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Soluble urokinase plasminogen activator receptor as a useful biomarker to predict the response to adalimumab in patients with rheumatoid arthritis in a Japanese population T. Koga 1, A. Okada 1, S. Kawashiri 1, J. Kita 1, T. Suzuki 1, Y. Nakashima 1, M. Tamai 1, K. Satoh 2, T. Origuchi 3, N. Iwamoto 1, S. Yamasaki 1, H. Nakamura 1, K. Migita 4, H. Ida 5, Y. Ueki 6, K. Eguchi 1, A. Kawakami 1 1 Unit of Translational Medicine, Department of Immunology and Rheumatology, Nagasaki University Graduate School of Biomedical Sciences, Nagasaki, Japan; 2 Department of Molecular Microbiology and Immunology, Nagasaki University Graduate School of Biomedical Sciences, Nagasaki, Japan; 3 Nagasaki University School of Health Sciences, Nagasaki, Japan; 4 NHO Nagasaki Medical Center, Omura, Japan; 5 Division of Rheumatology Respirology, Neurology, and Rheumatology, Department of Medicine, Kurume University School of Medicine, Kurume, Japan; 6 Center for Rheumatic Disease, Sasebo Chuo Hospital, Sasebo, Japan. Abstract Objective To determine whether soluble urokinase plasminogen activator receptor is a useful biomarker to predict the response to adalimumab (ADA) in Japanese patients with rheumatoid arthritis. Methods Rheumatoid arthritis (RA) patients administrated ADA (n=51) were classified as good responders (n=18) or nonresponders (n=9) according to the EULAR response criteria after 8 weeks of bi-weekly ADA administration. We examined the expression of cytokines and chemokines in these groups by antibody array methods. Positive results obtained by antibody array methods were further confirmed by ELISA. Result Antibody array has identified that the macrophage migration inhibitory factor (MIF), vascular endothelial growth factor (VEGF) and soluble urokinase plasminogen activator receptor (upar) decreased in the good responders to ADA whereas these changes were not observed in the non-responders. The decrement of serum upar was confirmed by ELISA in the good responders to ADA. Furthermore, serum upar at baseline was significantly high in non-responders compared with good responders. Conclusion An antibody array is convenient for screening the expression of proteins of interest. Examination of serum upar at baseline and thereafter may be useful as a predictive biomarker for primary failure toward ADA in patients with RA. Key words rheumatoid arthritis, adalimumab, urokinase plasminogen activator receptor, primary failure Clinical and Experimental Rheumatology 2011; 29: 811-815.

Tomohiro Koga, MD Akitomo Okada, MD Shinya Kawashiri, MD Junko Kita, MD Takahisa Suzuki, MD Yoshikazu Nakashima, MD Mami Tamai, MD Katsuya Satoh, MD Tomoki Origuchi, MD Naoki Iwamoto, MD Satoshi Yamasaki, MD Hideki Nakamura, MD Kiyoshi Migita, MD Hiroaki Ida, MD Yukitaka Ueki, MD Katsumi Eguchi, MD Atsushi Kawakami, MD Please address correspondence and reprint requests to: Dr Tomohiro Koga, Unit of Translational Medicine, Department of Immunology and Rheumatology, Nagasaki University Graduate School of Biomedical Sciences, 1-7-1 Sakamoto, Nagasaki 852-8501, Japan. E-mail: tkoga@nagasaki-u.ac.jp Received on February 25, 2011; accepted in revised form on May 20, 2011. Copyright CLINICAL AND EXPERIMENTAL RHEUMATOLOGY 2011. Competing interests: none declared. Introduction Adalimumab (ADA) is an effective treatment for rheumatoid arthritis (RA). However, a substantial number of patients with rheumatoid arthritis either do not respond or lose their initial response (1). Anti-adalimumab antibodies have been previously reported in 12% of patients receiving ADA monotherapy 40 mg every other week for 26 weeks (2). Previous reports showed that the presence of especially high concentrations of antibodies against ADA is associated with EULAR non-response (3). Taken together, the production of anti-adalimumab antibody is thought to be one of the predictive