OPTIMA Phase III Clinical Trial: Study Design and Protocols

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OPTIMA Phase III Clinical Trial: Study Design and Protocols Riccardo Lencioni, MD, FSIR, EBIR Professor of Radiology University of Pisa School of Medicine Division of Diagnostic Imaging & Intervention Cisanello University Hospital Pisa, Italy Professor of Radiology University of Miami Miller School of Medicine Vascular & Interventional Radiology Sylvester Comprehensive Cancer Center Miami, FL

Frequency and Distribution of Microsatellites According to HCC Tumor Size 46% of patients with single HCC < 5 cm show microsatellites on histology Sasaki A et al. Cancer 2005;103:299-306

Image-Guided Tumor Ablation: Evolving Methods and Technologies Mazzaferro V, Lencioni R, Majno P. Semin Liver Dis 2014;34:415-426

Cryo vs. RFA: A Multicenter Randomized Controlled Trial in HCC Tumors 4 cm Overall Survival Tumor-Free Survival p = 0.747 p = 0.628 Wang C et al. Hepatology 2015;61:1579-1590

Lyso-Thermosensitive Liposomal Doxorubicin (LTLD): Mechanism of Action Doxorubicin (Other drugs) 40 C high doxorubicin concentration released in and around the tumor (x15) Lencioni R et al. Presented at ILCA 2014, Kyoto, Japan

A Phase I Study of Heat Deployed Liposomal Doxorubicin during RFA for Liver Malignancies Wood B et al. J Vasc Interv Radiol 2012;23:248-255

Randomization The HEAT Study: A Phase III Randomized Trial of RFA plus LTLD vs RFA Alone in HCC Treatment The HEAT Study: A Phase III, Randomized, Double-Blinded, Dummy-Controlled Study of LTLD (ThermoDox ) in Combination with RFA Compared to RFA Alone in the Treatment of HCC Inclusion Criteria 50 mg/m 2 LTLD Primary Endpoint - PFS HCC 3-7 cm 4 tumors Candidate for RFA Child-Pugh A-B No prior treatment n = 701 Dummy infusion Secondary Endpoints - OS - TTLR - Safety - Others Lencioni R and Poon RT. Presented at ILCA 2014, Kyoto, Japan

The HEAT Study - RFA plus LTLD vs RFA Alone: Baseline Patient Characteristics Parameter RFA + LDLT (n = 354) RFA (n = 347) Male 267 (75.4%) 263 (75.8%) Female 87 (24.6%) 84 (24.2%) p-value NS Age > 65 149 (42.1%) 138 (39.8%) NS Hepatitis B 207 (58.5%) 203 (58.5%) NS Hepatitis C 92 (26.0%) 89 (25.6%) NS Child class A 329 (92.9%) 329 (94.8%) NS Single tumor 234 (66.1%) 219 (63.1%) NS Max. size 3-5 cm 289 (81.6%) 286 (82.4%) NS Percutaneous route 321 (90.7%) 315 (90.8%) NS Lencioni R and Poon RT. Presented at ILCA 2014, Kyoto, Japan

The HEAT Study - RFA plus LTLD vs RFA Alone: Treatment-Emergent AEs ( Grade 3, 1%) Parameter RFA + LDLT RFA Hematologic Neutropenia 162 (47.2%) 7 (2.1%) Thrombocytopenia 18 (5.2%) 7 (2.1%) Anemia 4 (1.2%) 1 (0.3%) Non-hematologic AST increased 33 (9.6%) 35 (10.5%) ALT increased 22 (6.4%) 18 (5.4%) Bilirubin increased 7 (2.0%) 8 (2.4%) Alopecia 13 (3.8%) 0 (0.0%) Lencioni R and Poon RT. Presented at ILCA 2014, Kyoto, Japan

The HEAT Study - RFA plus LTLD vs RFA Alone: Progression-Free Survival (Primary Endpoint) Hazard Ratio: 0.96 (0.78 1.17) Lencioni R and Poon RT. Presented at ILCA 2014, Kyoto, Japan

The HEAT Study - RFA plus LTLD vs RFA Alone: Progression-Free Survival (Primary Endpoint) Type of Event RFA + LTLD (n=185) RFA (n=186) Total (n=371) Local Recurrence 41 (22.2%) 37 (19.9%) 78 (21%) New Distant Hepatic Lesion 78 (42.2%) 95 (51.1%) 173 (46.6%) New Extrahepatic Lesion 13 (7.0%) 10 (5.4%) 23 (6.2%) Combination 7 (3.8%) 8 (4.3%) 15 (4.0%) Death 17 (9.2%) 17 (9.1%) 34 (9.2%) Treatment Failure 29 (15.7%) 19 (10.2%) 48 (12.9%) Lencioni R and Poon RT. Presented at ILCA 2014, Kyoto, Japan

The HEAT Study - RFA plus LTLD vs RFA Alone: Overall Survival (Secondary Endpoint) Hazard Ratio: 0.957 Hazard Ratio: 0.95 (0.780 1.175) (0.71 1.27) Lencioni R and Poon RT. Presented at ILCA 2014, Kyoto, Japan

Mean (± S.E) Plasma Concentration (ng/ml) A Phase I Study of Heat Deployed Liposomal Doxorubicin during RFA for Liver Malignancies ThermoDox Protocol 104-03-101: + Liver RFA @ 50 mg/m 2 Mean (± S.E) Plasma Concentrations (n=6) 30000 25000 30 min. Infusion Plasma Total Doxorubicin 20000 15000 10000 5000 0 Radiofrequency Ablation Median Overall Time 2.1 hr Median Intermittent Time - 1.2 hr 0 1 2 3 4 5 6 Time (hr) After Start of Infusion Lencioni R and Poon RT. Presented at ILCA 2014, Kyoto, Japan

