Eunice Jeffs 1,2 Emma Ream 3 Cath Taylor 1,3 Debra Bick 4 ABSTRACT

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1 SYSTEMATIC REVIEW Clinical effectiveness of decongestive treatments on excess arm volume and patient-centered outcomes in women with early breast cancer-related arm lymphedema: a systematic review Eunice Jeffs 1,2 Emma Ream 3 Cath Taylor 1,3 Debra Bick 4 1 Florence Nightingale Faculty of Nursing and Midwifery, King s College London, London, United Kingdom, 2 The Nottingham Centre for Evidence Based Healthcare: a Joanna Briggs Institute Centre of Excellence, 3 School of Health Sciences, University of Surrey, Guildford, United Kingdom, and 4 Faculty of Life Sciences and Medicine, King s College London, London, United Kingdom ABSTRACT Objective: To identify the effect of decongestive lymphedema treatment on excess arm volume or patient-centered outcomes in women presenting within either 12 months or a mean nine months of developing arm lymphedema following breast cancer treatment. Introduction: Lymphedema is a common consequence of breast cancer treatment requiring life-long treatment to reduce symptoms and prevent complications. Currently, evidence to inform the optimal decongestive lymphedema treatment package is lacking. Inclusion criteria: The review included studies on women who received lymphedema treatment within either 12 months or a mean of nine months of developing unilateral breast cancer-related arm lymphedema. The intervention was any decongestive lymphedema treatment delivered with the purpose of reducing arm lymphedema, compared to another form of lymphedema treatment (whether self or practitioner-administered), placebo or no treatment. The clinical outcome was excess arm volume; patient-centered outcomes were health-related quality of life, arm heaviness, arm function, patient-perceived benefit and satisfaction with treatment. Experimental study designs were eligible, including randomized and non-randomized controlled trials, quasi-experimental, prospective and retrospective before and after studies were considered. Methods: A three-step search strategy was utilized to find published and unpublished studies. The search identified studies published from the inception of each database to July 6, Reference lists were scanned to identify further eligible studies. Studies were critically appraised using appropriate standardized critical appraisal instruments from the Joanna Briggs Institute. Details describing each study and treatment results regarding outcomes of interest were extracted from papers included in the review using appropriate standardized data extraction tools from the Joanna Briggs Institute. Due to heterogeneity in included studies, results for similar outcome measures were not pooled in statistical meta-analysis. A narrative and tabular format was used to synthesize results from identified and included studies. Results: Seven studies reporting results for outcomes of interest were critically appraised and included in the review: five randomized controlled trials and two descriptive (uncontrolled) studies. Reported outcomes included excess arm volume (five studies), health-related quality of life (three studies), arm heaviness (one study), arm function (two studies) and patient-perceived benefit (two studies). There was some evidence that decongestive treatments were effective for women presenting within either 12 months or a mean of nine months of developing breast cancerrelated arm lymphedema, but the wide range of data prevented comparison of treatment findings which limited our ability to answer the review questions. Correspondence: Eunice Jeffs, eunice.jeffs@kcl.ac.uk There is no conflict of interest in this project. This is an open access article distributed under the Creative Commons Attribution License 4.0 (CCBY), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. DOI: /JBISRIR JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 453

2 Conclusions: Weak evidence (grade B) for the impact of decongestive lymphedema treatment on women with early lymphedema (i.e. less than 12 months duration of BCRL symptoms) did not allow any conclusions to be drawn about the most effective treatment to be offered when these women first present for treatment. Findings provided no justification to support change to current practice. Future primary research needs to focus on the most effective treatment for women when they first present with lymphedema symptoms, e.g. treatment provided within 12 months of developing symptoms. Studies should be adequately powered and recruit women exclusively with less than 12 months duration of breast cancer-related lymphedema symptoms, provide longer follow-up to monitor treatment effect over time, with comparable treatment protocols, outcome measures and reporting methods. Keywords breast cancer; decongestive lymphedema treatment (DLT); lymphedema JBI Database System Rev Implement Rep 2018; 16(2): Introduction L ymphedema is a common sequelae of breast cancer treatment, causing arm swelling in around 20% of women following axillary node dissection. 