Novel EGFR TKI Theliatinib: An Open Label, Dose Escalation Phase I Clinical Trial

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Novel EGFR TKI Theliatinib: An Open Label, Dose Escalation Phase I Clinical Trial 2014-309-00CH1 Presenter: Jifang Gong, Beijing Cancer Hospital Lin Shen 1, Li Zhang 2, Hongyun Zhao 2, Wenfeng Fang 2, Jifang Gong 1 1. Department of Gastroenterology, Beijing Cancer Hospital and Beijing Institute for Cancer Research, Key laboratory of Carcinogenesis and Translational Research (Peking University) Ministry of Education, Beijing, China 2. Department of Oncology, Sun Yat-sen University Cancer Center, Guangzhou, China 2017 CSCO Annual Meeting Xiamen, China 1

EGFR: highly active in multiple tumor types Tumor Types Wild-type: Gene Amplification Wild-type: Over Expression Mutations NSCLC 29% 62% 15-40% (EGFR TKIs) Esophagus 8-30% 30-90% 12% (esophageal adenocarcinoma) Stomach 29% 44-52% <5% Glioblastoma 36-51% 54-66% 27-54% (EGFR variant III) Colorectal 4.5% 53% (mabs) 8% Head and neck 10-30% 66-84% (mabs) 42% (EGFR variant III) EGFR inhibitors have had success in the treatment of EGFR-mutant lung cancer However, there are multiple tumor types harboring EGFR gene amplification and over-expression; those using EGFR as a target are still at the exploratory stage 2017 CSCO Annual Meeting Xiamen, China [ref]: Chen W et al, CA Cancer J Clin 2016;66:115-132. 2

Example: Is EGFR a feasible target in esophageal cancer (EC)? Subgroup Analysis Treatment Overall Survival (OS) EGFR gene-amplified (21, 7.2%) EGFR FISH+ (59, 20.2%) EGFR FISH (233, 79.8%) gefitinib placebo gefitinib placebo gefitinib placebo HR=0.21, p=0.006 HR=0.59, p=0.05 HR=0.90, p=0.46 Placebo median OS = 1.70 months Gefitinib median OS = 4.17 months HR, 0.21; 95% CO, 0.07 to 0.64; P = 0.006 EGFR gene-amplified population Petty RD etc., J Clin Oncol. 2017; 35(20):2279-2287 In EGFR gene-amplified and EGFR FISH+ patients, gefitinib group OS was significantly increased, particularly in gene-amplified patients However, <10% of patients are EGFR gene-amplified; consider exploring other screening methods? E.g. high EGFR protein expression No. at risk Gefitinib Placebo Identifying the benefiting population, and finding a more potent EGFR TKI, will be keys to clinical trial success 2017 CSCO Annual Meeting Xiamen, China 3

Theliatinib: a novel, potent EGFR-TKI EGFR kinase affinity: Inhibition activity to wild-type EGFR Ki (nm) Theliatinib 0.05 Gefitinib 0.35 Erlotinib 0.38 Esophageal cancer PDX model anti-tumor activity: good activity on EGFR gene-amplification and over-expression models PDX1T0326 model of EGFR gene amplification PDX1T1315 model of EGFR protein overexpression 2017 CSCO Annual Meeting Xiamen, China Ren Y et al, Oncotarget. 2017; 8(31):50832-50844. 4

Phase I Study Design 2010-309-00CH1 (Terminated) 2014-309-00CH1 500mg 10-90mg continuous dosing Safety good, tolerated No DLT MTD not determined 1. dose escalation Modified 3+3 schema 220mg 300mg 400mg RPTD 400mg 300mg 160mg PK-PD, safety and efficacy 120mg 120mg 90mg 60mg 40mg 20mg 10mg 2. dose expansion Target population: EGFR+ esophageal cancer (EC) Sample size: Simon Optimal two-stage design P0: ORR 8% P1: ORR 25% 2017 CSCO Annual Meeting Xiamen, China 5

2014-309-00CH1 Study Objectives Primary endpoint Determine theliatinib tolerability and safety in advanced solid tumor patients, MTD and/or RPTD for Phase II Secondary endpoint Dose escalation Dose expansion Evaluate theliatinib single dose and continuous dosing PK/PD profile in humans Evaluate theliatinib metabolites' profiles Evaluate theliatinib primary anti-tumor activity, safety and PK in EC patients with EGFR protein-overexpression or gene-amplification positive Exploratory Explore EGFR pathway relevant proteins expression/gene mutation, and their relevance to tumor response, safety and possible drug resistance mechanism Explore dose exposure-efficacy relationship 2017 CSCO Annual Meeting Xiamen, China 6

