Depression is considered one

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1 ORIGINAL ARTICLES Can We Effectively Use the Two-Item PHQ-2 to Screen for Postpartum Depression? Sung Y. Chae, MD; Mark H. Chae, PhD; Alina Tyndall, MD; Maria Rochelle Ramirez, MD; Robin O. Winter, MD, MMM BACKGROUND AND OBJECTIVES: Postpartum depression screening is widely advocated to identify and treat affected individuals given the significant impact of this disorder on patients and their families. An effective, efficient method is needed to improve compliance with screening, which has led to an increased interest in the use of the two-item Patient Health Questionnaire 2 (PHQ-2). The aim of this study was to determine the sensitivity and specificity of the PHQ-2 in screening for postpartum depression. METHODS: A prospective convenience study was conducted among 200 postpartum women attending their postpartum or 4- and 6-month well-child visits at a multiethnic family medicine residency center. The sensitivity and specificity of the PHQ-2 was determined by using the well validated Edinburgh Postnatal Depression Scale (EPDS) as the gold standard. Positive responses to either scale led to further evaluation and referral. RESULTS: The sensitivity of the PHQ-2 was 100%, and the specificity was 79.3% using the EPDS as the reference standard. In addition, the PHQ-2 identified an additional four/nine women who were subsequently diagnosed with postpartum depression based on follow up of their positive screens. CONCLUSIONS: This study supports previous findings indicating that the PHQ-2 can be an effective tool in screening for postpartum depression. (Fam Med 2012;44(10): ) Depression is considered one of the most prevalent disorders in primary care with farreaching consequences. This has led the US Preventive Services Task Force to recommend screening all adults for depression. 1 Postpartum depression has been increasingly recognized as a significant variant of this disorder causing morbidity not only for the mother but also for her children and family. There is a general consensus that it is important to screen for this disorder, with laws mandating screening in New Jersey and the recent passage of the Melanie Blocker Stokes Mothers Act in 2010 on the federal level to fund support programs, education, and research for postpartum depression. There are multiple methods available to screen women for postpartum depression. 2-6 The Edinburgh Postnatal Depression Scale (EPDS) is a frequently used 10-item instrument developed specifically to screen for postpartum depression with the intent to exclude somatic symptoms common in the puerperium. 7 It has been translated into multiple languages and has been validated for use with different cultures However, some studies have suggested significant heterogeneity and a wide variance in sensitivity and specificity across diverse groups. As such, the EPDS may not be culturally appropriate for use with patients from some ethnic backgrounds. 11 In addition, the EPDS requires time and literacy for the patient to complete the questionnaire and for the provider to appropriately score the measure. Chaudron et al 12 conducted a study in a busy, academic pediatric practice where an attempt was made to implement universal screening for postpartum depression by administering the EPDS during first-year well-child visits. Only 46% of visits had a documented screen. If one excluded the screens that were From the JFK Family Medicine Residency Program, Edison, NJ (Drs SY Chae and Winter); University Behavioral Healthcare, University of Medicine and Dentistry of New Jersey, Newark, NJ (Dr MH Chae); East Orange General Hospital Family Health Center, East Orange, NJ (Dr Tyndall); and Multicare Spanaway Clinic and Urgent Care, Spanaway, WA (Dr Ramirez). 698 NOVEMBER-DECEMBER 2012 VOL. 44, NO. 10 FAMILY MEDICINE