1 For example, of the 54,833 cases of female breast cancer diagnosed in the UK in 2014, 2 it is likely that around 7000 of these women had developed arm swelling. Breast cancer-related lymphedema (BCRL) of the arm is a chronic tissue swelling arising from damage to lymph nodes and vessels, which may affect the ipsilateral arm and/or trunk, and women are considered to be at increased life-time risk of developing arm lymphedema following breast cancer treatment. 3-6 Breast cancer-related lymphedema has significant physical, functional and psychological impact on the individual woman, with challenges for work, social and leisure activities, and potential financial implications Lymphedema is a progressive condition, moving from an acute phase of subclinical edema (International Society of Lymphology/ISL grade 0), through mild or transient swelling, to chronic swelling with irreversible changes (ISL stage III). 11,12 There is no agreement regarding the diagnostic threshold for lymphedema. At stage I, lymphedema may reduce with limb elevation, although by stage II tissue changes are occurring and pitting edema is present which no longer reduces with elevation alone; stage IIa indicates that excess fat and fibrotic changes are becoming established in the limb and pitting of edema may no longer be achieved; at stage III, pitting may be absent due to skin thickening, fatty deposits and increased fibrosis leading to characteristic changes of elephantiasis. 12 The rate of progression is unknown but will vary between individuals, however chronic changes are likely to occur within 12 months of the onset of swelling. 13 What is known is that without effective treatment, significant tissue changes can occur over time resulting in chronic, more severe lymphedema with tissue fibrosis which is less responsive to treatment and associated with increased morbidity. 11,14 There is some evidence that the damage cannot be reversed once advanced lymphedema is established. 15 The goal of lymphedema treatment is decongestion of the arm, that is, removal of excess lymph and associated tissue changes, to return the arm to a latent (hidden) phase of swelling. The improved swelling can then be managed by the individual with little personal or specialist input, 12,14 although BCRL requires life-long self-management to reduce and control symptoms, prevent development of complications, and prevent recurrence of symptoms once the latent phase is achieved. 14,16 Treatment of lymphedema aims to decongest the swollen limb and generally combines a form of compression (whether bandaging, hosiery or pneumatic compression therapy) with different forms of exercise (resistive, sequential; land or water-based), lymphatic massage, skin care and advice, and support for the patient; 12,14,16 other treatments such as laser therapy have been used, and microsurgery and liposuction have increased in recent years. 12 The internationally accepted current recommended best practice for lymphedema treatment is a two-phase decongestive lymphedema treatment (DLT), also commonly known as complex decongestive therapy (CDT). 12,14,16,17 The first intensive treatment phase aims to decongest the swollen arm through two or more weeks of daily therapist-delivered treatment including multi-layer compression bandaging and manual lymph drainage (MLD). This is followed JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 454

3 by a maintenance phase of patient self-treatment, with compression usually in the form of hosiery. 14 There is some evidence of the effectiveness of DLT to reduce lymphedema, although studies to date have largely been underpowered, varied in their treatment protocol and assessment methods, and lack sufficient duration of follow-up (i.e. at least six months) to demonstrate any sustained treatment effect for this chronic condition. 17,21,22 Assessment and monitoring of lymphedema generally include some objective measurement of size, which may be combined with self-assessment of health-related quality of life and symptoms, such as arm heaviness and arm function. 14,23 Excess arm volume is the difference between the volume of swollen and non-swollen arms, and takes into account any changes to the whole body (such as body weight) by monitoring impact on the unaffected arm; change may be reported as an increase or decrease in excess arm volume. 14 However, there is no agreement regarding the preferred methods for reporting changes following lymphedema treatment. A search of the Cochrane Database of Systematic Reviews and Medline database using the keywords lymph edema, breast cancer and review was undertaken to establish the existence of any published systematic review and/or protocols for review regarding the population of interest. In the past six years, published systematic reviews have addressed the effectiveness of lymphedema treatment programs for women with BCRL 17-20,22,24-27 and individual treatment modalities; for example, low level laser therapy (LLLT), intermittent pneumatic compression therapy (IPCT), 20,31,32 and manual lymph drainage (MLD). 