330 q 1999 Blackwell Science Ltd

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1 British Journal of Haematology, 1999, 107, 330±334 Rabbit antithymocyte globulin (r-atg) plus cyclosporine and granulocyte colony stimulating factor is an effective treatment for aplastic anaemia patients unresponsive to a rst course of intensive immunosuppressive therapy E. DI BONA,F.RODEGHIERO,B.BRUNO, A.GABBAS, P.FOA, A.LOCASCIULLI,C.ROSANELLI,L.CAMBA, P.SARACCO, A. LIPPI, A.P.IORI,F.PORTA, V.DE ROSSI, B.COMOTTI, P.IACOPINO, C.DUFOUR AND A. BACIGALUPO, for the Gruppo Italiano Trapianto di Midollo Osseo (GITMO)* Received 30 March 1999; accepted for publication 23 July 1999 Summary. About 30% of patients with severe aplastic anaemia (SAA) unresponsive to one course of immunosuppressive (IS) therapy with antithymocyte or antilymphocyte globulin can achieve complete or partial remission after a second IS treatment. Among various second-line treatments, rabbit ATG (r-atg) could represent a safe and effective alternative to horse ALG (h-alg). In a multicentre study, 30 patients with SAA (17 males and 13 females, median age 21 years, range 2±67) not responding to a rst course with h-alg plus cyclosporin (CyA) and granulocyte colony stimulating factor (G-CSF), were given a second course using r-atg (3 5 mg/kg/d for 5 d), CyA (5 mg/kg orally from day 1 to 180) and G-CSF (5 mg/kg subcutaneously from day 1 to 90). The median interval between rst and second treatment was 151 d (range 58±361 d). No relevant side-effects were observed, but one patient died early during treatment because of sepsis. Overall response, de ned as transfusion independence, was achieved in 23/30 (77%) patients after a median time of 95 d (range 14±377). Nine patients (30%) achieved complete remission (neutrophils > /l, haemoglobin >11 g/dl and platelets > /l). The overall survival rate was 93% with a median follow-up of 914 d (range 121±2278). So far, no patient has relapsed. Female gender was signi cantly associated with a poorer likelihood to respond (P ˆ ). These data suggest that r-atg is a safe and effective alternative to h-alg for SAA patients unresponsive to rst-line IS treatment. Keywords: aplastic anaemia, immunosuppressive therapy, rabbit antithymocyte globulin, horse antilymphocyte globulin, cyclosporin. Immunosuppressive (IS) therapy based on antilymphocyte (ALG) or antithymocyte globulin (ATG) and cyclosporine (CyA) greatly improved the response rate in patients with severe aplastic anaemia (SAA) not eligible for bone marrow Correspondence: Dr Eros Di Bona, Haematology Department, via Rodol 37, San Bortolo Hospital, I Vicenza, Italy. dibona@hemato.ven.it. transplant (Frickhofen et al, 1991). Furthermore, after the introduction of granulocyte colony stimulating factor (G-CSF), promising results were obtained also in patients with very low neutrophil counts (< /l). In addition to the reduction of early deaths, partial or complete response, de ned as trilineage haematological reconstitution and transfusion independence, was obtained in up to 80% of cases (Bacigalupo et al, 1995). Unfortunately, 10±20% of * Participating centres: Divisione di Ematologia, Ospedale `San Bortolo', Vicenza (E. Di Bona, F. Rodeghiero); Divisione di Ematologia II, Ospedale `San Martino', Genova (B. Bruno, A. Bacigalupo); Divisione di Ematologia, Ospedale Civile, Nuoro (A. Gabbas); Istituto di Scienze Mediche, UniversitaÁ degli Studi, Milano (P. Foa); Clinica Pediatrica, Ospedale `S. Gerardo' (A. Locasciulli); Divisione di Ematologia, Ospedale Generale, Bolzano (C. Rosanelli); Servizio di Ematologia, Ospedale `San Raffaele', Milano (L. Camba); Divisione di Ematologia, Dipartimento di Scienze Pediatriche, UniversitaÁ, Torino (P. Saracco); Ospedale Pediatrico `Meyer', Firenze (A. Lippi); Istituto `Gaslini', Divisione di Medicina IV, Genova (C. Dufour); Divisione di Ematologia, UniversitaÁ `La Sapienza', Roma (A. P. Iori); Clinica Pediatrica, UniversitaÁ, Brescia (F. Porta); Ospedale Pediatrico `Bambin GesuÁ ', Roma (V. De Rossi); Divisione di Ematologia, Ospedali Riuniti, Bergamo (B. Comotti); Divisione di Ematologia, Ospedali Riuniti, Reggio Calabria (P. Iacopino). 330 q 1999 Blackwell Science Ltd

