Transcatheter Perivascular Alcohol- Mediated Renal Denervation

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Transcatheter Perivascular Alcohol- Mediated Renal Denervation Wojtek Wojakowski, MD, PhD Medical University of Silesia American Heart of Poland Katowice, Poland

I, Wojciech Wojakowski DO NOT have a financial interest/arrangement or affiliation with one or more organizations that could be perceived as a real or apparent conflict of interest in the context of the subject of this presentation.

Transcatheter PeriVascular Alcohol-Mediated Neurolysis PeriVascular Renal Denervation (PVRD ) Distinctive Features 1. Controlled perivascular targeting to access nerves deep from artery 2. Efficient, simultaneous delivery of alcohol via micro-needles 3. Circumferential, axial, deep coverage achieved with single infusion 4. Self-limited chemical diffusion into adventitial space 5. No obstruction of blood flow 6. No significant intimal/medial injury; No anatomical limitations 7. Essentially painless 8. No capital equipment Renal nerves Micro - Needles Unique Mode of Action Renal Artery Section

Multiple Proprietary Design Elements Enable Consistent Performance Support structures aid in precise needle positioning and centering of catheter Radio-opaque distal components facilitate clear visualization across the arterial wall Handle designed to be intuitive and easy to use as well as to ensure proper sequence of steps 3 Retractable micro-needles deliver fluid with homogeneous, circumferential, and axial spread

PeriVascular, Circumferential & Axial Alcohol Delivery Contrast Delivery Alcohol* Delivery Needle delivery Lateral Projection *Methylene Blue added as vital stain Reproducible centering of catheter in vessel Precise perivascular, circumferential and axial fluid delivery into arteries No perforation or extravasation into surrounding tissues

(%) Norepinephrine Reduction / Quadrants with significant nerve injury(%) 100 90 80 70 60 50 40 30 20 10 Alcohol-Mediated Renal Nerve Injury at 4 Weeks: Composite Surrogate Efficacy with 4 Independent Markers* 2.7 51.0 2.0 27.8 3.4 68.0 2.6 45.8 3.7 90.0 3.6 75.0 4 3.5 3 2.5 2 1.5 1 0.5 Nerve Injury/TH Score 0 0 0ml 0.15ml 0.3ml 0.6ml NE Reduction (%) Percentage of nerve quadrant which has score 3 or 4 (%) Maximum nerve injury (score 0-4) Alcohol dose TH decrease (score 0-2) x2 Consistent alcohol-mediated dose response across numerous independent bio-markers *Fischell, et al.; Cardiovascular Revascularization Medicine, 16, 221-227 (2015)

Alcohol-Mediated Ablation Area Peregrine Catheter (Dose= 0.6 ml, Time= 3 Months) 1. Circumferential alcohol spread 2. Deep perivascular penetration 3. Nerve damage across entire ablation area (~52-57 mm 2 ) 4. No, or insignificant, arterial change. No evidence of negative remodeling 5. No collateral damage to surrounding (peri-adventitial) tissue

The Most Distant Damaged Tissue (mm from IEL) Reduction in NE (ng/gm) vs. Control Comparison of Alcohol at 2 Volumes to RF (Values Are ± SD)⁰ Ablation Depth Norepinephrine Reduction Ablation Area 12 Both doses of alcohol p<0.05 vs. RF 10 8 6 4 2 0 3.9 ± 1.2 6.6 ± 1.7 8.2 ± 1.7 0-50 -100-150 -200-250 [VALUE - ] - 66% [VALUE ] - 77% [VALUE - ] - 84% Ablation Area (Section Containing Damage Within Adventitia), mm 2 60 50 40 30 20 10 0 Both doses of alcohol p<0.05 vs. RF * * 11.0 ± 7.5 30.8 ± 13.7 41.6 ± 12.4 Key: Symplicity RF (4 Ablations/Artery) Peregrine Alcohol, 0.3 ml Peregrine Alcohol, 0.6 ml -300 Both volumes of alcohol show increased efficacy, with both showing significance ⁰Bertog et al, in preparation

Pre-Clinical Studies: Safety, Efficacy & Durability (Surrogate) Pig model : Precise Delivery Reproducibility Efficacy Safety Durability Fluid delivery circumferentially and axially to the desirable and precise arterial wall depth Durable neurolysis confirmed by histologic, immunohistochemical and neurochemical techniques Highly predictable alcohol-mediated dose-response Acute and chronic vascular safety confirmed with angiography, OCT and histologic techniques (~100 pigs) Acute & Chronic Studies No systemic/renal toxicity when used as intended No renal toxicity when alcohol was injected directly into the renal arteries Improved performance compared to RF ablation across numerous parameters

