Zachary I. Hodes, M.D., Ph.D., F.A.C.C.

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Zachary I. Hodes, M.D., Ph.D., F.A.C.C. Disclamer: I personally have no financial relationship with any company mentioned today. The Care Group, LLC does have a contract with Cardium to participate in the AWARE Trial

Add to the therapeutic armamentarium for ischemic CV disease allowing us to treat patients resistant to or who are not candidates for current approaches (i.e., medial therapy or invasive revascularization)

A candidate gene Eg. VEGF, FGF, etc. A vector i.e., a means of delivery A virus, plasmid, etc. A route and mode of delivery Epicardial transmyocardial Endocardial Intravascular Transvascular Intravenous

Really Gene Product Therapy Looking to utilize the product of a gene to induce angiogenesis NOT looking to alter or repair the native genome

Regulates angiogenesis Signal peptide - secreted Binds to extracellular matrix proteins Abundant FGF-4 receptors found in cardiac tissue Upstream growth factor that can recruit and stimulate responses in downstream target cells

Study Product: Ad5FGF-4 Recombinant angiogenic gene transfer product First generation E1- deleted recombinant adenovirus (human serotype 5) Human fibroblast growth factor-4 (FGF-4) transgene driven by CMV promoter Adenovector construct carries the FGF-4 Gene for Cardiac Delivery

Mechanism of Action of Study Product

What its Supposed to Do Figure 2 Therapeutic angiogenesis. An example of adenoviral delivery of growth factor transgenes to the vasculature. From: British Journal of Pharmacology (2007) 152 175 188

1. Targeted delivery to the heart. 2. There is a high receptor density for the Ad5 Vector in the heart 3. The Ad5FGF-4 vector DOES NOT integrate into the myocyte chromosomal DNA 4. There is only TRANSIENT expression of the FGF-4 5. This is NOT classical gene therapy there is no insertion of a functional gene into the host genome to replace a defective gene with life-long protein expression

(Angiogenic GENe Therapy)

Intial Phase I trial of the Ad5FGF-4 construct proved promising AGENT-1 - Phase II safety, dosing and pharmacokinetic trial AGENT-2 Scintigraphy study AGENT-3 Phase 2b/3 Trial AGENT-4 Further Phase 2b/3 Trial terminated early by DSMB

AGENT Studies Overview AGENT-1 AGENT-2 AGENT-3 AGENT-4 (Phase 1/2) (Phase 2) (Phase 2b/3) (Phase 2b/3) Enrolled 79 52 416 116 (Placebo/Active) (19/60) (17/35) (139/277) (38/78) Doses (vp) 5 Doses 3.2 x 10 8 to 10 10 10 9, 10 10 10 9, 10 10 3.2 x 10 10 Angina Class (CCS) 2 or 3 2 or 3 2 to 4 2 to 4 Primary Endpoint ETT SPECT ETT ETT Total Patients Enrolled: 663 Ad5FGF-4 Treated Patients: 450

AGENT-1: Safety Results No Changes in HR or BP During Administration Some Transient Mild Temperature Elevation at Higher Doses No Evidence of Dose-Related Liver Toxicity One Patient (3x10 9 vp) with Asymptomatic SGPT Elevation (718 U/L) at 1 Wk, Normal by 4 Wk One Patient (1x10 10 vp) with Transient Mild SGPT Elevation (93 U/L) at 1 Wk No Retinal Changes or Undesirable Angiogenesis No Myocarditis

AGENT-1: Preliminary Effects on ETT Duration Efficacy Pooled Data From Active Groups Positive Effect on ETT Duration Significant Improvement in Patients with Limited Exercise Capacity (<10 minutes) 1 x 10 10 vp Group (n=22) Showed Most Consistent Improvement in ETT Duration Chosen as Dose for AGENT-2

Mean Reduction in RPDS (%) AGENT-2: Primary Endpoint Change in Reversible Perfusion Defect 8 Weeks 6 5 4 3 2 1 0 p=0.14 p<0.05* Placebo 10e10 vp n=17/16 n=35 * Excludes one extreme placebo outlier

AGENT-3: Overview Phase 2b/3 Efficacy Study in the U.S. 416 Patients (139 placebo, 137 1x10 9 vp, 140 1x10 10 vp) CCS Class 2 to 4 Patients Who Did Not Require Immediate PTCA or CABG surgery Results: Interim Analysis Indicated the Study as Designed was Not Expected to Reach Statistical Significance and Enrollment was Discontinued A High Placebo Response Observed in Patients with Less Severe Angina

AGENT-4: Overview Phase 2b/3 Efficacy Study in Europe, Latin America, Canada and U.S. (One Site) 116 Patients (38 Placebo, 43 1x10 9 vp, 35 1x10 10 vp) CCS Class 2 to 4 Patients Who were Not Optimal Candidates for Revascularization Results: Enrollment was Discontinued after Interim Analysis of AGENT-3

Mean Change from Baseline (sec) Exploratory Pooled Analysis AGENT-3 & AGENT-4 150 125 ETT Duration at 12 weeks by Gender Figure 2 Change in ETT Time at Week 12 by Gender Placebo 1x10 9 vp 1x10 10 vp 100 75 * 50 25 0-25 N = 133 141 143 30 22 20 Male Female * p<0.05, p<0.01, p<0.0167 (Bonferroni Correction for subgroup analysis)

