Pulmonary Artery Diameter Predicts Lung Injury After Balloon Pulmonary Angioplasty in Patients With Chronic Thromboembolic Pulmonary Hypertension

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1 Pulmonary Artery Diameter Predicts Lung Injury After Balloon Pulmonary Angioplasty in Patients With Chronic Thromboembolic Pulmonary Hypertension Summary Koichi Sugimoto, 1,2 MD, Kazuhiko Nakazato, 1 MD, Nobuo Sakamoto, 1 MD, Takayoshi Yamaki, 1 MD, Hiroyuki Kunii, 1 MD, Akiomi Yoshihisa, 1 MD, Hitoshi Suzuki, 1 MD, Shu-ichi Saitoh, 1 MD, and Yasuchika Takeishi, 1,2 MD Balloon pulmonary angioplasty (BPA) has been an attractive strategy for chronic thromboembolic pulmonary hypertension (CTEPH), even though it occasionally causes lung injury. However, predictive factors of lung injury after BPA have not been established. Pulmonary artery (PA) dilatation is often observed in patients with pulmonary hypertension. We investigated the association between PA diameter and complications after BPA. The subjects were 19 CTEPH patients who underwent BPA. Patients were divided into two groups: patients with lung injury including asymptomatic lung infiltration on computed tomography (CT) images or mild hemoptysis (group L, n = 9) and no complications (group N, n = 10). PA diameter was measured on CT and corrected by the body surface area (PA diameter index). There were no significant differences in hemodynamic indices or the number of treated vessels between the two groups. Right, left, and main PA diameter indices were higher in group L than in group N. Among the clinical variables, the right, left, and main PA diameter indices were significant predictors for lung injury caused by BPA (right PA: OR 1.819, 95%CI , P < 0.05; left PA: OR 1.857, 95%CI , P < 0.05; main PA: OR 1.399, 95%CI , P < 0.05). The PA diameter index can be used to effectively predict the risk of lung injury after BPA. (Int Heart J 2017; 58: ) Key words: Complication, Predictor Chronic thromboembolic pulmonary hypertension (CTEPH) is a relatively rare and fatal disease that leads to right heart failure due to chronic obstruction of the pulmonary artery by organized thrombus. An elevated mean pulmonary arterial pressure (mpap) (> 30 mmhg) is reported to have a poor prognosis. 1,2) Recently, the CHEST-1 study demonstrated the improvement of exercise tolerance by administration of riociguat, a soluble guanylate cyclase stimulator, 3) but there was insufficient reduction of mpap. Although pulmonary endoaterectomy (PEA) is a first choice for treatment of CTEPH, 4) not all patients are suitable candidates due to distal localization of the lesions or to the high risk associated with surgery. Balloon pulmonary angioplasty (BPA) results in a dramatic reduction of pulmonary artery pressure and can be performed in inoperable patients. 5) Indeed, there have recently been more reports showing the effectiveness of BPA. 6-8) However, pulmonary edema or hemorrhage occurs at a relatively high frequency. Possible causes of lung injury are thought to be mechanical injury by a guide wire or balloon and reperfusion injury by cytokine release. 5,9) Inami, et al have proposed that the pulmonary edema predictive scoring index (PEPSI), which is calculated from the grade of pulmonary blood flow change and pulmonary vascular resistance (PVR), is a useful predictor for reperfusion pulmonary edema after BPA. 10) However, since PEPSI is an invasive predictor, a non-invasive and pre-procedure predictor needs to be identified. Editorial p.470 Pulmonary artery dilatation is often recognized in patients with severe pulmonary hypertension. Iyel, et al reported that the pulmonary artery to aorta ratio shows a significant correlation with pulmonary artery pressure in severe chronic obstructive pulmonary disease patients. 11) Schölzel, et al reported that pulmonary artery diameter corrected by body surface area is the only independent predictor for prognosis after PEA. 12) Additionally, pulmonary artery dilatation correlates with the risk of unexpected death in CTEPH. 