Mean (± S.E) Plasma Concentration (ng/ml) A Phase I Study of Heat Deployed Liposomal Doxorubicin during RFA for Liver Malignancies ThermoDox Protocol 104-03-101: + Liver RFA @ 50 mg/m 2 Mean (± S.E) Plasma Concentrations (n=6) 30000 25000 30 min. Infusion Plasma Total Doxorubicin 20000 15000 10000 HEAT Study protocol did not provide guidance on RFA duration 5000 0 Radiofrequency Ablation Median Overall Time 2.1 hr Median Intermittent Time - 1.2 hr 0 1 2 3 4 5 6 Time (hr) After Start of Infusion Lencioni R and Poon RT. Presented at ILCA 2014, Kyoto, Japan

Mean (± S.E) Plasma Concentration (ng/ml) Overall Survival by RFA Heating Time in Single Lesions (Post-Hoc Analysis) ThermoDox Protocol 104-03-101: + Liver RFA @ 50 mg/m 2 Mean (± S.E) Plasma Concentrations (n=6) 30000 25000 30 min. Infusion Plasma Total Doxorubicin 20000 15000 10000 37% RFA < 45 min (n = 166) HR = 1.34 5000 0 Radiofrequency Ablation Median Overall Time 2.1 hr Median Intermittent Time - 1.2 hr 0 1 2 3 4 5 6 Time (hr) After Start of Infusion Lencioni R and Poon RT. Presented at ILCA 2014, Kyoto, Japan

Mean (± S.E) Plasma Concentration (ng/ml) Overall Survival by RFA Heating Time in Single Lesions (Post-Hoc Analysis) ThermoDox Protocol 104-03-101: + Liver RFA @ 50 mg/m 2 Mean (± S.E) Plasma Concentrations (n=6) 30000 25000 30 min. Infusion Plasma Total Doxorubicin 20000 15000 10000 40% RFA 45-90 min (n = 181) HR = 0.602 5000 0 Radiofrequency Ablation Median Overall Time 2.1 hr Median Intermittent Time - 1.2 hr 0 1 2 3 4 5 6 Time (hr) After Start of Infusion Lencioni R and Poon RT. Presented at ILCA 2014, Kyoto, Japan

Mean (± S.E) Plasma Concentration (ng/ml) Overall Survival by RFA Heating Time in Single Lesions (Post-Hoc Analysis) ThermoDox Protocol 104-03-101: + Liver RFA @ 50 mg/m 2 Mean (± S.E) Plasma Concentrations (n=6) 30000 25000 30 min. Infusion Plasma Total Doxorubicin 20000 15000 10000 23% RFA > 90 min (n = 105) HR = 0.508 5000 0 Radiofrequency Ablation Median Overall Time 2.1 hr Median Intermittent Time - 1.2 hr 0 1 2 3 4 5 6 Time (hr) After Start of Infusion Lencioni R and Poon RT. Presented at ILCA 2014, Kyoto, Japan

Overall Survival in 285 Patients with Single HCC and RFA > 45 min (Post-Hoc Analysis) Lencioni R and Poon RT. Presented at ILCA 2014, Kyoto, Japan

Patients with Single HCC and RFA > 45 min: Baseline Characteristics (n = 285) Parameter RFA + LDLT (n = 138) RFA (n = 147) Male 99 (71.7%) 109 (74.1%) Female 39 (28.3%) 38 (25.9%) p-value NS Age > 65 56 (40.6%) 53 (36.0%) NS Hepatitis B 89 (64.5%) 89 (60.5%) NS Hepatitis C 26 (18.8%) 33 (22.4%) NS Child class A 131 (94.9%) 140 (95.2%) NS Single tumor 138 (100.0%) 147 (100.0%) NS Max. size 3-5 cm 111 (80.4%) 122 (83.0%) NS Percutaneous route 123 (89.1%) 133 (90.5%) NS Celsion Corporation. Unpublished Data

Experimental Animal Studies and Simulation Models Confirm the Key Role of Ablation Time Fluorescence mapping of doxorubicin distribution in pigs treated with RFA plus ThermoDox Prolonged heating achieves optimal doxorubicin tissue concentration 15 min 45 min Celsion Corporation. Unpublished Data

OS: 285 Pts with Single HCC and RFA > 45 min with and without ThermoDox (post-hoc analysis) Celsion Corporation. Unpublished Data

Multivariate Analysis of Prognostic Factors for Overall Survival in Pts with Single HCC (n = 446) Celsion Corporation. Unpublished Data

Randomization The OPTIMA Study: A Phase III RCT of LTLD with Standardized RFA for the Treatment of HCC A Phase III, Randomized, Double Blind, Dummy-Controlled Study of ThermoDox Using Standardized RFA for Single HCC 3-7 cm PIs: R. Lencioni, R.T. Poon, M.H. Chen Inclusion Criteria Single HCC 3-7 cm Child-Pugh A ECOG 0 Candidate for RFA No prior treatment 50 mg/m 2 ThermoDox Dummy infusion Primary Endpoint - OS Secondary Endpoints - PFS - Safety - Others n = 550 www.clinicaltrials.gov - NCT02112656

Lyso-Thermosensitive Liposomal Doxorubicin (LTLD): Conclusion LTLD is the first product designed for image-guided drug delivery tested in a large multicenter phase III trial The HEAT study showed that LTLD is well-tolerated with no unexpected serious adverse events Post-hoc findings suggest that when target tissue is heated adequately ( 45 min), ThermoDox plus RFA increases overall survival HR of 0.63 for OS in subgroup analysis (p < 0.05) Treatment by ThermoDox independent prognostic factor at multivariate analysis