2 patients fail to respond to IS treatment and 30±35% relapse after an initially successful treatment (Schrezenmeier et al, 1993). Some authors have reported consistent data on the ef cacy of retreatment of relapsing or refractory patients with a second IS course. Doney et al (1984) reported response in 3/4 patients relapsing after a second course of ATG. Marsh et al (1987) reported a 22% response rate with rabbit ATG (r-atg) in patients failing a previous course with horse ALG (h-alg). Schrezenmeier et al (1993) reported that half of 74 relapsing patients responded to a second IS treatment. This series included 214 cases failing the rst IS course, 67 of whom were retreated with r-atg, but no separate analysis of these cases was provided. The Vanderbilt University group (Means et al, 1988; Stein et al, 1994) evaluated r-alg as an alternative to h- ALG in 57 patients also receiving prednisone and/or androgens and/or cyclosporin: 8/20 retreated with h-alg after r-alg and 2/8 retreated with r-alg after h-alg responded. Moreover, in a recent single-centre study, 25 patients failing one course of h-alg were treated with a second or more course of h-alg (Tichelli et al, 1998). The response rate was 64% with a % probability of survival at 10 years. Because of its greater supply h-alg is usually the rst choice, but treating patients with a second course of ALG from the same source might increase the risk of allergic reactions. In fact, Tichelli et al (1998) showed an increased rate of acute reactions of immediate hypersensitivity type after retreatment with h-alg (11% v 2%, P ˆ 0 05). Accordingly, a rationale for treating refractory or relapsing patients with ALG from a different animal could be the lower risk of potentially life-threatening allergic reactions. Within the framework of Gruppo Italiano Trapianti di Midollo Osseo (GITMO), patients with SAA have been uniformly treated since 1991 with h-alg, CyA and G-CSF (Bacigalupo et al, 1995). In this study we have analysed the clinical data and outcome of 30 patients failing one IS course of h-alg, CyA and G-CSF who were treated again with a similar IS course substituting h-alg with r-atg. MATERIALS AND METHODS Patients. From 1 October 1991 a total of 100 patients with acquired SAA from 15 different Italian Centres were enrolled in a clinical trial assessing a schedule of h-alg (15 mg/kg i.v., days 1±5), CyA (5 mg/kg, orally, days 1±180) and with G-CSF (5 mg/kg days 1±90). SAA was de ned as hypoplastic bone marrow with <5% blasts, neutrophil count < /l, platelet count < /l and anaemia requiring red blood cell support. For non-responders, bone marrow transplantation, if a suitable donor was available, or second-line therapy with r-atg, CyA and G-CSF, was planned. `Non-responders' were de ned as those patients with pancytopenia requiring blood cell transfusion 120 d after the start of the rst IS course (Bacigalupo et al, 1995). Up to August 1997, 30 non-responders received a second IS course. Clinical details at the time of rst treatment are summarized in Table I. At the time of second IS all patients were dependent on red blood cells and platelet transfusions. Relapsing cases were not included. Second-line Therapy with Rabbit Antithymocyte Globulin in SAA Table I. Clinical characteristics of patients retreated with rabbit ATG. 331 Treatment. Rabbit ATG (Thymoglobulin; Merieux, Lyon, France), 3 5 mg/kg, diluted in isotonic saline, was infused i.v. over 6±8 h from day 1 to 5, according to the manufacturer's instructions; methyl prednisolone 2 mg/kg, from day 1 to 5 and 1 mg/kg from day 6 to 10 was administered i.v. and tapered within 30 d; CyA 5 mg/kg was given orally, from day 1 to 180 and slowly tapered thereafter. 