CAPNOGRAPHY in the SLEEP CENTER Julie DeWitte, RCP, RPSGT, RST Assistant Department Administrator Kaiser Permanente Fontana Sleep Center

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FOCUS Fall 2018 CAPNOGRAPHY in the SLEEP CENTER Julie DeWitte, RCP, RPSGT, RST Assistant Department Administrator Kaiser Permanente Fontana Sleep Center 1

Learning Objectives The future of in laboratory polysomnography testing Demonstrate the importance of capnography during polysomnography Transcutaneous vs end tidal CO 2 monitoring Review the interpretation of CO 2 monitoring data and recognizing improper values. 3

Trends in Sleep Medicine 4

CURRENT OSA (8%) Other (2%) Parasomnias (2%) PLMD (2%) Commercial drivers (5%) CSA (19%) Pediatric (27%) 5

Technologist Diagnostics Clinical Assessment Capnography Transcutaneous Monitoring VAPS ASV Oxygen MATRx/Provent Complex Therapy 6

Different Positive Airway Pressure Modalities CPAP \APAP Obstructive Sleep Apnea BiLevel Therapy OSA Aerophagia Hypoventilation Syndromes (i.e. Neuromuscular Disease, COPD, Obesity Hypoventilation) Adaptive Servoventilation (ASV) CSA with/without Cheyne Stokes Respirations (i.e. Due to Head Trauma or Narcotic Medication Use) Volume Assured Pressure Support (VAPS) Chronic Hypercapnic Respiratory Failure COPD, Obesity Hypoventilation Syndrome Neuromuscular Weakness Congenital Central Hypoventilation Syndromes 7

Pathophysiology 8

V/Q mismatch Shunt Diffusion Impairment Decreased O2 tension Hypoventilation Pathophysiologic Mechanisms Normal PaO2: 80-100mmHg Normal Sp02: 90 100% Adults Normal Sp02: 95% Pediatrics Significant obstructive and restrictive ventilatory defects Obesity Hypoventilation Syndrome COPD Neuromuscular weakness ALS Muscular dystrophy Hypoventilation Syndromes

Hypoventilation 10

Obesity & Hypercapnia 1141 Patients with OSA Slide courtesy of David Rapaport, MD Laaban, JF. Chest 2005; 127:710 11

Calculation of CO 2 Balance Stable Ventilation Stable Ventilation Cycle 1 Cycle 2 Hypopnea Interevent Apnea Hypopnea Interevent Apnea Slide courtesy of David Rapaport, MD Interevent Interevent Airflow Airflow Metabolic CO2 production CO2 excretion CO2 (ml) (+) CO2 Balance (-) CO2 Balance (+) CO2 Balance (-) CO2 Balance Time 12

Combined Effect of Interevent Ventilation + Duration (1 patient all cycles) 1200 Interevent V E (% awake steady-state V E ) 1000 800 600 400 200 Cycle CO 2 balance - negative Cycle CO 2 balance - positive Derived from computer model Maintain PaCO2 constant 0 0 1:1 2:1 3:1 4:1 5:1 6:1 7:1 8:1 Event/Interevent Duration Ratio 13 Slide courtesy of David Rapaport, MD

Slide courtesy of David Rapaport, MD Development of Chronic Hypercapnia Awake PaCO 2 (mmhg) 52 50 48 46 44 42 40 38 0 5 10 15 20 Day Awake Blood HCO 3 (meq/l) 31 30 29 28 27 26 25 24 23 0 5 10 15 20 Day Normal HCO 3 excretion rate Normal Reduced HCO 3 Excretion Rate CO2 Response (0.5 l/min/torr) CO2 Response & HCO3 excretion rate Norman, Goldring, Clain, Oppenheimer, Charney, Rapoport, Berger. JAP 2006; 100:1733.

Hypoventilation/Hypoxemia Evaluation What do we look for? Clinical Assessment: PFT Results Lab Results Echocardiogram Baseline Oxygenation: Sp02/CO2 (awake upright/supine) Exam Diagnostic Watch for Obstructive and\or Central Apnea Monitor Sp02 baseline Closely monitor for Hypercapnia Monitor NREM vs REM Body Position What s the apneainterapnea ratio? Therapy CPAP BIPAP Volume Assured Pressure Support (VAPS) Oxygen

Slide courtesy of David Rapaport, MD Voluntary Hyperventilation Normal Breathing Voluntary Hyperventilation PCO 2 PCO 2 COPD OHS FEV 1 FEV 1 Leech J. Chest, 1991; 100:1334 16

Example: High apnea to interapnea ratio 85% 73mmHg 56% 17

CPAP Therapy 91% 45mmHg 18

Treatment Requires specific treatment for different pathophysiology: Airway obstruction EPAP Hypoventilation IPAP (IPAP-EPAP) Persistent Hypoxemia? VAPS Oxygen IPAP EPAP

VAPS Settings Hypoventilation Protocol Start Settings CPAP to clear obstructive apnea IPAP Max to 30cmH20 IPAP Min 4cmH20 above EPAP EPAP start at last CPAP setting that cleared obstruction Tidal Volume 6 8 ml/kg Set Respiratory Rate: 0 30 Increase EPAP by 1 cmh20 for obstructive apnea, hypopnea, or excessive snoring Goals: C02 & O2 improvement 20

