Breathlessness in adults: epidemiology, mechanisms and management

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1 Breathlessness in adults: epidemiology, mechanisms and management AIMS Prof. Miriam Johnson Hertford Building University of Hull Kingston upon Hull HU6 7RU Hull UNITED KINGDOM To summarise the evidence regarding the: epidemiology, mechanisms management of the symptom of chronic breathlessness in adults. Greater detail can be found in the ERSMonograph on palliative care in respiratory disease due to be published September 2016 and launched at the ERS Congress SUMMARY Introduction Chronic breathlessness is that which persists despite optimal management of the underlying condition, and leads to negative consequences for the person concerned, and their families, in all aspects of life: physical, psychological, social, financial and spiritual. It is common and yet breathlessness is poorly recognised by clinicians as anything other than a pointer to the underlying cause.[1] Thereafter, once the pathophysiology has been treated as well as possible, the clinician tends not to see breathlessness itself as a target for intervention. As a consequence, breathlessness may not be systematically assessed regarding the patient s experience and impact on their lives by the clinician, and the patient in return does not see that these concerns are legitimate to discuss with the doctor.[2] However, chronic breathlessness is emerging as a clinical syndrome in its own right, with evidence based interventions targeted at the mechanisms which are being delineated for the genesis and perception of breathlessness.[3] Epidemiology Chronic breathlessness is common, with population prevalence ranging from 9 to 61% depending on the population studied and the definition of breathlessness.[4-9] A household survey in South Australia found a prevalence of chronic breathlessness (at least 3 months out of the last six; modified Medical Research Council [MRC] dyspnea scale >1) of 9%, with symptoms attributed by the person most commonly to lung pathology.[4] The Health Survey for England 2011 found that15% of men and 26% of women said they had experienced breathlessness (>2 MRC dyspnea scale) at some point in the previous year.[10] A Norwegian urban population survey found 13% with moderate dyspnea on exertion using a modified version of the British Medical Research Council s Committee on Research into Chronic Bronchitis questionnaire.[11] Breathlessness is more commonly reported by women and older people where approximately one third are affected.[6, 12] Some subpopulation seem to have a particularly high prevalence, e.g. older Korean women who smoke (prevalence 61%).[8] Breathlessness is common in common medical conditions and worsens in the weeks prior to death [12, 13]. Prevalence estimates for non-malignant cardiorespiratory diseases range from 60 to 88% (heart failure) and 90 to 95% (COPD).[14] In cancer, depending on the tumor site, stage of disease

2 and setting of the study the prevalence varies between 10 and 79%.[15] Of note, breathlessness can be experienced by cancer patients in the absence of pulmonary involvement due to a variety of mechanisms including cachexia-related loss of skeletal muscle and fatigue and low maximal inspiratory pressures with evidence of respiratory muscle weakness.[16, 17]In one study 78% of bereaved carers perceived that the person who had died from cancer had been breathless.[18] Breathlessness is associated with health service use. Primary care studies show breathlessness as a reason for encounter to comprise 1% of all consultations.[19, 20] This may be an underestimation as encounters due to first report of breathlessness or for continued symptom could not be distinguished in the Currow paper [19] although the Frese [20] data showed just over 40% encounters were for continued problems. Again, breathlessness was reported as a reason for encounter more often by women and increased by age. The most common underlying cause of breathlessness was chronic lung disease, consistent with other literature.