Information Guide - August Liquid Biopsies for Cancer Management
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1 Information Guide - August 2017 Liquid Biopsies for Cancer Management
2 INFORMATION GUIDE - AUGUST 2017 Liquid Biopsies for Cancer Management CIRCULATING TUMOR DNA IN BLOOD AS A LIQUID BIOPSY FOR CANCER The existence of cell-free DNA molecules (cfdna) circulating in human blood was described in , but it was thirty years later when a higher concentration of cfdna in cancer patients than in individuals without the disease was reported 2. This circulating tumor DNA (ctdna) belongs to the pool of the total cfdna in blood, but it specifically derives from tumors. In individuals without cancer, fragments of DNA are released into the blood because of cell death (apoptosis) 3, but the concentration of cfdna is low due to clearance of dead cells by phagocytes. However, tumor patients generally have significantly higher levels of cfdna because of the high turnover of cancer cells, through both apoptotic and necrotic processes 4. Blood vessel Apoptosis Apoptopic bodies Tumor Necrosis ctdna Figure 1. Tumor cells release fragments of DNA (ctdna) into the bloodstream. Modified from Wan et al. Interestingly, both the concentration of ctdna in blood and the fraction of patients with detectable levels of ctdna correlate with tumor stage: 47% of patients with cancer at stage I had detectable ctdna; this fraction increased to 55%, 69% and 82% for patients at stage II, III and IV, respectively 5 (Figure 2A). However, the frequency of patients with detectable ctdna varies across cancer types 5 (Figure 2B). A 100 B 100 Frequency of patients with detectable ctdna [%] [%] Frequency of cases with detectable ctdna Stage I Stage II Stage III Stage IV Figure 2. A) Fraction of patients with detectable ctdna increases with tumor stage. B) Fraction of patients with detectable ctdna in advanced malignancies depends on cancer type. Modified from Bettegowda et al. 0 Bladder (n=3) Colorectal (n=24) Gastroesophageal (n=7) Ovarian (n=7) Pancreatic ductal (n=34) Breast (n=14) Melanoma (n=18) Hepatocellular (n=4) Head and neck (n=10) Neuroblastoma (n=9) Medulloblastoma (n=14) Prostate (n=5) Renal cell cardnoma (n=5) Thyroid (n=4) Giloma (n=27)
3 ctdna has been confirmed to contain DNA mutations of both primary and metastatic lesions 6, such as point mutations, copy number variations and insertions/deletions. Nowadays, personalized cancer therapy based on genetic alterations relies on the acquisition of tumor tissue via biopsy and posterior targeted genome sequencing, either before therapy initiation or after resistance appearance 7. Such profiling of genetic alterations in the ctdna is defined as liquid biopsy. Different studies have shown two main applications of ctdna liquid biopsies: the assessment of specific mutations that can direct patient management (clinically actionable), and the monitoring of the response and resistance to therapy 5,8. 1) Assessment of specific mutations As mentioned above, solid biopsies are the standard way of profiling genetic alterations in tumors for treatment management. Moreover, they provide information about histological issues and need a short operating time 9. However, solid biopsies show some limitations that can be overcome with the use of the liquid biopsy. In this sense, Krishnamurthy and co-workers 8 have stated that ctdna already complements and could eventually supplant solid biopsies. Indeed, a strong concordance in detecting mutations between solid biopsies and ctdna has been reported: 83.3% in metastases biopsies and 78.5% in primary tumor biopsies 10. Moreover, solid biopsies are not easily obtained and imply risk and pain for the patient; liquid biopsies, on the other hand, are minimally invasive allowing repeats and are less expensive. Finally, another advantage of ctdna over tissue biopsies is that ctdna can detect intratumoral heterogeneity, which is unappreciated by single-site solid biopsies 11. This heterogeneity could explain the small discordance found when comparing solid versus liquid biopsies. 