Immunotherapy for the Treatment of Head and Neck Cancers. Barbara Burtness, MD Yale University

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Immunotherapy for the Treatment of Head and Neck Cancers Barbara Burtness, MD Yale University

Disclosures AstraZeneca Pharmaceuticals LP, Boehringer Ingelheim, Bristol-Myers Squibb, Merck & Co., Inc., Consulting Fees Advaxis, Merck, Bristol-Myers Squibb, Innate: Contracted Research I will be discussing non-fda approved indications during my presentation.

Pt WS 78 yo M with a history of CAD, HTN, HLD Presents with painful L sided neck mass Lost 30 lbs due to anorexia

11/2014 PET CT Large L sided cervical mass Periepiglottic tumor with no airway compromise Multiple cervical osseous metastases Palliative hypofractionated XRT initiated Started on carboplatin/paclitaxel

1/2015 Cervical disease decreased with XRT and carboplatin/paclitaxel Pain improved PET CT revealed new osseous and axillary mets Started on cetuximab

6/2015 Progression in cervical nodes Reirradiation not an option Started on pembrolizumab Enrolled in KEYNOTE 055

10/2015 Patient experienced near CR Response lasted 1 year No side effects of note

Pt SG Initially presented with a large mass in the R oropharynx Underwent carboplatin/paclitaxel/cetuximab induction Concurrent Chemoradiotherapy with high dose cisplatin 3 months after CRT, presented with multiple pulmonary nodules Cetuximab in metastatic setting

Started on pembrolizumab Enrolled in KEYNOTE 055 Experienced a near CR 2/2015

An atypical cause of nausea 6 months into therapy presented with nausea/vomiting BMP revealed glucose 532, anion gap of 18 Patient was diagnosed with autoimmune diabetes Started on insulin replacement Continued to an enjoy an excellent response (ongoing) to pembrolizumab, 2.5 years on therapy

1. Pembrolizumab IgG4 Humanized High Affinity for PD-1 (K D ~ 29 pm) Approved for Melanoma, NSCLC, HNC IO Agents approved and in development for HNC 2. Nivolumab IgG4 Fully human High Affinity for PD-1 (K D ~ 2.6 nm) Approved for Melanoma, NSCLC, RCC, HNC 4. Other PD-1/PD-L1 agents in development: PD-L1 agents Atezolizumab (bladder, NSCLC approval), Avelumab PD-1 agents: R2810, PRD001, Tesaro 3. Durvalumab IgG1 Humanized High Affinity for PD- L1 (K D ~ 29 pm) In Development for Head and Neck Cancer, Lung Cancer, others 5. CTLA-4 agents: Ipilimumab, Tremelimumab

HNSCC Cohorts of Nonrandomized, Phase 1b, Multi-cohort KEYNOTE-012 Trial Patients R/M HNSCC Measurable disease (RECIST v1.1) ECOG PS 0-1 PD-L1+ (initial cohort) PD-L1+ or PD-L1- (expansion cohort) Response assessment: Every 8 weeks Initial Cohort Pembrolizumab 10 mg/kg Q2W N = 60 Expansion Cohort Pembrolizumab 200 mg Q3W N = 132 Continue until: 24 months of treatment PD Intolerable toxicity Primary end points: ORR (RECIST v1.1, central imaging vendor), safety Secondary end points: ORR (investigator), PFS, OS, response duration, ORR in HPV+ Additional cohorts patients included bladder cancer, TN breast cancer, and gastric cancer. Treatment beyond progression was allowed. Initial cohort only. Combined analyses of Initial and Expansion cohorts

Change From Baseline in Sum of Longest Diameter of Target Lesion, % Tumor Shrinkage (KeyNote 12) 100 80 60 40 20 0-20 -40-60 -80 ~50% experienced a decrease in target lesions HPV- HPV+ Unknown OP 20% increase 30% decrease Analysis includes -100 patients with measurable disease at baseline who received 1 pembrolizumab dose and had 1 post-baseline tumor assessment (n = 106) Unconfirmed and confirmed RECIST v 1.1 responses by site radiology review *2 oropharynx cancer patient are HPV unknown. Cancers outside the oropharynx are considered HPV negative by convention Data cutoff date: March 23, 2015. OP = oropharyngeal primary Seiwert TY Lancet Oncol 2016 Response Rate 18%, However RESPONSE is a poor outcome measure 13

Seiwert TY Lancet Oncol 2016 Durability (KeyNote 12)

Seiwert TY Lancet Oncol 2016 Most responses are early, few delayed, BUT virtually no Pseudoprogression!