[21] People with breathlessness were more likely to be seen in their own home or in a care home and more likely to be referred to the emergency department (ED).[19] In a national survey of EDs in the USA, shortness of breath was the primary reason for 2.7% of all presentations across all age groups.[22] In a single hospital study in Norway, breathlessness was the third most common reason to attend (9%).[23] In palliative care patients with advanced disease presenting to the ED, the proportion is even higher (25%) and breathlessness was the most common presentation.[24] Patients presenting with breathlessness and heart failure or COPD are more likely to be admitted to a hospital (88% with heart failure, 60% with COPD)[25, 26] and breathlessness intensity on arrival is a predictor of admission (>8/10 numerical rating scale) or discharge (<3/10).[27] Breathlessness is a predictor of poor prognosis[5, 28, 29], both of short and long term survival. [30, 31] Mechanisms The respiratory motor areas of the brain receive information and process the information according to the ventilator requirements of the body. A ventilator command (neural respiratory drive [NRD]) is then generated with an accompanying corollary discharge to perceptual areas. If the NRD exceeds the capacity for ventilator response, there is a mis-match between the NRD as sensed via corollary discharge, and afferent feedback from mechanoreceptors of the respiratory system.[32] Central mechanisms Much of what we know about central pathways involved in breathlessness perception is from functional magnetic resonance imaging (fmri), and adds to the work on receptors and receptor pathways.[33] It confirms that the patient sensations of intensity and unpleasantness are distinct. Most work to date has been done in models of acute induced breathlessness, however there is emerging evidence that the processing of chronic breathlessness, whilst similar, has important differences: involvement of the frontal associative cortex accessing memories and fears;[34] evidence of vigilance even at rest and in comfort.[35] The nature of the PET and fmri scanning processes (confined space, the requirement to lay flat for significant lengths of time) has restricted these imaging techniques in the study of chronic breathlessness. Other techniques such as magnetoencephalography is a feasible option for further study and allows breathlessness to be induced by physical exertion. [35] Peripheral mechanisms There are many peripheral sensory afferent sources implicated in the genesis of breathlessness: blood gas status; lung and chest wall position and movement; cool airflow across the face and nasal

3 mucosae; and skeletal muscle.[32] These are summarised in the ATS consensus statement on dyspnea by Parshall et al, 2012.[32] There is some evidence to support the use of airflow in laboratory studies, phase 2 and 3 clinical trials, and the placebo arm of oxygen trials.[36-43] Skeletal muscle plays an important role, probably related to inflammation, and neurohormonal changes, and begins to explain the origin of the link between muscles, increased sympathetic drive, breathlessness and inflammation. This seems to be a factor in COPD,[44] heart failure (where decreased mechanical efficiency, and an increase in glyolytic type II fibres results in enhanced lactic acid production and impaired recovery of phospho-creatine stores [45]) and cancer. Cancer cachexia syndrome results in preferential skeletal muscle loss and is associated with breathlessness even if there is no direct lung pathology.[16, 46] At least in COPD and heart failure, the oxidative capacity appears to be partly reversible with rehabilitation, and there is some emerging evidence in cancer and HF to suggest that a nutritional approach is needed as well as exercise, e.g. with diet supplementation of polyunsaturated fatty acids (PUFA) and creatine. There is widespread distribution of mu opioid receptors throughout the central and peripheral nervous systems. Whilst there is evidence to support the role of central mu receptors in modulating chronic breathlessness,[47, 48] the role of peripheral opioids receptors has not been delineated. Serotonin receptors also appear to be important in the perception and genesis of breathlessness and serotonin seems to play a role in the control of respiration and generation/perception of breathlessness perhaps due to modulation of brain stem centres responsible for respiratory rhythm and/or of centres involved in the perception of breathlessness.