24 patients received G-CSF ( lgrastim) 5 mg/kg subcutaneously, from day 1 to 90. Prophylactic broad-spectrum antibiotics and antimicotics were given orally. Irradiated platelet concentrates and packed red blood cells were given for platelet < /l and Hb <8 5 g/dl. Response. Patients were assessed for clinical response 180 d after the start of the second IS course. A period of transfusion independence of at least 1 month was required to de ne a case as a responder. Patients were classi ed as complete responders if they had a neutrophil count > /l, platelet count > /l and a haemoglobin level 11 g/dl; partial responders if they had neutrophil count > /l, platelet count > /l and a haemoglobin level >8 g/dl. Statistical analysis. All the patients entered descriptive, univariate and multivariate analysis. Survival was calculated by the Kaplan-Meier method. Two patients who received bone marrow transplantation (BMT) were censored at that time. RESULTS Median Range Age (years) ±67 Sex (male/female) 17/13 Neutrophils ( 10 9 /l) 0 2 0±5 Platelets ( 10 9 /l) 5 1±33 Haemorrhages (yes/no) 14/16 Infection (yes/no) 11/19 Interval between diagnosis 27 4±457 and rst treatment (d) Interval between rst and ±361 second treatment (d) Follow-up (d) ±2278 Overall, the treatment was well tolerated; no anaphylactic reactions or severe side-effects were recorded. Seven patients (23%), all female, remained transfusion dependent with minimal improvement in their blood cell counts. Two (6 6%) of them died. The rst, a 67-year-old woman died because of sepsis 30 d after r-atg. The second, a 13-year-old girl, died of infection (neutrophil count < /l) 1 year after treatment. One patient underwent allogeneic bone marrow transplant (BMT) from HLA-matched unrelated donor 21 months after treatment. 23 patients (77%) became transfusion independent after a median time of 95 d (range 14±377). Nine patients (30%) had a complete response, after a median time of 61 d

3 332 E. Di Bona et al Table II. Haematological recovery in partial and complete responders (median and range values). Partial Complete P Patients (n) 14 9 Sex (male/female) 10/4 7/2 0 7 Haemoglobin (g/dl) 11 8 (9 7±15) 13 (11 5±15) 0 1 Neutrophils ( 10 9 /l) 1 3 (0 2±2 3) 2 1 (2±5) Platelets ( 10 9 /l) 58 (40±117) 140 (100±212) Interval between 167 (58±226) 126 (89±361) 0 3 rst and second treatment (d) Interval between 150 (23±377) 61 (14±196) 0 04 second treatment and response (d) Fig 1. Response after rabbit ATG. (range 14±196); 14 (47%) achieved partial remission after a median period of 150 d (range 23±377) (Fig 1). 10 patients werere-treatedbetween85and120d(tablei)afterthe rstis course on a clinical basis by at the discretion of the attending physician. No difference in response rate (7/10 v 16/20) or in the median time to response(941 v 1055 d, P not signi cant) was observed between this group of patients and those treated 120 d after the rst course. No difference was observed between partial and complete responders apart from time to response (150 v 61 d, respectively, P ˆ 0 04) (Fig 2). One partial responder received allogeneic BMT 18 months after the start of treatment. Of the six patients who did not receive G- CSF, two were non-responders, one partial and three complete responders. At the last observation, 7/23 (30%) responders were not receiving any drug, after a mean period of 27 months (range 9±34) since the last transfusion. Most patients with partial (10/12) and complete (4/9) response continued cyclosporine with or without tailored dosage of G-CSF for a mean period of 23 months (range 0 7±69) since the last transfusion. Recovery of neutrophil and platelet count was signi cantly different in partial and complete responders (Table II). All patients had a normal cytogenetic pro le demonstrated at diagnosis or sometimes during the rst 6 months of follow-up period and at the last observation. Three patients developed a clonal disease: two myelodysplasia (6 5%) and one monoclonal gammopathy of unde ned signi cance (3%). No relapses have been observed to date. The only response-in uencing variable was sex; 7/13 women were unresponsive, whereas all males responded (P ˆ , Fisher exact test). The median follow-up for surviving patients is 914 d (range 121±2278). Actuarial survival is 93% (Fig 3): 100% for responders and 71% for not responders (P ˆ 0 01). Survival