Myeloid neoplasms present primarily as sporadic diseases.

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1 Special Section Contributions From the Anatomic Pathology Staff of Feinberg School of Medicine, Northwestern University, Part II Myeloid Neoplasm With Germline Predisposition A 2016 Update for Pathologists Juehua Gao, MD, PhD; Shunyou Gong, MD, PhD; Yi-Hua Chen, MD Context. Myeloid neoplasms with familial occurrence have been rarely reported in the past. With the advance of molecular technology and better understanding of the molecular pathogenesis of myeloid neoplasms, investigating the genetic causes of familial acute myeloid leukemia or myelodysplastic syndrome has become feasible in the clinical setting. Recent studies have identified a rapidly expanding list of germline mutations associated with increased risks of developing myeloid neoplasm in the affected families. It is important to recognize these entities, as such a diagnosis may dictate a unique approach in clinical management and surveillance for the patients and carriers. Objective. To raise the awareness of myeloid neoplasms arising in the setting of familial inheritance among practicing pathologists. Data Sources. Based on recent literature and the 2016 revision of the World Health Organization classification of hematopoietic neoplasms, we provide an up-to-date review of myeloid neoplasm with germline predisposition. Conclusions. This short review focuses on the clinical, pathologic, and molecular characterization of myeloid neoplasm with germline predisposition. We emphasize the important features that will help practicing pathologists to recognize these newly described entities. (Arch Pathol Lab Med. 2019;143:13 22; doi: / arpa ra) Myeloid neoplasms present primarily as sporadic diseases. Familial occurrence of myeloid neoplasms has been reported in rare pedigrees. Investigations of these pedigrees have led to identification of certain inheritable genetic mutations that predispose affected individuals to the development of myeloid neoplasm. However, approximately half of the pedigrees still lack the specific inheritable mutations, which implies that there are undiscovered genes causing diseases in these families. The diagnosis of myeloid neoplasm with genetic predisposition is difficult for a variety of reasons. First of all, the disease presentations are often heterogeneous, from overt acute myeloid leukemia (AML) or myelodysplastic syndrome (MDS) to chronic thrombocytopenia or manifestations involving other organs. Secondly, molecular testing is not widely available. Approximately half of the affected families may have gene mutations yet to be discovered. With the increasing awareness of the myeloid neoplasms with inherited genetic predisposition and growing use of next-generation sequencing, we may be able to diagnose these cases based on Accepted for publication July 18, Published online January 26, From the Department of Pathology, Northwestern University Feinberg School of Medicine, Chicago, Illinois. The authors have no relevant financial interest in the products or companies described in this article. Reprints: Juehua Gao, MD, PhD, Department of Pathology, Northwestern University Feinberg School of Medicine, 251 E Huron St, Feinberg 7-209A, Chicago, IL ( j-gao@northwestern. edu). clinical presentation and genetic data. The diagnosis of myeloid neoplasm with genetic predisposition dictates a different approach for clinical management; therefore, these neoplasms are classified as new provisional diagnostic entities in the latest 2016 update of the World Health Organization classification of hematopoietic neoplasms. 1 In this short review, we will focus on the specific entities of this new category in the 2016 World Health Organization update and discuss the clinical and pathologic features that will help pathologists identify these rare disorders. MYELOID NEOPLASMS WITH GERMLINE PREDISPOSITION WITHOUT A PREEXISTING DISORDER OR ORGAN DYSFUNCTION This category includes AML with germline CEBPA mutation and myeloid neoplasms with germline DDX41 mutation. AML With Germline CEBPA Mutation The CCAAT enhancer binding protein a (CEBPA) gene encodes a protein that belongs to the basic region leucine zipper family of transcription factors. The CEBPA protein contains 2 transactivation domains, TAD1 and TAD2; a basic region mediating DNA binding; and a leucine zipper region (Zip) for dimerization. CEBPA mutations are generally clustered into 2 regions. The N-terminal frameshift or nonsense mutations cause the truncation of the wild-type 42-kDa protein, leading to a mutated 30-kDa isoform that lacks the first transactivation domain (TAD1). The C- terminal in-frame insertions or deletions disrupt the basic zipper region, affecting DNA binding and dimerization. Arch Pathol Lab Med Vol 143, January 2019 Germline Myeloid Neoplasm Gao et al 13

2 CEBPA mutation can occur as an acquired somatic mutation in sporadic AML or as a germline mutation that is inherited across multiple generations of affected family and present in all the cells of the affected individual. Families with germline CEBPA mutations are rare and have been reported in only about 20 pedigrees Studies of large series of normal-karyotype AML have reported a frequency of CEBPA mutation of 8% to 13% 4,8,14 ; among these, 7% to 11% have germline CEBPA mutations. 4,8 The majority of the AML patients have 2 CEBPA mutations with both N-terminal frameshift mutation and C-terminal inframe mutation on different alleles. Families with germline CEBPA mutation inherit an N-terminal frameshift or nonsense mutation that predisposes to acquiring a somatic C-terminal CEBPA mutation on the other allele. 4,11 Clinical features and family history can provide useful clues in identifying patients with germline CEBPA mutations, which are inherited in an autosomal dominant fashion and are highly penetrant. The age of onset for AML with germline CEBPA mutations is younger than that for sporadic AML. Recent clinical data from 10 affected families reported a median age for the diagnosis of AML of 24.5 years (range, years). 