Vascular access for incident hemodialysis patients in Catalonia: analysis of data from the Catalan Renal Registry ( )

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1 JVA ISSN J Vasc Access 2015; 16 (6): DOI: /jva Original Article Vascular access for incident hemodialysis patients in Catalonia: analysis of data from the Catalan Renal Registry ( ) Ramon Roca-Tey 1,2, Emma Arcos 3, Jordi Comas 3, Higini Cao 3,4, Jaume Tort 3 ; Catalan Renal Registry Committee 3 1 Coordinator of the vascular accesses working group of the Catalan Society of Nephrology (SCN), Barcelona - Spain 2 Department of Nephrology, Hospital de Mollet, Barcelona - Spain 3 Registre de Malalts Renals de Catalunya (RMRC), Organització Catalana de Trasplantaments (OCATT), Health Department of Catalonia, Catalonia - Spain 4 Department of Nephrology, Hospital del Mar, Barcelona - Spain Abstract Purpose: Arteriovenous fístula is the best vascular access (VA) for hemodialysis. We analyzed the VA used at first session and the factors associated with the likelihood to start hemodialysis by fistula in Methods: Data of VA type were obtained in 9,956 incident hemodialysis patients from the Catalan Registry. Results: Overall, 47.9% of patients initiated hemodialysis with a fistula, 1.2% with a graft, 15.9% with a tunneled catheter and 35% with an untunneled catheter. The percentage of incident patients with fistula and catheter has remained stable at around 50% over the years. The likelihood to start hemodialysis with fistula was significantly lower in females [adjusted odds ratio: 0.69, 95% confidence interval (CI): ], patients aged years (0.78, 95% CI: ), patients with comorbidity (0.67, 95% CI: ) and tended to be lower in patients aged over 74 years (0.89, 95% CI: ). The probability to use fistula was significantly higher in patients with polycystic kidney disease (2.08, 95% CI: ), predialysis nephrology care longer than 2 years (4.14, 95% CI: ) and steady chronic kidney disease (CKD) progression (10.97, 95% CI: ). During 1 year of follow-up, 67.2% and 59.6% of patients using untunneled and tunneled catheter changed to fistula, respectively. Conclusions: Starting hemodialysis by fistula was related with nonmodifiable patient characteristics and modifiable CKD practice processes, such as predialysis care duration. Half of the incident patients were exposed annually in Catalonia to potential catheter complications. This scenario can be improved by optimizing the processes of CKD care. Keywords: Arteriovenous access, Catheter, Fistula, Graft, Hemodialysis Introduction According to the clinical guidelines on vascular access (VA), the arteriovenous fistula (AVF) should be considered ahead of the arteriovenous graft (AVG) which, in turn, should be considered ahead of the central venous catheter (CVC) when selecting the optimal VA to initiate chronic hemodialysis (HD) in end-stage renal disease (ESRD) patients (1, 2). Furthermore, some guidelines differentiate between tunneled central vein catheter (TCC) and untunneled central Accepted: April 8, 2015 Published online: June 15, 2015 Corresponding author: Ramon Roca-Tey Tamarit , 3 3 a Barcelona, Spain 18647rrt@comb.cat; r.roca@hospitalmollet.cat vein catheter (UCC) as a third option and choice of necessity, respectively (3). On the basis of this order of preference for VA placement, the current situation in the real world is not optimal in many industrialized countries (4-8). A multicenter study performed in 2,516 patients of 28 HD facilities around Spain showed that no center in 2007 met the quality goal, defined in the Spanish Guideline, of having 80% of patients with mature arteriovenous access at the HD start (5, 9). In the same line, data from the United States Renal Data System (USRDS) indicated that less than 20% of patients used a mature AVF at HD initiation in 2011 (8), far below the Kidney Disease Outcomes Quality Initiative (KDOQI) target of at least 50% (10). A multinational registry-based study (n = 13,044) showed that the use of AVFs at the start of HD in Europe has decreased significantly from 42% in 2005 to 32% in 2009 (7). Using the data from the Catalan Renal Registry, we performed a retrospective observational study to examine trends in the VA used at first HD session over 12 years in incident HD patients and identify the factors associated with the likelihood to initiate HD through a mature AVF.