was not in uenced by sex (100% and 85% for male and female respectively), age, interval between diagnosis and rst treatment or between rst and second treatment, complete or partial response. Fig 3. Overall survival after rabbit ATG in a cohort of 30 patients not responding to a rst immunosuppressive course with horse ALG, cyclosporin and lgrastim. DISCUSSION Fig 2. Time to response after rabbit ATG according to partial (14 cases) or complete (nine cases) response. The difference is statistically signi cant (P ˆ 0 04). We have shown in this study that SAA patients not responsive to rst-line intensive IS treatment have a 77% chance of achieving remission and a 93% chance of survival

4 after r-atg based second-line treatment. Median follow-up of surviving patients is 30 months. No anaphylaxis or major symptoms of allergic reaction were recorded. Other reports have examined the effectiveness of a second course of ATG (Doney et al, 1984; Marsh et al, 1987; Means et al, 1988; Schrezenmeier et al, 1993, 1995; Stein et al, 1994; Tichelli et al, 1998). The present series, although limited in number, is unique for the following reasons: all patients received the same rst-line therapy, consisting of h-alg, CyA, G-CSF (Bacigalupo et al, 1995); all patients received r-atg as second-line treatment in association with CyA with or without and G-CSF; all patients were treated and followed prospectively within the same co-operative group. Whether some of these patients would have responded in the absence of a second-line therapy seems unlikely. In fact, the interval between ALG and response in rst- and second-line therapy was the same. In our series the probability of becoming transfusion independent was similar after the rst course with h-alg or after retreatment with r-atg (70% v 77%, respectively). Furthermore, Tichelli et al (1998) have con rmed the ef cacy of a second or subsequent course with h-alg, reporting a 63% response rate, completely superimposable to that obtained after the rst course (89/139, 64%). These data suggest that retreatment withalgiseffectiveandthatr-atghasatleastthesame ef cacy when compared with h-alg. In contrast to Tichelli et al (1998), who reported a signi cant higher rate of acute reactions (11% v 2%, P ˆ 0 05), no relevant immediate or late side-effects were observed after r-atg. Twenty-three patients achieved transfusion independence. Time to response was similar to that reported in rst-line therapy with h-alg (Bacigalupo et al, 1995). 50% of the patients responded within 95 d, but the range was wide and transfusion independence was achieved in 90% of the patients within 1 year after treatment. Our ndings are similar to that reported by Tichelli et al (1998), who found 8/27 responding patients with haematological recovery after 6 months or more. Slow responders were often partial responders; partial and complete responders differed in time to response and in haematological recovery (Table II). The different quality of haematological recovery may be due to the various pathogenic mechanisms involved in AA (Young & Maciejewski, 1997). This is in keeping with the residual abnormalities of haemopoiesis observed in vitro (i.e. proliferative capacity of haemopoietic progenitors) (Bacigalupo et al, 1993; PodestaÁ et al, 1998; Piaggio et al, 1998). At the last follow-up, only 33% of responders were off therapy, whereas most continued cyclosporine with or without tailored dosage of G-CSF. The long-lasting treatment may explain the absence of relapses. It is known that some patients may relapse after the discontinuation of therapy with CyA (Gluckman et al, 1992; A. Bacigalupo, personal communication) and that discontinuation of G-CSF induces a dramatic reduction of the neutrophil count. Female gender appeared the only factor predicting failure, suggesting an hormonal in uence. No differences were observed between males and females as to WBC, platelet count, age at the time of the rst therapy, time to the rst treatment, interval between treatments. A different response Second-line Therapy with Rabbit Antithymocyte Globulin