Actionable Patient Safety Solution (APSS) #2B: CATHETER-ASSOCIATED URINARY TRACT INFECTIONS (CAUTI)
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1 Executive Summary Checklist Actionable Patient Safety Solution (APSS) #2B: CATHETER-ASSOCIATED URINARY TRACT INFECTIONS (CAUTI) Catheter-associated Urinary Tract Infections (CAUTI) are a frequent cause of morbidity and mortality in hospitals. Insert catheters only for appropriate indications Ensure that only properly trained persons insert and maintain catheters Insert catheters using aseptic technique and sterile equipment Perform perineal care routinely for patients who have indwelling catheters to reduce the risk of skin breakdown and irritation Remove catheters as soon as possible Following aseptic insertion, maintain a closed drainage system Select technology has shown early success to reduce infections and positively enhance outcomes of patients Page 1 of 7
2 The Performance Gap Urinary tract infections are the most common nosocomial infection, accounting for up to 40% of infections reported in acute care hospitals (Edwards et al., 2009). There are an estimated 560,000 nosocomial UTIs annually in the United States with an estimated cost of $450 million annually (Klevens et al., 2007). Up to 80% of UTIs are associated with the presence of an indwelling urinary catheter (Apisarnthanarak et al., 2007). A catheter-associated urinary tract infection (CAUTI) increases hospital cost and is associated with increased morbidity and mortality (Laupland et al., 2005; Wald and Kramer, 2007; Cope et al., 2009). There are an estimated 13,000 deaths annually attributable to CAUTIs (Klevens et al., 2007). CAUTIs are considered by the Centers for Medicare and Medicaid Services to represent a reasonably preventable complication of hospitalization. As such, no additional payment is provided to hospitals for CAUTI treatment-related costs. Urinary catheters are used in 15-25% of hospitalized patients (Weinstein et al., 1999) and are often placed for inappropriate indications. According to a 2008 survey of U.S. hospitals >50% did not monitor which patients were catheterized, and 75% did not monitor duration and/or discontinuation (Saint et al., 2008). The pathogenesis of CAUTIs may occur early at insertion or late by capillary action, or occur due to a break in the closed drainage tubing or contamination of collection bag urine (Maki and Tambyah, 2001). The source of the organisms may be endogenous (meatal, rectal, or vaginal colonization) or exogenous, usually via contaminated hands of healthcare personnel during catheter insertion or manipulation of the collecting system. Prevention strategies have been recommended by HICPAC/Centers for Disease Control and Prevention (Gould, Umscheid, Agarwal, Kuntz and Pegues, 2010). The Core Strategies are supported by high levels of scientific evidence and demonstrated feasibility, whereas the Supplemental strategies are supported by less robust evidence and have variable levels of feasibility. Core Prevention Measures include: Insert catheters only for appropriate indications Compliance with evidence-based guidelines e.g. Surgical Care Improvement Project (SCIP-Inf-9) requires urinary catheter removal on Postoperative Day 1 (POD1) or Postoperative Day 2 (POD 2) with day of surgery being day zero Leave catheters in-place only as long as needed Only properly trained persons insert and maintain catheters Insert catheters using aseptic technique and sterile equipment Maintain a closed drainage system Maintain unobstructed urine flow Hand hygiene and standard (or appropriate) isolation precautions Supplemental Prevention Measures include: Alternatives to indwelling urinary catheterizations Portable ultrasound devices to reduce unnecessary catheterizations The following practices are NOT recommended for CAUTI prevention (HICPAC guidelines): Complex urinary drainage systems Changing catheters or drainage bags at routine, fixed intervals Routine antimicrobial prophylaxis Cleaning of periurethral area with antiseptics while catheter is in place Irrigation of bladder with antimicrobials Instillation of antiseptic or antimicrobial solutions into drainage bags Routine screening for asymptomatic bacteriuria (ASB) Page 2 of 7
3 Prior to the implementation of new preventive measures, an evaluation should assess baseline policies and procedures with regard to CAUTI. New policies and practices should be tracked once implemented to ensure adherence and to remove any barriers to effective change. Leadership Plan Hospital governance and senior administrative leadership must champion efforts in raising awareness around the high incidence of CAUTIs and prevention measures. Healthcare leadership should support the design and implementation of standards and training programs on catheter insertion and manipulation Senior leadership will need to address barriers, provide resources (budget/personnel), and assign accountability throughout the organization Leadership commitment and action are required at all levels for successful process improvement Practice Plan Reduce the use and duration of use of urinary catheters While there have been