11 In contrast, the median age at diagnosis for sporadic AML is 65 years. Morphologically, AML with mutated CEBPA often presents as AML with minimal differentiation or AML without maturation associated with normal karyotype (Figure 1, A). The blasts may show frequent Auer rods and express aberrant CD7 by flow cytometry (Figure 1, A through D). Acute myeloid leukemia patients with CEBPA mutations have a favorable clinical outcome, but recent data indicate the favorable outcome is limited to those with double mutations Concurrent FLT3 ITD, NPM1, or GATA2 mutations have also been reported and may indicate the heterogeneity in CEBPAmutated AML. 8,14,18 Interestingly, individuals with germline CEBPA mutation associated AML may recur with a different somatic CEBPA mutation, whereas in sporadic AML the CEBPA mutation appears stable throughout the disease course. 19,20 Although the recurrence is triggered by independent clones, the patients can still achieve a durable response to therapy and favorable long-term outcome. 11 Evaluation of CEBPA mutation is required for any new AML with normal karyotype, as the 2016 World Health Organization classification recognizes AML with biallelic CEBPA mutation as a distinct entity of AML with recurrent genetic abnormalities. 1 Clinical testing for the CEBPA gene is available either as a single gene assay or as part of gene panels. Because of the variations in the mutations, sequencing the entire CEBPA gene is recommended. If familial inheritance is suspected, additional testing for germline variant is recommended, which will be discussed later. Myeloid Neoplasms With Germline DDX41 Mutation DEAD-box helicase 41 (DDX41) is one of the most recently described genes that confers inherited susceptibility to myeloid neoplasm. DDX41 is located on chromosome 5q, and encodes an ATP-dependent RNA helicase involved in many aspects of RNA metabolism, such as maintaining RNA secondary structure, pre-mrna splicing, and RNA processing. DDX41 mutation can occur as somatic mutations in sporadic AML/MDS or as a germline defect with additional acquired somatic mutations, often in a biallelic pattern. The frequency of germline DDX41 mutation is difficult to determine but may be underestimated. A recent study screened 1045 myeloid neoplasms and identified DDX41 mutation in 27 cases (2.6%), about half of which were germline mutations. 21 Lewinsohn et al 22 screened 289 families with suspected inherited hematologic malignancies and identified 9 families (3%) with heterozygous germline DDX41 mutations. The vast majority of germline mutations occur as an N- terminal frameshift c.415_418dupgatg (p.d140gfs*2), but other rare germline frameshift mutations or missense variants have also been reported. 21,23 The frameshift or missense mutations cause truncation or alternative translation of the protein, leading to a loss of its function. Similar to AML with biallelic CEBPA mutations, the presence of DDX41 germline mutation predisposes acquisition of additional DDX41 somatic mutation on the other allele. Detection of biallelic DDX41 mutations is strongly supportive of a predisposing germline DDX41 variant. The most common acquired somatic mutation is DDX41 c.g1574a (p.r525h), which occurs in a highly conserved C-terminal motif affecting ATP-binding site. The p.r525h mutation has also previously been reported at the time of progression to MDS or AML. 22 The p.r164w mutation is associated with a predisposition to lymphoproliferative neoplasms, particularly follicular lymphoma. 22 Deletion of the long arm of chromosome 5 involving the DDX41 locus may be functionally equivalent to the loss-of-function mutations, but is usually present in sporadic cases not associated with germline DDX41 mutations. 21 DDX41 germline mutation is considered as a founder mutation, with other additional mutations such as TP53 and RUNX1. 21 For patients harboring the germline DDX41 mutation, there is increased risk of developing myeloid neoplasms, including MDS, AML, and chronic myeloid leukemia. In contrast to other myeloid neoplasms with germline predisposition, patients with DDX41 germline mutation have long latency to develop myeloid neoplasm, with a mean age at diagnosis of 62 years, which is similar to that of patients with sporadic AML/MDS. 22 Individuals with germline DDX41 mutation associated myeloid neoplasm lack distinct clinical features; even the family history may not be apparent because of the late onset of the disease in affected individuals. Therefore, it is particularly difficult to identify individuals carrying this germline mutation. Patients with germline DDX41 mutations typically develop myeloid neoplasm with normal karyotype, including AML of erythroid lineage or high-grade MDS with erythroid dysplasia. The majority of carriers have normal peripheral blood counts prior to developing hematologic malignancies. In some cases, cytopenias or macrocytosis may be seen shortly before hematologic disease. Lewinsohn et al 22 reported 3 of their 9 families with DDX41 germline mutations had granulomatous immune disorder, raising the possibility of DDX41 functions in immune response and their potential link to the lymphoid malignancy in affected pedigrees. Myeloid Neoplasms With Germline Predisposition and Preexisting Platelet Disorders This group includes myeloid neoplasms with germline RUNX1, ANKRD26, and ETV6 mutations. Myeloid Neoplasms With Germline RUNX1 Mutation Runt-related transcription factor 1 (RUNX1) is located on chromosome 21q22 and encodes a subunit of the corebinding factor complex. A variety of RUNX1 mutations have 14 Arch Pathol Lab Med Vol 143, January 2019 Germline Myeloid Neoplasm Gao et al

