Analysis of Human DNA in Stool Samples as a Technique for Colorectal Cancer Screening

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Analysis of Human DNA in Stool Samples as a Technique for Colorectal Cancer Screening Applies to all products administered or underwritten by Blue Cross and Blue Shield of Louisiana and its subsidiary, HMO Louisiana, Inc.(collectively referred to as the Company ), unless otherwise provided in the applicable contract. Medical technology is constantly evolving, and we reserve the right to review and update Medical Policy periodically. When Services May Be Eligible for Coverage Coverage for eligible medical treatments or procedures, drugs, devices or biological products may be provided only if: Benefits are available in the member s contract/certificate, and Medical necessity criteria and guidelines are met. Based on review of available data, the Company may consider analysis of stool samples using the Cologuard multi-targeted stool deoxyribonucleic acid (DNA) test as a screening technique for colorectal cancer (CRC) at intervals of one test every three years to be eligible for coverage. Patient Selection Criteria Cologuard multi-targeted stool deoxyribonucleic acid (DNA) test as a screening technique for colorectal cancer (CRC) will be eligible for coverage in patients meeting all of the following criteria: Age 50 to 85 years, AND Asymptomatic (no signs or symptoms of colorectal disease including but not limited to lower gastrointestinal pain, blood in stool, positive guaiac fecal occult blood test or fecal immunochemical test), AND At average risk of developing colorectal cancer ([CRC] no personal history of adenomatous polyps, colorectal cancer [CRC], or inflammatory bowel disease, including Crohn s disease and ulcerative colitis; no family history of colorectal cancers (CRCs), familial adenomatous polyposis, or hereditary nonpolyposis colorectal cancer [HNPCC]). When Services Are Considered Investigational Coverage is not available for investigational medical treatments or procedures, drugs, devices or biological products. Based on review of available data, the Company considers deoxyribonucleic acid (DNA) analysis of stool samples as a screening technique for colorectal cancer (CRC) when patient selection criteria are not met or using any stool deoxyribonucleic acid (DNA) test other than Cologuard to be investigational.* Background/Overview Detection of genetic abnormalities associated with CRC in stool samples has been proposed as a screening test for CRC. This technology is another potential alternative to currently available screening approaches such as fecal occult blood testing, fecal immunochemical testing (FIT), or colonoscopy. Page 1 of 5

Several cellular genetic alterations have been associated with CRC. In the proposed multistep model of carcinogenesis, the tumor suppressor gene p53 and the proto-oncogene KRAS are most frequently altered. Mutations in APC (adenomatous polyposis coli) genes and epigenetic markers (e.g., hypermethylation of specific genes) have also been detected. CRC is also associated with DNA replication errors in microsatellite sequences (termed microsatellite instability or MSI) in patients with Lynch syndrome (formerly known as [HNPCC]) and in a subgroup of patients with sporadic colon carcinoma. Tumor-associated gene mutations and epigenetic markers can be detected in exfoliated intestinal cells in stool specimens. Since cancer cells are shed into stool, tests have been developed that detect these genetic alterations in the DNA from shed CRC cells isolated from stool samples. FDA or Other Governmental Regulatory Approval U.S. Food and Drug Administration (FDA) On August 12, 2014, Cologuard (Exact Sciences) was approved by the FDA through the premarket approval process as an automated fecal DNA testing product (P130017). Cologuard is intended for the qualitative detection of colorectal neoplasia associated DNA markers and for the presence of occult hemoglobin in human stool. A positive result may indicate the presence of CRC or advanced adenoma and should be followed by diagnostic colonoscopy. Cologuard is indicated to screen adults of either sex, 50 years or older, who are at average risk for CRC. Cologuard is not a replacement for diagnostic colonoscopy or surveillance colonoscopy in high-risk individuals. Over the past several years, different stool DNA tests have been evaluated in studies and some have been marketed. One of previously marketed tests, PreGen-Plus, tests for 21 different mutations in the p53, APC, and K-ras genes; the BAT-26 MSI marker; and incorporates the DNA Integrity Assay (DIA ). PreGen- Plus has not been cleared by FDA. On January 13, 2006, FDA sent correspondence to LabCorp indicating that PreGen-Plus may be subject to FDA regulation as a medical device. As a consequence, and as a result of studies showing better performance of other tests, this test is no longer offered. Another previously marketed test is called ColoSure developed by OncoMethylome Sciences, which detects aberrant methylation of the vimentin (hv) gene. This test was offered as a laboratory-developed test, not subject to FDA regulation. Centers for Medicare and Medicaid Services (CMS) On October 9, 2014, a CMS Decision Memo was issued indicating Medicare Part B will cover the Cologuard test once every 3 years for beneficiaries who meet all of the following criteria: Age 50 to 85 years, Asymptomatic (no signs or symptoms of colorectal disease including but not limited to lower gastrointestinal pain, blood in stool, positive guaiac fecal occult blood test or fecal immunochemical test), and At average risk of developing CRC (no personal history of adenomatous polyps, CRC, or inflammatory bowel disease, including Crohn s Disease and ulcerative colitis; no family history of CRCs or adenomatous polyps, familial adenomatous polyposis, or HNPCC). Page 2 of 5