[49] Management Breathlessness is a multi-dimensional subjective experience, with intensity and unpleasantness, emotional response and restrictive functional consequences. [50] Pulmonary rehabilitation (PR), addresses many of these domains (e.g. patient education for better self-management, cognitive support, physical conditioning and exercise, group interaction) and is standard therapy for people with COPD.[51] However, implementation is suboptimal due to poor knowledge of the intervention by both patients and clinicians; poor clinicians knowledge of how, when and where to refer; access difficulties for patients; and clinicians lack of engagement with interventions which promote exercise behaviour change.[52, 53] Complex interventions using a similar approach, but tailored to people of poorer performance status, have been developed, piloted and tested in trials.[54-61]three adequately powered randomised controlled trials [56, 58, 60] confirmed benefit in terms of reduced breathlessness intensity,[56] reduced distress due to breathlessness [58] and improved mastery over breathlessness.[60] In lung cancer, benefit has been shown to be as good from a single session of training as from three. [59] This complex approach has been described as Breathing, thinking and functioning and is the frame used by the Cambridge Breathlessness Intervention Service ( Simple cool airflow from a battery operated hand held fan seems to be a useful and inexpensive intervention. [38, 40, 62] The best evidence in favour of a pharmacological intervention is for low dose, oral, sustained release morphine.[63-66] A response of 1 point on a numerical 0-10 rating scale is a moderate effect size rated as clinically important; smaller than that for acute breathlessness. [67] Over two thirds respond, over half of whom have done so by 10mg oral morphine in 24 hours. Over 90% of responders have done so by 20mg oral morphine per day.[64] Younger people with higher baseline breathlessness seem to be more likely to respond.[68] Low dose oral opioids appear to be safe even in people with advanced lung disease; there was no associated excess mortality or hospital admission in people with advanced COPD taking doses of 30mg oral morphine equivalent/day.[66]care is needed to manage side-effects such as constipation. There is no level 1A evidence as yet for other drugs such as benzodiazepines [69]or selective serotonin reuptake inhibitors (although there is a current phase 3 trial due to report in 2017) or nebulised furosemide. There is phase 3 trial evidence that buspirone is not effective compared to

4 placebo. [70]Nebulised saline may be of help in reducing breathlessness and helping with mucous clearance in people with COPD. [71] REFERENCES 1. Currow DC, Johnson MJ. Distilling the essence of breathlessness: the first vital symptom. Eur Respir J 2015 June;45(6): Gysels M, Higginson IJ. Access to services for patients with chronic obstructive pulmonary disease: the invisibility of breathlessness. J Pain Symptom Manage 2008 November;36(5): Johnson MJ, Currow DC. Chronic refractory breathlessness is a distinct clinical syndrome. Curr Opin Support Palliat Care 2015 September;9(3): Currow DC, Plummer JL, Crockett A, Abernethy AP. A community population survey of prevalence and severity of dyspnea in adults. J Pain Symptom Manage 2009 October;38(4): Frostad A, Soyseth V, Haldorsen T, Andersen A, Gulsvik A. Respiratory symptoms and 30 year mortality from obstructive lung disease and pneumonia. Thorax 2006 November;61(11): Ho SF, O'Mahony MS, Steward JA, Breay P, Buchalter M, Burr ML. Dyspnoea and quality of life in older people at home. Age Ageing 2001 March;30(2): Pedersen F, Mehlsen J, Raymond I, Atar D, Skjoldborg US, Hildebrandt PR. Evaluation of dyspnoea