3 Figure 1. An example of acute myeloid leukemia with biallelic CEBPA mutations. A, Bone marrow aspirate smears reveal increased blasts with frequent Auer rods. B, Bone marrow core biopsy contains hypercellular bone marrow replaced by sheets of blasts. C, Next-generation sequencing identified the presence of both N-terminal frameshift mutation (CEBPA c.68_78delcgcacgcgccc, p.pro23fs; variant allele fraction 47%) and C- terminal in-frame deletion (CEBPA c.914_916delagc, p.gln305del; variant allele fraction 32%) D, Flow cytometric analysis reveals blasts with aberrant CD7 expression (Wright-Giemsa, original magnification [A]; hematoxylin-eosin, original magnification 3600 [B]). been described, including frameshift or nonsense mutations or deletion throughout the gene as well as missense point mutations clustering within the highly conserved RUNT homology domain (RHD) and transactivation domain (TAD). RUNX1 mutations are frequent in myeloid neoplasm and have been reported in 10% to 33% of de novo AML and MDS However, the prevalence of germline RUNX1 mutation is unknown; there are fewer than 70 pedigrees reported in the literature. 28 Germline RUNX1 mutations generally cluster to the N-terminal region, resulting in disruption of DNA binding, and are less frequent in the C- terminal region, which maintains DNA binding but lacks the functional transactivation domain. Rare cases reporting intragenic deletion of RUNX1 gene or duplication of the chromosome 21 carrying the RUNX1-deleted or mutated allele may have similar phenotype A recent study indicated that familial platelet disorder should be suspected in AML cases with a RUNX1 biallelic mutation or with a single RUNX1 mutation with a variant allele frequency more than 50%, which could indicate trisomy 21 with a duplication of the mutated chromosome or loss of heterozygosity. 32 RUNX1 germline mutation is reported in families with platelet disorder that was previously called familial platelet disorder with propensity to myeloid malignancies. These patients are characterized by lifelong history of mild to moderate thrombocytopenia, mild bleeding tendency, and an increased lifetime risk of developing MDS or AML. The familial platelet disorder is inherited in an autosomal dominant fashion. There is also mild platelet aggregation defect with collagen and epinephrine, similar to abnormalities caused by aspirin. Therefore, in case of surgery, bleeding can be out of proportion for the platelet count because of impaired platelet function. However, neither the complete blood cell count nor the platelet function test would be a sensitive screening test to identify patients with Arch Pathol Lab Med Vol 143, January 2019 Germline Myeloid Neoplasm Gao et al 15

4 Figure 2. An example of acute myeloid leukemia in a patient with germline GATA2 mutation (GATA2 c.1123c.t, p.l375v) (courtesy Katherine Calvo, MD, National Institutes of Health). A, Bone marrow aspirate smear shows numerous blasts with folded nuclei and moderate amount of cytoplasm. Flow cytometry analysis indicates the blasts are CD34, CD117, CD13, CD33 þ, CD14, CD64 þ, CD56 þ, HLA-DR þ, and CD123 þ, consistent with monoblasts. B, Bone marrow core is replaced by sheet of blasts with folded nuclei and dispersed chromatin (Wright-Giemsa, original magnification [A]; hematoxylin-eosin, original magnification 3600 [B]). germline RUNX1 mutation. Carriers of germline RUNX1 mutations have an increased lifetime risk (35% 40%) of developing MDS or acute leukemia, with an average age at diagnosis of 33 years (range, 6 76 years). 33,34 However, there is clinical heterogeneity in the degree of platelet disorder as well as the varying risks of developing MDS and AML manifested with a large range of prevalence of myeloid malignancy among affected families. 34 In addition to myeloid neoplasm, development of T-lymphoblastic leukemia/lymphoma has also been reported in the context of familial platelet disorder with RUNX1 mutation. 31,33,35 Acute myeloid leukemia secondary to familial platelet disorder has a high frequency of biallelic alteration in the RUNX1 gene, indicating acquisition of additional genetic events involving the other nonmutated RUNX1 cooperative genes during progression to AML. 32,33,36 There is no clear association of RUNX1 mutational status with morphologic subtype of AML. Cytogenetic analyses have reported trisomy 21, monosomy 5, and 5q deletion in AML in the context of familial platelet disorder. 31,33 Given the small number of pedigrees reported in the literature and the heterogeneity of the genetic and clinical features, there are very limited data regarding the prognosis and outcome of AML developed in the context of familial platelet disorder with RUNX1 germline mutation. Myeloid Neoplasms With Germline ANKRD26 Mutation Ankyrin repeat domain 26 (ANKRD26) related thrombocytopenia is a rare inherited form of autosomal dominant thrombocytopenia. ANKRD26 mutations are identified in 23 of 215 individuals (11%) in the inherited thrombocytopenia registry. 37 Patients with ANKRD26-related thrombocytopenia, previously called thrombocytopenia 2, are characterized by moderate thrombocytopenia with normal platelet size, no or very mild spontaneous bleeding, and predisposition to developing myeloid neoplasm. An analysis of 78 affected individuals from 21 families with ANKRD26 mutations reported isolated thrombocytopenia with a mean platelet count of /lL and normal hemoglobin and leukocyte counts. 38 The platelets had normal size, which differentiated this group of patients from those with other forms of inherited thrombocytopenias. 37,38 Platelets may appear pale because of reduced platelet granule contents. Electronic microscopy has demonstrated borderline low mean dense granules per platelet, decreased a granules, and an increased canalicular network pattern in most of the affected individuals. 39 No consistent in vitro platelet aggregation abnormalities to collagen, ADP, or ristocetin stimulation are observed. Bone marrow biopsies show increased reticulin fibrosis and increased numbers of dysplastic megakaryocytes, including micromegakaryocytes and/or hypolobated megakaryocytes. 37,38,40 The presence of megakaryocytic dysplasia may pose a diagnostic challenge to differentiation of thrombocytopenia in the setting of germline ANKRD26 mutation versus MDS. Mutations are heterozygous single-nucleotide substitutions clustered in a highly conserved sequence within the 5 0 untranslated region of ANKRD26, which is the binding site for RUNX1 and friend leukemia integration 1 transcription factor (FLI1). 41,42 Accumulating evidence indicates that the 5 0 untranslated region mutations cause ANKRD26 overexpression because of defective inhibitory regulation of RUNX1 and FLI1, and this leads to disruption of the thrombopoietin/myeloproliferative leukemia virus oncogene pathway, which is important for platelet formation by megakaryocytes. 41,43 Mutations in the ANKRD26 coding region are less common but also induce ANKRD26 overexpression through a mechanism independent of RUNX1/FLI1 interaction. 43 The incidence of myeloid neoplasm in ANKRD26 related individuals is higher, with an estimated 24-fold increased risk for developing AML compared with the general population. 37 In a study of 118 subjects affected by ANKRD26 mutation, 10 (8.4%) developed myeloid neoplasm, including 4 AML, 4 MDS, and 2 chronic myeloid leukemia. 37 Therefore, recognition of this insidious form of inherited thrombocytopenia and its associated risk for myeloid neoplasm is important, as these cases may be inappropriately managed as idiopathic thrombocytopenia purpura and treated with steroids or splenectomy. 16 Arch Pathol Lab Med Vol 143, January 2019 Germline Myeloid Neoplasm Gao et al