Main inclusion/exclusion criteria Dose escalation: PS: 0-2 Inclusion Criteria Metastatic solid tumors Failed standard treatments >300mg/day cohort must have EGFR positive* esophageal cancer (EC), head & neck cancer or NSCLC Dose expansion: PS: 0-1 EGFR+ EC patient, confirmed by central lab 2 systemic chemotherapy 1 concurrent radiotherapy and chemotherapy Measurable target lesions Exclusion Criteria Obvious abnormality in routine blood, liver and kidney, blood coagulation function Poor blood pressure control Before theliatinib first administration: systemic anti-tumor treatment, radiotherapy, chemotherapy, immunology, biological or hormone therapy, or clinical trials drug therapy in the past 3 weeks; Chinese medicine anti-tumor treatment in the prior week; TKI treatment in the prior week: Previous treatment with EGFR antibodies or EGFR-TKI (not applicable to dose escalation) Toxicity from previous treatment not recovered; inability to take medication orally, dysphagia; CNS metastatic disease; Uncontrolled active infections 2017 CSCO Annual Meeting Xiamen, China * IHC EGFR H-score 250 或 75% Tumor Cell 3+ 7

Patient baseline Gender ECOG rating Tumor type Patients N=21 (%) Age: median (range) 57 (28-64) Male 15 (71.43) Female 6 (28.57) 0 5 (23.81) 1 16 (76.19) 2 0 (0) EC 7 (33.33) NSCLC 5 (23.81) NPC 5 (23.81) CRC 3 (14.29) GC 1 (4.76) Pathology type Previous treatment Smoking history Patients N=21 (%) adenocarcinoma 8 (38.10) squamous carcinoma 7 (33.33) Others 4 (19.05) Not clear 2 (9.52) <3 7 (33.33) 3 14 (66.67) No smoking 10 (47.62) Current smoking 8 (38.10) Previous smoking 3 (14.29) 2017 CSCO Annual Meeting Xiamen, China 8

Duration of treatment EC EC EC EC EC NPC CRC CRC CRC GC EC LC NPC EC NSCLC NSCLC NPC NPC NPC NSCLC NSCLC 16 21 35 37 34 37 37 39 37 50* 47 63 64 63 63 90 94 99 109 119 209 Dose N 120mg 4 160mg 4 220mg 4 300mg 3 400mg 3 500mg 3 *1 EC patient is on treatment 0 50 100 150 200 Duration of treatment (days) 2017 CSCO Annual Meeting Xiamen, China 9

Related AEs by dose cohort (incidence 10%) AEPT 120mg 160mg 220mg 300mg 400mg 500mg Total N=4 n(%) N=4 n(%) N=4 n(%) N=3 n(%) N=3 n(%) N=3 n(%) N=21 n(%) Rash 2 (50.0) 2 (50.0) 2 (50.0) 2 (66.7) 3 (100.0) 1 (33.3) 12 (57.1) Diarrhea 1 (25.0) 2 (50.0) 3 (75.0) 2 (66.7) 2 (66.7) 0 10 (47.6) Hemoglobin decrease 0 0 2 (50.0) 3 (100.0) 1 (33.3) 3 (100.0) 9 (42.9) Nausea 0 1 (25.0) 2 (50.0) 1 (33.3) 1 (33.3) 2 (66.7) 7 (33.3) WBC decrease 0 1 (25.0) 1 (25.0) 2 (66.7) 0 2 (66.7) 6 (28.6) Weight lose 0 1 (25.0) 0 1 (33.3) 2 (66.7) 1 (33.3) 5 (23.8) Palmar-plantar erythrodysesthesia 0 1 (25.0) 0 2 (66.7) 1 (33.3) 0 4 (19.0) Platelet decrease 0 1 (25.0) 0 0 1 (33.3) 1 (33.3) 3 (14.3) Mouth ulcer 0 0 2 (50.0) 0 0 1 (33.3) 3 (14.3) Vomit 1 (25.0) 0 0 0 0 1 (33.3) 2 (9.5) Dry skin 1 (25.0) 0 0 1 (33.3) 0 0 2 (9.5) AST increase 1 (25.0) 0 0 1 (33.3) 0 0 2 (9.5) Rash 0 0 0 0 2 (66.7) 0 2 (9.5) Diarrhea 0 0 0 1 (33.3) 0 1 (33.3) 2 (9.5) Hemoglobin decrease 0 0 0 2 (66.7) 0 0 2 (9.5) Nausea 1 (25.0) 0 0 1 (33.3) 0 0 2 (9.5) WBC decrease 0 0 1 (25.0) 0 0 1 (33.3) 2 (9.5) 2017 CSCO Annual Meeting Xiamen, China 10