in a sample of elderly subjects recruited from general practice. Int J Clin Pract 2007 September;61(9): Shin C, Lee S, Abbott RD et al. Relationships between respiratory symptoms and FEV1 in men and women with normal lung function: The Korean Health and Genome Study. Lung 2005 September;183(5): Johnson MJ, Currow DC, Booth S. Prevalence and assessment of breathlessness in the clinical setting. Expert Rev Respir Med 2014 April;8(2): Health and Social Care Information Centre. Health Survey for England , Health, social care and lifestyles [NS] Dec Frostad A, Soyseth V, Andersen A, Gulsvik A. Respiratory symptoms as predictors of all-cause mortality in an urban community: a 30-year follow-up. J Intern Med 2006 May;259(5): Johnson MJ, Bland JM, Gahbauer EA et al. Breathlessness in Elderly Adults During the Last Year of Life Sufficient to Restrict Activity: Prevalence, Pattern, and Associated Factors. J Am Geriatr Soc 2016 January;64(1): Currow DC, Smith J, Davidson PM, Newton PJ, Agar MR, Abernethy AP. Do the trajectories of dyspnea differ in prevalence and intensity by diagnosis at the end of life? A consecutive cohort study. J Pain Symptom Manage 2010 April;39(4): Moens K, Higginson IJ, Harding R. Are There Differences in the Prevalence of Palliative Care- Related Problems in People Living With Advanced Cancer and Eight Non-Cancer Conditions? A Systematic Review. J Pain Symptom Manage 2014 October;48(4): Ripamonti C. Management of dyspnea in advanced cancer patients. Support Care Cancer 1999 July;7(4): Dudgeon DJ, Lertzman M, Askew GR. Physiological changes and clinical correlations of dyspnea in cancer outpatients. J Pain Symptom Manage 2001 May;21(5): Dudgeon DJ, Kristjanson L, Sloan JA, Lertzman M, Clement K. Dyspnea in cancer patients: prevalence and associated factors. J Pain Symptom Manage 2001 February;21(2): Edmonds P, Karlsen S, Khan S, ddington-hall J. A comparison of the palliative care needs of patients dying from chronic respiratory diseases and lung cancer. Palliat Med 2001 July;15(4): Currow DC, Clark K, Mitchell GK, Johnson MJ, Abernethy AP. Prospectively collected characteristics of adult patients, their consultations and outcomes as they report breathlessness when presenting to general practice in Australia. PLoS One 2013;8(9):e Frese T, Sobeck C, Herrmann K, Sandholzer H. Dyspnea as the reason for encounter in general practice. J Clin Med Res 2011 October;3(5):

5 21. Johnson MJ, Bowden JA, Abernethy AP, Currow DC. To what causes do people attribute their chronic breathlessness? A population survey. J Palliat Med 2012 July;15(7): Niska R, Bhuiya F, Xu J. National Hospital Ambulatory Medical Care Survey: 2007 emergency department summary. Natl Health Stat Report 2010 August 6;(26): Langlo NM, Orvik AB, Dale J, Uleberg O, Bjornsen LP. The acute sick and injured patients: an overview of the emergency department patient population at a Norwegian University Hospital Emergency Department. Eur J Emerg Med 2013 May Wallace EM, Cooney MC, Walsh J, Conroy M, Twomey F. Why do palliative care patients present to the emergency department? Avoidable or unavoidable? Am J Hosp Palliat Care 2013 May;30(3): Parshall MB, Welsh JD, Brockopp DY, Heiser RM, Schooler MP, Cassidy KB. Dyspnea duration, distress, and intensity in emergency department visits for heart failure. Heart Lung 2001 January;30(1): Parshall MB, Doherty GS. Predictors of emergency department visit disposition for patients with chronic obstructive pulmonary disease. Heart Lung 2006 September;35(5): Saracino A, Weiland TJ, Jolly B, Dent AW. Verbal dyspnoea score predicts emergency department departure status in patients with shortness of breath. Emerg Med Australas 2010 February;22(1): Hammond EC. Some preliminary findings on physical complaints from a prospective study of men and women. Am J Public Health Nations Health 1964 January;54: Johnson MJ, Bland JM, Gahbauer EA et al. Breathlessness in the elderly during the last year of life sufficient to restrict activity, pattern and associated factors. Journal of the American Geriatric Society 2015;in press. 