5 Figure 3. An example of myelodysplastic syndrome with excess blasts (MDS, RAEB2) arising in the setting of Fanconi anemia with biallelic mutations in FANCA. A, Peripheral blood smear reveals pancytopenia. B, Bone marrow aspirate smears show increased blasts (inset arrow) and dysplastic megakaryocytes with hypolobated nuclei or separate nuclear lobes. C, Bone marrow core biopsy is hypercellular with increased blasts. D, A CD34 immunohistochemical stain confirms increased number of blasts, comprising ~10% of the bone marrow cellularity (Wright-Giemsa, original magnifications 3600 [A] and [B and B inset]; hematoxylin-eosin, original magnification 3400 [C]; peroxidase, original magnification 3400 [D]). Myeloid Neoplasms With Germline ETV6 Mutation ETV6-related thrombocytopenia is another autosomal dominant familial thrombocytopenia, previously referred to as thrombocytopenia 5. The ETV6 gene is located on the short arm of chromosome 12 and consists of 3 functional domains: an N-terminal pointed domain, which is involved in protein-protein interactions; a central regulatory domain, which promotes DNA binding; and a C-terminal DNAbinding domain. ETV6 mutations are mostly clustered in the DNA-binding and central domains, which abrogates the ETV6 nuclear localization and results in reduced expression of ETV6 and other platelet-associated genes. 44,45 Germline ETV6 mutations have recently been reported as a rare form of inherited thrombocytopenia with predisposition to hematologic malignancy. 44,46 48 Melazzini et al 45 screened 130 families with inherited thrombocytopenia of unknown etiology and identified ETV6 mutations in 7 pedigrees (5%). The affected individuals have variable degrees of thrombocytopenia and mild to moderate bleeding tendencies, some with erythroid macrocytosis but no anemia. Bone marrow biopsies reveal small, hypolobulated megakaryocytes and mild dyserythropoesis. 44 There is no consistent defect in platelet aggregation or activation; platelet spreading appears reduced on fibrinogen but not on collagen and von Willebrand factor. 45 Similar to RUNX1- and ANKRD26-affected pedigrees, ETV6-related thrombocytopenia is also characterized by normal-sized platelets, 44,45 but electric microscopy shows occasional elongated platelet a granules in affected individuals. 44 There is no unique clinical or pathological feature that could raise the suspicion of germline ETV6-related thrombocytopenia, although there are studies 44,45 suggesting macrocytosis is present in 22% (4 of 18) to 45% (10 of 22) of the patients. However, it was also noted that macrocytosis was not consistent in the same patient and may have limited utility as a clue to this condition. 44,45 Individuals carrying germline ETV6 mutations have increased risks for hematologic malignancies, including AML, MDS, B-lymphoblastic leukemia, chronic myelomonocytic leukemia, and plasma cell myeloma Given the increasing awareness of germline mutations with predisposition to hematologic malignancies, it is recom- Arch Pathol Lab Med Vol 143, January 2019 Germline Myeloid Neoplasm Gao et al 17

6 Table 1. World Health Organization Classification of Myeloid Neoplasms With Germline Predisposition Category Causative Genes Pattern of Inheritance Germline Genetic Alterations Myeloid neoplasms with germline predisposition without a preexisting disorder or organ dysfunction AML with germline CEBPA mutation CEBPA 2 AD N-terminal frameshift or nonsense mutation Myeloid neoplasms with germline DDX41 DDX41 21,23 AD Majority p.d140gfs*2 Myeloid neoplasms with germline predisposition and preexisting platelet disorders Myeloid neoplasms with germline RUNX1 mutation Myeloid neoplasms with germline ANKRD26 mutation Myeloid neoplasms with germline ETV6 mutation mended that patients with autosomal dominant familial thrombocytopenia and normal platelet size be tested for mutations in ETV6, RUNX1, and ANKRD26. MYELOID NEOPLASMS WITH GERMLINE PREDISPOSITION AND OTHER ORGAN DYSFUNCTION This category includes myeloid neoplasms with germline GATA2 mutation, bone marrow failure syndromes, telomere biology disorders, Down syndrome or juvenile myelomonocytic leukemia associated with neurofibromatosis, and Noonan syndrome or Noonan syndrome like disorders. We will focus on the first 3 entities in more detail. Myeloid Neoplasms With Germline GATA2 Mutation GATA2 is a transcription factor that binds to specific DNA motifs through 2 zinc finger domains and regulates gene expression. The germline GATA2 mutations are often truncating mutations, resulting in the loss of second zinc finger domain (ZF2), or missense mutations in ZF2 or the noncoding regulatory region, resulting in haploinsufficiency RUNX1 31,33 AD Frameshift, nonsense mutations, or deletion cluster to RUNX1 N-terminal region and less frequently C-terminal region ANKRD26 37,38,42 AD Single-nucleotide substitutions in 5 0 untranslated region ETV6 47,48 AD Frameshift, missense, and nonsense mutations in the DNA-binding and central domains AR, XL Null mutations as results of Myeloid neoplasms with germline predisposition and other organ dysfunction Myeloid neoplasms with germline GATA2 mutation GATA2 49,50 AD Truncating or missense mutations in second zinc finger domain, or mutations in the noncoding regulatory region Myeloid neoplasm associated with inherited bone marrow failure syndromes and telomere biology disorders Fanconi anemia FANCA, FANCC, FANCG, FANCD1/BRCA2 64,65 frameshift, stop codon, and large deletions; altered protein mutations as results of missense, in-frame deletions, or C-terminus Dyskeratosis congenita DKC1, 66 NOP10, NPH2, TCAB1, C16orf57, RTEL1, 67,68 TERC, TERT, TINF2 69 XL, AR, AD truncation mutations Large and small deletions, insertions, and missense mutations throughout the coding regions Telomere biology disorder TERT, TERC 70 AD, AR (TERT) Large and small deletions, insertions, and missense mutations throughout the coding regions Abbreviations: AD, autosomal dominant; AML, acute myeloid leukemia; AR, autosomal recessive; MDS, myelodysplastic syndrome; NK, natural killer; XL, X linked. of GATA Germline GATA2 mutation is associated with a broad spectrum of phenotypes, encompassing hematologic disease such as AML and MDS; infection characterized by viral, mycobacterial, and fungal infection; immunodeficiency with monocytopenia; B- and NK-cell lymphocytopenia; skin conditions with warts and panniculitis; pulmonary disorder; and vascular/lymphatic dysfunction. 