33,34 However, no systematic review or protocol was found, and although Shah et al. 19 reviewed evidence on the effectiveness of early detection and intervention to reduce the incidence of BCRL they did not focus on the effectiveness of treatment for lymphedema once symptoms are established. There is a need to specifically address the treatment of early lymphedema, where the skin and tissues are most likely to be responsive to treatment. For the purpose of this review, treatment is any intervention applied with the intent to decongest the swollen arm and early lymphedema is considered to be within 12 months of developing symptoms. 35,36 This systematic review provides lymphedema practitioners, women with BCRL, and other decision makers with the first synthesis of available evidence for the effect of decongestive lymphedema treatment on excess arm volume and/or patient-centered outcomes when provided within either 12 months or a mean of nine months of symptoms developing. To guide the completion of this systematic review, a research protocol was designed and published in the Joanna Briggs Institute Database of Systematic Reviews and Implementation Reports. 37 Review question The objective of the review was to identify the effect of decongestive lymphedema treatment on excess arm volume and patient-centered outcomes for women presenting within either 12 months or a mean of nine months of developing a swollen arm due to breast cancer-related lymphedema (BCRL). The specific review questions to be addressed were: What is the most effective combination of treatment elements for these women? What is the optimal duration of treatment? Inclusion criteria Participants This review considered studies that included women with unilateral BCRL of the arm who received lymphedema treatment within 12 months of developing arm swelling. Although progression of lymphedema will vary between women, it is reasonable to assume that sufficient skin and tissue changes will have occurred by 12 months to affect the outcome of treatment. The original intention was to exclude from this review women with more than 12 months duration of symptoms. However, due to a lack of studies where the duration of BCRL symptoms was less than 12 months, a decision was made to also consider studies if the average (mean) duration of swelling was less than nine months. This time frame was considered likely to maximize the inclusion of studies with a large proportion of women with BCRL of less than 12 months duration but limit the number of women with chronic lymphedema (i.e. more than one year duration). Studies were also considered if outcomes were separately reported for a subgroup of women with less than 12 months duration; outcomes for women with more than 12 months duration were excluded. Studies which reported participants with other forms of lymphedema (e.g. leg lymphedema, breast/ truncal edema) were only included if data were separately reported for arm BCRL. Studies which included bilateral lymphedema or individuals defined as at JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 455

4 risk of developing BCRL were excluded. Studies which included women with BCRL receiving concurrent cancer treatment (whether curative or palliative), with the exception of hormone therapy, were excluded as cancer treatment such as chemotherapy or radiotherapy could exacerbate BCRL through inflammation or increased fluid load. 38 Men with BCRL were excluded from the review as the incidence of male breast cancer is less than 1%. 2 Interventions Studies were considered that evaluated any conservative non-drug treatment where the goal was to decongest the arm, that is, reduce lymphedema, whether delivered by lymphedema therapist or patient selfmanagement. The review was as inclusive as possible to capture all forms of decongestive treatment. The studies included, but were not limited to, the combination of treatments known as decongestive lymphedema treatment or DLT, complex/complete decongestive treatment or CDT; compression therapy, whether bandaging, garments or pneumatic compression pump; exercise, such as resistance training or hydrotherapy; low level laser therapy; manual lymph drainage or lymphatic massage. Studies evaluating surgical or drug therapy interventions, treatment of progressive lymphedema due to uncontrolled active cancer, safety assessment of treatment, interventions used without the intention of lymphedema decongestion, evaluation of a single session of treatment (such as compression bandaging or hosiery, manual lymph drainage or exercise), interventions to reduce the risk of developing BCRL, or assessment techniques were excluded. Comparators Relevant experimental studies could compare outcomes with another form of lymphedema treatment (whether patient or lymphedema therapist administered), placebo or no treatment. Outcomes The review considered studies that included the following clinical or patient-centered outcome measures: The clinical outcome of interest was excess arm volume. Studies were sought which expressed the outcome as a relative change in excess arm volume (that is, compared to the non-swollen arm), whether measured by water displacement, perometry or circumference measurements to calculate arm volume. In the absence of relative change in excess arm volume, the intention was to consider