline[cg90] Published date: October 2009 Depression in adults: recognition and management Linde et al. BMC Family Practice (2015) 16:103: Comparative effectiveness of psychological treatments for depressive disorders in primary care: network metaanalysis for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut: Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Page 10 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) 2. The symptoms/behaviors or mood that represent the crisis can be stabilized with more frequent treatment as evidenced by urgent psychiatric contact and medication changes if indicated and reports of progress with resolving the crisis; AND Edition, p. 13-14 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. 49 The APA guidelines contain only general references to the frequency of outpatient care. Linde et al. BMC Family Practice (2015) 16:103: Comparative effectiveness of psychological treatments for depressive disorders in primary care: network metaanalysis NICE guideline [CG90] Published date: October 2009 Depression in adults: recognition and management for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut: Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Page 11 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) 3. The condition has not stabilized to the point where less frequent treatment which targets less critical symptoms/behaviors is equally appropriate. Edition, p. 13-14 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. 49 The APA guidelines contain only general references to the frequency of outpatient care. Linde et al. BMC Family Practice (2015) 16:103: Comparative effectiveness of psychological treatments for depressive disorders in primary care: network metaanalysis NICE guideline [CG90] Published date: October 2009 Depression in adults: recognition and management for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut: Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Page 12 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) Frequency Criteria: for treatment up to once per week (excluding Medication Management) must have all of the following (4 9) to qualify: 4. Progress with the targeted symptoms/behaviors and/or mood is documented at the expected pace given the presence of medical/physical conditions, stressors and level of support, as evidenced by adherence with treatment, improving severity of symptoms and functional impairment and continued progress is expected for the targeted symptoms and behaviors or mood with the treatment approaches being used; AND Edition, p. 13-14 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. 49 The APA guidelines contain only general references to the frequency of outpatient care. Linde et al. BMC Family Practice (2015) 16:103: Comparative effectiveness of psychological treatments for depressive disorders in primary care: network metaanalysis NICE guideline [CG90] Published date: October 2009 Depression in adults: recognition and management for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut: Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Page 13 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) 5. If progress is not documented, either diagnosis has been re-evaluated and changed if appropriate, medication has been re-evaluated and changed if indicated, or the treatment approach has been re-evaluated and changed if appropriate to include a diagnosis specific therapy, family therapy or new treatment goals/targets; AND Edition, p. 13-14 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. 49 The APA guidelines contain only general references to the frequency of outpatient care. Linde et al. BMC Family Practice (2015) 16:103: Comparative effectiveness of psychological treatments for depressive disorders in primary care: network metaanalysis NICE guideline [CG90] Published date: October 2009 Depression in adults: recognition and management for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut: Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Page 14 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) 6. The goals of treatment are not primarily for providing support, targets are not primarily symptoms/behaviors which are either chronic and not likely to improve with the type of treatment being used, or primarily self improvement; AND Edition, p. 13-14 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. 49 The APA guidelines contain general references to the frequency of outpatient care. Linde et al. BMC Family Practice (2015) 16:103: Comparative effectiveness of psychological treatments for depressive disorders in primary care: network metaanalysis NICE guideline [CG90] Published date: October 2009 Depression in adults: recognition and management for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut: Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Page 15 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) 7. Symptoms and/or functional impairment of at least a moderate degree as evidenced by report of specific domains are still present related to the DSM/ICD diagnoses listed and likely to improve with continued treatment; AND Edition, p. 13-14 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. 49 The APA guidelines contain general references to the frequency of outpatient care. Linde et al. BMC Family Practice (2015) 16:103: Comparative effectiveness of psychological treatments for depressive disorders in primary care: network metaanalysis NICE guideline [CG90] Published date: October 2009 Depression in adults: recognition and management for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut: Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Page 16 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) 8. The Covered Individual is allowing coordination of care with other providers and evidence of this is documented, and is involving family members where indicated; for children/adolescents, the family is participating in treatment and adhering to recommendations; AND Edition, p. 13-14 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. 49 The APA guidelines contain general references to the frequency of outpatient care. The American Academy of Child and Adolescent Psychiatry has policy statements that support the involvement of family members in assessment and treatment. (Policy Statement Family and Youth Participation in Clinical Decision-Making (2009), Policy Statement Family Intervention in the Assessment and Treatment of Infants, Children and Adolescents (1997) for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut : Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Page 17 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) 9. The condition has not stabilized to the point where maintenance treatment is appropriate, where sustained improvement is not likely and the purpose of continued treatment is to prevent relapse or maintain previous achieved progress. Edition, p. 13-14 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. 49, 52-54 The APA guidelines contain general references to the frequency of outpatient care. for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut: Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Page 18 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) Frequency Criteria: for treatment every other week, (excluding Medication Management) must have all of the following (10 11) to qualify: 10. Symptoms/behaviors or mood disturbances persist consistent with the DSM/ICD diagnoses listed which have not remitted as shown by moderate to severe symptoms and functional impairment, that require maintenance treatment to ensure that previously achieved progress in treatment is sustained and where relapse or deterioration is likely without this degree of continued treatment; AND Edition, p. 13-14 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. 49, 52-54 The APA guidelines contain only general references to the frequency of outpatient care. Linde et al. BMC Family Practice (2015) 16:103: Comparative effectiveness of psychological treatments for depressive disorders in primary care: network metaanalysis NICE guideline [CG90] Published date: October 2009 Depression in adults: recognition and management for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut: Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Page 19 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) 11. Maintenance treatment cannot be provided by medication management alone or medication treatment is only partially effective and intermittent therapy support is required in addition to medication maintenance treatment. When treatment frequency is being transitioned from once weekly (or more) to once monthly (or less), a reduction in frequency to maintenance treatment should be done with a brief period of transition to maintain stability. Edition, p. 13-14 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. 49, 52-54 The APA guidelines contain general references to the frequency of outpatient care. NICE guideline [CG90] Published date: October 2009 Depression in adults: recognition and management for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut : Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Frequency Criteria: for treatment once monthly, (excluding Medication Management) must have all of the following (12 13) to qualify: 12. Symptoms/behaviors or mood disturbances persist consistent with the DSM/ICD diagnoses listed that require maintenance treatment to ensure that previously achieved progress in treatment is sustained and where relapse or deterioration is likely without this degree of continued treatment; AND Edition, p. 13-14 APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, p. 49, 52-54 The APA guidelines contain general references to the frequency of outpatient care. NICE guideline [CG90] Published date: October 2009 Depression in adults: recognition and management for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut: Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Page 20 of 26