13) However, the importance of the pulmonary artery diameter during and after BPA procedures is still unclear. We, therefore, examined the usefulness of pulmonary artery diameter in predicting lung injury after BPA. From the Departments of 1 Cardiovascular Medicine and 2 Pulmonary Hypertension, Fukushima Medical University, Fukushima, Japan. Address for correspondence: Koichi Sugimoto, MD, Department of Cardiovascular Medicine, Fukushima Medical University 1 Hikarigaoka, Fukushima , Japan. ksugi@fmu.ac.jp Received for publication August 4, Revised and accepted November 7, Released in advance online on J-STAGE July 13, All rights reserved by the International Heart Journal Association. 584

2 Vol 58 No 4 PA DIAMETER PREDICTS LUNG INJURY AFTER BPA 585 Figure 1. Representative images of asymptomatic lung injury after BPA. A: A patient who underwent BPA of the right lower lobe branch (A10). (Target site indicated by arrows). Infiltration shadow was seen on chest X-ray (black arrowhead) and CT (white arrowhead) after BPA. B: The other patient who underwent BPA of the right lower lobe branch (A10). Infiltration shadow was seen at the BPA site on CT (white arrowhead) but was not clearly observed on chest X-ray. Methods Figure 2. Measurement of pulmonary artery diameter. Pulmonary artery diameter was measured on CT at the right (indicated by red arrow), left (indicated by blue arrow), and main pulmonary artery (indicated by black arrow) and corrected by body surface area (pulmonary diameter index). Study subjects: The subjects were 19 CTEPH patients diagnosed by a lung perfusion scan, right heart catheterization, and selective pulmonary arteriography who underwent BPA (2 males, 17 females, age 61.0 ± 10.8 years) from July 2011 to February 2016 at Fukushima Medical University. The patients had symptoms in World Health Organization Functional Class (WHO-FC) II or greater. 4) All of the patients underwent chest computed tomography (CT) to measure the pulmonary diameter index at pre-procedure and to evaluate complications due to BPA at post-procedure regardless of symptoms such as hemoptysis. Typical imaging findings of asymptomatic lung injury are shown in Figure 1. The patients were divided into two groups: group L (with lung injury, consisting of 2 cases of severe lung injury that required oral intubation and 4 cases of hemoptysis and 3 cases of asymptomatic lung infiltration recognized by chest X-ray or CT, n = 9) and group N (no lung injury after BPA, n = 10). Written informed consent was obtained from all study subjects. The study protocol was approved by the Ethics Committee of Fukushima Medical University in compliance with the Declaration of Helsinki. Measurement of pulmonary artery diameter: The pulmonary artery diameter was measured by 3 examiners by CT at the main pulmonary artery (Figure 2) as described in a previous study. 11) We also measured the right and left pulmonary artery diameters (Figure 2). CT examinations were performed using a 64-slice CT scanner (Aquilion 64, Toshiba Medical Systems Co., Ltd., Tochigi, Japan). Pulmonary artery diameter was corrected by body surface area (PA diameter index). Right heart catheterization data and the PA diameter index were measured during initial hospitalization. BPA procedures: All BPA procedures were carried out under proper anticoagulation therapy (approximately 2.0 prothrombin time international ratio of warfarin, 200 to 250 seconds of activated clotting time during BPA procedures) (Table I). We used a plastic jacket wire to penetrate through the obstructive lesions, and then replaced it with a conventional guide wire using a micro catheter to avoid peripheral perforation before observation by intravascular ultrasound (IVUS, Eagle Eye Platinum; Volcano, San Diego, CA, USA) and balloon expansion. The optimal balloon size was determined after measuring the vessel diameter by IVUS (60% to 80% of the reference diameter). 5) The endpoints of ballooning were an improvement of blood flow on IVUS with color Doppler or pulmonary venous return confirmed by angiography. In every session, vessels from a maximum of two branches selected from only one side of the lungs were treated. After BPA, all patients under-