30. Geraci JM, Tsang W, Valdres RV, Escalante CP. Progressive disease in patients with cancer presenting to an emergency room with acute symptoms predicts short-term mortality. Support Care Cancer 2006 October;14(10): Ahmed T, Steward JA, O'Mahony MS. Dyspnoea and mortality in older people in the community: a 10-year follow-up. Age Ageing 2012 July;41(4): Parshall MB, Schwartzstein RM, Adams L et al. An official American Thoracic Society statement: update on the mechanisms, assessment, and management of dyspnea. Am J Respir Crit care Med 2012 February 15;185(4): Pattinson KT, Johnson MJ. Neuroimaging of central breathlessness mechanisms. Curr Opin Support Palliat Care 2014 September;8(3): Herigstad M, Hayen A, Evans E et al. Dyspnea-related cues engage the prefrontal cortex: evidence from functional brain imaging in COPD. Chest 2015 October;148(4): Johnson MJ, Simpson MI, Currow DC, Millman RE, Hart SP, Green G. Magnetoencephalography to investigate central perception of exercise-induced breathlessness in people with chronic lung disease: a feasibility pilot. BMJ Open 2015;5(6):e Abernethy AP, McDonald CF, Frith PA et al. Effect of palliative oxygen versus room air in relief of breathlessness in patients with refractory dyspnoea: a double-blind, randomised controlled trial. Lancet 2010 September 4;376(9743): Bausewein C, Booth S, Gysels M, Kuhnbach R, Higginson IJ. Effectiveness of a hand-held fan for breathlessness: a randomised phase II trial 293. BMC Palliat Care 2010 October 19;9(1): Galbraith S, Fagan P, Perkins P, Lynch A, Booth S. Does the use of a handheld fan improve chronic dyspnea? A randomized, controlled, crossover trial. J Pain Symptom Manage 2010 May;39(5): Schwartzstein RM, Lahive K, Pope A, Weinberger SE, Weiss JW. Cold facial stimulation reduces breathlessness induced in normal subjects. Am Rev Respir Dis 1987 July;136(1): Booth S, Galbraith S, Ryan R, Parker RA, Johnson M. The importance of the feasibility study: Lessons from a study of the hand-held fan used to relieve dyspnea in people who are breathless at rest. Palliat Med 2016 May;30(5): Johnson MJ, Booth S, Currow DC, Lam LT, Phillips JL. A Mixed-Methods, Randomized, Controlled Feasibility Trial to Inform the Design of a Phase III Trial to Test the Effect of the

6 Handheld Fan on Physical Activity and Carer Anxiety in Patients With Refractory Breathlessness. J Pain Symptom Manage 2016 February Liss HP, Grant BJ. The effect of nasal flow on breathlessness in patients with chronic obstructive pulmonary disease. Am Rev Respir Dis 1988 June;137(6): Spence DP, Graham DR, Ahmed J, Rees K, Pearson MG, Calverley PM. Does cold air affect exercise capacity and dyspnea in stable chronic obstructive pulmonary disease? Chest 1993 March;103(3): Rabinovich RA, Vilaro J. Structural and functional changes of peripheral muscles in chronic obstructive pulmonary disease patients. Curr Opin Pulm Med 2010 March;16(2): Johnson MJ, Clark AL. The mechanisms of breathlessness in heart failure as the basis of therapy. Curr Opin Support Palliat Care 2016 March;10(1): Dudgeon DJ, Lertzman M. Dyspnea in the advanced cancer patient. J Pain Symptom Manage 1998 October;16(4): Mahler DA, Murray JA, Waterman LA et al. Endogenous opioids modify dyspnoea during treadmill exercise in patients with COPD. Eur Respir J 2009 April;33(4): Mahler DA, Gifford AH, Waterman LA et al. Effect of increased blood levels of beta-endorphin on perception of breathlessness. Chest 2013 May;143(5): Feldman JL, Mitchell GS, Nattie EE. Breathing: rhythmicity, plasticity, chemosensitivity 6. Annu Rev Neurosci 2003;26: Banzett R, O'Donnell CR, Guilfoyle T et al. Multidimensional dyspnea profile (MDP): an instrument for clinical and laboratory research. Eur Respir J Spruit MA, Singh SJ, Garvey C et al. An official American Thoracic Society/European Respiratory Society statement: key concepts and advances in pulmonary rehabilitation. Am J Respir Crit Care Med 2013 October 15;188(8):e13-e Johnston KN, Young M, Grimmer KA, Antic R, Frith PA. Barriers to, and facilitators for, referral to pulmonary rehabilitation in COPD patients from the perspective of Australian general practitioners: a qualitative