factors for secondary failure. However, the pathogenesis in primary failure of ADA has not yet been well investigated. At the current moment, the choice of biologics such as tumor necrosis factor (TNF) inhibitor or interleukin- 6 receptor (IL-6R) inhibitor depends on the clinician s experience or the injection route. The prevalence of non-response to biologics represents a critical problem in the treatment of RA. Consequently, it is quite warranted to predict a patient s response to biologics before their use. TNF-α induces the expression of a number of molecules; thus, the monitoring of dynamic alteration of candidate molecules is considered to be beneficial for prediction of the therapeutic efficacy of TNF inhibitors (4). Considering that angiogenesis in the synovial tissues with the augmentation of fibrinolysis is one of the characteristic of RA (5), we have tried to find fibrinolysis-associated molecules whose expression is regulated by TNF-α during ADA therapy. In the present study we focus on the urokinase-type plasminogen activator receptor (upar, CD87), a cell receptor that binds urokinase-type activators (upa) with high affinity. upa / upar systems are known to be important factors in the pathogenesis of tumours and certain non-viral inflammatory diseases (6-8); in addition, increased serum upar concentrations were found in patients with both RA and primary Sjögren s syndrome, which is closely related to a poor prognosis (6). Our present study has identified that serum upar is a useful surrogate biomarker to identify primary failure of ADA therapy. Patients and methods Patients Patients were recruited from the Unit of Translational Medicine, Department of Immunology and Rheumatology, Graduate School of Biomedical Sciences, Nagasaki University, Sasebo Chuo Hospital and NHO Nagasaki Medical Center. A written informed consent form approved by the above hospitals was obtained from each patient. All patients fulfilled the American College of Rheumatology 1987 revised criteria for RA and had active disease, indicated by a disease activity score in 28 joints (DAS28) of >3.2 despite earlier treatment with disease-modifying anti-rheumatic drugs (DMARDs), according to the Japanese consensus statement on the initiation and continuation of TNF blocking therapy in RA. Patients were treated with either adalimumab and concomitant DMARD or adalimumab alone. All patients used 40 mg adalimumab subcutaneously every other week. Clinical response Disease activity was assessed at baseline and after 4 and 8 weeks of treatment using the DAS28 score (9). Clinical response was assessed by the European League Against Rheumatism (EULAR) criteria and changes in the DAS28 score (delta DAS28) (10). Serum samples were collected just before injection with adalimumab at baseline and after 8 weeks. Cytokine and chemokine assays in patients with RA The levels of cytokines and chemokines in the serum of RA patients at baseline and after 8 weeks of treatment were measured using a RayBio Human Inflammation Antibody Array 7 (Ray Biotech, Inc., Norcross, GA, USA), according to the manufacturer s instructions. This assay employs a qualitative western screening technique. The standard array matrix consisted of an 11 8 dot grid on a 20 mm 30 mm nitrocellulose membrane with 79 unique capture antibodies. The array kit included the biotinylated-antibodies solution and a chemiluminescent substrate. These 79 humoral factors were detected using the indicated antibod- 812