Psychiatric Outpatient Treatment Adult Medical Necessity Criteria (Including treatment provided by a clinician licensed at the independent practice level) 13. Maintenance treatment cannot be provided by medication management alone or medication treatment is only partially effective and intermittent therapy support is required in addition to medication maintenance treatment. Edition, p. 13-14 APA Guideline for the Treatment of Patients With Major Depressive Disorder, 3 rd Edition, p. 49, 52-54 The APA guidelines contain general references to the frequency of outpatient care. NICE guideline [CG90] Published date: October 2009 Depression in adults: recognition and management for medical and other health services furnished by providers under Medicare Part B and supports that this criterion is a community standard of care. (LCD) applicable to Connecticut: Psychiatry and Psychology Services (L34616) also addresses standards for outpatient psychotherapy. Page 21 of 26

Psychiatric Medication Management Medical Necessity Criteria Medication management is provided for Covered Individuals who require a medical evaluation and ongoing supervision and prescription of psychotropic medications. Severity of Illness (SI) Must have all of the following to qualify: 1. Medical evaluation to determine whether there is a need for medication; AND 2. Medical prescription of psychotropic drugs and on-going medication monitoring; AND 3. Psychiatric diagnoses from DSM or psychiatric diagnosis for ICD. Disorders, p30-44 APA Guideline for Treatment of Bipolar Disorders, p10, 17, 18, 21, 29, 47-50 APA Guideline for Treatment of Suicidal Behaviors, p.130-137 Disorders, p30-44 APA Guideline for Treatment of Bipolar Disorders, p10, 17, 18, 21, 29, 47-50 APA Guideline for Treatment of Suicidal Behaviors, p.130-137 Disorders, p30-44 APA Guideline for Treatment of Bipolar Disorders, p10, 17, 18, 21, 29, 47-50 APA Guideline for Treatment of Suicidal Behaviors, p.130-137 Page 22 of 26

Psychiatric Medication Management Medical Necessity Criteria Intensity of Service (IS) Must have all of the following to qualify: 1. The physician meets with the Covered Individual, face to face, on a scheduled basis; a. Acute Covered Individuals - The physician may see the Covered Individual up to once or twice a week if the Covered Individual is not yet stabilized on medication or is suffering from adverse side effects. Disorders, p30-44 APA Guideline for Treatment of Bipolar Disorders, p10, 17, 18, 21, 29, 47-50 APA Guideline for Treatment of Suicidal Behaviors, p.130-137 Disorders, p30-44 APA Guideline for Treatment of Bipolar Disorders, p10, 17, 18, 21, 29, 47-50 APA Guideline for Treatment of Suicidal Behaviors, p.130-137 b. Stabilized/chronic Covered Individuals The physician typically sees the Covered Individual monthly or at least quarterly (or less frequently when stable) when indicated, if the Covered Individual s pharmacological plan is appropriate and the Covered Individual does not experience complications from medication. Up to one year may be certified; AND 2. A qualified physician, psychiatric nurse practitioner (or physician extender or independently licensed clinician as permitted by law or health plan benefits) as appropriate prescribes the medication; AND Disorders, p30-44 APA Guideline for Treatment of Bipolar Disorders, p10, 17, 18, 21, 29, 47-50 APA Guideline for Treatment of Suicidal Behaviors, p.130-137 This criterion is not found in APA Guidelines as it is a legal requirement. This service is limited to providers who are licensed to prescribe medication. CT law that applies: Regs., Conn. State Agencies Section 17a-210-1 (10) provides as follows: Licensed prescriber means a physician or other health care practitioner with applicable statutory authority to prescribe medication Page 23 of 26

