Information Technology-Driven Analytics: The Link Between Data Aggregation, Analytics and EHRs. Ronald A. Paulus, MD President and CEO June 27, 2011

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Information Technology-Driven Analytics: The Link Between Data Aggregation, Analytics and EHRs Ronald A. Paulus, MD President and CEO June 27, 2011 1

Summary Analytics and EHRs are co-dependent and complementary Analytics are crucial to population-change EHRs are crucial to patient-level change Many simple, standard EHR tools are underutilized When leveraged together, the combination can be transformative Shifting payor dynamics will require this kind of change 2

Information-Transformation Continuum Data Generation Data Aggregation & Analysis Performance Measurement & Analysis Knowledge Creation Clinical Transformation n Traditional care byproduct n Transactional n Mixed forms n Variable quality n Increasingly patient selfreported n Typical EHR after-thought n Required for performance measurement n Establishes current state n Trended over time n Can be compared to known or possible alternatives n Insight derived from empirical analysis n Critical adjunct to EBM n Deployed in various ways (order sets, alerts, etc.) n Fundamental clinical reengineering n Must alter clinical workflows n Eliminate, automate, delegate, and activate

Analytics-Linked Intelligence System Other Inputs EBM Guidelines Patient Preferences Formulary/Economics Real-time Clinical Status Decision Support Effectors EHR Clinical, Schedule Intelligence System Alerts Prompts/Reminders Order Sets Automated care plans Patient portal messages Information Rx Claims Finance Ops Normalization, Transformation, Analytic Application 4

Creating Real Value: Core Care Transformation Initiatives Population Health Optimization Medical Home Chronic Disease Care Optimization Acute Episodic Care Optimization Transitions of Care Optimization Patient engagement and activation throughout all initiatives

Value-Based Purchasing FFY 2013 FFY 2015 Inpa%ent Readmissions Inpa%ent Value- Based Purchasing Health Care- Acquired Condi%ons EHR Meaningful Use (ARRA) Implemented October 1, 2012 (FFY 2013) Reduces Medicare reimbursement by $7 billion / 10 years naconwide; $1 to NYS. Implemented October 1, 2012 (FFY 2013) Budget neutral; redistribucve within PPS system. Implemented October 1, 2015 (FFY 2014) Reduced Medicare inpacent hospital reimbursement by $ 1.4 billion / 10 years naconwide. Medicare payment penalces assessed against eligible hospitals and physicians that fail to be meaningful users by October 1, 2014 (FFY 2015).

Data and Action Arms: Populations, Goals and Care Gaps Population Targets Goals Endpoints Action Arms Prevention Mammo Yearly Decision Support Chronic Diseases Unclosed Loops A1c 7-8 Abnormal Pap F/U Care Gaps Diagnosis Naming Conventions Medication Safety Methotrexate monitoring Problem List Management Routine Care Failures CHF Exacerbation Order Automation

Diagnosis Naming Conventions Controlled Terminologies: Translate clinical concepts into standardized vocabulary for medical transactions, billing, information exchange, etc. (e.g., ICD-9, SNOMED) Clinically, ICD-9 codes inadequate to meet the needs of providers and Diagnoses based upon provider assessment driving the goals of therapy Make generic diagnoses available, but they should be uncomfortable Heart Failure, etiology not known DM Type 2, goal not determined Mutually exclusive choices Human Factors review

Example: Heart Failure Nationally 5.2 million Americans afflicted with an economic impact of $10-24 billion 5-yr survival: 25% in men, 38% in women 90-day Readmissions: 33% w/in 90 days Locally Over 5,000 heart failure pts No digital method of assessing quality of chronic heart failure care

Heart Failure Taxonomy Old Taxonomy ICD-9 # of Pts Congestive Heart Failure 428.0 3683 Heart Failure NOS 428.9 504 Congestive Heart Failure UNSPECIFIED 428.9A 237 Non-specific diagnoses make it difficult to identify patient needs More accurately describe condition and care needs (e.g., revascularization, valve repair) New Heart Failure Taxonomy Heart Failure, Systolic due to CAD Heart Failure, Diastolic due to HTN Heart Failure due to Valve Dz

Example: Acute Bronchitis and Abx Measure: Utilization of antibiotics in acute bronchitis % of Visits Results with Abx Pre: Acute Bronchitis 79% Post: Acute Bronchitis (Abx Not Indicated) 32% % Improvement (absolute) 47%

EHR Problem List and Population Identification Problem List has tremendous potential (decision support, reporting, etc.), but it is variably used, often with data quality issues

Example: Chronic Kidney Disease Background Review - 2007 13% of adult population with CKD* Increasing numbers of patients on dialysis High-risk for cardiovascular mortality Late referral to nephrology associated with poor outcomes CKD under-recognized *Coresh J, JAMA, November 7, 2007 Vol 298, No. 17

CKD and Problem List Impact CKD by Labs but not on Problem List CKD on Problem List Total CKD Patients 5,653 2,112 CKD Encounter Diagnosis 390 1,546 No CKD Encounter Diagnosis 5,263 566 % pts w/ckd Encounter Dx 6.9% 73.2% Patients with CKD on Problem List 10 times more likely to have condition addressed in a visit vs. patients with CKD (labwork) but no Problem List diagnosis.

CKD Stage 3 Performance Goals Goal CKD Stage 3 on Problem List GFR monitoring Every 12 months Blood Pressure Every 12 months, <130/80 Urine Protein Every 12 months Proteinuria Rx ACE/ARB for proteinuria Phosphorus Every 12 months, 2.7-4.6 Hemoglobin Every 12 months, 10.0 LDL Every 12 months, <100

Best Practice and Maintenance Alerts

In the Last Nine Months 17

Respiratory NIMs, Jan May, 2011 MONTHLY RESP NIM PERFORMANCE VS. GOAL, JAN - MAY 2011 60 50 40 51 HOSPITAL DMAIC UNITS HOSP STRETCH GOAL DMAIC UNITS STRETCH GOAL 30 20 10 0 7 23 24 JDIS IMPLEMENTE D 39 36 17 17 IMPROVE PHASE CHANGES BEGIN JAN-11 FEB-11 MAR-11 APR-11 MAY-11 26 10 29 17

DMAIC Unit Respiratory NIMs Before/After Project Start

Hospital Respiratory NIMs Before/ After Project Start

Summary Analytics and EHRs are co-dependent and complementary Analytics are crucial to population-change EHRs are crucial to patient-level change Many simple, standard EHR tools are underutilized When leveraged together, the combination can be transformative Shifting payor dynamics will require this kind of change 21

Ron.Paulus@msj.org Ronald A. Paulus, MD President and CE0 Mission Health System 22