AEs G3 and SAEs AEs G3 AEPT CTC Grade 3/4/5 120mg N=4 n(%) 160mg N=4 n(%) 220mg N=4 n(%) 300mg N=3 n(%) 400mg N=3 n(%) 500mg N=3 n(%) Sum N=21 n(%) Gastrointestinal bleed CTC G3 0 0 0 0 1 (33.3) 0 1 (4.8) WBC decrease CTC G3 0 0 0 0 0 1 (33.3) 1 (4.8) Hemoglobin decrease CTC G4 0 0 0 0 0 1 (33.3) 1 (4.8) Platelet decrease CTC G4 0 0 0 0 0 1 (33.3) 1 (4.8) SAEs Pt Dose First dose SAE Onset date End date Severity Dose adjustment causality outcome 2008 400 2016/09/23 GI bleed 2016/12/03 2016/12/16 Severe / CTC G3 Drug suspension Unlikely related Recovered 2010 500 2017/02/07 Fever 2017/01/29 2017/02/02 Mild / CTC G1 Not Not related Recovered 2011 500 2017/02/23 Platelet decrease 2017/04/11 2017/05/25 Life-threatening or disability / CTC G4 Discontinuous Possibly related Recovered 2017 CSCO Annual Meeting Xiamen, China 11

Pharmacokinetics PK profiles from 120mg to 500mg Dose-AUC ss relationship (steady state) Dose (mg) Single dosing: theliatinib exposure increased as dose increased After 300mg, steady-state plasma drug concentration did not increase significantly as dose increased 2017 CSCO Annual Meeting Xiamen, China 12

Efficacy by dose cohort Dose cohort 120 mg 160 mg 220 mg Subject Tumor No. type Best response 1001 NSCLC NA 1002 NSCLC PD (PD @ C2D1) 1003 NPC PD (PD @ C3D1) 1004 NPC SD (PD @ C4D1) 1006 NPC PD (PD @ C1D14) 1008 NSCLC SD (PD @ C5D1) 1010 NSCLC PD (PD @ C3D1) 2002 EC NE (withdraw @ C2D1) 1012 NPC PD (PD @ C2D1) 1013 LC PD (PD @ C2D1) 2003 EC NA 2004 GC PD (PD @ C3D1) Dose cohort 300 mg 400 mg 500 mg Subject Tumor No. type Best response 2005 CRC SD (PD @ C4) 2006 CRC PD (PD @ C2D1) 2007 CRC SD (PD @ C4D1) 1014 NPC PD (PD @ C2D1) 2008 EC SD (PD @ C8D1) 2009 EC SD (Withdraw @ C3; PD @ EOT) 2010 EC SD (PD @ C4D1) 2011 EC PD (PD @ C2D15) 2015 EC SD (ONGOING @ C2) Note: NPC: Nasopharyngeal carcinoma; EC: esophageal cancer; LC: lung cancer; GC: gastric cancer; CRC: colorectal cancer 2017 CSCO Annual Meeting Xiamen, China 13

Efficacy in esophageal cancer patients dose escalation phase Best response of target lesions 30% 20% 10% 0% -10% -20% Enlargement <5mm 2002* 2009 2010 2011 2015 160mg 400mg 500mg 500mg 500mg 7 EC patients enrolled 5 have measurable disease and at least one post treatment tumor assessment o 1 withdrawal o 1 no measurable disease o 1 (#2015) is on treatment, SD on C1-30% -40% * EGFR status unknown SD 2017 CSCO Annual Meeting Xiamen, China 14

Patient profile (#2009): After 2 weeks' treatment, target lesion (liver metastasis) shrank from 36mm to 23mm diameter Male, 62, EGFR+ ESCC Stage IV (ct3n0m1); 400mg/d theliatinib treatment Baseline CT (Sep 26, 2016) After treatment, C3D1 CT (Dec 12, 2016) 2017 CSCO Annual Meeting Xiamen, China 15

Conclusions Theliatinib 120mg~500mg QD single drug, continuous dosing, good safety and well-tolerated, no DLT, MTD not determined PK: Drug exposure increased with dose increasing 300 mg and above dose can effectively reach plasma concentration that inhibits EGFR phosphorylation Efficacy: 18 evaluable patients: SD 8 cases (44.4%) PD 10 cases (55.6%) 12-week DCR 44.4% Plan to further explore efficacy and safety of theliatinib at 400mg dose on EGFR highly active esophageal cancer patients 2017 CSCO Annual Meeting Xiamen, China 16

Acknowledgements Thanks to all staff who participated in this study Thank you for your hard work! Clinical sites Beijing Cancer Hospital San Yat-sen University Cancer Center Investigators Lin Shen, Jifang Gong, Yan Li, Lulu Li Li Zhang, Hongyun Zhao, Wenfeng Fang, Yang Zhang We welcome any interested sites to join our study! 2017 CSCO Annual Meeting Xiamen, China 17

Thank you! 2017 CSCO Annual Meeting Xiamen, China 18