Fabrication of Zinc Oxide Thin Films for Acoustic Resonators

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1 Fabrication of Zinc Oxide Thin Films for Acoustic Resonators Glen R. Kowach Materials Research Department, Bell Labs Murray Hill, NJ USA 550 o C ZnO Pt SiO 2 Si top view cross-section

2 Collaborators film deposition David Johnson Hank O Bryan Gina Mirica Lou Gomez leakage current measurements Chris Jones piezoelectric measurements Hugo Safar Juan Herbsommer Raman scattering Brian Dennis Aron Pinczuk SEM images Guenther Kammlott TEM images Matt Libera - Stevens X-ray diffraction Paul Evans Mark Vaudin - NIST TFR devices Brad Barber Peter Gammel SAW devices John Graebner Bob Willett thickness calculations Peter O Sullivan

3 Outline Motivation - Wireless Communication - SAW and TFR devices - Materials Constraints - Materials Selection and Optimization Experimental - Sputter chamber configuration Results - Film characterization - X-ray diffraction (orientation and crystallinity) - Raman scattering (crystallinity) - SEM images (morphology) - TEM images and ED (morphology and defect structure) - Electrical leakage current measurements (stoichiometry) - Piezoelectric displacement - TFR performance Summary

4 RF Filters for Cellular Phones Thin Film Resonator based Bulk Acoustic Wave filters. TFR dielectric resonator courtesy of B. Barber and G. Rittenhouse

5 Device Motivation λ IDT linewidth ~ 1 / 4 λ f = v / λ piezoelectric film diamond Surface Acoustic Wave (SAW) Devices -bulk device (single crystal piezoelectric) -thin film on high acoustic velocity substrate Advantage-flexibility by electrode patterning Disadvantages-low power, f limited by LW diamond has not demonstrated low insertion loss, may be expensive LiTaO 3 cannot operate at high f and power piezoelectric film reflector stack Thin Film Resonator (TFR) Devices -solidly mounted resonator (SMR) -film bulk acoustic resonator (FBAR) -membrane resonators Advantages-low insertion loss, high power Disadvantage-film thickness uniformity

6 Materials Constraints Best devices are made with stoichiometric single crystal thin films having minimal defects. Substrate Requirements: Lattice matched Thermal expansion matched Atomically smooth Uniformly terminated Substrates that I am required to use: SAW - diamond - polycrystalline and rough TFR stack - amorphous Therefore, the best thin film attainable will be polycrystalline and possibly oriented (textured).

7 TFR Requirements for ZnO films Zinc oxide (ZnO) was chosen because it has the highest piezoelectric coupling coefficient (excluding ferroelectrics which demonstrate fatigue, that is a decrease in the coupling coefficient with time). Optimization of ZnO Thin Films high piezoelectric coupling coefficient (k 2 ) Highly oriented with c-axis normal to the substrate Minimal defects (stacking faults, dislocations) high electrical resistivity of the film Stoichiometric (Zn:O = 1:1)

8 Sputter Chamber Geometry Target material: Zn ZnO Deposition conditions: 2 kv 75 W Ar/O 2 5 sccm each 6 mtorr Thin film microstructure and properties depend on the following: - substrate temperature during deposition - Pt nucleation layer - radial position on substrate - target composition -sputtering power -partial pressure of oxygen during deposition

9 X-ray Diffraction (θ-2θ scan) Dramatic improvement in crystallinity upon heating. Zn metal target ZnO 0002 ZnO Si Pt 400 C 500 C 550 C 600 C 650 C 700 C Pt 111 Si 400 ZnO 0004 Pt C 400 C θ

10 X-ray diffraction (0002) Intensity Intensity ZnO 0002 (cps) Intensity ZnO 0002 (cps) linear scale Substrate Deposition Temperature ( C) Substrate Deposition Temperature ( C)

11 Rocking Curve, X-ray diffraction ZnO (0002) reflection Rocking curve for a ZnO film deposited at 650 o C on Pt (111) ZnO rocking curves versus deposition temperature 1.8x x Intensity (a.u.) 1.4x x x x x10 3 FWHM=1.42 o FWHM ( o ) x x θ Substrate temperature ( o C)

12 Raman Scattering Normalized Intensity E 2 Raman mode only Raman active 400 C 50 C GK #49 on Pt GK #101 on Pt ZnO single crystal Wavenumber (cm )

13 ZnO Film Morphology Effect of Substrate Temperature 300 oc 550 oc 650 oc Top Surface Cross Section

14 Comparison between SZMs Movchan & Demchishin Messier et al. I II III Thornton I T II III I T II III This study I T IIa II b T/Tm

15 TEM ZnO T dep =600 C c* 1 µm ZnO Pt SiO 2 Dislocations observed -large lattice mismatch (-14.6%) Sharp diffraction reflections

16 TEM ZnO Tdep=45 C ZnO 0.8 µm Pt SiO2 Reflections observed in diffraction Not amorphous! -reflections have broader width due to diffraction from several slightly misoriented grains 100 Å Pt Stacking faults observed No amorphous region at interface

17 Electrical Measurements Leakage currents in Pt/ZnO/Pt capacitors Current measured along ZnO c-axis Averaged over several grains (current flows within single grain) J (A/cm 2 ) x E (MV/cm) ohmic (1Ω) Voltage (V) Substrate Deposition Temperature 700 C 600 C 500 C 400 C 300 C 100 C steady-state leakage currents for films deposited at high substrate temperatures transient leakage current for films deposited at low substrate temperatures

18 Resistivity of ZnO films Resistivity (ohm-cm) 1.E+14 1.E+13 1.E+12 1.E+11 1.E+10 1.E+09 1.E+08 1.E+07 1.E+06 1.E+05 1.E+04 1.E+03 1.E+02 1.E+01 1.E+00 saturation in resistivity due to transient behavior - value determined by measurement wait time and history Substrate Temperature during Deposition ( C) number of carriers increasing exponentially as substrate temperature increases

19 Piezoelectric Displacement

20 Piezoelectric Performance 0.09 Piezoelectric Displacement (Å/V) Substrate Temperature during Deposition ( C)

21 TFR Device Morphology Si Substrate

22 ZnO TFR Performance Log of Mag z and Phase z vs Frequency (GHz) Center frequency 3.1 GHz BW = 97 MHz = 3.03%

23 Summary Deposited ZnO thin films by reactive sputtering. Determined correlations between various processing parameters and ZnO film properties. Obtained control of crystallinity, morphology, resistivity, and piezoelectric performance. Optimized ZnO film properties for piezoelectric applications. Demonstrated excellent bandwidth in a prototype TFR.

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