52,53 These features can be variably present and provide clinical clues, but may also be absent. GATA2 mutation can be seen in sporadic AML with normal cytogenetics and biallelic CEBPA mutations, in which the GATA2 mutation is considered as an acquired mutation. 54,55 More recently, GATA2 mutation has been identified as one of the germline mutations that confer predisposition to myeloid neoplasm. Germline testing is recommended in patients with any deleterious GATA2 mutation. The overall frequency of germline GATA2 mutation is not well studied. Wlodarski et al 56 recently studied 508 children and adolescents from the European Working Group of MDS in Childhood and reported that germline GATA2 mutations were present in Arch Pathol Lab Med Vol 143, January 2019 Germline Myeloid Neoplasm Gao et al

7 Table 1. Extended Acquired Genetic Alterations During Leukemogenesis Clinical Features Pathologic Features Somatic C-terminal CEBPA mutation on the other allele p.r525h AML with double CEBPA mutations is associated with good prognosis Long latency, with disease onset in older adults similar to sporadic MDS/AML AML M1 or M2 morphology; aberrant CD7 expression; normal karyotype; CEBPA biallelic mutation Normal-karyotype AML often erythroleukemia or high-grade MDS A second somatic RUNX1 mutation, deletion or chromosome 21 aberration Unknown Unknown History of thrombocytopenia of variable degree with or without bleeding tendency, development of acute leukemia in the context of familial platelet disorder Moderate thrombocytopenia, no or very mild spontaneous bleeding Variable degree of thrombocytopenia, bleeding tendencies, some with erythroid macrocytosis but no anemia Thrombocytopenia with normal platelet size; aspirin-like platelet dysfunction Thrombocytopenia with normal platelet size; dysmegakaryopoiesis Thrombocytopenia with normal platelet size; megakaryocytic dysplasia; increased bone marrow reticulin fibrosis Somatic ASXL1 mutation in 29% of patients with germline GATA2 mutation 57 Neutropenia, monocytopenia, B/NK/ dendritic cell deficiencies, atypical infections, lymphedema Different morphologic subtypes and variable cytogenetic abnormalities, including monosomy 7, trisomy 8, and trisomy 21 Unknown; biallelic mutations may have increased risks Unknown Unknown Progressive bone marrow failure during childhood, congenital abnormalities, increased risk for AML/MDS, solid tumors arise in adulthood Nail dystrophy, abnormal skin pigmentation, oral leukoplakia, pulmonary fibrosis, bone marrow failure Bone marrow failure, predisposition to AML/MDS, and a variety of solid tumors AML/MDS is often preceded by a hypoplastic/aplastic phase; chromosomal breakage analysis or molecular genetic testing for relevant genes if clinical features are suspicious Telomere length testing and molecular genetic testing for relevant genes if clinical features are suspicious Increased bone marrow reticulin fibrosis, dysplasia in myeloid and megakaryocytic lineages of 426 primary MDS cases (7%) and in 13 of 85 (15%) with advanced disease. Myeloid neoplasms with germline GA- TA2 mutations demonstrate clinical heterogeneity. Spinner et al 52 studied a large series of 57 patients with GATA2 deficiency and reported 50% were asymptomatic by age 20 years, 25% by age 30 years, and 16% by age 40 years. The median age for newly diagnosed AML/MDS associated with germline GATA2 mutation is younger than that for sporadic cases, but the age onset could be variable even among affected family members. The affected individual may or may not have precedent hematologic disorder. Cases described in the literature have different morphologic subtypes (Figure 2, A and B) and variable cytogenetic abnormalities, including monosomy 7, trisomy 8, and trisomy ,56 Acquired somatic ASXL1 mutation was reported present in 14 of 48 patients with GATA2 mutations (29%) and was associated with transformation to proliferative chronic myelomonocytic leukemia. 57 In adult AML, cases with germline GATA2 mutations appear to be more aggressive and warrant early allogeneic stem cell transplant. However, in children and adolescents, GATA2 mutational status does not appear to negatively affect the outcome of MDS. The decision of transplant should be guided by the known risk factors of the disease, such as cytogenetic evolution and severity of cytopenias. 56 Myeloid Neoplasm Associated With Inherited Bone Marrow Failure Syndromes and Telomere Biology Disorders Inherited bone marrow failure syndromes are a group of diseases characterized by cytopenia with associated genetic alterations and increased risks for cancers. These entities include dyskeratosis congenita, Diamond-Blackfan anemia, Fanconi anemia, Shwachman-Diamond syndrome, and severe congenital neutropenia. The risk for developing MDS and/or AML is significantly increased in the setting of bone marrow failure syndromes. Figure 3, A through D, is an example of a case of MDS with excess blasts arising in the setting of Fanconi anemia. Identifying these individuals is important, as additional genetic counseling and testing may be offered, and unique considerations, such as stem cell transplant, may be given in clinical practice. Individuals with inherited bone marrow failure syndromes are often diagnosed in adolescence or young adulthood. Occasionally, a Arch Pathol Lab Med Vol 143, January 2019 Germline Myeloid Neoplasm Gao et al 19