multiple attempts to deploy antimicrobial catheters to reduce the rate of infection, there is no literature to support that this technology has made a significant impact. It has been estimated that 80% of hospital-acquired UTIs are directly attributable to use of an indwelling urethral catheter (Gokula, Hickner and Smith, 2004) and studies have shown that there is a very high utilization in patients where it was not indicated or for durations that may have been longer than clinically necessary (Saint et al., 2000). Thus the greatest opportunities to reduce the rate of UTI are 1) to place catheters only for appropriate indications and 2) to limit the duration of catheter placement. Technology Plan Suggested practices and technologies are limited to those proven to show benefit or are the only known technologies with a particular capability. As other options may exist, please send information on any additional technologies, along with appropriate evidence, to info@patientsafetymovement.org. Implementing an anti-infective Foley catheter kit with enhanced components to prepare, insert and maintain a safe urinary catheter. One standard kit that has been effective: BARDEX I.C. Advance Complete Care Trays Page 3 of 7
4 Metrics Topic: Catheter-associated urinary tract infections (CAUTI) Rate of patients with CAUTI per 1,000 urinary catheter-days all in-patient units Outcome Measure Formula: Numerator: Catheter-associated urinary tract infections based on CDC NHSN definitions for all inpatient units (CDC, 2015) Denominator: Total number of urinary catheter-days for all patients that have an urinary catheter (48 hours or more) in all tracked units *Rate is typically displayed as CAUTI/1000 urinary catheter-days Metric Indirect Impact: All patients with conditions that lead to temporary or permanent incontinence Recommendations: Direct Impact: All patients that require a urinary catheter Lives Spared Harm: Lives = (CAUTI RATE baseline - CAUTI Rate measurement ) X (Urinary Catheter) days baseline Lives Saved: Lives Saved = Lives Spared Harm X Mortality Rate Notes: To meet the NHSN definitions, infections must be validated using the hospital acquired infection (HAI) standards (CDC, 2015). Infection rates can be stratified by unit types further defined by CDC (CDC, 2016). Infections that were present on admission (POA) are not considered HAIs and not counted. Data Collection: CAUTI and urinary catheter-days can be collected through surveillance (at least once per month) or gathered through electronic documentation. Denominator documented electronically must match manual counts (+/- 5%) for a 3 month validation period. CAUTI can be displayed as a Standardized Infection Ratios (SIR) using the following formula: SIR = Observed CAUTI/Expected CAUTI Expected infections are calculated by NHSN and available by location (unit type) from the baseline period. Mortality (will be calculated by the Patient Safety Movement Foundation): The PSMF, when available, will use the mortality rates associated with Hospital Acquired Conditions targeted in the Partnership for Patient s grant funded Hospital Engagement Networks (HEN). The program targeted 10 hospital acquired conditions to reduce medical harm and costs of care. At the outset of the PfP initiative, HHS agencies contributed their expertise to developing a measurement strategy by which to track national progress in patient safety both in general and specifically related to the preventable HACs being addressed by the PfP. In conjunction with CMS s overall leadership of the PfP, AHRQ has helped coordinate development and use of the national measurement strategy. The results using this national measurement strategy have been referred to as the AHRQ National Scorecard, which provides summary data on the national HAC rate (AHRQ, 2013). Catheter Associated Urinary Tract Infections was included in this work with Page 4 of 7
5 published metric specifications. This is the most current and comprehensive study to date. Based on these data the estimated additional inpatient mortality for Catheter Associated Urinary Tract Infection Events is (23 per 1000 events). Workgroup Chair: Members: Paul Alper (DebMed) Emily Appleton (Parrish Medical Center) Jonathan Coe (Prescient Surgical) Alicia Cole (Patient Safety Movement Foundation) Peter Cox (SickKids) Brent D. Nibarger (Patient Safety Movement Foundation) Maria Daniela DaCosta Pires (Geneva University Hospitals) Todd Fletcher (Resources Global Professionals) Kate Garrett (Ciel Medical) Haskell Helen (Patient Safety Movement Foundation) Mert Iseri (SwipeSense) Steven J. Barker (Patient Safety Movement Foundation) Christian John Lillis (Peggy Foundation) Terry Kuzma-Gottron (Patient Safety Movement Foundation) Gabriela Leongtez (Patient Safety Movement Foundation) Edwin Loftin (Parrish Medical Center) Ariana Longley (Patient Safety Movement Foundation) Jacob Lopez (Patient Safety Movement Foundation) Derek Monk (Poiesis Medical) Anna Noonan (University of Vermont Medical Center) Kate O'Neill (icarequality) Kathleen Puri (Patient Safety Movement Foundation) Caroline Puri Mitchell (Fitsi Health) Kellie Quinn (Patient Safety Movement Foundation) Julia Rasooly (PuraCath Medical) Yisrael Safeek (Patient Safety Movement Foundation) Steve Spaanbroek (MSL Healthcare Partners, Inc.) Philip Stahel (Patient Safety Movement Foundation) Jeanine Thomas (MRSA Survivors Network) Greg Wiita (Poiesis Medical) Metrics Integrity: Nathan Barton (Intermountain Healthcare) Robin Betts (Intermountain Healthcare) Jan Orton (Intermountain Healthcare) Page 5 of 7