2 not completed, not scored by a clinician, or incorrectly scored, then only 28% completed the full process. These poor response rates highlight the challenges of implementing the EPDS in a busy practice setting. While physicians concede that postpartum depression is a serious disorder that is common enough to warrant screening and that effective treatment is available, many believe that the screening process requires too much time and effort. 3 The Patient Health Questionnaire two-item scale (PHQ-2) may be a reasonable alternative screening measure given its brevity and potential to be administered during the clinical interview. 2,3 Olson et al 13 examined the effectiveness of brief depression screening using the PHQ- 2 with mothers attending well child visits at three rural pediatric practices and found that screening was well accepted and usually did not prolong visits. In the two phases of this study, Olson et al found that visits involving screening required no additional time or less than 3 additional minutes 85% and 89.6% of the time, respectively. Further, clinicians expressed that the screening was useful because it allowed them to obtain valuable psychosocial information pertinent to the child s care. The PHQ-2 has been validated in primary care and obstetrics-gynecology clinic samples and has been found to be as effective as other depression screens. 17,18 Bennett et al 19 found that the PHQ-2 had high sensitivities (80% 93%) and specificities (75% 86%) using the EPDS as the gold standard in a cross sectional study of women during pregnancy and in the postpartum period. In contrast, Cutler et al 20 explored the use of the PHQ-2 to screen for postpartum depression among mothers attending the well-child visits of their children aged 3 days to 5 years in an urban, multiethnic pediatric practice and found that its sensitivity for identifying those with a positive EPDS screen to be low at only 43.5%. Given these conflicting results, and the relative dearth of research on the PHQ-2 as a screening measure for postpartum depression, the purpose of this study was to determine the sensitivity and specificity of the PHQ-2 as a screen for postpartum depression administered during both postpartum and well-child visits in a busy residency practice setting. Methods Study Design The study participants consisted of a convenience sample of 200 women who were seen during their 6-week postpartum visits or with their infants at their 4- or 6-month wellchild visits at a multiethnic family medicine residency practice in New Jersey between February and December This program delivers over 300 women annually. IRB approval was obtained, but informed consent was waived since the state of New Jersey mandates postpartum depression screening. Participants received a written survey (English or Spanish), which included the EPDS and PHQ-2 and a demographics questionnaire. Participants who screened positive with either screen were interviewed and assessed using the DSM-IV criteria for depression. 21 The clinicians reviewed the criteria with these participants to confirm the diagnosis of depression. The EPDS was considered positive if the participant scored 13 as recommended by the original validation study 7 and the New Jersey Department of Health and Human Services website. A positive screen using the PHQ-2 was determined if the participant answered yes to either of the two questions. The investigators AT and MR contacted the participants by phone for a detailed interview if the clinician seeing them at the office visit did not document doing so. All the clinical providers were advised at the beginning of the study that if the last question in the EPDS was positive (pertaining to suicidality), the screen had to be addressed immediately. If a participant was diagnosed with depression, appropriate treatment and referral were provided. The EPDS was considered the gold standard to determine the sensitivity and specificity of the PHQ-2. All statistical procedures were conducted using the Statistical Package for the Social Sciences, version 16.0 (SPSS 16.0). Measures Edinburgh Postnatal Depression Scale (EPDS). The EPDS is the most widely used screening instrument for postpartum depression. 11,22 It is a self-report Likert-type questionnaire with 10 items inquiring the degree and frequency to which the participant experienced emotional and cognitive symptoms of depression over the past week. 7 Patient Health Questionnaire 2 (PHQ-2). The PHQ-2 consists of the first two items from the longer Patient Health Questionnaire-9, which consists of nine items that align with the DSM-IV criteria for major depression. These nine items comprise the first part of the full Patient Health Questionnaire that was developed as a self-report scale to screen for common psychiatric disorders in the primary care setting. 24 The two-question screen assesses both sad mood and anhedonia and if used in a dichotomous yes/no fashion, a positive response to either item yields a positive result. Alternatively, the questions could be scored with a Likert-type scale of 0 to 3, with 0 being not at all to 3 being nearly every day. In this study the dichotomous scoring approach was used. Results The demographic variables of the study sample are listed in Figure 1. This sample consisted of a multiethnic participant pool with a relatively high proportion of individuals who classified themselves as Asian. A total of 46.5% indicated that they had FAMILY MEDICINE VOL. 44, NO. 10 NOVEMBER-DECEMBER