Seiwert TY Lancet Oncol 2016 Major Impact on Overall Survival

Major Impact on Overall Survival KN55: N=171 RR = 16% mos = 8 months DOR: 8 months Bauml*/Seiwert* et al JCO 2017 in Press Seiwert TY Lancet Oncol 2016

Presented by:

Patient Response (central review) Baseline Cycle 4-28.3% Cycle 8-56.1% Images from: Tanguy Seiwert, MD Wk 8 SD Wk 16 PR

Patient Response (central review) Baseline Cycle 4-28.3% Cycle 8-56.1% Wk 8 SD Wk 16 PR Presented by: Tanguy Seiwert

Ferris/Gillison NEJM 2016 Phase 3 CheckMate 141 Study Design Nivolumab in R/M SCCHN After Platinum Therapy Randomized, global, phase 3 trial of the efficacy and safety of nivolumab vs investigator s choice in patients with R/M SCCHN Key Eligibility Criteria R/M SCCHN of the oral cavity, pharynx, or larynx Progression on or within 6 months of last dose of platinum-based therapy Irrespective of no. of prior lines of therapy Documentation of p16 to determine HPV status (oropharyngeal) Regardless of PD-L1 status a Stratification factor Prior cetuximab treatment a Tissue required for testing R 2:1 Nivolumab 3 mg/kg IV Q2W Investigator s Choice Methotrexate 40 mg/m² IV weekly Docetaxel 30 mg/m² IV weekly Cetuximab 400 mg/m² IV once, then 250 mg/m² weekly Primary endpoint OS Other endpoints PFS ORR Safety DOR Biomarkers Quality of life DOR = duration of response; IV = intravenous; ORR = objective response rate; PFS = progression-free survival; Q2W = once every 2 weeks; R = randomized. Clinicaltrials.gov NCT02105636.

Overall Survival (% of patients) 100 90 80 70 60 50 40 30 20 10 0 Overall Survival Nivolumab in R/M SCCHN After Platinum Therapy Median OS, mo (95% CI) Nivolumab (n = 240) 7.5 (5.5, 9.1) Investigator s Choice (n = 121) 5.1 (4.0, 6.0) HR (97.73% CI) 0.70 (0.51, 0.96) 16.6% (8.6, 26.8) 0 3 6 9 12 15 18 Months No. at Risk Nivolumab 240 167 109 52 24 7 0 Investigator s 121 87 42 17 5 1 0 Choice Response Rate only 13%, but major impact on Survival Ferris/Gillison NEJM 2016 1-year OS rate (95% CI) 36.0% (28.5, 43.4) P-value 0.0101

Overall Survival (% of patients) Ferris/Gillison NEJM 2016 Overall Survival (% of patients) Overall Survival by p16 Status Nivolumab in R/M SCCHN After Platinum Therapy 100 90 HR (95% CI) 80 70 0.56 (0.32, 0.99) 60 50 Nivolumab (n = 63) 40 30 20 10 Investigator s Choice (n = 29) 0 0 3 6 9 12 15 18 No. at Risk Months Nivo Inv Choice p16-positive 63 49 35 18 10 3 0 29 20 11 4 1 0 0 p16-negative 100 90 80 70 HR (95% CI) 0.73 (0.42, 1.25) 60 50 40 Nivolumab (n = 50) 30 20 10 Investigator s Choice (n = 36) 0 0 3 6 9 12 15 18 Months 50 36 32 26 25 13 12 7 6 3 1 0

KEYNOTE 40: 2 nd Line PIII Randomized, phase III trial of Pembrolizumab vs. Dealer s choice in R/M HNSCC following failure of platinum therapy N=466 Key Eligibility Criteria Recurrent or metastatic HNSCC (oral cavity, oropharynx, hypopharynx, or larynx) Failure of prior platinum therapy ECOG PS 0 1 No active CNS metastases No prior exposure to PD-1 pathway inhibitors R Pembrolizumab 200 mg IV q3w Methotrexate, or Docetaxel, or Cetuximab Start Date: November 2014 Estimated Study Completion Date: ~March 2017 Primary Outcome Measure: OS and PFS* in all patients OS and PFS* in strong PD-L1+ patients