2 Roca-Tey et al 473 Materials and methods The Catalan Renal Registry (RMRC) The data source used for this study is the Registry of Catalonia, an autonomous community of Spain with a population of 7, million residents in This Registry collects data from 46 centers about HD initiation, changes of center and/or treatment modality, deaths and patient exclusion, as well as annual update of all active cases on the 31 st of December of each year. Patients and VAs From January 1, 2000, until December 31, 2011, we analyzed the VA of incident HD patients. We have included all patients resident in Catalonia of age 18 years or older with ESRD who start a chronic HD program as their initial form of renal replacement treatment (RRT) and with documented VA type in use on the first HD. The following baseline variables were analyzed: gender, age, primary kidney disease, associated comorbidities (coronary artery disease, cardiomyopathy, cardiac conduction disorders, cerebrovascular disease, peripheral vascular disease, chronic respiratory disease and diabetes not considered as primary kidney disease) grouped according to the International Classification of Diseases (ICD-9) (11), duration of nephrology care before HD start, ESRD presentation form [acute presentation of chronic kidney disease (CKD) not previously known or acute-on-chronic renal disease or steady progression of known CKD] and period of HD initiation ( or ). The VA used at HD inception was classified as one of four types: AVF, AVG, TCC and UCC. To assess the changes from the initial VA, we used the information collected in the two first annual follow-up reports on 31 December, in order to have at least 1 year follow-up in all cases. We determined the direction of changes comparing the initial VA with the VA used in the first and second follow-up on December 31. Statistical analyses Continuous and categorical variables were described as mean ± standard deviation and as percentages, respectively. We evaluated the differences between each type of VA and the studied variables using the analysis of variance and the chi-square test. We performed a multivariate logistic analysis to determine the factors independently associated with a greater likelihood to use a mature AVF as the first VA in the incident patient. This model was adjusted for all aforementioned potential confounding baseline variables. The statistical significance was defined as p<0.05 and data analysis was performed using STATA software version 11. Results Patients included During , 9,956 patients met the inclusion criteria. Table I summarizes the characteristics of all included patients by initial VA type at baseline. The follow-up of these patients was as follows: changing the RRT to peritoneal dialysis (1.8%) or kidney transplantation (23.7%), death (47.2%), recovery of renal function (1.4%), exclusion because the patient moves outside Catalonia (0.1%) and remained on HD program on December 31, 2011 (25.7%). First VA in incident patients Figure 1 shows the VA type used to start chronic HD program in Catalonia over time. Considering globally the whole recruitment period, the VA distribution for initiating HD was the following (Tab. I): AVF 47.9% (4,473), AVG 1.2% (116), TCC 15.9% (1,582) and UCC 35% (3,485). The location of the AVF was the following: radiocephalic 77% (3,675), brachiocephalic 15.8% (754), brachiobasilic 6.1% (291), 1.1% (53) missing value. The percentage of patients starting HD with an AVF has ranged between 44% and 51% over time. From 2002, we can see a growing trend in the use of TCC at the expense of the UCC as the first VA. The use of AVG as a first VA in Catalonia is very infrequent. Relationship between the first VA used and the characteristics of incident patients In the univariate analysis, we have observed significant differences among all the variables analyzed according to the initial VA (Tab. I). Considering four age groups, the highest percentage of TCC was found in patients aged over 74 years (almost 18%). Patients with polycystic kidney disease had the lowest incidence of CVC (both TCC and UCC) compared to patients with other nephropathies. Regarding the predialysis nephrology care, patients with a care of less than 1 year had the highest percentage of UCC. Conversely, patients with a care of longer than 2 years had the highest percentage of arteriovenous access. The AVF showed the highest percentage of no presence for each comorbidity. With regard to ESRD presentation, the highest percentage of AVF and AVG was recorded in patients with a steady CKD progression. According to the time period considered, the percentage of UCC was higher in the period and, conversely, the percentage of TCC was higher in the period Women who started HD with AVF had higher number of previous VA compared to men using AVF (0.53 ± 0.99 versus 0.41 ± 0.89, p<0.001). Probability to start HD with an AVF Table II shows the different risk factors associated with the probability to start chronic HD through a mature AVF. This likelihood was significantly higher in incident HD patients with polycystic kidney disease [odds ratio (OR): 2.08, 95% confidence interval (CI): ], predialysis nephrology care longer than 2 years (OR: 4.14, 95% CI: ) and steady ESRD progression (OR: 10.97, 95% CI: ). On the other hand, the probability to initiate HD with an AVF was significantly lower in females (OR: 0.69, 95% CI: ), patients aged between 18 and 44 years (OR: 0.78, 95% CI: ) and patients with at least one comorbidity (OR: 0.67; 95% CI: ). This likelihood tended also to be lower, although not significantly,

3 474 Vascular access in Catalonia TABLE I - Characteristics of the incident hemodialysis patients according to the initial vascular access during the study period % missing (n = 9,956) % UCC (3,485) % TCC (1,582) % AVF (4,773) % AVG (116) p Value* 0 Age group (years) <0.001 > Gender Male Primary renal disease (PRD) 3.2 Duration of predialysis nephrology care (years) 0.9 Coronary artery disease Female <0.001 Glomerular disease Polycystic kidney disease Interstitial disease Vascular disease <0.001 Diabetic nephropathy Others Unknown < <0.001 > No Yes < Cardiomyopathy No Cardiac conduction disorders 0.9 Cerebrovascular disease 1 Peripheral vascular disease 0.9 Chronic respiratory disease Yes <0.001 No Yes <0.001 No Yes <0.001 No Yes <0.001 No Yes <0, Diabetes (not PRD) No ESRD presentation Unknown chronic renal disease Yes <0.001 Acute-on-chronic renal disease <0.001 Gradual progression Period of time <0.001 AVF = arteriovenous fistula; AVG = arteriovenous graft; ESRD = end-stage renal disease; TCC = tunneled central vein catheter; UCC = untunneled central vein catheter. *p<0.05.