3 Figure 1: ROC Curve of the PHQ-2 With the EPDS As the Gold Standard variable (depression by DSM IV) and a continuous variable (EPDS score). 25 PHQ-2 Patient Health Questionnaire 2 EPDS Edinburgh Postnatal Depression Scale <$20,000 annual household income. However, 42.5% reported having earned a college education or higher. Forty-five of the 200 surveys (22.5%) were positive by the PHQ- 2 screen. Among these, seven (3.5%) were also positive by the EPDS screen of 13. All those who screened positive on the EPDS also had a positive PHQ-2 screen. The sensitivity of the PHQ-2 was 100%, and the specificity was 79.3% using the EPDS as the reference standard. Figure 1 displays the ROC curve and shows that of the area under the curve was accounted for by the PHQ-2 screen (P<.001). Of all the participants who screened positive, the investigators were able to follow up on 42 of these 45 women (the others could not be contacted by phone). One of these participants was excluded as she was only 1 week postpartum (baby blues could not be excluded), and one other participant could not even remember filling out the screening instrument and denied depressive symptoms. Of the remaining 40/45 women who screened positive, nine fulfilled DSM IV criteria for depression, which led to 9/200 (4.5%) being ultimately diagnosed with postpartum depression. The EPDS screen (using the 13 screening cutoff) missed four/nine of the women subsequently diagnosed with postpartum depression by DSM IV criteria. If a lower cut-off of 10 was considered, two/nine of these women would be missed. There were no significant correlations by nonparametric analyses of categorical demographic variables except a Spearman s correlation between a personal and family history of depression (P=.001). Analyses of scale variables showed a significant Pearson s correlation of (P=.002) between the number of years in the United States and the EPDS score. Evaluation of the point biserial correlation between the EPDS score and depression by DSM IV criteria also showed significance at (P=.001). This modified form of the Pearson correlation was used as it was the most appropriate method to examine the relationship between a dichotomous Discussion The results of this study indicate a sensitivity of 100% and specificity of 79.3% for the PHQ-2 compared to the EPDS as the reference standard, which is consistent with the findings of Bennett et al, 19 whose study showed that the PHQ-2 compared well to the EPDS in its ability to screen for depression during the peripartum period. A subsequent study also indicated that the PHQ-2 displayed a high sensitivity of 100% for postpartum depression in comparison to the Structured Clinical Interview for the DSM-IV among women screened during their infants well-child visits. 26 Cutler et al 20 attributed the poor sensitivity value of 43.5% of the PHQ-2 in their study to the lower socioeconomic, educational, and multiethnic nature of the participants in their study. However, Bennett et al 19 also included multiethnic women of lower socioeconomic status, and the higher sensitivity of the PHQ-2 appeared unrelated to the educational status of their participants. The difference in results may lie in the administration of the PHQ- 2 in the dichotomous yes/no format in the Bennett study 19 in contrast to the Likert-type approach used by Cutler et al. 20 The Likert type scale may better address the responses of more highly educated samples as there was improved sensitivity (85.7%) of the PHQ-2 among the subset of women who had some college education or more in the Cutler study. Our study may more closely correspond to the results of Bennett et al 19 due to our use of the dichotomous yes/no approach, which may avoid this educational distinction. Lowering the cut-off of the Likert scale PHQ-2 from 3 to 2 also improved its sensitivity significantly from 43.5% to 78.3% in the Cutler study. This likely reflects the greater sensitivity afforded by the dichotomous approach, suggesting that this 700 NOVEMBER-DECEMBER 2012 VOL. 44, NO. 10 FAMILY MEDICINE

