Laura s Law: A Policy Analysis. Tiffany Arroyo California State University, Long Beach May 2015
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1 Laura s Law: A Policy Analysis Tiffany Arroyo California State University, Long Beach May 2015
2 Introduction Major problems underlying policy Difficult to enforce (Sabella, 2014) Perpetuates the idea that mentally ill individuals are violent and to be feared when association is moderate (Van Dorn, Volavka, & Johnson, 2012) Further perpetuates stigma associated with mental illness (Rueve & Welton, 2008) Goals/Purpose of project Analyze the policy from a social work and recovery-oriented perspective Establish the effectiveness of involuntary outpatient treatment (IOT) as evidenced in literature
3 Social Work Resonance of the Policy Multicultural Relevance Racial/ethnic minorities are disproportionately represented in inpatient treatment and insufficiently represented in outpatient treatment (Primm et al., 2009; Swanson et al., 2009) Caucasians have more access to community mental health services, though the need for IOT laws have been emphasized using crimes committed by White men Racial minorities have less access to community mental health services due to structural barriers SW Implications (National Association of Social Workers [NASW], 2008, 2012) NASW policy statement is in direct conflict of coercive implications of Laura s Law NASW Code of Ethics promotes cultural competence; this includes public education of risk factors associated with mental illness Advocating to reduce stigma associated with mental illness
4 Literature Those with serious mental illness (SMI) have received coerced treatment dating back to 1800s [state asylums; cruel experimental treatments (e.g., lobotomy, sterilization, electroconvulsive treatment)] (Getz, 2009; Grob, 1994; Sharav, 2005). Post-war era introduced psychotherapy and psychopharmaceuticals (such as Thorazine) (Grob, 1994). Community mental health services began with Kennedy s 1963 Community Mental Health Centers Act, though Reagan s Omnibus Budget Reconciliation Ace of 1981 significantly reduced funding to community mental health services, reversing decades of activist efforts and shifting control back to states (Frank & Glied, 2006; Harcourt, 2012) 2000s brought back community mental health focus, but prisons/jails still house a disproportionate number of individuals with SMI (L.D. Miller & Moore, 2009; Slate & Johnson, 2008). Lanterman-Petris-Short Act (LPS) of 1969 introduced guidelines for involuntary hospitalization (W. Fisher & Grisso, 2010) Other IOT programs, such as New York s Kendra s Law, were referenced to justify coercive treatment (Swartz et al., 2010). Biomedical model has been used more often in treatment of mental illness despite the lack of medically diagnostic tests required for diagnosis; focus on dissolution of symptoms in reference to recovery (Deacon, 2013; Slade, 2009) Mental health professionals have been shifting to recovery-oriented care, focusing on four core components of hope, empowerment, personal responsibility, and meaningful roles as well as coping with symptoms associated with mental illness in day to day life (Slade, 2009). Stigma (societal and self-stigma) plays a significant role in the estimated 50% of adults who do not receive treatment for SMI (California Health Care Almanac, 2013; Corrigan, Druss, & Perlick, 2014; Corrigan & Rao, 2012). High variances in study results limits the ability to generalize findings; suggests evidence of relationship between mental illness and violence is limited and inconclusive, likely due to lack of consideration of biological/psychological/sociological factors and other confounding variables when determining propensity for violent behavior in those with SMI (Rueve & Welton, 2008; Van Dorn et al., 2012)
5 Methods Gil s Policy Analysis Framework Section A: The Issue or Problem Constituting the Focus of a Social Policy Planning Task 1. Nature, scope, and distribution of the issue or problem. 2. Causal theory (ies) or hypothesis(es) concerning the dynamics of the issue or problem. Section B: Objectives, Value Premises, Theoretical Positions, and Effects of a Specified 1. Policy objectives 2. Value premises underlying policy objectives 3. Theory or hypothesis underlying the strategy and the concrete provisions of the policy. 4. Target segment(s) of society - those intended to be directly affected by the policy. a) Demographic, biological, psychological, social, economic, political, and cultural characteristics b) Numerical size of relevant groups, projected over time 5. Short- and long-range effects of the policy on the target and non-target segments of the society in demographic, biological, psychological, social, economic, political, cultural, and ecological spheres. a) Intended effects (policy objectives) b) Unintended effects c) Overall costs and benefits (including economic and social costs and benefits) Section C: Implications of the Policy for Social Structure and the Social Policy System 1. Changes in the development of life-sustaining and life-enhancing resources, goods and services. a) Quantitative changes b) Qualitative changes c) Changes in priorities 2. Changes in the allocation, to individuals and to social units, of specific statuses within the total array of tasks and functions a) Elimination of existing statuses, roles, and prerogatives b) Development of new statuses, roles, and prerogatives c) Changes in criteria for selection and assignment of individuals and social units to statuses d) Changes in institutionalized relationships among statuses