therelativechangeintissuefluidmeasuredby bioimpedance or tissue dielectric constant. The patient-centered outcomes of interest were health-related quality of life, sensation of heaviness in the swollen arm, arm function, patientperceived benefit or satisfaction with treatment. Studies which used an appropriate validated assessment tool or, in the absence of a validated tool, visual analog scales were included. Studies which did not report on either the relative change to arm size/tissue fluid volume, psychosocial or patient self-report outcome measure, or patient value of treatment were excluded. Types of studies The review included experimental study designs: randomized controlled trials, non-randomized controlled trials and quasi-experimental studies. It also considered descriptive (uncontrolled) studies including before and after studies, whether prospective or retrospective. Methods Search strategy Studies were identified using a three-step search strategy. Firstly, a limited search of MEDLINE, Embase and CINAHL was undertaken to identify key words and index terms used in the title and abstract. Further scoping searches were used to identify the search terms and refine them for maximum sensitivity and specificity, to identify appropriate databases to ensure a thorough search of the relevant literature, and to ensure comparable search strategies across each chosen database. Database search terms were limited to variants of breast cancer and lymphedema in title and abstract fields, and reviews of the lymphedema literature, as attempts to refine the search by including additional treatment-related keywords led to the loss of potentially relevant papers. Secondly, a systematic search across all relevant electronic bibliographic databases using all identified variants of key words and index terms was undertaken to identify published and unpublished quantitative studies; the final search strategy (Appendix I) was deliberately left open with the expectation that eligibility criteria would be applied at the screening stage to a large number of references. Thirdly, reference lists and bibliographies of retrieved articles were reviewed and four specialist lymphology JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 456

5 journals hand-searched to identify research studies not located through other search strategies. Using the search strategy (Appendix I), the following databases were searched without date restrictions, on July 6, 2016 (except where specified), to identify studies published in the commercial literature (i.e. black literature): Allied and Contemporary Medicine (AMED), Biomed Central (search completed to July 1, 2015 as original search strategy could not be replicated in July 2016 due to changes to the database search function), BIOSIS (records were only available for the period 1969 to 2008 due to subscription limitations), British Nursing Index, CINAHL, Cochrane Library (Wiley Online Library), Embase, HMIC, MEDLINE, Physiotherapy Evidence Database (PEDro), PsycARTICLES, PsycINFO, PubMed, Scopus, Turning Research into Practice (TRIP) (search completed to July 1, 2015 as records obtained in July 2016 could no longer be downloaded to EndNote database without additional subscription), Web of Science and WorldCat. Preliminary searches of MEDLINE and PubMed identified many duplicate references but each produced some references which were not included by the other database, so both databases were included in the final search. The following databases were searched on July 4, 2016 to identify studies conducted but not published in the commercial literature (i.e. gray literature): ClinicalTrials.gov (USA), Controlled Trials Register (ISRCTN), Grey Literature Report ( org/ and International Clinical Trials Registry Platform (ICTRP), WorldCat Article- First (OCLC), WorldCat Dissertations, WorldCat PapersFirst and WorldCat ProceedingsFirst. The following databases were included in the review protocol search strategy but, following preliminary searches, were excluded from the final search strategy for the reasons specified: PROSPERO, Centre for Reviews and Dissemination reports only protocols for systematic reviews so not a source for primary research; DARE database is no longer maintained, but DARE records are included within the Cochrane Library; Clinical Trials Registers/UK Clinical Research Network (UKCRN) is now the Central Portfolio Management System which draws from two databases in the search strategy, i.e. ClinicalTrials. gov, ISRCTN; Conference Proceedings Citations Index (Web of Science) was included in the search of Web of Science Core Collection; Evidence NHS UK (NICE) searches databases included in the search strategy, i.e. AMED, British Nursing Index, CINAHL, Embase, HMIC, MEDLINE and PsycINFO; National Guideline Clearing House (USA) reports summaries of evidence and searches databases included in the search strategy, i.e. PubMed, Embase, CINAHL, the Cochrane Library, PsycINFO. Online hand-searching of the titles and abstracts of all available editions of four lymphedema-specific journals took place on July 6, 2016: European Journal of Lymphology, Journal of Lymphoedema, Journal of