in SAA 333 rate between males and females has been reported in a randomized study comparing the effectiveness of h-alg with or without androgens (Bacigalupo et al, 1993). Responding females were 20% v 39% of males in the group treated with h-alg alone, but the adjunct of androgen conferred a signi cant higher advantage to female gender (60% v 43%). Evolution to a clonal haematological disorder is matter of concern. The incidence of myelodysplasia, acute leukaemia or solid neoplasm after one or more immunosuppressive courses varied between about 10% (De Planque et al, 1989; Socie et al, 1993) and 40%, including paroxysmal nocturnal haemoglobinuria (Tichelli et al, 1998). The degree of immunosuppression could play a role in clonal evolution. Tichelli et al (1998) have found a slight, but not signi cant, difference between patients exposed to one or more immunosuppressive courses (34% and 53% respectively, P ˆ 0 2), whereas Socie et al (1993) reported a higher risk (relative risk 2 26, P ˆ 0 03) after repeated courses. Although the number of patients was small, we observed a clonal disorder only in 10% of the cases after a second IS therapy with r-atg, CyA and G-CSF. Furthermore, in our series, in keeping with data reported by De Planque et al (1989), the development of a clonal disorder did not in uence survival. Actually, given the high incidence of myelodysplastic features in peripheral blood and bone marrow at diagnosis (Tichelli et al, 1992), it is sometimes dif cult to distinguish between hypoplastic myelodysplastic syndrome and aplastic anaemia on morphological grounds. The presence of cytogenetic abnormalities strictly correlate with clonal evolution (Mikhailova et al, 1996) and cytogenetics combined with uorescent in situ hybridization should be used to reveal non-random chromosomal abnormalities (La Starza et al, 1998). In conclusion, although a control arm was not included, our data support the use of rabbit ATG as second-line treatment for patients failing to respond to IS treatment based on horse ALG. The high rate of responses in this negatively selected group of patients warrants a randomized prospective trial comparing rabbit ATG to horse ALG as a rst choice. The excellent survival suggests that, at present, bone marrow transplant from a non-sibling donor should be postponed to third-line therapy. REFERENCES Bacigalupo, A., Broccia, A., Corda, G., Arcese, W., Carotenuto, M., Gallamini, A., Locatelli, F., Mori, G.P., Saracco, P., Todeschini, G., Coser, P., Iacopino, P., van Lint, M.T. & Gluckman, E. (1995) Antilymphocyte globulin, cyclosporin, and granulocyte colonystimulating factor in patients with acquired severe aplastic anemia (SAA): a pilot study of the EBMT SAA working party. Blood, 85, 1348±1353. Bacigalupo, A., Chaple, M., Hows, J., van Lint, M.T., McCann, S., Milligan, D., Chessel, J., Goldstone, A.H., Ottolander, J., van't Veer, E.T., Comotti, B., Coser, P., Broccia, G., Bosi, A., Locasciulli, A., Catalano, M., Battista, R., Arcese, W., Carotenuto, M., Marmont, A.M. & Gordon-Smith, E.C. (1993) Treatment of aplastic anemia (AA) with antilymphocyte globulin (ALG) and methylprednisolone (Mpred) with or without androgens: a randomized trial for EBMT SAA working party. British Journal of Haematology, 83, 145± 151.

5 334 E. Di Bona et al De Planque, M.M., Bacigalupo, A., Wursh, A., Hows, J.M., Devergie, A., Frickhofen, N., Brand, A. & Nissen, C. (1989) Long-term follow-up of severe aplastic anaemia patients treated with antithymocyte globulin. British Journal of Haematology, 73, 121±126. Doney, K., Dahlberg, S.J., Monroe, D., Storb, R., Buckner, C.D. & Thomas, E.D. (1984) Therapy of severe aplastic anemia with antihuman thymocyte globulin and androgens: the effect of HLA haploid identical marrow infusion. Blood, 63, 342±348. Frickhofen, N., Kaltwasser, J.P., Schrezenmeier, H., Raghavachar, A., Vogt, H.G., Herrmann, F., Freun, M., Meusers, P., Salama, A. & Heimpel, H. (1991) Treatment of aplastic anemia with antilymphocyte globulin and methylprednisolone with or without cyclosporine. New England Journal of Medicine, 