6 Conflicts of Interest Disclosure The Patient Safety Movement Foundation partners with as many stakeholders as possible to focus on how to address patient safety challenges. The recommendations in the APSS are developed by workgroups that may include patient safety experts, healthcare technology professionals, hospital leaders, patient advocates, and medical technology industry volunteers. Some of the APSS recommend technologies offered by companies involved in the Patient Safety Movement Foundation that the workgroups have concluded, based on available evidence, are beneficial in addressing the patient safety issues addressed in the APSS. Workgroup members are required to disclose any potential conflicts of interest. References Gould, C. (2010). Catheter-associated urinary tract infection (CAUTI) toolkit. Centers for Disease Control and Prevention, Atlanta, Georgia. Edwards, J. R., Peterson, K. D., Mu, Y., Banerjee, S., Allen-Bridson, K., Morrell, G., Horan, T. C. (2009). National Healthcare Safety Network (NHSN) report: data summary for 2006 through 2008, issued December Am J Infect Control, 37, Klevens, R. M., Edwards, J. R., Richards, C. L., Horan, T. C., Gaynes, R. P., Pollock, D. A. and Cardo, D. M. (2007). Estimating Health Care-Associated Infections and Deaths in U.S. Hospitals Public Health Reports, 122(2), doi: / Apisarnthanarak, A., Rutjanawech, S., Wichansawakun, S., Ratanabunjerdkul, H., Patthranitima, P., Thongphubeth, K., Fraser, V. J. (2007). Initial inappropriate urinary catheters use in a tertiary-care center: Incidence risk factors, and outcomes. American Journal of Infection Control, 35(9), doi: /j.ajic Laupland, K. B., Bagshaw, S. M., Gregson, D. B., Kirkpatrick, A. W., Ross, T. and Church, D. L. (2005). Intensive care unit-acquired urinary tract infections in a regional critical care system.. Crit Care, 9, R60 5. Wald, H. L. and Kramer, A. M. (2007). Nonpayment for harms resulting from medical care: catheter-associated urinary tract infections.. JAMA, 298, Cope, M., Cevallos, M. E., Cadle, R. M., Darouiche, R. O., Musher, D. M. and Trautner, B. W. (2009). Inappropriate treatment of catheter-associated asymptomatic bacteriuria in a tertiary care hospital.. Clin Infect Dis, 48, Klevens, R. M., Edwards, J. R., Richards, C. L. J., Horan, T. C., Gaynes, R. P., Pollock, D. A. and Cardo, D. M. (2007). Estimating health care-associated infections and deaths in U.S. hospitals, Public Health Rep, 122, Weinstein, J. W., Mazon, D., Pantelick, E., Reagan-Cirincione, P., Dembry, L. M. and Hierholzer, W. J. J. (1999). A decade of prevalence surveys in a tertiary-care center: trends in nosocomial infection rates, device utilization, and patient acuity.. Infect Control Hosp Epidemiol, 20, Saint, S., Kowalski, C. P., Kaufman, S. R., Hofer, T. P., Kauffman, C. A., Olmsted, R. N., Krein, S. L. (2008). Preventing hospital-acquired urinary tract infection in the United States: a national study.. Clin Infect Dis, 46, Maki, D. G. and Tambyah, P. A. (2001). Engineering out the risk for infection with urinary catheters.. Emerg Infect Dis, 7, Gould, C. V., Umscheid, C. A., Agarwal, R. K., Kuntz, G. and Pegues, D. A. (2010). Guideline for prevention of catheterassociated urinary tract infections Infect Control Hosp Epidemiol, 31, Gokula, R. R., Hickner, J. A. and Smith, M. A. (2004). Inappropriate use of urinary catheters in elderly patients at a midwestern community teaching hospital.. Am J Infect Control, 32, Saint, S., Wiese, J., Amory, J. K., Bernstein, M. L., Patel, U. D., Zemencuk, J. K., Hofer, T. P. (2000). Are physicians aware of which of their patients have indwelling urinary catheters?. The American Journal of Medicine, 109(6), for Disease Control, C., Prevention and others. (2015). Urinary tract infection (catheter-associated urinary tract infection [CAUTI] and non-catheter-associated urinary tract infection [UTI]) and other urinary system infection [USI]) events. Centers for Disease Control and Prevention, Atlanta, GA: Cdc. Gov/Nhsn/PDFs/PscManual/7pscCAUTIcurrent. Pdf. for Disease Control, C., Prevention and others. (2015). Identifying Healthcare-associated infections (HAI) for NHSN surveillance. CDC, Atlanta. for Disease Control, C., Prevention and others. (2016). Instructions for mapping patient care locations in NHSN. CDC, Atlanta. for Healthcare Research, A. and Quality. (2015). Efforts to improve patient safety result in 1.3 million fewer patient harms. Page 6 of 7
7 AHRQ. (2013). Efforts to Improve Patient Safety Result in 1.3 Million Fewer Patient Harms: Interim Update on 2013 Annual Hospital-Acquired Condition Rate and Estimate of Cost Savings and Deaths Averted from 2010 to Publication # EF. Page 7 of 7
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