Oncology Clinical Service Line System-wide Consensus Guidelines: Treatment of Stage I Lung Cancer

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Oncology Clinical Service Line System-wide Consensus Guidelines: Treatment of Stage I Lung Cancer These guidelines apply to clinical interventions that have well-documented outcomes, but whose outcomes may not be desirable for all patients Reference #: SYS-PC-OCSL-CG-001 Origination Date: March 2015 Next Review Date: September 2021 Effective Date: September 2018 Approval Date: September 2018 Approved By: Allina Health Quality Council System-wide Ownership Group: Allina Health Thoracic Oncology Program Committee System-wide Information Resource: Manager of Clinical Programs Hospital Division Quality Council: August 2018 Stakeholder Groups Virginia Piper Cancer Institute SCOPE: Sites, Facilities, Business Units Abbott Northwestern Hospital, Buffalo Hospital, Cambridge Medical Center, District One Hospital, Mercy Hospital, Mercy Hospital Unity Campus, New Ulm Medical Center, River Falls Area Hospital, Regina Hospital, St. Francis Medical Center, United Hospital Departments, Divisions, Operational Areas Thoracic Surgery Radiation Oncology Medical Oncology Pulmonology Primary Care Cancer Care Coordinators People applicable to Physicians, Nurse Practitioners, Physician Assistants P- Patients with stage I NSCLC I Follow 1 of 3 approaches outlined in Clinical Practice based on patient s specific appropriateness C- N/A O- To ensure consistent pathway of care for all stage I NSCLC patients

CLINICAL PRACTICE GUIDELINES: Until further randomized prospective data matures, the Lung Program Committee endorses the current best practice recommendations put out by the American College of Chest Physicians 1 (ACCP) (1) and the National Comprehensive Cancer Network 2 (NCCN) (2) for the treatment of patients with stage I NSCLC. The treatment groups may be best divided into 3 categories: 1) Patients medically fit for surgical resection should have an operation to remove their cancer with systematic lymph node assessment. Lobectomy should be performed in most cases (Grade1B). Sublobar resection can be considered for small (<2cm) ground glass opacities, and in peripheral solid nodules <1cm (Grade 1C). Segmentectomy is favored over wedge resection when technically feasible for sublobar resection (Grade 2C). Minimally invasive approach should be used when possible. (Grade 2C). Surgical margin should be minimum 1 cm and possibly larger for larger tumors when feasible (1, 13, 14) 2) Patients who may tolerate operative intervention but not lobectomy due to decreased pulmonary function or comorbid disease should be first considered for sublobar resection over nonsurgical therapy (Grade 1B). Segmentectomy is favored over wedge resection when technically feasible (Category 2A). Surgical margin should be minimum 1 cm and possibly larger for larger tumors when feasible (13, 14) minimally invasive approach should be used almost always (Grade 2C, Category 2A). Pathologic nodal evaluation should be considered if it has potential to change therapy (Category 2B). Referral to radiation oncology for consideration of stereotactic ablative radiotherapy (SABR) may be considered at the discretion of the treatment team or upon patient request. This is the high risk surgery group as defined by the treatment team. Effort should be made to present patients felt to be high risk at multidiscipline conference to gain consensus and consideration for referral to pulmonary prehab program prior to final risk determination (Category 2A). (1, 2) 3) Patients who are medically inoperable should be considered first for SABR (Category 2A). Pathologic nodal evaluation should be considered if it has potential to change therapy (Grade 2C; Category 2A). Patients with local recurrence after SABR can be considered for additional SABR treatment or other ablative therapies (radio-frequency, microwave, and cryotherapy) (Category 2A). Effort should be made to present patients felt to be inoperable at multidiscipline conference to gain consensus and consideration for referral to pulmonary prehab program prior to final risk determination (Category 2A). (1, 2) For pulmonary risk stratification, the Lung Program Committee recommends complete pulmonary function tests (spirometry and diffusion) on every patient undergoing major lung 1 ACCP evidence Grade of recommendations notated parentheses; grading scheme available here. 2 NCCN evidence Category of recommendations notated in parentheses; grading scheme available here.

resection for treatment. Liberal use of exercise testing should be employed, when indicated, to further risk stratify patients and assist with treatment decision making. All patients should be screened for consideration of available clinical trials (may be site specific). Referral to Medical Oncology should be made for all patients with Stage 1B disease and higher. SUPPORTING EVIDENCE: The standard of care treatment for early stage non-small cell lung cancer (NSCLC) in low to moderate risk patients is lobectomy with systematic lymph node assessment (3). Recent studies have revisited the role of sublobar resection in this patient group with promising results, but further investigation is needed (4-6). The identification and treatment of the inoperable or high-risk patient is more challenging. In years past, treatment options for medically inoperable patients were less efficacious. Conventional external beam radiation was associated with poor survival and significant morbidity (7-11). Sublobar resection for this high risk group offered the only viable treatment, but may be associated with significant risk. The emergence of SABR and radiofrequency ablation (RFA) techniques offer low risk treatment modalities for this group of patients. Studies comparing sublobar resection, SABR, and RFA show mixed results. Most of the studies are limited by small sample size, retrospective reviews, and single institution accrual. Prospective trials were attempted, but all closed due to poor patient accrual and no statistically powerful results were published. Limited pooled results of available data from 2 studies suggest SABR should be considered as a treatment option for operable patients (12). Many questions remain including the how to best define clinical stage 1 patients? What is the value of and what defines a lymph node evaluation? What surveillance is necessary after any type of local therapy, and within the sublobar surgery group; is segmentectomy superior to wedge resection? The greatest challenge remains how to define high-risk and medically inoperable patients with early stage lung cancer. Regardless of the outcome of any one trial, there will remain great debate on how to best classify this group of patients. DEFINITIONS: NA SPECIAL ENTITIES: NA FORMS: NA