3 586 SUGIMOTO, ET AL Int Heart J July 2017 Table I. Comparisons of Clinical Characteristics Between Patients With or Without Complications Group N (n = 10) Group L (n = 9) P Age (years) 60.7 ± ± Male gender (n, %) 1 (10.0%) 1 (11.1%) WHO-FC (1/2/3/4) (n, %) 0/1/8/1 (0%/10%/80%/10%) 0/1/7/1 (0%/11%/78%/11%) BNP (pg/ml) (51.0 to 353.3) (64.8 to 333.8) PT-INR 2.0 ± ± CI (L/minute/m 2 ) 2.6 ± ± mrap (mmhg) 6.8 ± ± mpap (mmhg) 47.9 ± ± PVR (WoodU) 10.3 ± ± Main PA diameter index (mm/m 2 ) 20.1 ± ± Right PA diameter index (mm/m 2 ) 14.8 ± ± Left PA diameter index (mm/m 2 ) 14.8 ± ± Use of vasodilators (n, %) 9 (90%) 8 (88.9%) Number of BPA sessions 4.0 ( ) 3.0 ( ) Number of treated vessels 8.0 ( ) 6.0 ( ) Lesion type Band 2.5 ( ) 2.0 (0-3.0) Web 2.5 ( ) 1.0 ( ) Abrupt narrowing 0.0 (0-1.5) 0.0 (0-1.0) Complete obstruction 1.0 ( ) 2.0 ( ) WHO-FC indicates World Health Organization functional class; BNP, B type natriuretic peptide; CI, cardiac index; mrap, mean right atrial pressure; mpap, mean pulmonary artery pressure; PVR, pulmonary vascular resistance; PA, pulmonary artery; and BPA, balloon pulmonary angioplasty. Data are expressed as the mean ± SD for normally distributed data or median (interquartile range) for non-normally distributed data or number (%). Figure 3. Effect of BPA on hemodynamic indices. Cardiac index (CI), mean pulmonary artery pressure (mpap), and pulmonary vascular resistance (PVR) before and after BPA are indicated. Results are expressed as the mean ± SD. * P < 0.05 versus pre-bpa. went overnight non-invasive positive pressure ventilation for respiratory management regardless of the presence or absence of complications. Patients were hospitalized and underwent BPA several times to finally achieve mpap < 30 mmhg. The interval of each session was 2 to 4 weeks retrospectively. Statistical analysis: Continuous variables are presented as the mean ± SD or median (interquartile). Categorical variables are expressed as numbers and percentages. The chi-square test was used for comparisons of categorical variables. Data of the two groups were compared using the independent Student s t-test for normally distributed data and the Mann Whitney U test for non-normally distributed data. Logistic regression analysis was performed to assess the contribution of the major risk factor to complications after BPA. A value of P < 0.05 was considered significant for all comparisons. These analyses were performed using a statistical software package (SPSS ver. 21.0, IBM, Armonk, NY, USA). Results Figure 3 shows the efficacy of BPA on cardiac index, mpap, and PVR in all the patients. The median number of sessions was 3.0 (interquartile range, ) and the median number of treated vessels was 7.0 (inter quartile range, ) (Table I). BPA markedly reduced the levels of mpap (47.6 ± 13.0 to 31.2 ± 11.3 mmhg, P < 0.01) and PVR (11.4 ± 8.2 to 6.0 ± 4.7 WU, P < 0.05). In two cases, BPA could not be repeated until the hemodynamic indices were sufficiently improved because of severe pulmonary edema. Table I shows comparisons of the clinical characteristics between the N and L groups. There were no significant differ-

4 Vol 58 No 4 PA DIAMETER PREDICTS LUNG INJURY AFTER BPA 587 Factor Table II. Logistic Analysis of Possible Predictors for Complications After BPA Univariate Odds ratio (95% Confidence interval) Age ( ) Male gender ( ) WHO-FC ( ) BNP ( ) CI ( ) mrap ( ) mpap ( ) PVR ( ) Main PA diameter index ( ) Right PA diameter index ( ) Left PA diameter index ( ) Use of vasodilators ( ) Number of BPA sessions ( ) Number of treated vessels ( ) WHO-FC indicates World Health Organization functional class; BNP, B type natriuretic peptide; CI, cardiac index; mrap, mean right atrial pressure; mpap, mean pulmonary artery pressure; PVR, pulmonary vascular resistance; PA, pulmonary artery; and BPA, balloon pulmonary angioplasty. P