Neuromuscular Evaluation Protocol Diagnosis: Amyotrophic Lateral Sclerosis (ALS) Muscular Dystrophy Spinal Muscular Atrophy (SMA) Therapy VAPS even without hypercapnia Clinical Assessment Follow Hypoventilation Evaluation & in addition: **Respiratory Rate** Imperative to monitor closely Compare wake rate to sleeping rate Diagnostic O2 saturation and CO2 Respiratory Rate Target CO2 35mmHg 21

Non-invasive methods of measuring CO2 Capnography The OTHER Vital Sign 22

ETCO2 WAVEFORM Expiratory plateau EtCO2 value Poor signal plateau Tachypnea Obstructive ventilatory defect Obstruction (kink) in ETCO2 system Baseline Expiration begins Inspiration begins 23

TRANSCUTANEOUS MONITOR Continuous C02 monitoring Early detection of hypoxia Immediate ventilation status Optimize management of complex patients Transcutaneous Monitor: TcpC02 Normal: 35 45mmHg Normal PaCO2: 35 45mmHg 24

TCO2 versus ETCO2 Transcutaneous Advantages Mimics arterial blood Trends CO2 Ability to assess CO2 with PAP therapy Disadvantages Low Perfusion Heat sensitivity ETCO2 Breath to breath CO2 analysis Simple to use Underestimates PaCO2 with tachypnea and disease processes with increased dead space Limited ability to assess CO2 with PAP therapy 25

26

Case #1 44 yr old female 5 1 height, 457 lbs weight (BMI 86) History of heart failure & obstructive sleep apnea Recently discharged from the hospital for acute respiratory failure 27

Awake Sitting SaO2 TCM CO2 ETCO2 ET waveform Supine SaO2 TCM CO2 ETCO2 28

Sleep NREM Airflow SaO2 TCM CO2 ETCO2 REM SaO2 TCM CO2 ETCO2 29

Therapy Airflow SaO2 TCM CO2 CPAP ETCO2 Airflow SaO2 Bilevel PAP (VAPS) TCM CO2 ETCO2 30

Follow-up Diagnosis: Obesity Hypoventilation Syndrome VAPS initiated Oximetry w/ AVAPS showed SaO 2 mostly 85-90% 2 LPM O 2 added via tube adapter Over 6 months: Clinic Transcutaneous CO 2 55 to 48mmHg Serum bicarbonate 38 to 30 31

Case #2 50 year old man with ALS Chief complaint wakes up gasping for air and has difficulty laying flat FVC 37% 32

50 year old ALS Airflow Awake SaO2 TCM CO2 ETCO2 NREM Sleep SaO2 TCM CO2 ETCO2 33

Average PAP 20/7 cmh20 SaO2 TCM CO2 Follow up VAPS started with difficulty tolerating Decreased Bilevel PAP to 10/4cmH20 and remotely increased IPAP gradually up to 18 with improvement in symptoms. Patient declined tracheostomy Used VAPS around the clock (awake and sleep) 34

Case #3 10 year old boy with Duchenne s Muscular Dystrophy. Developed frequent falling episodes. He is now non ambulatory. Awakes feeling short of breath. Pulmonary Function Testing: FVC 55% 35

Wake Transitioning into Sleep TCM CO2 ETCO2 Example: Artificially low TCM CO2 TCM CO2 ETCO2 36

Troubleshooting Transcutaneous CO2 monitoring Check electrode site Inspect fixation ring Check connections Calibrate electrode Calibrate TCM to sleep system Change electrode sensor Change TCM monitor 37

ETCO 2 LOSS OF WAVEFORM POSSIBLE CAUSES: Obstructive Apnea Event Dislodged Circuit (cannula out of nose, kinked tubing) Occluded Water Trap Open Mouth Breathing 38

NREM 30 seconds What s the next step? Bilevel PAP 39

Case #4 5 week old girl, ex 29 week premature infant Admitted to NICU (neonatal intensive care unit) with Apparent Life Threatening Event (ALTE) After feeding, infant appeared to stop breathing and turned blue. 40

Airflow SaO2 What s the diagnosis? How would you treat this patient? 41

0.125 LPM O 2 Airflow SaO2 ETCO2 TCM SaO2 SaO2 42

Follow up Diagnosis: Apnea of Prematurity Therapy: 0.125 LPM oxygen (initially around the clock) PSG nap study performed monthly with gradual improvement Resolved at 7 months Abstract, Hwang et al. SLEEP 2015 43

1. Increasing complexity of overnight sleep testing 2. Capnography is critical for diagnostic evaluation and assessing therapy response 3. Dual capnography is helpful to confirm values and provide backup assessment 4. Transcutaneous CO2 (TCM) monitoring may provide more reliable CO2 values for diagnostic evaluation 5. TCM CO2 provides better ability to assess response to therapy (PAP or O2) 6. TCM devices w/dual oximetry beneficial especially for infants! 44

Acknowledgements Dennis Hwang, MD Medical Director, Kaiser Permanente Fontana Sleep Center Regional Co Chair, Sleep Medicine (Southern California Permanente Group) AASM, Chair EHR Integration Task Force AASM, Telemedicine Task Force AASM, AMA RVU Update Committee Advisor 45