4 Roca-Tey et al 475 Fig. 1 - Annual distribution of the vascular access used in the first hemodialysis during the study period ( ). From top to bottom: arteriovenous graft, arteriovenous fistula, tunneled catheter, untunneled catheter. TABLE II - Probability to start hemodialysis through a mature arteriovenous fistula. Adjusted multivariate logistic regression model OR (IC 95%) p-value Gender Male 1 Female 0.69 ( ) <0.001 Age ( ) ( ) > ( ) Primary renal disease Glomerular 1 Polycystic 2.08 ( ) <0.001 Interstitial 1.01 ( ) Vascular 1.00 ( ) Diabetes 0.87 ( ) Others 0.81 ( ) Unknown 0.98 ( ) Duration of predialysis nephrology care (years) < ( ) <0.001 > ( ) <0.001 At least, one comorbidity* No 1 Yes 0.67 ( ) <0.001 End-stage renal disease presentation Unknown chronic renal disease 1 Acute-on-chronic renal disease 2.26 ( ) <0.001 Gradual progression ( ) <0.001 Period of hemodialysis inception ( ) *Coronary artery disease, cardiomiopathy, cardiac conduction disorder, cerebrovascular disease, peripheral vascular disease, chronic respiratory disease or diabetes not as primary renal disease. in patients aged over 74 years (OR: 0.89, 95% CI: ; p = 0.072). Changes in the VA during the first year of follow-up We were able to study a possible VA change in 6,705 (67.3%) incident patients for which there was available information about the VA in two consecutive follow-up reports on 31 December. Overall, 66.6% of them changed the initial VA during the first year of follow-up. This percentage was 90.1%, 81.7%, 44.6% and 69% in patients with UCC, TCC, AVG and AVF as first VA, respectively. Regarding the direction of these VA changes, more than half of the incident patients who initiated HD with UCC and TCC changed to an

5 476 Vascular access in Catalonia AVF during the first year of follow-up (67.2% and 59.6%, respectively). Discussion During a period of 12 years, 47.9% of ESRD patients started HD with a mature AVF in Catalonia. There have been no big changes over the years, so that this percentage remains more or less stable at around 50%. Although all current clinical guidelines recommend preferential AVF placement as the first VA to initiate HD (2, 3), there is a gap between these recommendations and the practice patterns (8, 12). Data from the UK Renal Registry show that 41% of ESRD patients started HD through a mature AVF in 2011 despite the UK Renal Association recommendation that at least 65% of ESRD patients must initiate HD by an AVF (3, 12). Likewise, less than one-fifth of ESRD patients in the United States started HD by an AVF in 2011 despite the fact that the KDOQI Clinical Practice Guidelines recommended that at least 50% of ESRD patients must initiate HD through a mature AVF and this rate showed no changes in the United States during the last years (2, 8, 13). No conclusions can be obtained from the patients who started HD through an AVG in Catalonia due to their very low number (about 1%). Recent data from the national registries indicate that less than 4% of 2011 incident HD patients initiated HD treatment with an AVG in the United States, Australia, New Zealand, Argentina, Canada and the UK (8, 12, 14-16). If the goal is to prevent starting HD by CVC, using an AVG as the first VA it could be a smart approach to avoid CVC in selected incident patients (17, 18). In relation to AVF, the AVG has some advantages as a lower incidence of failure-to-mature (FTM), shorter maturation time and increased cumulative patency during the first 18 months after placement (19, 20). In the worst case scenario, that is, very elderly ESRD patient closer to initiate HD with associated comorbidities, suboptimal veins and previous failed attempts of AVF maturation, the AVG placement is a lesser evil, a good solution to avoid CVC insertion (21, 22). The development of a new AVG generation of early puncture may help us to prevent CVC placement in patients not suitable for AVF creation (23). Considering globally the study period, half of the incident patients (50.9%) started HD through CVC (15.9% TCC and 35.0% UCC) in Catalonia, that is, without arteriovenous access. From 2002, the use of TCC increased at the expense of the UCC in the first HD session. In the same way, the proportion of incident ESRD patients initiating HD in Australia with a TCC increased from 39% in 2008 to 42% in 2011 and, conversely, the percentage of UCC decreased from 22% in 2008 to 12% in 2011 (14). This change in the CVC profile in Catalonia can be attributed, on the one hand, to the generalization of the catheter tunneling procedure among radiologists and interventional nephrologists and, on the other hand, to the significantly higher infectionrelated risk soon after UCC placement compared with the TCC (24). The initial VA at HD inception in Catalonia was related to age, gender, primary nephropathy, comorbidity at baseline, predialysis nephrology care