4 may provide better utility from the PHQ-2 screen. Of note, follow up of the positive screens in this study indicated that the PHQ-2 identified an additional four women who were eventually diagnosed with postpartum depression who were missed by the EPDS. As indicated in other studies using the EPDS as a screening tool for postpartum depression, 12,27 including cross-cultural studies, 9,11 a lower cutoff of 9-10 may be more appropriate in some populations to improve the sensitivity of the EPDS. This study supports this assertion as a lower cutoff of 10 would have detected an additional two women subsequently diagnosed with postpartum depression. However, even with the lower cutoff, the PHQ-2 detected an additional two women who were missed by the EPDS. There may be concerns for an instrument with increased sensitivity due to the higher likelihood of false positives. 11 On the other hand, it is interesting that in this multiethnic population with a fairly large number of women who were immigrants (average number of years in the United States was 17.8 years, SD=1.1 for women whose average age was 26.7 years, SD=5.6), the percentage of those who were diagnosed with postpartum depression was relatively low at 4.5%. In such populations, it may be especially useful to have a more sensitive screening instrument. As noted previously, a brief, reliable screening instrument may be particularly helpful in a busy practice setting to improve provider compliance with screening. 3,12,13 A screening tool that can be administered verbally may also be helpful in improving patient compliance with screening, particularly in a multiethnic practice where literacy may be a significant issue. The PHQ-2 has been increasingly recognized as a useful tool in screening for postpartum depression. The National Institute for Health and Clinical Excellence, an independent organization that evaluates and provides health care guidelines in the United Kingdom, recommended the use of the PHQ-2 as an initial screen for postnatal depression. 28 Family physicians caring for women and their children are in a particularly good position to screen women for postpartum depression during their postpartum visits as well as during well-child visits. However, as noted by the breadth of research on postpartum depression screening in the pediatric literature 12,13,17,23,26,27 and the obvious Race relevance to obstetric providers, it would be important for all maternal and child health providers to screen for postpartum depression. A brief, reliable measure would likely increase the probability that busy clinicians would add this screening to their regular repertoire. Based on the results of this study, the PHQ-2 was added to the postpartum visit template in the electronic medical record of the study practice and continues to be effectively used as a screening measure Table 1: Demographic Characteristics of Participants* Number Percentage African American Asian Caucasian Hispanic Other Missing Income <$20, $20,000 $50, >$50, Missing Education Below high school High school or GED College or higher Missing Marital status Never married Married No longer married Missing Number of years living in United States 5 years or less to 10 years to 15 years to 20 years More than 20 years Missing * Total (n=200) FAMILY MEDICINE VOL. 44, NO. 10 NOVEMBER-DECEMBER

5 Table 2: ROC Analysis of the PHQ-2 With the EPDS as the Gold Standard Area Under the Curve Test Result Variable(s) Area Standard Error* Asymptotic Significance** Asymptotic 95% Confidence Interval Lower Bound Upper Bound PHQ item 1 depression PHQ item 2 anhedonia PHQ total score The test result variable(s): PHQ item 1 depression, PHQ item 2 anhedonia EPDS Edinburgh Postnatal Depression Scale PHQ Patient Health Questionnaire 2 * Under the nonparametric assumption ** Null hypothesis: true area = 0.5 for postpartum depression during the standard 6- to 8-week postpartum visit. Limitations There are several limitations to this study. This study used the EPDS as the reference standard to determine the sensitivity and specificity of the PHQ-2 rather than a diagnostic measure. However, there have been multiple validation studies of the EPDS as an effective screening measure for postpartum depression, 7-12,22,23 and the purpose of this study was to help assess the reliability of other studies that found relatively high sensitivities and specificities of the PHQ-2 compared with the EPDS, 19 in contrast to others that did not. 20 Of note, this study seemed to indicate