6 Methods (cont.) Data sources Primary Assembly Bill 1421 (Laura s Law) Secondary (regarding violence as a result of mental illness) Journal articles Government publications Law reviews Books
7 Policy Analysis Nature, Scope, and Distribution of the Issue Those with SMI are more of a danger to the community without intervention (Kiesly & Campbell, 2007) Assisted outpatient treatment (AOT) policies were implemented as a response to tragedy associated with SMI (Kiesly & Campbell, 2007) Assembly Bill 1421 (2002) states that most high-risk individuals do not respond to traditional treatment and/or do not seek out services, thus creating the need for coercive treatment Causal Theories or Hypotheses Concerning the Dynamics of the Issue Social Control Theory: Lack of power and access to resources increases susceptibility to coercive repercussions (Lincoln, 2006) Modified labeling theory/secondary deviance: Societal responses can lead to negative misconceptions about SMI, resulting in negative reactions (Link, Castille, & Stuber, 2008) Coercion to beneficial treatment perspective: lack of insight of SMI (anosognosia) creates dangerous and detrimental consequences (Link et al., 2008) Policy Objectives Increased community-based treatment for those with serious and persistent mental illness (A. 1421, 2002) Reduce costs associated with acute psychiatric services and incarceration (Ridgely, Borun, & Petrila, 2001) Prevention of tragedy (Ridgely et al., 2001) Value Premises Underlying Policy Objectives Public safety (LPS Reform Task Force II, 2012) Quality of life/need for treatment for those with SMI (A. 1421, 2002; Ridgely et al., 2001) Theory Underlying the Strategy and the Concrete Provisions of the Policy Services in the least restrictive environment (A. 1421, 2002)
8 Policy Analysis (cont.) Target Segment(s) of Society (Cal. Welf. & Inst. Code 5346) 18+ with SMI History of noncompliance with treatment History of involuntary mental health services within past 36 months Danger to self or others/serious or violent act at least once within past 48 months Assumption that individual would benefit from community-based treatment Intended Effects Reducing revolving door epidemic; cost effectiveness; reduction of violent behaviors, incarceration, homelessness; and improving quality of life ((Cal. Welf. & Inst. Code 5346); Stettin, 2014) Unintended Effects Lack of ability to enforce; legal fees for petition process due to inability to use Mental Health Services Act (MHSA) funds for court fees; lack of ability to implement statewide (Cal. Welf. & Inst. Code 5346) Overall Costs and Benefits MHSA funding: $5.3 million; Medi-Cal: $4.7 million; Total funding: $10,032,000 (LACDMH, 2014b) Changes in the Development of Life-Sustaining and Life-Enhancing Resources, Goods, and Services Nevada County and Yolo County are the only two in California to fully implement Laura s Law (Yolo County Department of Health Services, 2014) Orange County, Los Angeles County, Placer County, Contra Costa County have approved proposals to implement Laura s Law (Contra Costa Health Services, 2014; Orange County Health Care Administration, 2014; Placer County Health and Human Services, 2014) Interest groups supporting Laura s Law are primarily funded by major pharmaceutical corporations; this could prevent future development/implementation of alternative treatments (Deacon, 2013) Changes in the Allocation, to Individuals and to Social Units, of Specific Statuses within the Total Array of Tasks and Functions Senate Bill 585 (2013) stated AOT services were to be paid for by federal funds as well as county mental health funds Medicaid expansion under Affordable Care Act extended eligibility of services for up to 2 million individuals Sunset date of Laura s Law has been extended three times; current date is in 2017 H. R is still pending in Congress; allows family members conservatorship over treatment options, limits SAMHSA programs and eliminates peer-run groups
9 Summary of Strengths/Challenges Strengths/Challenges of the Policy Strengths Focus on community mental health in the least restrictive environment Provides more treatment options Includes family/gives them more control over well-being of loved ones Focus on public safety (A. 1421, 2012) Challenges Difficult to enforce (Sabella, 2014) Coercive in nature (NASW, 2012) Perpetuates societal stigma/fear of violence and mental illness when association is moderate (Rosenberg, 2014) Results of effectiveness are questionable (Providence Center, 2014) Difficult to align with recovery paradigm (Swartz et al., 2010) Policy s Impact on social work clients/oppressed groups Ethnic minorities, particularly African Americans, are more likely to receive coercive treatment (Swanson et al., 2009) Social workers must work under NASW Code of Ethics (NASW, 2008, 2012) Should be knowledgeable of what the law entails to maintain cultural competence Educate public on statistics of violence and SMI and advocate on behalf of the population to address stigma Coercive treatment does not align with Code of Ethics, but balance between best interest of families/public/individual s rights must be attained