All other screening stool DNA tests not otherwise specified above remain nationally noncovered. As noted in the CMS Decision Memo, the optimal screening interval for Cologuard is unknown. In the interim, CMS indicates it will provide coverage for Cologuard every 3 years as previously specified, and will reevaluate the screening interval after the Cologuard after FDA approval study is completed. Rationale/Source This medical policy was developed through consideration of peer-reviewed medical literature generally recognized by the relevant medical community, U.S. FDA approval status, nationally accepted standards of medical practice and accepted standards of medical practice in this community, Blue Cross and Blue Shield Association technology assessment program (TEC) and other non-affiliated technology evaluation centers, reference to federal regulations, other plan medical policies, and accredited national guidelines. References 1. Blue Cross and Blue Shield Association, Medical Policy Reference Manual, Analysis of Human DNA in Stool Samples as a Technique for Colorectal Cancer Screening, 2.04.29, 10:2016. 2. Centers for Medicare and Medicaid Services (CMS). Proposed Decision Memo for Screening for Colorectal Cancer - Stool DNA Testing (CAG-00440N). 2014; http://www.cms.gov/medicare-coverage-database/details/nca-proposed-decisionmemo.aspx?ncaid=277. 3. U.S. Preventive Services Task Force. Colorectal cancer: Screening U.S. Preventive Services Task Force Published Recommendation. Release Date: June 2016. Policy History 08/19/2003 Medical Policy Committee review 08/25/2003 Managed Care Advisory Council approval 08/03/2005 Medical Director review 08/16/2005 Medical Policy Committee review. No change to coverage eligibility. 08/24/2005 Managed Care Advisory Council approval 07/07/2006 Format revision, including addition of FDA and or other governmental regulatory approval and rationale/source. Coverage eligibility unchanged. 05/02/2007 Medical Director review 05/23/2007 Medical Policy Committee approval. Coverage eligibility unchanged. 05/07/2009 Medical Director review 05/20/2009 Medical Policy Committee approval. Coverage eligibility unchanged. 05/06/2010 Medical Director review 06/16/2010 Medical Policy Implementation Committee approval. Coverage eligibility unchanged. 02/01/2011 Coding review 05/05/2011 Medical Director review 05/18/2011 Medical Policy Implementation Committee approval. Coverage eligibility unchanged. 05/03/2012 Medical Policy Committee review 05/16/2012 Medical Policy Implementation Committee approval. Coverage eligibility unchanged. 02/04/2013 Coding updated 05/02/2013 Medical Director review Page 3 of 5