that the PHQ-2 may actually perform better in some populations as it detected an additional four women subsequently diagnosed with postpartum depression. Also, the demographics of the study population may not be representative of most practices. It included a very multiethnic population (see Table 1) and those with a high level of education of college or greater (42.5%) although this was not reflected in the socioeconomic status with 46.5% of women reporting <$20,000 in annual household income. In addition, many of the participants were not born in the United States. On the other hand, the multiethnic nature of this sample may be relevant given the changing racial and ethnic demographic of the United States. It is helpful to note the ability of the PHQ-2 to screen for postpartum depression in this setting. This study was also conducted in a residency practice. This may limit the ability to generalize these findings to other practice sites. It is useful to note, however, that postpartum depression screening can be effectively implemented in a busy residency practice despite the inefficiencies inherent in a setting that espouses teaching as a priority. Future Directions Given the brevity of the PHQ-2, it would be interesting to determine if the broader acceptance of this measure as a screening tool improves the compliance of clinicians with mandated or recommended postpartum depression screening in New Jersey and elsewhere. Currently, the New Jersey Department of Health and Human Services encourages the use of the EPDS as the main screening tool for postpartum depression. Yawn et al 30 showed a strong concordance between the PHQ-9 and the EPDS. Another avenue of research would be to investigate if the step-wise use of the PHQ-2 with subsequent administration of the remainder of the PHQ-9 in positive screens helps to maintain the high sensitivity of the PHQ-2 with an improvement in specificity as suggested by another recent validation study of the PHQ-2 and 9 in a primary care sample. 15 It is also noteworthy that an increasing body of literature indicates the importance of birth-related paternal depression and its potential impact on the well-being of the family. 31,32 Multiple studies, 12,13,17,23,26,27 including this one, support the effectiveness of postpartum depression screening during well-child visits. Given the brevity and reliability of the PHQ-2 screen, it would be helpful to study the expansion of depression screening to fathers or other important child care providers who bring children to their wellchild visits. There are ethical, legal, and pragmatic issues that arise, particularly for pediatric providers who do not directly provide care to the parents. 29 However, as noted by Olson et al, 13 pediatricians often found that screening mothers for depression allowed them to obtain information that was valuable to caring for their patients. Family physicians providing care to the entire family may be in a better position in this regard. It is clear that postpartum depression screening is important to identify a widespread problem that has clear implications for the entire family. The PHQ-2 is an effective tool that may improve compliance with 702 NOVEMBER-DECEMBER 2012 VOL. 44, NO. 10 FAMILY MEDICINE

6 recommended or mandated screening and could possibly be applied to other members of the family as well. ACKNOWLEDGMENTS: Drs Tyndall and Ramirez were both residents at the JFK Family Medicine Residency Program during the data collection for this study. This project was presented in a research forum at the 2009 Society of Teachers of Family Medicine Annual Spring Conference in Denver. CORRESPONDING AUTHOR: Address correspondence to Dr Chae, JFK Family Medicine Residency Program, JFK Family Medicine Center, 65 James Street, Edison, NJ Fax: schae@ jfkhealth.org. References 1. US Preventive Services Task Force. Screening for depression: recommendations and rationale. Ann Intern Med 2002;136: Wisner KL, Parry BL, Piontek CM. Postpartum depression. N Engl J Med 2002;347: Seehusen DA, Baldwin L, Runkle GP, Clark G. Are family physicians appropriately screening for postpartum depression? J Am Board Fam Med 2005;18: Dubowitz H, Feigelman S, Lane W, et al. Screening for depression in an urban pediatric primary care clinic. Pediatrics 2007;119: Gjerdingen DK, Yawn BP. Postpartum depression screening: importance, methods, barriers and recommendations for practice. J Am Board Fam Med 2007;20: Oppo A, Mauri M, Ramacciotti D, et