ies for 1 h, followed by HRP-labeled streptavidin incubation for 1 h. An enhanced chemiluminescence (ECL) system (Amersham, Amersham, UK) was used for detection. In addition, the protein concentration of soluble upar was confirmed by enzyme-linked immunosorbent assays (ELISA) (Quantikine, R&D Systems, USA). Statistical analysis The last observation carried forward (LOCF) method by intent-to-treat (ITT) analysis was used for the evaluation of the DAS28 (ESR), serum CRP level and EULAR response. For differences between groups, we used the Fisher s exact test or Mann-Whitney U-test as appropriate. We used Wilcoxon signed-rank tests to evaluate the change between pre- and post-treatment. Values of p<0.05 were considered to be significant. Results Patient characteristics Most of the 51 patients who entered the study were female (78%), and the mean (SD) age was 61.7 (13.7) years (Table I). At baseline, patients had active disease, as indicated by a mean (SD) DAS28-ESR score of 5.54 (1.04). Most of the patients had established disease, with a mean disease duration of 9.1 years at baseline. Most patients administrated concomitant methotrexate (61%) with a mean dose of 7.2 (1.7) mg/week, and 35% were administered prednisone at a mean dose of 7.0 (5.3) mg/day. Eight patients were administered concomitant non-methotrexate non-biologic DMARDs including leflunomide (n=1), tacrolimus (n=2), salazosulfapyridine (n=2) and mizoribine (n=3). Twelve (24%) patients received adalimumab monotherapy. The concomitant treatments (prednisolone and/or synthetic DMARDs) were maintained at least 4 weeks before introduction of adalimumab in the all subjects. Clinical response We examined the changes of DAS28- ESR, CRP, and EULAR response criteria (Fig. 1). At the 8-week follow-up, 40 of 51 patients were still receiving adalimumab treatment. Of the remaining 40 patients, thirty-one (78%) were classified as responders according to the EULAR response criteria, including 18 (45%) good responders and 13 (33%) moderate responders. Nine patients were considered non-responders to ADA therapy. None of the baseline variables was different between good responders and non-responders (Table I). The mean reduction in the DAS28- ESR score after 8 weeks of ADA therapy was 1.5 points. Eleven patients stopped treatment before week 8, four for lack of efficacy (as concluded by the treating rheumatologist), five because of side effects (chronic coughing, palpitations and liver dysfunction) and two because of financial limitations. Cytokine and chemokine assays We initially examined whether administration of ADA reduces inflammatory mediators in patients with RA using an antibody array to compare good responders with non-responders. Data from a representative experiment are depicted in Fig. 2. Macrophage migration inhibitory factor (MIF), macrophage stimulating protein-α (MSP-α), vascular endothelial growth factor (VEGF) and upar decreased only in the good responders. These proteins were not changed in the non-responders. Clinical response and the change of soluble urokinase plasminogen activator receptor The change of serum upar concentration was confirmed by ELISA. As shown in Fig. 3A, upar was significantly decreased after treatment in good responders (Wilcoxon signed-rank test, p=0.007) whereas the decrement was not found in non-responders. Furthermore, serum upar concentrations at baseline were significantly different Table I. Baseline characteristics, including age, gender, duration of disease at baseline, MTX use at baseline, prednisolone use and DAS28 (ESR) at baseline, were not different between non-responders (n=9) and good responders (n=18). The distribution is characterised by Mann-Whitney U-test or Fisher s exact test as described in the text. Total patient the EULAR response criteria at 8th week poputation (n=51) Good (n=18) No (n=9) p-value Age (years) 61.7 (13.7) 60.6 (15.9) 65.3 (8.49) 0.44 Female 40 (78%) 14 (78%) 7 (78%) 0.69 DMARD treatment Prior biologicals 27 (53%) 9 (50%) 6 (67%) 0.34 Methotrexate use 31 (61%) 11 (61%) 5 (56%) 0.55 Methotrexate dose (mg/week) 7.24 (1.66) 8.0 (1.1) 8.0 (0) 0.78 DMARDs (other than methotrexate) 8 (15%) 6 (33%) 2 (22%) 0.45 Prednisone use 18 (35%) 9 (50%) 3 (33%) 0.34 Prednisone dose (mg/day) 6.95 (5.3) 7.4 (3.6) 5.5 (1.8) 0.38 Disease status Disase duration (yerars) 9.12 (9.65) 8.97 (13.2) 13 (22.4) 0.17 Rhuematoid factor positive 38 (75%) 14 (78%) 7 (78%) 0.70 Anti CCP antibody positive 31 (60%) 10 (56%) 5 (56%) 0.66 Erythrocyte sedimentation rate (mm/h) 45 (26) 45 (20) 61 (57) 0.23 C-reactive protein (mg/dl) 2.41 (3.26) 2.44 (3.53) 3.47 (1.89) 0.23 DAS28 (ESR) 5.54 (1.04) 5.62 (0.97) 5.66 (1.39) 0.69 813