Mean Improvement from Baseline Exploratory Pooled Analysis AGENT-3 & AGENT-4 Figure 5 CCS Class Improvement in Female Patients 2.0 Placebo 1x10 9 vp 1x10 10 vp 1.5 * * * 1.0 0.5 0.0 N = 32 22 21 30 21 20 27 22 19 Week 12 Month 6 Month 12 * p<0.05, p<0.01, p<0.0167 (Bonferroni Correction for subgroup analysis)

Summary: Pooled Analysis Large Placebo Effect Observed in ITT Population No Treatment Effect Discernable in Male ITT Population Significant Improvements in Females ETT Duration Time to 1 mm ECG ST-Segment Depression Time to Onset of Angina CCS Class

Angiogenesis in Women with Angina pectoris who are not candidates for Revascularization

Gender Differences in Females are less likely to: Management Undergo an exercise ECG to diagnose CAD (in part due to atypical symptoms) Be referred for diagnostic coronary angiography Be prescribed anti-platelet therapy and statins even when the disease is confirmed Be referred for invasive revascularizations even with confirmed CAD and symptoms Daly C, et al. Circulation 2006;113:490-498

Study Overview Design Patient Population Dosing* Primary Endpoint Key Secondary Endpoint Randomized, double-blind, placebo-controlled, parallel group Phase 3 study 300 female patients, stable angina, CCS Class 3 or 4, reversible perfusion defect >9% by adenosine SPECT 1:1:1 Randomization Placebo, 3x10 8 vp Ad5FGF-4, 3x10 9 vp Ad5FGF-4 Intracoronary administration Change in time to onset of ECG changes diagnostic of myocardial ischemia during ETT at Month 6 Change in reversible perfusion defect size by adenosine SPECT at Month 6 * Ad5FGF-4 doses correspond to 1x10 9 and 1x10 10 vp doses in AGENT Program

Inclusion Criteria Female patients 18-75 years of age inclusive Stable angina classified as CCS 3 or 4 Treatment with at least two classes of chronic anti-anginal medication, two at the maximally tolerated dose for that patient Left ventricular ejection fraction (LVEF) 30%

Inclusion Criteria (continued) Not a candidate for, or unlikely to benefit from, standard revascularization procedures To be assessed prior to initiating study screening tests Consider ACC/AHA practice guidelines for PCI and CABG surgery Use clinical experience and judgment Protocol does not require patients to have a 70% critical stenosis (e.g., diffuse disease, sub-critical stenosis, etc.)

Inclusion Criteria (continued) Not a candidate for, or unlikely to benefit from, standard revascularization procedures (cont.) Confirmation required by an independent cardiologist or cardiothoracic surgeon (not a study investigator) Angiogram prior to study product administration is to verify and document: No new unexpected finding Any major coronary artery stenoses Collateral grade

Inclusion Criteria (continued) ETT using the modified Bruce protocol ECG changes diagnostic of myocardial ischemia occur during the first 10 minutes of exercise Variability of the time to onset of ECG changes diagnostic of myocardial ischemia is 25% or within 60 seconds if the time to onset of myocardial ischemia occurs within the first 4 minutes of exercise as determined by two consecutive screening ETTs

Inclusion Criteria (continued) Myocardial ischemia by adenosine SPECT sestamibi Reversible perfusion defect size of 9% Determined by SPECT core lab Willing and able to comply with the study requirements including long-term follow-up Provide written informed consent

Exclusion Criteria - Cardiovascular Myocardial infarction within the past 3 months Unstable angina or hospitalization requiring intravenous anti-anginal therapy within the 14 days prior to the start of screening evaluations Congestive heart failure NYHA Class IV Electrocardiogram that precludes accurate assessment of exercise induced myocardial ischemia (e.g., left bundle branch block, WPW syndrome, atrial fibrillation) Myocarditis or restrictive pericarditis

Exclusion Criteria - Cardiovascular Left main coronary stenosis 70% (unless the patient has a patent graft or collaterals supplying the left coronary circulation) or proximal stenoses 70% in all major coronary conduit vessels (coronary arteries and bypass grafts) Clinically significant aortic or mitral valvular heart disease Coronary ostial stenosis that precludes adequate catheter engagement in any target vessel Coronary artery to venous communications, which bypass the coronary capillary bed Untreated life-threatening ventricular arrhythmias

Exclusion Criteria - Cardiovascular CABG surgery within the past 6 months, unless those grafts are now occluded Percutaneous transluminal angioplasty (PTCA) within the past 3 months, unless the dilated vessel(s) are now occluded Enhanced external counterpulsation (EECP) within 3 months prior to the start of screening evaluations Transmyocardial or percutaneous myocardial laser revascularization within the previous year Prior treatment with any cardiovascular gene or stem cell therapy

Exclusion Criteria Cancer History of cancer, other than basal cell carcinoma Any laboratory, physical exam or diagnostic procedure finding suggestive of current malignancy (ACS Guidelines) History of colon cancer in a first degree relative unless the patient has undergone a colonoscopy in the past 36 months with negative findings History of breast cancer in a first degree relative Patient in a family with any documented hereditary cancer syndrome

Thank-you for your attention!