324, 1297±1304. Gluckman, E., Esperou-Bourdeau, H., Baruchel, A., Boogaerts, M., Briere, J., Donadio, D., Leverger, G., Leporrier, M., Reiffers, J., Janvier, M., Michallet, M. & Stryckmans, P. (1992) Multicenter randomized study comparing cyclosporine A alone and antithymocyte globulin with prednisone for treatment of severe aplastic anemia. Blood, 79, 2540±2546. La Starza, R., Matteucci, C., Crescenzi, B., Criel, A., Selleslag, D., Martelli, M.F., Van den Berghe, H. & Mecucci, C. (1998) Trisomy 6 is the hallmark of a dysplastic clone in bone marrow aplasia. Cancer Genetics and Cytogenetics, 105, 55±59. Marsh, J.C.W., Hows, J.M., Briett, K.A., Al-Hashimi, S., Fairhead, S.M. & Gordon-Smith, E.C. (1987) Survival after antilymphocyte globulin therapy depends on disease severity. Blood, 70, 1046±1052. Means, R.T., Jr, Krantz, S.B., Dessypris, E.N., Luckens, J.N., Niblack, G.D., Greer, J.P., Flexner, J.M. & Stein, R.S. (1988) Re-treatment of aplastic anemia with antithymocyte globulin or antilymphocyte serum. American Journal of Medicine, 84, 678±682. Mikhailova, N., Sessarego, M., Fugazza, G., Caimo, A., De Filippi, F., van Lint, M.T., Bregante, S., Valeriani, A., Mordini, N., Lamparelli, T., Gualandi, F., Occhini, D. & Bacigalupo, A. (1996) Cytogenetic abnormalities in patients with severe aplastic anemia. Haematologica, 81, 418±422. Piaggio, G., PodestaÁ, M., Pitto, A., Pittalunga, G.B., Isaza, A., Benvenuto, F., Bruno, B. & Bacigalupo, A. (1998) Comparable TNF-alfa, IFN-gamma and GM-CSF production by puri ed normal marrow CD3 cells in response to horse antilymphocyte and rabbit antithymocyte globulin. European Journal of Haematology, 60, 240±244. PodestaÂ, M., Piaggio, G., Frassoni, F., Pitto, A., Zikos, P., Sessarego, M., Abate, M., Van Lint, M.T., Berisso, G. & Bacigalupo, A. (1998) The assessment of the hematopoietic reservoir after immunosuppressive therapy of bone marrow transplantation in severe aplastic anemia. Blood, 91, 1959±1965. Schrezenmeier, H., Hinterberger, W., Hows, J., Ljungman, P., Locasciulli, A., Marin, P., Marsh, J., McCann, S., den Ottolander, G.J., Raghavachar, A., Socie, G., Tichelli, A., Van't Veer-Korthof, E.T. & Bacigalupo, A., for the EBMT SAA Working Party (1995) Second immunosuppressive treatment of patients with aplastic anemia not responding to the rst course of immunosuppression: a report from the Working Party on severe aplastic anemia of the EBMT. Bone Marrow Transplantation, 15, (Suppl. 1), S10. Schrezenmeier, H., Marin, P., Raghavachar, A., McCann, S., Hows, J., Gluckman, E., Nissen, C., Van't Veer-Korthof, E.T., Ljungman, P., Hinterberger, W., Van Lint, M.T., Frickhofen, N. & Bacigalupo, A. (1993) Relapse of aplastic anaemia after immunosuppressive treatment: a report from European Bone Marrow Transplantation group SAA working party. British Journal of Haematology, 85, 371± 377. Socie, G., Henry-Amar, M., Bacigalupo, A., Hows, J., Tichelli, A., Ljungman, P., McCann, S.R., Frickhofen, N., Van't Veer-Korthof, E.T. & Gluckman, E., for the European Bone Marrow Transplantation±Severe Aplastic Anaemia Working Party (1993) Malignant tumors occurring after treatment of aplastic anemia. New England Journal of Medicine, 329, 1152±1157. Stein, R.S., Means, R.T., Jr, Krantz, S.B., Flexner, J.M. & Greer, J.P. (1994) Treatment of aplastic anemia with an investigational antilymphocyte serum prepared in rabbits. American Journal of the Medical Sciences, 308, 338±343. Tichelli, A., Gratwohl, A., Nissen, C., Signer, E., Stebler Gysi, C. & Speck, B. (1992) Morphology in patients with severe aplastic anemia treated with antilymphocyte globulin. Blood, 80, 337± 345. Tichelli, A., Passweg, J., Nissen, C., Bargetzi, M., Hoffmann, T., Wodnar-Filipowicz, A., Signer, E., Speck, B. & Gratwohl, A. (1998) Repeated treatment with horse antilymphocyte globulin for severe aplastic anaemia. British Journal of Haematology, 100, 393±400. Young, N.S. & Maciejewski, J. (1997) The pathophysiology of acquired aplastic anemia. New England Journal of Medicine, 336, 1365±1372.

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