Fig. 1. Disease activity of each RA patient was evaluated by DAS28 (ESR), serum CRP (mg/dl) and EULAR response. ADA improved clinical manifestations at 8 weeks. The proportions of patients achieving a EULAR good response at 4 and 8 weeks were 34% and 45%, respectively. Results represent means ± SDs from 51 patients. The changes from baseline were compared using Wilcoxon s signed rank test. *p<0.05. among healthy controls, good responders and non-responders (Fig. 3B). Fig. 2. Cytokine and chemokine array blots probed with each RA patient s serum before treatment (A, good responder; B, non-responder) or after 8 weeks of ADA (C, good responder; D, non-responder). Each blot represents immunoreactive staining against the respective antibodies. Arrows indicate the signals that were enhanced after treatment. Three experiments were performed using different RA patients. A representative result is shown. Discussion This is the first report to indicate that serum upar may be predictive of the primary response of ADA in patients with RA. Changes of upar detected by antibody array was considered plausible since other inflammatory mediators of MIF and VEGF had shown reasonable alteration in previous studies (11, 12). The reduction of serum MSP-a after treatment with TNF inhibitor has not yet reported. However, Park et al. (13) showed that MSP induces upar expression via MAPK, AP-1 and NFκB signalling pathways and, in turn, stimulates cell invasiveness in human gastric cancer AGS cells. Our present data indicate the in vivo interaction of upar and MCP-a in RA. Synergistic interplay of upar and MSP-a may explain the activation of MAPK, AP-1 and NF-κB found in rheumatoid synovitis (14, 15). Slot et al. found that upar concentration was increased in RA compared with other inflammatory rheumatic disorders. They concluded that the difference may be related with the destructive joint changes specific to RA, and that serum upar could reflect the erosive activity in RA (6). The present data in conjunction with that of Slot et al. (6) indicate that upar may be released from the actively proliferating rheumatoid synovial tissues. 814

Fig. 3. (A) Serum upar concentrations (pg/ml) of each type of RA patient at baseline and after 8 weeks of ADA. Reduction of upar by adalimumab was significant in good responders; however the decrement was not significant in non-responders. (B) Serum upar concentrations (pg/ml) at baseline in healthy controls, non-responders and good responders, according to the EULAR response criteria at week 8. At baseline, the upar concentration of non-responders was significantly high compared with healthy controls or good responders. The boxplot presents the median and interquartile range, and the whiskers represent the 95th centiles. (HC, healthy controls; GR, good responders; NR, non-responders). Available data have also shown that the expression of upa/upar could be induced by various inflammatory factors. Higher levels of upa could be detected in cell supernatant from CT-26 murine colorectal carcinoma cells stimulated with lipopolysaccharide (LPS), tumour necrosis factor alpha (TNF-alpha) and IL-6 (16). Consistent with these data, the results of our study suggest that elevated serum upar, which had perhaps been induced by certain cytokines such as TNF-alpha and IL-6 etc, might be associated with the response to ADA in patients with RA. In summary, our data show a clear association between the upar concentration and primary clinical response to ADA. Supposing that hypervascularity of the synovial tissues represents the severity of RA (17), the present results may reflect the increment of fibrinolysis due to rheumatoid synovial inflammation. Although larger studies, including studies of therapy with other drugs, are warranted to confirm our observation, our data will be beneficial for clinical practices that prescribe ADA. References 1. OLSEN NJ, STEIN CM: New drugs for rheumatoid arthritis. N Engl J Med 2004; 350: 2167-79. 