First-Human-Use Study: Favorable Outcomes FEASIBILITY TRIAL - Prospective, Single Center, Non-randomized No acute complications: No clots, spasm, perforation, or dissections No long-term effects on renal function Arteries appear unchanged from baseline at 6 months post-treatment (angiography evaluated by core laboratory) - Subjects: Systolic OBP 160 mm Hg, stable regimen of 3 antihypertensive meds, including a diuretic - Primary Endpoint Safety: Freedom from procedural complications - Secondary Endpoint Performance: Reduction in systolic OBP from baseline at 6 months. - N = 18 Excellent device performance: 100% device success (37/37 vessels) Brief treatment time: ~10 minutes/artery (range 2-21 minutes) Successful navigation to the target site in all renal arteries, including challenging anatomies -- short or tortuous segments Reduction in OBP, including in patients who had a decrease in HTN medications. Response rate = 88% Performed under minimal sedation with no additional analgesia or sedation required Fischell et al, in preparation

Blood Pressure mm Hg Blood Pressure Reduction (mm Hg) Change in Office Blood Pressure 200 180 SBP and DBP Change Per Visit SBP and DBP Reduction From Baseline Through 6 Months (Office BP) 160 140 120 100 80 60 40 20 0 175 Baseline (N=16) 95 153 1 Month (N=16) 151 87 83 6 Months (N=16) 0-5 -10-15 -20-25 -30 1 Month (N=16) 6 Months (N=16) -22-8 Systolic BP -24 Diastolic BP -12 SBP DBP Reduction in systolic OBP at 6-Month = -24 ± 21 Reduction in diastolic OBP at 6-Month = -12 ± 21 Fischell et al, in preparation

Peregrine Study DESIGN - Prospective, multi-center, non-randomized, with follow-ups to 2 years - Subjects: Refractory hypertension based on systolic OBP 160 mm Hg, ABPM of 135 mm Hg. Stable regimen of 3 antihypertensive meds, including a diuretic (4 week screening) - Primary Safety Endpoint: Freedom from procedural complications - Primary Performance Endpoint: reduction of 10% in OBP at 6-Month compared to baseline - Secondary Safety Endpoints: Change in renal function, renal artery stenosis, adverse events - Secondary Performance Endpoints: Changes in ambulatory blood pressure. Changes in antihypertensive medications STATUS - Closed for enrollment after treatment of 10 subjects: CE mark obtained, initiating a post-market study - No procedural or post-procedural complications recorded (n=15 procedures) - Overall short treatment times - For initial procedures subjects received only standard level of sedation. Subsequent procedures performed with no sedation - Follow-up is ongoing

Procedural Steps Obtain baseline angio Position Peregrine Deploy guide tubes Deploy Needles and Infuse alcohol Retract the needles then the guide tubes Post infusion angio

Case 56-years old woman with poorly controlled hypertension since 2000 on four antihypertensive medications (including diuretic) at their max doses No major medical history. Normal EF of 55%. Height: 160cm, Weight: 80 kg, waist circumference: 115, BMI: 32.1 Laboratory and urine tests were normal She was seen by a nephrologist who recommended her for the renal denervation therapy Provided an informed consent on 18-AUG-14 and underwent the required tests prior to be confirmed eligible for the study treatment. She was treated for her left renal artery on 09-OCT-2014 and returned on 31-OCT-2015 for evaluation of the treated artery followed by treatment of the contralateral renal artery, per protocol requirements.

Procedure Subject 002-012 Obtain baseline angio Position Peregrine Deploy guide tubes Centering confirmed Deploy Needles and Infuse alcohol Post infusion angio 002-012

Peregrine Post-Market Study (EU) A POST-MARKET RANDOMIZED STUDY OF TRANSCATHETER PERIVASCULAR RENAL DENERVATION FOR THE TREATMENT OF HYPERTENSION USING THE ABLATIVE SOLUTIONS INC. PEREGRINE SYSTEM INFUSION CATHETER CO-PRINCIPAL INVESTIGATORS Prof. Dr. med. Horst Sievert Interventional Cardiology Prof. Peter J. Blankestijn Nephrologist / Hypertensionist STEERING COMMITTEE CO-CHAIRPERSONS Prof. Atul Pathak, MD, PhD Cardiology, Pharmacology TBD

Transcatheter PeriVascular Alcohol-Mediated Neurolysis Preclinical studies have shown: efficient, dose-dependent, deep and circumferential inactivation of the sympathetic nerves with reduction of renal NE with no damage to intima and minimal media injury First Human Use (FHU) has demonstrated procedural and device safety, with strong trend toward significant reduction in blood pressure (office) Current experience in EU study is confirming performance: Device and procedure unchanged from FHU trial Efficient procedure, good deliverability, ability to treat shorter and tortuous arteries No-to-minimal sedation required, subjects not displaying symptoms of pain.