al. Risk factors for postpartum depression: the role of the Postpartum Depression Predictors Inventory-Revised (PDPI-R). Arch Womens Ment Health 2009;12: Cox JL, Holden JM, Sagovsky R. Detection of postnatal depression: development of the 10- item Edinburgh Postnatal Depression Scale. Br J Psych 1987;150: Small R, Lumley J, Yelland J, Brwon S. The performance of the Edinburgh Postnatal Depression Scale in English speaking and non- English speaking populations in Australia. Soc Psychiatry Psychiatr Epidemiol 2007;42: Yoshida K, Yamashita H, Ueda M, Tashiro N. Postnatal depression in Japanese mothers and the reconsideration of Satogaeri bunben. Pediatrics International 2001;43: Hanlon C, Medhin G, Alem A, et al. Detecting perinatal common mental disorders in Ethiopia: validation of the self-reporting questionnaire and Edinburgh Postnatal Depression Scale. J Affect Disord 2008;108: Gibson J, McKenzie-McHarg K, Shakespeare J, Price J, Gray R. A systematic review of studies validating the Edinburgh Postnatal Depression Scale in antepartum and postpartum women. Acta Psychiatr Scand 2009;119: Chaudron LH, Szilagyi PG, Kitzman HJ, Wadkins HLM, Conwell Y. Detection of postpartum depressive symptoms by screening at well-child visits. Pediatrics 2004;113: Olson AL, Dietrich AJ, Prazar G, Hurley J. Brief maternal depression screening at wellchild visits. Pediatrics 2006;118: Kroenke K, Spitzer RL, Williams JBW. The Patient Health Questionnaire-2: validity of a two-item depression screener. Med Care 2003;41: Arroll B, Goodyear-Smith F, Crengle S, et al. Validation of the PHQ-2 and PHQ-9 to screen for major depression in the primary care population. Ann Fam Med 2010;8: Arroll B, Khin N, Kerse N. Screening for depression in primary care with two verbally asked questions: cross sectional study. BMJ 2003;327: Dubowitz H, Feigelman S, Lane W, et al. Screening for depression in an urban pediatric primary care clinic. Pediatrics 2007;119: Whooley MA, Avins AL, Miranda J, Browner WS. Case-finding instruments for depression: two questions are as good as many. J Gen Intern Med 1997;12: Bennett IM, Coco A, Coyne JC, et al. Efficiency of a two-item pre-screen to reduce the burden of depression screening in pregnancy and postpartum: an IMPLICT network study. J Am Board Fam Med 2008;21: Cutler CB, Legano LA, Dreyer BP, et al. Screening for maternal depression in a low education population using a two item questionnaire. Arch Womens Ment Health 2007;10: American Psychiatric Association. Diagnostic and statistical manual of mental disorders, fourth edition. Washington, DC: American Psychiatric Association, Boyd RC, Le HN, Somberg R. Review of screening instruments for postpartum depression. Arch Womens Ment Health 2005;8: Phillips J, Charles M, Sharpe L, Matthey S. Validation of the subscales of the Edinburgh Postnatal Depression Scale in a sample of women with unsettled infants. J Affect Disord 2009;118: Spitzer RL, Kroenke K, Williams JBW, et al. Validation and utility of a self-report version of the PRIME-MD: The PHQ Primary Care Study. JAMA 1999;282: Scherbaum CA. A basic guide to statistical research and discovery: planning and selecting statistical analyses. In: Leong FT, Austin JT, eds. The psychology research handbook, second edition. Thousand Oaks, CA: Sage Publications, Gjerdingen D, Crow S, McGovern P, Miner M, Center B. Postpartum depression screening at well-child visits: validity of a 2-question screen and the PHQ-9. Ann Fam Med 2009;7: Sheeder J, Kabir K, Stafford B. Screening for postpartum depression at well-child visits: is once enough during the first 6 months of life? Pediatrics 2009;123:e982-e Mason L, Poole H. Healthcare professionals views of screening for postnatal depression. Community Pract 2008;81: Chaudron LH, Szilagyi PG, Campbell AT, Mounts KO, McInerny TK. Legal and ethical considerations: risks and benefits of postpartum depression screening at well-child visits. Pediatrics 2007;119: Yawn BP, Pace W, Wollan PC, et al. Concordance of Edinburgh Postnatal Depression Scale (EPDS) and Patient Health Questionaire (PHQ-9) to assess increased risk of depression among postpartum women. J Am Board Fam Med 2009;22(5): Schumacher M, Zubaran C, White G. Bringing birth-related paternal depression to the fore. Women and Birth 2008;21: Paulson JF, Dauber S, Leiferman JA. Individual and combined effects of postpartum depression in mothers and fathers on parenting behavior. Pediatrics 2006;118: FAMILY MEDICINE VOL. 44, NO. 10 NOVEMBER-DECEMBER