ences in age, hemodynamic indices assessed by right heart catheterization, B type natriuretic peptide, WHO-FC, number of BPA sessions, number of treated vessels, or the number of each lesion type. In contrast, the right, left, and main PA diameter indices were significantly higher in group L than in group N (right PA, 20.6 ± 5.7 versus 14.8 ± 2.0 mm/m 2, P < 0.05; left PA, 18.9 ± 3.0 versus 14.8 ± 2.4 mm/m 2, P < 0.05; main PA, 26.2 ± 7.4 versus 20.0 ± 3.0 mm/m 2, P < 0.05). We performed logistic regression analysis for 14 factors that may be associated with lung injury after BPA (Table II). The right, left, and main PA diameter indices were significant predictors of complications after BPA (right PA: OR 1.819, 95%CI , P < 0.05; left PA: OR 1.857, 95%CI , P < 0.05; main PA: OR 1.399, 95%CI , P < 0.05). Furthermore, in the session-based analysis, the number of treated vessels, balloon size, pressure of the balloon inflation, operator, morphology of the target lesion, involvement of the distal lesion, and guide wires were not related to lung injury by logistic regression analysis (Supplemental Table). Discussion Lung injury due to BPA occurs in about 60% of cases, of which 3-17% require respiratory management with a ventilator. 5,14,15) Although the mechanism of lung injury has been considered to be reperfusion injury by cytokine release or pressure overload, recent reports have demonstrated that mechanical damage by the guide wire or balloon is also one of the causes. 5,9) However, in the present study, lung injury did not depend on the increasing frequency of BPA sessions or treated vessels, technique of the operator, balloon size, pressure of the balloon inflation, or guide wires. Although lung injury does not occur in all BPA sessions in patients with pulmonary artery dilatation, we believe that pulmonary artery dilatation is, at least in part, related to lung injury after BPA. This finding suggests that not only the procedures of BPA, but also patient factors such as vulnerability of the peripheral vascular wall contribute to the development of complications after BPA. Based on the examination of lung tissue obtained by biopsy, Yamaki, et al have reported that pulmonary hemorrhage after PEA occurs easily in cases with formation of collaterals around the occluded vessels or medial wall thinning by blood flow disruption. 16) However, a method for evaluating the vulnerability of the pulmonary peripheral vascular wall by non-invasive imaging has not been reported. The PA diameter of the central portion we measured in this study may reflect lesion progression in peripheral blood vessels. Feinstein, et al have shown that mpap > 35 mmhg is a risk factor for lung injury, 14) and Inami, et al has shown that PEPSI is useful for the prediction of lung injury, 11) but both require invasive techniques. Prediction of lung injury by measurement of the pulmonary artery diameter index has a major advantage in its simplicity, non-invasiveness, and pre-procedure evaluation. Study limitations: There are some potential limitations. First, this study is an observational study at a single institution so the number of subjects was relatively small and there are potential biases and confounders that may be responsible for our findings. Although we carried out the assessments using logistic regression analysis, we could not rule out residual confounding from unknown or unmeasured variables, and the effects of differences in backgrounds might not have been completely adjusted. Hence, the data may not be applicable to all operators or institutions, and further investigation with a larger population is required. Conclusion: Considering the risk of complications preoperatively is important in order to perform BPA safely. Measurement of the pulmonary artery diameter on CT may be useful in the prediction of lung injury after BPA. Disclosures Conflict of interest: Koichi Sugimoto belongs to endowed departments supported by Acterion Pharmaceuticals Japan. This company is not associated with the present study.