8 Table 2. Indications to Prompt Genetic Counseling and Germline Testing Family history Family history of myeloid neoplasm Early onset of hematologic malignancy Multiple close relatives with cancer Personal history History of bleeding episodes or preexisting platelet disorders Lymphedema/monocytopenia/atypical infection Skin pigmentation/nail abnormalities Leukopenia/pulmonary fibrosis Bone marrow failure syndrome Somatic mutations detected in myeloid neoplasm Biallelic CEBPA Deleterious GATA2 mutation Deleterious RUNX1 mutation Frameshift DDX41 mutation definitive diagnosis may be delayed to adulthood. These disorders are often diagnosed based on clinical features of developmental abnormalities. For example, Fanconi anemia is associated with congenital limb anomalies such as short stature, microphthalmia, bone deformities, skin hyperpigmentation, and other organ anomalies. Dyskeratosis congenita is characterized by the mucocutaneous triad of abnormal skin pigmentation, nail dystrophy, and mucosal leukoplakia, and by very short telomeres. A detailed description of the molecular and clinical features of this broad category of bone marrow failure syndrome is beyond the scope of this review. Many genes impairing the DNA repair signaling pathway have been discovered associated with Fanconi anemia. Several genes responsible for dyskeratosis congenita have been identified, including mutations associated with telomere disorders such as telomerase reverse transcriptase (TERT) and telomerase RNA component (TERC). However, the molecular mechanism of increased risks of developing myeloid neoplasm in patients with inherited bone marrow failure syndromes remains elusive. Genetic testing for relevant genes is becoming available for patients with clinical suspicion of bone marrow failure syndrome. Mutations in telomerase complex result in abnormal telomere maintenance and are reported to have increased risks for MDS/AML. Telomere disorders with germline TERC and TERT mutations have an autosomal dominant inheritance pattern with variable clinical presentations. The TERT and TERC mutation carriers may present with essentially normal complete blood cell count with only subtle abnormalities, such as elevated mean corpuscular volume or thrombocytopenia, before developing bone marrow failure. 58,59 Some patients may have idiopathic pulmonary fibrosis or liver fibrosis. 58,59 The co-occurrence of aplastic anemia and idiopathic pulmonary fibrosis is considered quite predictive for germline telomerase gene mutation. 60 Bone marrow biopsy may show moderately increased reticulin fibrosis, notable myeloid dysplasia, and megakaryocytic lineages characterized by predominantly small, hypolobated, dysplastic-appearing forms. 40 The affected families may have anticipation with progressive shortening of the telomeres in passing generations and show worsening phenotype. 58 In addition to predisposition to MDS/AML, the telomere disorders may be associated with a variety of solid tumors, including squamous cell carcinoma and stomach, lung, esophageal, and colon cancers. 61 CONCLUSIONS Recognizing individuals or families with germline predisposition to myeloid neoplasm has significant clinical importance. So far, there is no consensus on screening germline mutations in newly diagnosed AML and MDS in clinical practice; however, guidelines and algorithms have been proposed to screen and identify patients with germline predisposition. It is crucial to start from a complete evaluation of patients personal and family history of cancer and systemic symptoms. The clinical symptoms of these entities are diverse and rapidly expanding (Table 1). It is important to maintain a high suspicion index in clinical practice to allow further genetic counseling. Germline testing is recommended in families with 2 or more cases of MDS/AML or unexplained cytopenias, or in individuals or families with MDS/AML with specific organ-system manifestations associated with germline predisposition. 62 With the increasing use of next-generation sequencing in newly diagnosed myeloid neoplasm, pathologists may first identify mutations associated with both the sporadic and inherited forms of myeloid neoplasm. Clinicians should be informed of the potential inherited genetic predisposition. Additional testing on germline tissue should be obtained for clarification. Germline analysis is imperative in any newly diagnosed myeloid neoplasm with biallelic CEBPA, a deleterious GATA2 mutation, or a deleterious RUNX1 mutation. 62 Indications for prompt genetic counseling and germline analysis in any newly diagnosed myeloid neoplasm are summarized in Table 2. Gene panel based genetic testing is most cost-effective in identifying most of the causative genes in myeloid neoplasm with germline predisposition, and is becoming available in a few medical centers. The presence of a germline variant is confirmed by identifying the heterozygous status of genes of interest in nonhematopoietic tissue or in multiple generations of the affected families. Molecular testing performed on blood or bone marrow during active AML is not helpful in determine the germline mutational status. Molecular testing on uninvolved tissue such as skin biopsy, buccal swab/saliva, or cultured mesenchymal cells is required. Caution is advised that the uninvolved tissue may contain hematopoietic cells, such as lymphocytes carrying the somatic mutations. Testing of blood or bone marrow during complete remission from AML may also be used to detect germline variants, as residual leukemic cells are negligible in these samples. Typically, for patients carrying germline mutations, the current recommendation is to have a baseline bone marrow biopsy with cytogenetic analysis, followed by complete blood cell count and clinical examinations at regular intervals. 63 Hematopoietic stem cell transplantation is a treatment option often offered to AML patients. When patients carrying germline mutation develop AML or MDS, unrelated-donor allogeneic stem cell transplant is recommended. If an allogeneic stem cell transplant is considered among family members, proper genetic testing should be performed. Myeloid neoplasm with germline predisposition is a rapidly evolving area, with an increasing number of genes identified and more being discovered. It is important for pathologists to be familiar with the common entities and 20 Arch Pathol Lab Med Vol 143, January 2019 Germline Myeloid Neoplasm Gao et al