10 References Assisted Outpatient Treatment Act Project of 2002, Cal. Assemb. B ( ), Cal. Stat. Ch (2002). California Health Care Almanac (CHCA). (2013). Mental health care in California: Painting a picture. Retrieved September 13, 2014 from Cal. Welf. & Inst. Code 5346 Corrigan, P. W., Druss, B. G., & Perlick, D. A. (2014). The impact of mental illness n seeking and participating in mental health care. Association for Psychological Science, 15(2), Corrigan, P. W., & Rao, D. (2012). On the self-stigma of mental illness: Stages, disclosure, and strategies for change. Canadian Journal of Psychiatry, 57(8), County of Contra Costa. (2014). MHSA three-year program and expenditure plan for FYs 2014/ /17. Retrieved February 17, 2015 from County of Orange Health Care Agency. (2011). Discussion and analysis of assembly bill Retrieved February 5, 2015 from Deacon, B. J. (2013). The biomedical model of mental disorder: A critical analysis of its validity, utility, and effects on psychotherapy research. Clinical Psychology Review, 33(7), Fisher, W. H., & Grisso, T. (2010). Commentary: Civil commitment statutes 40 years of circumvention. Journal of American Academic Psychiatry Law, 38(3), Frank, R. G., & Glied, S. A. (2006). Better but not well: Mental health policy in the United States since Baltimore, MD: Johns Hopkins University Press. Getz, M. J. (2009). The ice pick of oblivion: Moniz, Freeman, and the development of psychosurgery. TRAMES: A Journal of the Humanities & Social Sciences, 13(2), Harcourt, B. E. (2012). Reducing mass incarceration: Lessons from the deinstitutionalization of mental hospitals in the 1960s. Ohio State Journal of Criminal Law, 9(1), Kiesly, S., & Campbell, L. A. (2007). Methodological issues with addressing compulsory community treatment. Current Psychiatry Reviews, 3(1), Link, B., Castille, D. M., & Stuber, J. (2008). Stigma and coercion in the context of outpatient treatment for people with mental illness. Social Science & Medicine, 67(3), Los Angeles County Department of Mental Health (LACDMH). (2014b). LPS Reform Task Force II. (2012). The case for updating California's mental health treatment law. Retrieved September 13, 2014 from Mental Health Services Fund, Cal. S. B. 585 ( ), Chapter 288 (Cal Stat. 2013). Miller, L. D., & Moore, L. R. (2009). State mental health policy: Developing statewide consumer networks. Psychiatric Services, 60(3), National Association of Social Workers. (2008). Code of Ethics. Retrieved September 20, 2014 from National Association of Social Workers. (2012). Social work speaks: NASW policy statements. (9 th ed.). Washington, DC: NASW Press. Placer County Health and Human Services [PCHHS]. (2014). Implementation of assisted out-patient treatment (also known as Laura s law). Retrieved February 17, 2015 from bos/cob/documents/sumarchv/ 2014/140826A/04a.pdf Ridgely, S. M., Borum, R., & Petrila, J. (2001). RAND: The effectiveness of involuntary outpatient treatment: Empirical evidence and the experience of eight states. Retrieved January 3, 2015 from Rosenberg, J. (2014). Mass shootings and mental health policy. Journal of Sociology & Social Welfare, 41(1), Rueve, M. E., & Welton, R. S. (2008). Violence and mental illness. Psychiatry, 5(5), Primm, A. B., Vasquez, M. J. T., Mays, R. A., Sammons-Posey, D., McKnight-Eily, L. R; Presley-Cantrell, L. R.,.. Perry, G. S. (2010). The role of public health in addressing racial and ethnic disparities in mental health and mental illness. Preventing Chronic Disease, 7(1), 1-7. Providence Center. (2014). Outcomes report AOT May 2013 April Retrieved February 10, 2015 from Rueve, M. E., & Welton, R. S. (2008). Violence and mental illness. Psychiatry, 5(5), Sabella, D. (2014). Mental illness and violence. American Journal of Nursing, 114(1), Sharav, V. H. (2005). Screening for mental illness: The merger of eugenics and the drug industry. Ethical Human Psychology and Psychiatry, 7(2), Slade, M. (2009). Personal recovery and mental illness: A guide for mental health professionals. Cambridge: Cambridge University Press. Slate, R. N., & Johnson, W. W. (2008). Criminalization of mental illness: Crisis and opportunity for the justice system. Durham, NC: Carolina Academic Press. Stettin, B. (2014). An advocate s observations on research concerning assisted outpatient treatment. Current Psychiatry Reports, 16(3), 435. Swanson, J., Swartz, M., Van Dorn, R. A., Monahan, J., McGuire, T. G., Steadman, H. J., & Robbins, P. C. (2009). Racial disparities in involuntary outpatient commitment: Are they real? Health Affairs, 28(3), Swartz, M. S., Wilder, C. M., Swanson, J. W., Van Dorn, R. A., Robbins, P. C., Steadman, H. J.,.. Monahan, J. (2010). Assessing outcomes for consumers in New York's assisted outpatient treatment program. Psychiatric Services, 61(10), Van Dorn, R., Volavka, J., & Johnson, N. (2012). Mental disorder and violence: Is there a relationship beyond substance use? Psychiatric Epidemiology, 47(3), Yolo County Department of Health Services. (2014). Local mental health board meeting minutes. Retrieved February 5, 2015 from
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