study. Prim Care Respir J 2013 September;22(3): Jones SE, Green SA, Clark AL et al. Pulmonary rehabilitation following hospitalisation for acute exacerbation of COPD: referrals, uptake and adherence. Thorax 2014 February;69(2): Barton R, English A, Nabb S, Rigby AS, Johnson MJ. A randomised trial of high vs low intensity training in breathing techniques for breathless patients with malignant lung disease: A feasibility study. Lung Cancer 2010;70: Booth S, Farquhar M, Gysels M, Bausewein C, Higginson IJ. The impact of a breathlessness intervention service (BIS) on the lives of patients with intractable dyspnea: a qualitative phase 1 study. Palliat Support Care 2006 September;4(3): Bredin M, Corner J, Krishnasamy M, Plant H, Bailey C, A'Hern R. Multicentre randomised controlled trial of nursing intervention for breathlessness in patients with lung cancer. BMJ 1999 April 3;318(7188): Farquhar MC, Higginson IJ, Fagan P, Booth S. The feasibility of a single-blinded fast-track pragmatic randomised controlled trial of a complex intervention for breathlessness in advanced disease. BMC Palliat Care 2009;8: Farquhar MC, Prevost A, McCrone P et al. Is a specialist breathlessness service more effective and cost-effective for patients with advanced cancer and their carers than standard care? Findings of a mixed-method randomised controlled trial. BMC Med 2014 October 31;12(1): Johnson MJ, Kanaan M, Richardson G et al. A randomised controlled trial of three or one breathing technique training sessions for breathlessness in people with malignant lung disease. BMC Med 2015;13: Higginson IJ, Bausewein C, Reilly CC et al. An integrated palliative and respiratory care service for patients with advanced disease and refractory breathlessness: a randomised controlled trial. Lancet Respir Med 2014 December;2(12): Farquhar MC, Prevost AT, McCrone P et al. The clinical and cost effectiveness of a Breathlessness Intervention Service for patients with advanced non-malignant disease and their informal carers: mixed findings of a mixed method randomised controlled trial. Trials 2016;17(1):185.

7 62. Johnson MJ, Booth S, Currow DC, Lam LT, Phillips JL. A Mixed-Methods, Randomized, Controlled Feasibility Trial to Inform the Design of a Phase III Trial to Test the Effect of the Handheld Fan on Physical Activity and Carer Anxiety in Patients With Refractory Breathlessness. J Pain Symptom Manage 2016 May;51(5): Abernethy AP, Currow DC, Frith P, Fazekas BS, McHugh A, Bui C. Randomised, double blind, placebo controlled crossover trial of sustained release morphine for the management of refractory dyspnoea. BMJ 2003 September 6;327(7414): Currow DC, McDonald C, Oaten S et al. Once-daily opioids for chronic dyspnea: a dose increment and pharmacovigilance study. J Pain Symptom Manage 2011 September;42(3): Ekstrom M, Nilsson F, Abernethy AA, Currow DC. Effects of opioids on breathlessness and exercise capacity in chronic obstructive pulmonary disease. A systematic review. Ann Am Thorac Soc 2015 July;12(7): Ekstrom MP, Bornefalk-Hermansson A, Abernethy AP, Currow DC. Safety of benzodiazepines and opioids in very severe respiratory disease: national prospective study. BMJ 2014;348:g Johnson MJ, Bland JM, Oxberry SG, Abernethy AP, Currow DC. Clinically Important Differences in the Intensity of Chronic Refractory Breathlessness. J Pain Symptom Manage 2013 April 19;46(6): Johnson MJ, Bland JM, Oxberry SG, Abernethy AP, Currow DC. Opioids for chronic refractory breathlessness: patient predictors of beneficial response. Eur Respir J 2013 September;42(3): Simon ST, Higginson IJ, Booth S, Harding R, Bausewein C. Benzodiazepines for the relief of breathlessness in advanced malignant and non-malignant diseases in adults. Cochrane Database Syst Rev 2010;(1):CD Peoples AR, Bushunow PW, Garland SN et al. Buspirone for management of dyspnea in cancer patients receiving chemotherapy: a randomized placebo-controlled URCC CCOP study. Support Care Cancer 2016 March;24(3): Khan SY, O'Driscoll BR. Is nebulized saline a placebo in COPD? 1. BMC Pulm Med 2004 September 30;4:9.

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