9 maintain awareness in approaching patients with clinical, morphologic, and molecular features suspicious for these entities. A more systemic laboratory approach in the diagnosis and screening of these germline predisposition syndromes is needed and may transform the way we view and manage these patients and families. References 1. Arber DA, Orazi A, Hasserjian R, et al. The 2016 revision to the World Health Organization classification of myeloid neoplasms and acute leukemia. Blood. 2016;127(20): Smith ML, Cavenagh JD, Lister TA, Fitzgibbon J. Mutation of CEBPA in familial acute myeloid leukemia. N Engl J Med. 2004;351(23): Sellick GS, Spendlove HE, Catovsky D, Pritchard-Jones K, Houlston RS. Further evidence that germline CEBPA mutations cause dominant inheritance of acute myeloid leukaemia. Leukemia. 2005;19(7): Pabst T, Eyholzer M, Haefliger S, Schardt J, Mueller BU. Somatic CEBPA mutations are a frequent second event in families with germline CEBPA mutations and familial acute myeloid leukemia. J Clin Oncol. 2008;26(31): Renneville A, Mialou V, Philippe N, et al. Another pedigree with familial acute myeloid leukemia and germline CEBPA mutation. Leukemia. 2009;23(4): Nanri T, Uike N, Kawakita T, Iwanaga E, Mitsuya H, Asou N. A family harboring a germ-line N-terminal C/EBPalpha mutation and development of acute myeloid leukemia with an additional somatic C-terminal C/EBPalpha mutation. Genes Chromosomes Cancer. 2010;49(3): Stelljes M, Corbacioglu A, Schlenk RF, et al. Allogeneic stem cell transplant to eliminate germline mutations in the gene for CCAAT-enhancer-binding protein alpha from hematopoietic cells in a family with AML. Leukemia. 2011;25(7): Taskesen E, Bullinger L, Corbacioglu A, et al. Prognostic impact, concurrent genetic mutations, and gene expression features of AML with CEBPA mutations in a cohort of 1182 cytogenetically normal AML patients: further evidence for CEBPA double mutant AML as a distinctive disease entity. Blood. 2011;117(8): Xiao H, Shi J, Luo Y, et al. First report of multiple CEBPA mutations contributing to donor origin of leukemia relapse after allogeneic hematopoietic stem cell transplantation. Blood. 2011;117(19): Debeljak M, Kitanovski L, Pajic T, Jazbec J. Concordant acute myeloblastic leukemia in monozygotic twins with germline and shared somatic mutations in the gene for CCAAT-enhancer-binding protein alpha with 13 years difference at onset. Haematologica. 2013;98(7):e73 e Tawana K, Wang J, Renneville A, et al. Disease evolution and outcomes in familial AML with germline CEBPA mutations. Blood. 2015;126(10): Yan B, Ng C, Moshi G, et al. Myelodysplastic features in a patient with germline CEBPA-mutant acute myeloid leukaemia. J Clin Pathol. 2016;69(7): Pathak A, Seipel K, Pemov A, et al. Whole exome sequencing reveals a C- terminal germline variant in CEBPA-associated acute myeloid leukemia: 45-year follow up of a large family. Haematologica. 2016;101(7): Preudhomme C, Sagot C, Boissel N, et al. Favorable prognostic significance of CEBPA mutations in patients with de novo acute myeloid leukemia: a study from the Acute Leukemia French Association (ALFA). Blood. 2002;100(8): Dufour A, Schneider F, Metzeler KH, et al. Acute myeloid leukemia with biallelic CEBPA gene mutations and normal karyotype represents a distinct genetic entity associated with a favorable clinical outcome. J Clin Oncol. 2010; 28(4): Pabst T, Eyholzer M, Fos J, Mueller BU. Heterogeneity within AML with CEBPA mutations; only CEBPA double mutations, but not single CEBPA mutations are associated with favourable prognosis. Br J Cancer. 2009;100(8): Wouters BJ, Lowenberg B, Erpelinck-Verschueren CA, van Putten WL, Valk PJ, Delwel R. Double CEBPA mutations, but not single CEBPA mutations, define a subgroup of acute myeloid leukemia with a distinctive gene expression profile that is uniquely associated with a favorable outcome. Blood. 2009;113(13): Green CL, Tawana K, Hills RK, et al. GATA2 mutations in sporadic and familial acute myeloid leukaemia patients with CEBPA mutations. Br J Haematol. 2013;161(5): Tiesmeier J, Czwalinna A, Muller-Tidow C, et al. Evidence for allelic evolution of C/EBPalpha mutations in acute myeloid leukaemia. Br J Haematol. 2003;123(3): Shih LY, Liang DC, Huang CF, et al. AML patients with CEBPalpha mutations mostly retain identical mutant patterns but frequently change in allelic distribution at relapse: a comparative analysis on paired diagnosis and relapse samples. Leukemia. 2006;20(4): Polprasert C, Schulze I, Sekeres MA, et al. Inherited and somatic defects in DDX41 in myeloid neoplasms. Cancer Cell. 2015;27(5): Lewinsohn M, Brown AL, Weinel LM, et al. Novel germ line DDX41 mutations define families with a lower age of MDS/AML onset and lymphoid malignancies. Blood. 2016;127(8): Cardoso SR, Ryan G, Walne AJ, et al. Germline heterozygous DDX41 variants in a subset of familial myelodysplasia and acute myeloid leukemia. Leukemia. 2016;30(10): Cancer Genome Atlas Research Network. Genomic and epigenomic landscapes of adult de novo acute myeloid leukemia. N Engl J Med. 2013; 368(22): Chen CY, Lin LI, Tang JL, et al. RUNX1 gene mutation in primary myelodysplastic syndrome the mutation can be detected early at diagnosis or acquired during disease progression and is associated with poor outcome. Br J Haematol. 2007;139(3): Tang JL, Hou HA, Chen CY, et al. AML1/RUNX1 mutations in 470 adult patients with de novo acute myeloid leukemia: prognostic implication and interaction with other gene alterations. Blood. 2009;114(26): Schnittger S, Dicker F, Kern W, et al. RUNX1 mutations are frequent in de novo AML with noncomplex karyotype and confer an unfavorable prognosis. Blood. 2011;117(8): Sood R, Kamikubo Y, Liu P. Role of RUNX1 in hematological malignancies. Blood. 2017;129(15): Shinawi M, Erez A, Shardy DL, et al. Syndromic thrombocytopenia and predisposition to acute myelogenous leukemia caused by constitutional microdeletions on chromosome 21q. Blood. 2008;112(4): Beri-Dexheimer M, Latger-Cannard V, Philippe C, et al. Clinical phenotype of germline RUNX1 haploinsufficiency: from point mutations to large genomic deletions. Eur J Hum Genet. 2008;16(8): Preudhomme C, Renneville A, Bourdon V, et al. High frequency of RUNX1 biallelic alteration in acute myeloid leukemia secondary to familial platelet disorder. Blood. 2009;113(22): Antony-Debre I, Duployez N, Bucci M, et al. Somatic mutations associated with leukemic progression of familial platelet disorder with predisposition to acute myeloid leukemia. Leukemia. 