ALGORITHM: Stage I Lung Cancer (adapted from (2)) ADDENDA: Plan for Adherence for Treatment of Stage I Lung Cancer Clinical Guideline PROPOSED GOALS Surgical Population It is anticipated that 70-80% of Stage I Lung Cancer patients should be deemed medically fit for surgical resection. Of those patients: o Lobectomy: 55% will undergo lobectomy with systematic lymph node evaluation. o Sublobar resection: 45% will undergo sublobar resection (segmentectomy favored over wedge resection when possible).

Non-surgical Population It is anticipated that 20-30% of Stage I Lung Cancer patients will be deemed unfit for surgical resection and referred for radiation oncology consultation and consideration of stereotactic ablative radiotherapy (SABR). All patients with stage IB lung cancer will be offered referral to medical oncology. PROPOSED METRICS TO BE MEASURED ANNUALLY 1. Number of stage I lung cancer patients treated with lobectomy versus sublobar surgical resection. 2. Number of stage I lung cancer patients referred to radiation oncology. 3. Number of stage I lung cancer patients treated with SABR. 4. Number of stage IB lung cancer patients referred to medical oncology. 90% offered referral is acceptable minimum. Alternate Search Terms: NA Related Guidelines/Documents Name Content ID Business Unit where Originated NA REFERENCES: 1. Howington JA, Blum MG, Chang AC, Balekian AA, Murthy SC. Treatment of stage I and II non-small cell lung cancer: Diagnosis and management of lung cancer, 3rd ed: American college of chest physicians evidence-based clinical practice guidelines. Chest. 2013 May;143(5 Suppl):e278S-313S. 2. National Comprehensive Cancer Network(R). NCCN clinical practice guidelines in oncology (NCCN guidelines(r)) non-small cell lung cancer. Guideline V2.2018. National Comprehensive Cancer Network(R), Inc; Dec,2017. 3. Ginsberg RJ, Rubinstein LV. Randomized trial of lobectomy versus limited resection for T1 N0 non-small cell lung cancer. Lung cancer study group. Ann Thorac Surg. 1995 Sep;60(3):615,22; discussion 622-3. 4. Altorki NK, Yip R, Hanaoka T, Bauer T, Aye R, Kohman L, et al. Sublobar resection is equivalent to lobectomy for clinical stage 1A lung cancer in solid nodules. J Thorac Cardiovasc Surg. 2014 Feb;147(2):754,62; Discussion 762-4. 5. Okada M, Koike T, Higashiyama M, Yamato Y, Kodama K, Tsubota N. Radical sublobar resection for small-sized non-small cell lung cancer: A multicenter study. J Thorac Cardiovasc Surg. 2006 Oct;132(4):769-75. 6. Onishi H, Araki T. Stereotactic body radiation therapy for stage I non-small-cell lung cancer: A historical overview of clinical studies. Jpn J Clin Oncol. 2013 Apr;43(4):345-50.

7. Qiao X, Tullgren O, Lax I, Sirzen F, Lewensohn R. The role of radiotherapy in treatment of stage I non-small cell lung cancer. Lung Cancer. 2003 Jul;41(1):1-11. 8. McGarry RC, Song G, des Rosiers P, Timmerman R. Observation-only management of early stage, medically inoperable lung cancer: Poor outcome. Chest. 2002 Apr;121(4):1155-8. 9. Fernandez FG, Crabtree TD, Liu J, Meyers BF. Sublobar resection versus definitive radiation in patients with stage IA nonsmall cell lung cancer. Ann Thorac Surg. 2012 Aug;94(2):354,60; discussion 360-1. 10. Slotman BJ, Antonisse IE, Njo KH. Limited field irradiation in early stage (T1-2N0) non-small cell lung cancer. Radiother Oncol. 1996 Oct;41(1):41-4. 11. Sibley GS, Jamieson TA, Marks LB, Anscher MS, Prosnitz LR. Radiotherapy alone for medically inoperable stage I nonsmall-cell lung cancer: The duke experience. Int J Radiat Oncol Biol Phys. 1998 Jan 1;40(1):149-54. 12. Chang JY, Senan S, Paul MA, et al. Stereotactic ablative radiotherapy versus lobectomy for operable stage I non-small-cell lung cancer: a pooled analysis of two randomized trials. The Lancet Oncology. 2015;16(6):630-637. doi:10.1016/s1470-2045(15)70168-3. 13. Sawabata, Noriyoshi et al. Optimal distance of malignant negative margin in excision of nonsmall cell lung cancer: a multicenter prospective study. The Annals of Thoracic Surgery, Volume 77, Issue 2, 415-420 14. El-Sherif, A., Fernando, H.C., Santos, R. et al. Ann Surg Oncol (2007) 14: 2400. https://doi.org/10.1245/s10434-007- 9421-9