Inflamed tumor express PD-L1 PD-L1 Expression in HNC PD-L1 negative PD-L1 positive (IC b ) PD-L1 expressing cells b PD-L1 expression cut-off All (n=135) HPV(+) (n=49) HPV(-) (n=86) PD-L1 positive (TC b ) PD-L1 positive (IC b and TC b ) p-value* (HPV+ vs HPV-) Tumor Cells (TC) Immune Cells (IC) 1% 21.5 26.5 18.6 5% 11.9 16.3 9.3 0.27 1% 69.6 71.4 68.6 5% 32.6 38.8 29.1 0.26 Immune and/or Tumor Cells SP142 PD-L1 IHC 1% 72.6 73.5 72.1 5% 40.0 49.0 34.9 0.14 PD-L1 prevalence (TC b & IC b ) by IHC was similar in HPV(+) vs HPV(-) tumors. * Fisher s exact test a PD-L1 assessed by proprietary Genentech/Roche IHC assay b IC tumor infiltrating immune cells; TC tumor cells

Overall Survival (% of patients) CM141: OS by PD-L1 Expression TPS 1% cutpoint Overall Survival (% of patients) PD-L1 1% PD-L1 < 1% 100 90 80 HR (95% CI) 70 0.55 (0.36, 0.83) 60 50 40 Nivolumab (n = 88) 30 20 10 Investigator s Choice (n = 61) 0 0 3 6 9 12 15 18 No. at Risk Months Nivo 88 67 44 18 6 Inv 61 42 20 6 2 0 Choice 100 90 80 70 60 50 40 30 20 10 0 Nivolumab (n = 73) Investigator s Choice (n = 38) 0 3 6 9 12 15 18 Months 73 52 33 17 8 3 38 29 14 6 HR (95% CI) 0.89 (0.54, 1.45) Similar data with Pembrolizumab and Durvalumab, PENDING: measure TUMOR (TPS), or TUMOR + IMMUNE CELLS (CPS)? 2 0 0

PD-L1 Staining: Think Outside the Tumor? PD-L1 staining is not limited to tumor, though the approved assays only look there In both KEYNOTE studies as well as CHECKMATE 141, inclusion of tumor associated PD-L1+ immune cells improves diagnostic performance Ferris et al AACR 2017

Biomarkers in Head and Neck Cancer Current FDA approval of pembrolizumab and nivolumab is NOT contingent upon PD-L1 IHC In KN012 and KN055 response rates were not significantly different on the basis of tumor PD-L1 staining IN CM141 most benefit was seen in PD-L1 positive tumors

PD-L1 isn t Everything! Peters et al AACR 2017

Various Biomarkers in HNC Haddad et al ASCO 2017

Combined GEP/ML Haddad et al ASCO 2017

KEYNOTE 48: 1 st Line - PIII Randomized, phase III trial in 1 st line R/M HNSCC: N=825 Key Eligibility Criteria Recurrent or metastatic HNSCC (oral cavity, oropharynx, hypopharynx, larynx, or nasopharynx) No prior systemic therapy in recurrent/metastatic setting ECOG PS 0 1 Ability to provide tissue for PD-L1 analysis No active CNS metastases No prior exposure to PD-1 pathway inhibitors Start Date: March 2015 *20%, 10%, 1% successive cut points Composite Score (CPS) R Pembrolizumab* 200 mg IV q3w Pembrolizumab* + Pt + 5-FU EXTREME: Cetuximab + Pt + 5-FU Primary Outcome Measure: PFS*, OS, ( PD-L1+ subgroup*) Secondary Outcome Measures: PFS, ORR

Conclusions for Head and Neck Cancer 1. Chemotherapy offers short survival with many side effects 2. PD-1 antibodies nivolumab and pembrolizumab are approved in second line recurrent / metastatic HNSCC: Oral cavity Oropharynx Larynx Hypopharynx 3. Most patients have fewer side effects on PD-1 Abs than on chemotherapy

New Approvals Affecting Various Disease States On May 23, 2017, the U.S. Food and Drug Administration granted accelerated approval to pembrolizumab for adult and pediatric patients with the following: Unresectable or metastatic, microsatellite instability-high (MSI-H) or mismatch repair deficient (dmmr) solid tumors that have progressed following prior treatment and who have no satisfactory alternative treatment options OR MSI-H or dmmr colorectal cancer that has progressed following treatment with a fluoropyrimidine, oxaliplatin, and irinotecan.