5 588 SUGIMOTO, ET AL Int Heart J July 2017 References 1. Lewczuk J, Piszko P, Jagas J, et al. Prognostic factors in medically treated patients with chronic pulmonary embolism. Chest 2001; 119: Shiino K, Sugimoto K, Yamada A, et al. Usefulness of right ventricular basal free wall strain by two-dimensional speckle tracking echocardiography in patients with chronic thromboembolic pulmonary hypertension. Int Heart J 2015; 56: Ghofrani HA, D Armini AM, Grimminger F, et al. Riociguat for the treatment of chronic thromboembolic pulmonary hypertension. N Engl J Med 2013; 369: Galiè N, Humbert M, Vachiery JL, et al ESC/ERS Guidelines for the diagnosis and treatment of pulmonary hypertension: The Joint Task Force for the Diagnosis and Treatment of Pulmonary Hypertension of the European Society of Cardiology (ESC) and the European Respiratory Society (ERS): Endorsed by: Association for European Paediatric and Congenital Cardiology (AEPC), International Society for Heart and Lung Transplantation (ISHLT). Eur Heart J 2016; 37: Mizoguchi H, Ogawa A, Munemasa M, Mikouchi H, Ito H, Matsubara H. Refined balloon pulmonary angioplasty for inoperable patients with chronic thromboembolic pulmonary hypertension. Circ Cardiovasc Interv 2012; 5: Taniguchi Y, Miyagawa K, Nakayama K, et al. Balloon pulmonary angioplasty: an additional treatment option to improve the prognosis of patients with chronic thromboembolic pulmonary hypertension. EuroIntervention 2014; 10: Sugimura K, Fukumoto Y, Satoh K, et al. Percutaneous transluminal pulmonary angioplasty markedly improves pulmonary hemodynamics and long-term prognosis in patients with chronic thromboembolic pulmonary hypertension. Circ J 2012; 76: Nakamura M, Sunagawa O, Tsuchiya H, et al. Rescue balloon pulmonary angioplasty under veno-arterial extracorporeal membrane oxygenation in a patient with acute exacerbation of chronic thromboembolic pulmonary hypertension. Int Heart J 2015; 56: Ogawa A, Matsubara H. Balloon Pulmonary Angioplasty: A Treatment Option for Inoperable Patients with Chronic Thromboembolic Pulmonary Hypertension. Front Cardiovasc Med 2015; 2: 4. (Review) 10. Inami T, Kataoka M, Shimura N, et al. Pulmonary edema predictive scoring index (PEPSI), a new index to predict risk of reperfusion pulmonary edema and improvement of hemodynamics in percutaneous transluminal pulmonary angioplasty. JACC Cardiovasc Interv 2013; 6: Iyer AS, Wells JM, Vishin S, Bhatt SP, Wille KM, Dransfield MT. CT scan-measured pulmonary artery to aorta ratio and echocardiography for detecting pulmonary hypertension in severe COPD. Chest 2014; 145: Schölzel BE, Post MC, van de Bruaene A, et al. Prediction of hemodynamic improvement after pulmonary endarterectomy in chronic thromboembolic pulmonary hypertension using non-invasive imaging. Int J Cardiovasc Imaging 2015; 31: Żyłkowska J, Kurzyna M, Florczyk M, et al. Pulmonary artery dilatation correlates with the risk of unexpected death in chronic arterial or thromboembolic pulmonary hypertension. Chest 2012; 142: Feinstein JA, Goldhaber SZ, Lock JE, Ferndandes SM, Landzberg MJ. Balloon pulmonary angioplasty for treatment of chronic thromboembolic pulmonary hypertension. Circulation 2001; 103: Kataoka M, Inami T, Hayashida K, et al. Percutaneous transluminal pulmonary angioplasty for the treatment of chronic thromboembolic pulmonary hypertension. Circ Cardiovasc Interv 2012; 5: Yamaki S, Ando M, Fukumoto Y, et al. Histopathological examination by lung biopsy for the evaluation of operability and postoperative prognosis in patients with chronic thromboembolic pulmonary hypertension. Circ J 2014; 78: Supplemental File Supplemental Table Please see supplemental file;

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