2) Monitoring of the response and resistance to therapy Cancer antigens are proteins used to asses a therapeutic response and detect relapse in a non-invasive way. Some very well-known examples of such cancer biomarkers are PSA in prostate, CA19-9 in pancreatic, CEA in gastrointestinal or CA- 125 in ovarian cancer. However, these cancer antigens are proving to be unreliable for treatment response monitoring 8, and they are also elevated in individuals without cancer On the other hand, elevated ctdna levels are specifically related to tumor changes 6. Clinical studies have demonstrated the utility of ctdna over cancer antigens. ctdna has a halflive much shorter than proteins, meaning that ctdna analyses permit a quicker assessment of tumor changes 7. Moreover, ctdna has been shown to have a higher sensitivity than protein biomarkers 16,17, and it provides an earlier measure of treatment response or a much more reliable prediction of recurrent disease 17,18. In addition to cancer antigens, imaging is another way of monitoring cancer relapse. There are different methods available, such as CT, MRI or PET scans. They are rapid, easy to use and display the solid tumor visually 9. However, while imaging exposes patients to ionizing radiation 19, ctdna is non-invasive. Another advantage of the use of ctdna over imaging is that imaging studies can be noninformative and reflect progression slowly 5, but ctdna analysis predicts tumor recurrence and treatment response months earlier than conventional tumor imaging techniques 17,20. Finally, conversely to protein biomarkers and imaging, longitudinal analyses via liquid biopsies are able to compare genomic profiles overtime and monitor the clonal evolution of the tumor 21, allowing for a personalized adjustment of the treatment. Furthermore, since ctdna is specific for an individual s tumor, the problems related to false-positives often encountered with protein biomarkers or imaging methods are bypassed 7. In summary, ctdna has been proven to be reliable for assessing specific mutations and monitoring the response to therapy. Indeed, patients treated based on ctdna analysis have shown clinical outcome benefits 22.
4 EXOSOMES AND TUMOR-EDUCATED PLATELETS AS LIQUID BIOPSIES FOR CANCER ctdna is not the only entity in blood with information about tumor genetic alterations. In fact, the information obtained from the ctdna can be further complemented through the analysis of mrna contained within vesicles (exosomes) or sequestered in tumor-educated platelets. 1) Exosomes Exosomes are small sized extracellular vesicles of endocytic origin. They play a key role in cell-to-cell communication by carrying constituents of the cell of origin, including RNAs, DNAs and metabolites 23. However, this communication is not only involved in the regulation of normal physiological processes, but also in pathological events such as cancer. Exosomes are secreted from most cell types and released into different fluids of the body (e.g. blood), and they have a great potential to serve as a liquid biopsy tool in cancer. Indeed, exosomes derived from tumor cells carry the cargo reflective of their genetic alterations 23, and the analysis of the mrna present (Figure 4) can provide information concerning gene fusions, aberrant splicing forms and mutations due to RNA editing. Apoptosis Blood vessel Apoptopic bodies Tumor Necrosis ctdna Secretion Exosomal mrna Figure 3. Tumor cells release exosomes containing tumor mrna into the bloodstream. Modified from Wan et al. 2) Tumor-educated platelets A second source of tumor-derived RNA are tumor-educated platelets. Blood platelets are the second most-abundant cell type in peripheral blood. They are circulating cell fragments with no nucleus that originate in bone marrow from megakaryocytes 24, and that are involved in hemostasis and wound healing initiation 25,26. But more recently, platelets have also emerged as players in tumor growth and cancer progression 27. Interestingly, platelet RNA profile is affected in almost all cancer patients 24 and is dependent on several factors, such as the transcriptional state of the bone-marrow megakaryocyte (platelets are anucleated, so their mrnas are derived from megakaryocytes during platelet origination), possibly queue-specific pre-mrna splice events in response to signals released by cancer cells and the tumor microenvironment, and the transfer of spliced mrna from tumor cells 28 (Figure 5). Indeed, confrontation of platelets with cancer cells via transfer of tumor-associated molecules ( education ) results in the sequestration of circulating mrna. These tumor-educated platelets could provide a strong indication on tumor type and molecular subclass and be used to broadly scan for molecular traces of tumors 24.