duration and ESRD presentation. It has been reported that patient characteristics associated with a lower probability to start HD by AVF, like older age, female gender and the presence of cardiovascular comorbidities, were also linked to a higher FTM risk (13, 18, 25). On the other hand, the prescription of high dialyzer blood flow can decrease AVF use. This prescription is higher than 300 ml/min in most Catalan patients and, according to DOPPS data, AVF failure rates are higher in facilities with higher flow rates (26). The likelihood to use an AVF at HD inception in Catalonia was significantly lower between 18 and 44 years old and tended to be lower in patients aged over 74 years, compared to the reference group of years. In addition, the highest percentage of patients starting HD with a TCC in Catalonia was found among the group of patients aged over 74 years. Although this bimodal distribution in the probability to initiate HD by an AVF related to patients age has been reported previously (27, 28), the question is: how can we explain this finding? Elderly incident patients have a greater prevalence of vascular disease causing a higher FTM rate that, in turn, is responsible for the lower likelihood to use an AVF in the patient s first HD session. But the possible reasons for the lower AVF use in young incident HD patients are merely speculations. As with previous reports, the probability of starting HD by an AVF was lower for females when compared with males and the AVG was mainly used by women compared with men in the first HD session in Catalonia (7, 20, 22, 28, 29). Females were 31% and 36% less likely than males to use an AVF at HD initiation in Catalonia and the United States, respectively (28). Women had a higher FTM rate than men (25), even when preoperative vascular mapping is used, but the exact cause for this finding (smaller vessel diameter and impaired venous compliance) is still not fully clarified (30-32). In addition, it has also been recently reported that women need more time for adequate AVF maturation than men (33). For all these reasons, it has been suggested that earlier AVF placement is more advisable in women than in men to ensure initiating HD with an AVF in female patients (32, 33). In relation to incident HD patients with glomerular disease, patients with polycystic kidney disease showed twofold greater likelihood to start chronic HD through a mature AVF in Catalonia. Furthermore, these patients also showed the lowest incidence of TCC and UCC when compared to patients with any other CKD cause. This finding can be explained by two reasons. First, they are referred to the nephrologist in the initial stages of the disease because of the family context. According to the Canadian Organ Replacement Register from 2002 to 2011, patients with polycystic kidney disease always had the lowest rate of late referral (8.6% in 2011) (15). And, second, these patients have a more predictable CKD progression to ESRD, that is, a steadier loss of glomerular filtration rate than patients with other nephropathies (34). Confirming other studies (27, 29, 35, 36), the probability of initiating HD by an AVF in Catalonia was related with the duration of predialysis nephrology care. This likelihood was time-dependent, so that it was more than three or four times higher if the nephrology care was longer than 1 or 2 years,

6 Roca-Tey et al 477 respectively, in relation to a care of less than 1 year s duration. In this way, data from the USRDS in 2011 showed that 50% of incident US patients with 1 year or more of predialysis nephrology care started HD by an AVF and this rate was fivefold higher compared to patients without predialysis care (8). However, 24% of patients initiated HD in Catalonia with UCC despite a predialysis care period longer than 2 years, that is, sufficient time for AVF creation. Regarding this data, 19% and 40% of incident HD patients began HD therapy in 2011 through a CVC in the United States and the United Kingdom, respectively, despite the fact they had 1 year or more of predialysis nephrology care (8, 12). The reasons of this finding have been studied previously (35, 37-40) and, according to Hughes et al, most of them are modifiable, such as patientrelated delays, surgical delays or late decision-making by the nephrologist (40). Incident HD patients with steady ESRD progression showed 11-fold greater probability to start chronic HD by an AVF in Catalonia. However, 20% of patients with predictable CKD progression to ESRD initiated HD with an UCC. Probably, this finding occurs because there are heterogeneity trajectories of CKD progression to ESRD that can complicate the optimal timing of AVF placement (41-43). Yet, can we improve the current rate of half of the incident ESRD patients starting HD with a mature AVF in Catalonia? According to demographic and clinical factors of ESRD