Psychiatric Medication Management Medical Necessity Criteria 3. The physician or other prescriber collaborates with a psychotherapist (if there is one) and PCP as appropriate, when a prescription is initiated or changed. Coordination of care should occur at regular intervals and be documented; AND 4. Adherence to documentation and treatment plan guidelines; AND 5. Family involvement is a part of child/adolescent management unless clinically contraindicated; AND 6. Substance use evaluation has been completed when appropriate. Disorders, p30-44 APA Guideline for Treatment of Bipolar Disorders, p10, 17, 18, 21, 29, 47-50 APA Guideline for Treatment of Suicidal Behaviors, p.130-137 Disorders, p30-44 APA Guideline for Treatment of Bipolar Disorders, p10, 17, 18, 21, 29, 47-50 APA Guideline for Treatment of Suicidal Behaviors, p.130-137 Disorders, p30-44 APA Guideline for Treatment of Bipolar Disorders, p10, 17, 18, 21, 29, 47-50 APA Guideline for Treatment of Suicidal Behaviors, p.130-137 Disorders, p30-44 APA Guideline for Treatment of Bipolar Disorders, p10, 17, 18, 21, 29, 47-50 APA Guideline for Treatment of Suicidal Behaviors, p.130-137 Continued Stay Criteria (CS) Must continue to meet "SI/IS" Criteria and have the following to qualify: 1. Progress is documented and the Covered Individual is cooperative and motivated such that continued progress is expected, and if not then the treatment plan is being changed or if no further progress expected, then a maintenance plan is in effect Disorders, p30-44 APA Guideline for Treatment of Bipolar Disorders, p10, 17, 18, 21, 29, 47-50 APA Guideline for Treatment of Suicidal Behaviors, p.130-137 Page 24 of 26

Inpatient/Outpatient Electroconvulsive Therapy (ECT) Medical Necessity Criteria To qualify, Covered Individual s symptoms or condition must meet the diagnostic criteria for a DSM Diagnosis of Major Depression, Bipolar Disorder, Mood Disorder, Severe Parkinson s Disease, Organic Catatonia, Schizoaffective Disorder or Schizophrenia and symptoms to confirm the diagnosis for inpatient/outpatient ECT treatment. All services must meet the definition of medical necessity in the Covered Individual s plan document. Severity of Illness (SI) Must meet criteria 1 and either 2 or 3: 1. Must have one of the following: Weiner RD. Manual of psychiatric quality assurance. 1 st ed. Arlington: American Psychiatric Publishing. 1992. Electroconvulsive therapy guidelines and criteria. a. History of a poor response to several trials of antidepressants in adequate doses for a sufficient time; OR b. History of a good response to ECT during an earlier episode of illness; OR c. Need for a rapid response due to the potentially life threatening nature of the Covered Individual s illness; OR d. Adverse effects with medication which are deemed to be less likely and/or severe with ECT; AND 2. For outpatient ECT, Covered Individual must have adequate social and environmental support to maintain effective and safe treatment on an outpatient basis; OR 3. For inpatient ECT, Covered Individual must meet Severity of Illness (SI) Criteria for psychiatric adult/adolescent/child inpatient. Weiner RD. Practice of electroconvulsive therapy: recommendations for treatment, training, and privileging (A task force report of the American Psychiatric Association). 2 nd ed. Arlington: American Psychiatric Publishing. 2001, pp 5-29. APA Guideline for the Treatment of Patients With Major Depressive Disorder, 3 rd Edition, pp. 42-44 APA Guideline for Treatment of Bipolar Disorders p. 10, 51 APA Guideline for Psychiatric Evaluation of Adults, p.30 APA Guideline for Treatment of Suicidal Behaviors, p.137 Page 25 of 26

Inpatient/Outpatient Electroconvulsive Therapy (ECT) Medical Necessity Criteria Continued Stay Criteria (CS) Must continue to meet "SI/IS" Criteria and have the following to qualify: 1. Progress after the expected minimum number of treatments usually needed (based on the diagnosis) is being documented and maximal benefit has not yet been achieved. Weiner RD. Manual of psychiatric quality assurance. 1 st ed. Arlington: American Psychiatric Publishing. 1992. Electroconvulsive therapy guidelines and criteria. Weiner RD. Practice of electroconvulsive therapy: recommendations for treatment, training, and privileging (A task force report of the American Psychiatric Association). 2 nd ed. Arlington: American Psychiatric Publishing. 2001, pp 174-177 and pp 197-202. APA Guideline for the Treatment of Patients with Major Depressive Disorder, 3 rd Edition, pp. 42-44 APA Guideline for Treatment of Bipolar Disorders p. 10, 51 APA Guideline for Psychiatric Evaluation of Adults, p.30 APA Guideline for Treatment of Suicidal Behaviors, p.137 Page 26 of 26