05/22/2013 Medical Policy Implementation Committee approval. No change to coverage. 03/06/2014 Medical Policy Committee review 03/19/2014 Medical Policy Implementation Committee approval. Coverage eligibility unchanged. 01/01/2015 Coding updated 04/02/2015 Medical Policy Committee review 04/20/2015 Medical Policy Implementation Committee approval. Coverage eligibility unchanged. 08/03/2015 Coding update: ICD10 Diagnosis code section added; ICD9 Procedure code section removed. 01/01/2016 Coding update: CPT code added 04/07/2016 Medical Policy Committee review 04/20/2016 Medical Policy Implementation Committee approval. Added coverage statement for Cologuard testing every three years in patients meeting criteria. 11/03/2016 Medical Policy Committee review 11/16/2016 Medical Policy Implementation Committee approval. Adenomatous polyps removed from family history criteria. New reference added. 01/01/2017 Coding update: Removing ICD-9 Diagnosis codes 11/02/2017 Medical Policy Committee review 11/15/2017 Medical Policy Implementation Committee approval. Coverage eligibility unchanged. 08/28/2018 Coding update Next Scheduled Review Date: 11/2018 Coding The five character codes included in the Blue Cross Blue Shield of Louisiana Medical Policy Coverage Guidelines are obtained from Current Procedural Terminology (CPT ), copyright 2016 by the American Medical Association (AMA). CPT is developed by the AMA as a listing of descriptive terms and five character identifying codes and modifiers for reporting medical services and procedures performed by physician. The responsibility for the content of Blue Cross Blue Shield of Louisiana Medical Policy Coverage Guidelines is with Blue Cross and Blue Shield of Louisiana and no endorsement by the AMA is intended or should be implied. The AMA disclaims responsibility for any consequences or liability attributable or related to any use, nonuse or interpretation of information contained in Blue Cross Blue Shield of Louisiana Medical Policy Coverage Guidelines. Fee schedules, relative value units, conversion factors and/or related components are not assigned by the AMA, are not part of CPT, and the AMA is not recommending their use. The AMA does not directly or indirectly practice medicine or dispense medical services. The AMA assumes no liability for data contained or not contained herein. Any use of CPT outside of Blue Cross Blue Shield of Louisiana Medical Policy Coverage Guidelines should refer to the most current Current Procedural Terminology which contains the complete and most current listing of CPT codes and descriptive terms. Applicable FARS/DFARS apply. CPT is a registered trademark of the American Medical Association. Codes used to identify services associated with this policy may include (but may not be limited to) the following: Code Type Code CPT HCPCS ICD-10 Diagnosis No codes G0464 All related diagnosis Page 4 of 5

*Investigational A medical treatment, procedure, drug, device, or biological product is Investigational if the effectiveness has not been clearly tested and it has not been incorporated into standard medical practice. Any determination we make that a medical treatment, procedure, drug, device, or biological product is Investigational will be based on a consideration of the following: A. Whether the medical treatment, procedure, drug, device, or biological product can be lawfully marketed without approval of the U.S. FDA and whether such approval has been granted at the time the medical treatment, procedure, drug, device, or biological product is sought to be furnished; or B. Whether the medical treatment, procedure, drug, device, or biological product requires further studies or clinical trials to determine its maximum tolerated dose, toxicity, safety, effectiveness, or effectiveness as compared with the standard means of treatment or diagnosis, must improve health outcomes, according to the consensus of opinion among experts as shown by reliable evidence, including: 1. Consultation with the Blue Cross and Blue Shield Association TEC or other nonaffiliated technology evaluation center(s); 2. Credible scientific evidence published in peer-reviewed medical literature generally recognized by the relevant medical community; or 3. Reference to federal regulations. **Medically Necessary (or Medical Necessity ) - Health care services, treatment, procedures, equipment, drugs, devices, items or supplies that a Provider, exercising prudent clinical judgment, would provide to a patient for the purpose of preventing, evaluating, diagnosing or treating an illness, injury, disease or its symptoms, and that are: A. In accordance with nationally accepted standards of medical practice; B. Clinically appropriate, in terms of type, frequency, extent, level of care, site and duration, and considered effective for the patient's illness, injury or disease; and C. Not primarily for the personal comfort or convenience of the patient, physician or other health care provider, and not more costly than an alternative service or sequence of services at least as likely to produce equivalent therapeutic or diagnostic results as to the diagnosis or treatment of that patient's illness, injury or disease. For these purposes, nationally accepted standards of medical practice means standards that are based on credible scientific evidence published in peer-reviewed medical literature generally recognized by the relevant medical community, Physician Specialty Society recommendations and the views of Physicians practicing in relevant clinical areas and any other relevant factors. Indicated trademarks are the registered trademarks of their respective owners. NOTICE: Medical Policies are scientific based opinions, provided solely for coverage and informational purposes. Medical Policies should not be construed to suggest that the Company recommends, advocates, requires, encourages, or discourages any particular treatment, procedure, or service, or any particular course of treatment, procedure, or service. Page 5 of 5