2016;30(4): Owen CJ, Toze CL, Koochin A, et al. Five new pedigrees with inherited RUNX1 mutations causing familial platelet disorder with propensity to myeloid malignancy. Blood. 2008;112(12): Ganly P, Walker LC, Morris CM. Familial mutations of the transcription factor RUNX1 (AML1, CBFA2) predispose to acute myeloid leukemia. Leuk Lymphoma. 2004;45(1): Nishimoto N, Imai Y, Ueda K, et al. T cell acute lymphoblastic leukemia arising from familial platelet disorder. Int J Hematol. 2010;92(1): Jongmans MC, Kuiper RP, Carmichael CL, et al. Novel RUNX1 mutations in familial platelet disorder with enhanced risk for acute myeloid leukemia: clues for improved identification of the FPD/AML syndrome. Leukemia. 2010;24(1): Noris P, Favier R, Alessi MC, et al. ANKRD26-related thrombocytopenia and myeloid malignancies. Blood. 2013;122(11): Noris P, Perrotta S, Seri M, et al. Mutations in ANKRD26 are responsible for a frequent form of inherited thrombocytopenia: analysis of 78 patients from 21 families. Blood. 2011;117(24): Perez Botero J, Chen D, He R, et al. Clinical and laboratory characteristics in congenital ANKRD26 mutation-associated thrombocytopenia: a detailed phenotypic study of a family. Platelets. 2016;27(7): Tsang HC, Bussel JB, Mathew S, et al. Bone marrow morphology and disease progression in congenital thrombocytopenia: a detailed clinicopathologic and genetic study of eight cases. Mod Pathol. 2017;30(4): Bluteau D, Balduini A, Balayn N, et al. Thrombocytopenia-associated mutations in the ANKRD26 regulatory region induce MAPK hyperactivation. J Clin Invest. 2014;124(2): Pippucci T, Savoia A, Perrotta S, et al. Mutations in the 5 0 UTR of ANKRD26, the ankirin repeat domain 26 gene, cause an autosomal-dominant form of inherited thrombocytopenia, THC2. Am J Hum Genet. 2011;88(1): Marconi C, Canobbio I, Bozzi V, et al. 5 0 UTR point substitutions and N- terminal truncating mutations of ANKRD26 in acute myeloid leukemia. J Hematol Oncol. 2017;10(1): Noetzli L, Lo RW, Lee-Sherick AB, et al. Germline mutations in ETV6 are associated with thrombocytopenia, red cell macrocytosis and predisposition to lymphoblastic leukemia. Nat Genet. 2015;47(5): Melazzini F, Palombo F, Balduini A, et al. Clinical and pathogenic features of ETV6-related thrombocytopenia with predisposition to acute lymphoblastic leukemia. Haematologica. 2016;101(11): Moriyama T, Metzger ML, Wu G, et al. Germline genetic variation in ETV6 and risk of childhood acute lymphoblastic leukaemia: a systematic genetic study. Lancet Oncol. 2015;16(16): Topka S, Vijai J, Walsh MF, et al. Germline ETV6 mutations confer susceptibility to acute lymphoblastic leukemia and thrombocytopenia. PLoS Genet. 2015;11(6):e Zhang MY, Churpek JE, Keel SB, et al. Germline ETV6 mutations in familial thrombocytopenia and hematologic malignancy. Nat Genet. 2015;47(2): Hahn CN, Chong CE, Carmichael CL, et al. Heritable GATA2 mutations associated with familial myelodysplastic syndrome and acute myeloid leukemia. Nat Genet. 2011;43(10): Ostergaard P, Simpson MA, Connell FC, et al. Mutations in GATA2 cause primary lymphedema associated with a predisposition to acute myeloid leukemia (Emberger syndrome). Nat Genet. 2011;43(10): Arch Pathol Lab Med Vol 143, January 2019 Germline Myeloid Neoplasm Gao et al 21

10 51. Hsu AP, Johnson KD, Falcone EL, et al. GATA2 haploinsufficiency caused by mutations in a conserved intronic element leads to MonoMAC syndrome. Blood. 2013;121(19): , S3831 S Spinner MA, Sanchez LA, Hsu AP, et al. GATA2 deficiency: a protean disorder of hematopoiesis, lymphatics, and immunity. Blood. 2014;123(6): Collin M, Dickinson R, Bigley V. Haematopoietic and immune defects associated with GATA2 mutation. Br J Haematol. 2015;169(2): Fasan A, Eder C, Haferlach C, et al. GATA2 mutations are frequent in intermediate-risk karyotype AML with biallelic CEBPA mutations and are associated with favorable prognosis. Leukemia. 2013;27(2): Grossmann V, Haferlach C, Nadarajah N, et al. CEBPA double-mutated acute myeloid leukaemia harbours concomitant molecular mutations in 76.8% of cases with TET2 and GATA2 alterations impacting prognosis. Br J Haematol. 2013;161(5): Wlodarski MW, Hirabayashi S, Pastor V, et al. Prevalence, clinical characteristics, and prognosis of GATA2-related myelodysplastic syndromes in children and adolescents. Blood. 2016;127(11): ; quiz West RR, Hsu AP, Holland SM, Cuellar-Rodriguez J, Hickstein DD. Acquired ASXL1 mutations are common in patients with inherited GATA2 mutations and correlate with myeloid transformation. Haematologica. 2014; 99(2): Armanios M. Syndromes of telomere shortening. Annu Rev Genomics Hum Genet. 2009;10: Young NS. Bone marrow failure and the new telomere diseases: practice and research. Hematology. 2012;17(suppl 1):S18 S Parry EM, Alder JK, Qi X, Chen JJ, Armanios M. Syndrome complex of bone marrow failure and pulmonary fibrosis predicts germline defects in telomerase. Blood. 2011;117(21): Alter BP, Giri N, Savage SA, Rosenberg PS. Cancer in dyskeratosis congenita. Blood. 2009;113(26): Churpek JE, Godley LA. How I diagnose and manage individuals at risk for inherited myeloid malignancies. Blood. 2016;128(14): Churpek JE, Pyrtel K, Kanchi KL, et al. Genomic analysis of germ line and somatic variants in familial myelodysplasia/acute myeloid leukemia. Blood. 2015;126(22): Peffault de Latour R, Soulier J. How I treat MDS and AML in Fanconi anemia. Blood. 2016;127(24): Soulier J. Fanconi anemia. Hematology Am Soc Hematol Educ Program. 2011;2011: Heiss NS, Knight SW, Vulliamy TJ, et al. X-linked dyskeratosis congenita is caused by mutations in a highly conserved gene with putative nucleolar functions. Nat Genet. 1998;19(1): Dokal I. Dyskeratosis congenita. Hematology Am Soc Hematol Educ Program. 2011;2011: Walne AJ, Vulliamy T, Kirwan M, Plagnol V, Dokal I. Constitutional mutations in RTEL1 cause severe dyskeratosis congenita. Am J Hum Genet. 2013; 92(3): Savage SA, Giri N, Baerlocher GM, Orr N, Lansdorp PM, Alter BP. TINF2, a component of the shelterin telomere protection complex, is mutated in dyskeratosis congenita. Am J Hum Genet. 2008;82(2): Kirwan M, Vulliamy T, Marrone A, et al. Defining the pathogenic role of telomerase mutations in myelodysplastic syndrome and acute myeloid leukemia. Hum Mutat. 2009;30(11): Arch Pathol Lab Med Vol 143, January 2019 Germline Myeloid Neoplasm Gao et al

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