5 Platelets (with pre-mrnas) Blood vessel Tumor-educated platelets Tumor spliced mrnas Splicing signals Tumor Bone marrow Figure 4. Tumors educate platelets by altering their mrna profile. OTHER BODY FLUIDS AS ctdna SOURCES Apart from blood, ctdna has been detected in several other body fluids, such as urine and cerebrospinal fluid (CSF) (Figure 6), and their analysis alongside blood can provide complementary information 21. ctdna 4) Immune checkpoint regulation inhibitors Figure 5. Different body fluids (apart from blood) are sources of ctdna. CSF, cerebrospinal fluid. Modified from Siravegna et al. 1) Urine Several studies have revealed the presence of ctdna in urine of bladder cancer patients 29,30 (also known as tumor-derived transrenal DNA). However, at present, quantification of this kind of ctdna is technically challenging, mainly due to its low concentration, although further development of sequencing technologies will probably facilitate this kind of analysis 31. Moreover, urine liquid biopsies are truly non-invasive, and the urine sample can be collected by the patients themselves at home.
6 2) Cerebrospinal fluid ctdna can be detected in the blood of the majority of metastatic cancer patients; however, patients with brain tumors have very low levels of ctdna in blood, even those with high-grade gliomas and medulloblastomas. Although not directly proved, it has been suggested that the blood-brain barrier could prevent the entry of ctdna into the circulation 5, and this would explain the low ctdna concentration in blood. On the other side, the proportion of ctdna in CSF in brain tumor patients has been shown to be significantly higher, and although lumbar puncture the procedure to obtain CSF is an invasive method, it is performed in routine in brain tumor patients. Moreover, evidence suggests that if a tumor metastasizes to the brain, CSF could be used for ctdna analysis 32. CONCLUSION Solid biopsies will continue to have a main role in cancer management 21 ; however, the use of tissue specimens is limited because repeated biopsy is not practical (invasive protocol) and they may not capture tumor heterogeneity. On the other hand, ctdna in blood detects tumor genetic alterations in a non-invasive manner allowing serial sampling for studying treatment response or relapse, gives an overview about heterogeneity and can predict cancer recurrence earlier than conventional techniques. The fact that New York state recently approved the first blood biopsy test 33 confirms the potential of ctdna analysis in cancer care. In addition to blood ctdna, precious complementary information can be obtained from the ctdna present in other body fluids or from the mrna in exosomes or tumor-educated platelets. The integration of all these data will allow the effective molecular characterisation of cancer patients, providing the tools for a personalised medicine.
7 REFERENCES 1. Mandel, P. & Metais, P. Les acides nucléiques du plasma sanguin chez l homme. C R Seances Soc Biol Fil. 142, (1948). 2. Leon, S. et al. Free DNA in the Serum of Cancer Patients and the Effect of Therapy. Cancer Res 37, (1977). 3. Suzuki, N., Kamataki, A., Yamaki, J. & Homma, Y. Characterization of circulating DNA in healthy human plasma. Clin. Chim. Acta 387, (2008). 4. Jahr, S. et al. DNA Fragments in the Blood Plasma of Cancer Patients : Quantitations and Evidence for Their Origin from Apoptotic and Necrotic Cells. Cancer Res. 61, (2001). 5. Bettegowda, C. et al. Detection of Circulating Tumor DNA in Early- and Late-Stage Human Malignancies. Sci Transl Med 6, 1 11 (2014). 6. Yi, X. et al. The feasibility of using mutation detection in ctdna to assess tumor dynamics. Int. J. Cancer 140, (2017). 