patients in Catalonia, have we already reached the plateau or, on the contrary, do we still have room for improvement? One would easily assume that we have already peaked and we will never be able to overcome the AVF rate of about 50% that has been repeated annually related to the characteristics of ESRD patients. However, there are two important data in the present study that lead us to believe that this rate can be really improved in Catalonia: (A) Despite the progressive increase in the age and comorbidity of ESRD patients treated with HD worldwide, the percentage of mature AVF as initial VA remains stable over time in Catalonia rather than decreasing progressively. If the change in the demographic and clinical profile of incident patients were decisive for obtaining a mature AVF, the epidemiological translation should result in the direction of a progressive decrease instead of a stabilization of the AVF rate over the years. (B) A significant number of incident patients initiating HD with a CVC can achieve a mature AVF during the first year of follow-up in Catalonia. This means it would have been technically possible for timely AVF placement earlier in many patients so as to perform the first HD session through an AVF instead of a CVC. It seems that factors associated with patient characteristics are very important but not sufficient to fully explain the AVF rate of incident HD patients in Catalonia. The current scenario is multifactorial involving nonmodifiable factors related to FTM rates such as age, gender or comorbidity and also modifiable organizational factors associated with the CKD practice processes such as the duration of predialysis care (6, 29, 39, 41, 44, 45). Therefore, it is possible to improve the current rate of AVF acting on modifiable factors by reviewing the processes of CKD care (6, 37, 41, 44, 46-50). For example, it has been shown that we can increase this rate by introducing a VA coordinator and prioritizing the waiting list for surgery (49). In this way, the Fistula First Breakthrough Initiative underlined 13 change concepts for increasing AVFs in both incident and prevalent HD patients (50). This study has a number of weaknesses inherent to any study performed completely using patients data from a population register database, in which the variables utilized are restricted in number and can have low clinical specificity. Strengths of the present study include its large sample size (almost 10,000 incident HD patients) and the prolonged duration of the study period (12 years), sufficient number and sufficient time to make valuable conclusions about trends in VA use in Catalonia. In conclusion, the probability to start HD by an AVF in this registry-based study was associated with nonmodifiable factors related to patient characteristics and also with modifiable factors related to the CKD practice processes, such as predialysis nephrology care duration. The VA used at HD inception in Catalonia has been suboptimal over time since it has not been possible to overcome the annual 50% rate of patients initiating HD by an AVF and, therefore, about half of the incident HD patients are exposed annually to morbidity and mortality risks associated with the CVC. However, our data suggest that this scenario could be improved by optimizing the processes of CKD care. Acknowledgment The authors thank all the staff at Centers and Services providing attention to ESRD patients in Catalonia and the vascular access working group members of the Catalan Society of Nephrology (SCN) in alphabetical order: J. Feixas (Hospital General de Vic), N. Fontseré (Hospital Clínic i Provincial), F. Graterol (Hospital Germans Trías i Pujol), J. Ibeas (Consorci Hospitalari Parc Taulí), J. Martínez (Fundació Puigvert), M. Ramírez de Arellano (Hospital de Terrassa), R. Sans (Hospital de Figueres). The promoter of this work was the Organització Catalana de Trasplantaments (OCATT) and it could never have been carried out without their support. Disclosures Financial support: None. Conflict of interest: None. References 1. Tordoir J, Canaud B, Haage P, et al. European best practice guidelines (EBPG) on vascular access. Nephrol Dial Transplant. 2007;22(Suppl 2):ii88-ii National Kidney Foundation. KDOQI Clinical Practice Guidelines and Clinical Practice Recommendations for 2006 Updates: hemodialysis adequacy, peritoneal dialysis adequacy and vascular access. Am J Kidney Dis. 2006;48(Suppl 1): S1-S Fluck R, Kumwenda M. Clinical practice guidelines: vascular access for haemodialysis. UK Renal Association. 5 th edition, Final Version ( ) Ethier J, Mendelssohn DC, Elder SJ, et al. Vascular access use and outcomes: an international perspective from the Dialysis Outcomes and Practice Patterns Study. Nephrol Dial Transplant. 2008;23(10): Alcázar JM, Arenas MD, Álvarez-Ude F, et al. 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