2. VAN DE PUTTE LB, ATKINS C, MALAISE M et al.: Efficacy and safety of adalimumab as monotherapy in patients with rheumatoid arthritis for whom previous disease modifying antirheumatic drug treatment has failed. Ann Rheum Dis 2004; 63: 508.16. 3. BARTELDS GM, WOLBINK GJ, STAPEL S et al.: High levels of human anti-human antibodies to adalimumab in a patient not responding to adalimumab treatment. Ann Rheum Dis 2006; 65: 1249-50. 4. SEKIGUCHI N, KAWAUCHI S, FURUYA T et al.: Messenger ribonucleic acid expression profile in peripheral blood cells from RA patients following treatment with an anti- TNF-alpha monoclonal antibody, infliximab. Rheumatology (Oxford). 2008; 47: 780-8. 5. SZEKANECZ Z, BESENYEI T, SZENTPETERY A, KOCH AE: Angiogenesis and vasculogenesis in rheumatoid arthritis. Curr Opin Rheumatol 2010; 22: 299-306. 6. SLOT O, BRUNNER N, LOCHT H, OXHOLM P, STEPHENS RW: Soluble urokinase plasminogen activator receptor in plasma of patients with inflammatory rheumatic disorders: increased concentrations in rheumatoid arthritis. Ann Rheum Dis 1999; 58: 488-92. 7. MAY AE, SCHMIDT R, KANSE SM et al.: Urokinase receptor surface expression regulates monocyte adhesion in acute myocardial infarction. Blood 2002; 100: 3611-7. 8. MIZUKAMI IF, FAULKNER NE, GYETKO MR, SITRIN RG, TODD 3RD RF: Enzyme-linked immunoabsorbent assay detection of a soluble form of urokinase plasminogen activator receptor in vivo. Blood 1995; 86: 203-11. 9. PREVOO ML, VAN T HOF MA, KUPER HH, VAN LEEUWEN MA, VAN DE PUTTE LB, VAN RIEL PL: Modified disease activity scores that include twenty-eight-joint counts. Development and validation in a prospective longitudinal study of patients with rheumatoid arthritis. Arthritis Rheum 1995; 38: 44-8. 10. VAN GESTEL AM, ANDERSON JJ, VAN RIEL PL et al.: ACR and EULAR improvement criteria have comparable validity in rheumatoid arthritis trials. American College of Rheumatology European League of Associations for Rheumatology. J Rheumatol 1999; 26: 705-11. 11. PALEOLOG EM, YOUNG S, STARK AC, MC- CLOSKEY RV, FELDMANN M, MAINI R: Modulation of angiogenic vascular endothelial growth factor by tumor necrosis factor a and interleukin-1 in rheumatoid arthritis. Arthritis Rheum 1998; 41: 1258-65. 12. KIM HR, PARK MK, CHO ML et al.: Macrophage migration inhibitory factor upregulates angiogenic factors and correlates with clinical measures in rheumatoid arthritis. J Rheumatol 2007; 34: 927-36. 13. PARK JS, PARK JH, KHOI PN, JOO YE, JUNG YD: MSP-induced RON activation upregulates upar expression and cell invasiveness via MAPK, AP-1 and NF-{kappa}B signals in gastric cancer cells. Carcinogenesis 2011; 32: 175-81. 14. ASAHARA H, FUJISAWA K, KOBATA T et al.: Direct evidence of high DNA binding activity of transcription factor AP-1 in rheumatoid arthritis synovium. Arthritis Rheum 1997; 40: 912-8. 15. SIMMONDS RE, FOXWELL BM: Signalling, inflammation and arthritis: NF-kappaB and its relevance to arthritis and inflammation. Rheumatology (Oxford) 2008; 47: 584-90. 16. KILLEEN SD, ANDREWS EJ, WANG JH et al.: Inhibition of urokinase plasminogen activator with a novel enzyme inhibitor, WXC-340, ameliorates endotoxin and surgery-accelerated growth of murine metastases. Br J Cancer 2007; 96: 262-8. 17. CLAVEL G, BESSIS N, LEMEITER D et al.: Angiogenesis markers (VEGF, soluble receptor of VEGF and angiopoietin-1) in very early arthritis and their association with inflammation and joint destruction. Clin Immunol 2007; 124: 158-64. 815