7. Diaz, L. & Bardelli, A. Liquid biopsies: Genotyping circulating tumor DNA. J. Clin. Oncol. 32, (2014). 8. Krishnamurthy, N., Spencer, E., Torkamani, A. & Nicholson, L. Liquid Biopsies for Cancer: Coming to a Patient near You. J. Clin. Med. 6, 1 11 (2017). 9. Han, X., Wang, J. & Sun, Y. Circulating Tumor DNA as Biomarkers for Cancer Detection. Genomics. Proteomics Bioinformatics 15, (2017). 10. Perkins, G. et al. Multi-Purpose Utility of Circulating Plasma DNA Testing in Patients with Advanced Cancers. PLoS One 7, 1 9 (2012). 11. Hyman, D. M. et al. AKT Inhibition in Solid Tumors With AKT1 Mutations. J Clin Oncol. 35, (2017). 12. Ballehaninna, U. & Chamberlain, R. The clinical utility of serum CA 19-9 in the diagnosis, prognosis and management of pancreatic adenocarcinoma: An evidence based appraisal. J Gastrointest Oncol. 3, (2012). 13. Sikaris, K. CA125 A test with a change of heart. Hear. Lung Circ. 20, (2011). 14. Ruibal Morell, A. CEA serum levels in non-neoplastic disease. Int J Biol Markers 7, (1992). 15. Mazzucchelli, R., Colanzi, P., Pomante, R., Muzzonigro, G. & Montironi, R. Prostate tissue and serum markers. Adv Clin Path 4, (2000). 16. Chen, K.-Z. et al. Circulating Tumor DNA Detection in Early-Stage Non-Small Cell Lung Cancer Patients by Targeted Sequencing. Sci. Rep. 6, 1 8 (2016). 17. Dawson, S.-J. et al. Analysis of Circulating Tumor DNA to Monitor Metastatic Breast Cancer. N. Engl. J. Med. 368, (2013). 18. Diehl, F. et al. Circulating mutant DNA to assess tumor dynamics. Nat. Med. 14, (2008). 19. Fazel, R. et al. Exposure to low-dose ionizing radiation from medical imaging procedures. N Engl J Med. 361, (2009). 20. Sausen, M. et al. Clinical implications of genomic alterations in the tumour and circulation of pancreatic cancer patients. Nat Commun. 6, 1 6 (2015). 21. Wan, J. C. M. et al. Liquid biopsies come of age: towards implementation of circulating tumour DNA. Nat. Rev. Cancer 17, (2017). 22. Zill, O. A. et al. Somatic genomic landscape of over 15,000 patients with advanced-stage cancer from clinical next-generation sequencing analysis of circulating tumor DNA [abstract]. J. Clin. Oncol. 34, Suppl., LBA11501 (2016). 23. Soung, Y. H., Ford, S., Zhang, V. & Chung, J. Exosomes in Cancer Diagnostics. Cancers (Basel) 9, 1 11 (2017) (2015).
8 24. Best, M. G., Sol, N., Kooi, I., Tannous, B. A. & Wesseling, P. RNA-Seq of Tumor-Educated Platelets Enables Blood-Based Pan- Cancer, Multiclass, and Molecular Pathway Cancer Diagnostics. Cancer Cell 28, (2015). 25. George, J. N. Platelets. Lancet 355, (2000). 26. Leslie, M. Beyond clotting: the powers of platelets. Science 328, (2010). 27. Gay, L. J. & Felding-Habermann, B. Contribution of platelets to tumour metastasis. Nat. Rev. Cancer 11, (2011). 28. Nilsson, R. J. A. et al. Blood platelets contain tumor-derived RNA biomarkers. Blood 118, (2011). 29. Birkenkamp-Demtröder, K. et al. Genomic Alterations in Liquid Biopsies from Patients with Bladder Cancer. Eur. Urol. 70, (2016). 30. Millholland, J. M., Li, S., Fernandez, C. A. & Shuber, A. P. Detection of low frequency FGFR3 mutations in the urine of bladder cancer patients using next-generation deep sequencing. Res. Rep. Urol. 4, (2012). 31. Siravegna, G., Marsoni, S., Siena, S. & Bardelli, A. Integrating liquid biopsies into the management of cancer. Nat. Rev. Clin. Oncol (2017). doi: /nrclinonc Pan, W., Gu, W., Nagpal, S., Gephart, M. H. & Quake, S. R. Brain Tumor Mutations Detected in Cerebral Spinal Fluid. Clin Chem. 522, (2015). 33. GenomeWeb. New York Approves Guardant Health s Liquid Biopsy Test. Available at:
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