Phlebology and Lymphology and Lymphology. In addition, the reference lists of published systematic reviews 17-22,24,27-34,39-53 identified in the search were examined for additional references. The review considered English and non-english language publications which provided an English language abstract. The development of current lymphedema treatment originated in continental Europe so no language restrictions were applied to the searches. The search of relevant foreign language full text papers to confirm eligibility for inclusion was conducted with the help of colleagues and online translation tools. As there were no eligible non- English language publications, it was not necessary to obtain a full translation of any paper. The results obtained from each database search were electronically imported into EndNote X7 citation manager (Thomson Reuters, USA) and combined into a single library. Duplicate records were recorded and removed prior to screening. All studies identified during the database search were assessed against the review eligibility criteria based on the information provided in the title and abstract. Studies identified from searching the reference lists were assessed for relevance based on the study title. A full report was retrieved and assessed for relevance for all studies which met the inclusion criteria or had insufficient detail in the abstract to determine eligibility. Assessment of methodological quality The methodological quality of studies selected for inclusion was independently assessed by two reviewers (EJ and DB) using standardized critical appraisal instruments from the Joanna Briggs Institute System for the Unified Management, Assessment and Review of Information (JBI SUMARI), namely the Randomized Control/Pseudo-randomized Trial tool and Descriptive/Case Series Study tool. 54 A decision was made not to exclude relevant papers on grounds of methodological quality, but to report JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 457

6 the limitations. The reviewers (EJ and DB) resolved through discussion any differences of opinion that arose regarding methodological quality; the input of a third independent reviewer (ER) was not required. Data extraction Details describing each study and results for the outcomes of interest were extracted from included papers using the standardized data extraction tool from JBI SUMARI. 54 In addition to extraction of results for outcomes relevant to the review objectives and questions, extracted information included details about the interventions, populations and method of the included studies. Where studies reported outcomes for a subgroup of women with BCRL duration of less than 12 months or a mean of nine months, data was not extracted for those women with either more than 12 months or a mean of nine months BCRL duration. Data analysis and synthesis Outcomes were expressed as continuous data, with means and standard deviation extracted from the included papers, where available, and analyzed. Due to wide study heterogeneity, the results for similar outcomes were not pooled in statistical meta-analysis. Instead, a narrative and tabular format have been used to display the results of this review. Two subgroup comparisons were planned for: i) previous lymphedema treatment (yes or no), and ii) severity of swelling at baseline, whether mild or moderate-severe, where reported and as defined within the study. However, sub-group analysis could not be performed due to lack of data. Results Study inclusion Figure 1 presents an overview of the search and selection process in the form of a PRISMA diagram. Included Eligibility Screening Identificatio n Records identified through searching commercial databases (n = 19,053) Studies included in quantitative synthesis (meta-analysis) (n = 0) Records identified through searching grey literature databases (n = 1063) Identified records (n = 20,122) Records screened (n = 6566) Full-text articles assessed for eligibility (n = 187) Studies included in qualitative synthesis (n = 7) Studies included in narrative summary (n = 7) Additional records identified through other sources (n = 6) Duplicates excluded (n = 13,556) Records excluded (n = 6379) 6151 by title 228 by abstract Full-text articles excluded, with reasons (n = 180) 72: BCRL duration >9m 59: BCRL duration unknown 21: study protocol: not population of interest 16: not outcome of interest 6: not research study 2: not intervention of interest 2: papers could not be found 1: not BCRL 1: no results reported From: Moher D, Liberati A, Tetzlaff J, Altman DG, The PRISMA Group (2009). Preferred Reporting Items for Systematic Reviews and Meta-Analyses: The PRISMA Statement. PLoS Med 6(6): e Figure 1: PRISMA flow diagram study selection process JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 458

7 A total of 20,122 references were identified from the search for commercially published and gray literature. After removal of duplicate records and screening by title and abstract, 187 records remained for full text review, of which two papers 55,56 could not be obtained via interlibrary loan. Authors of six conference abstracts were contacted to clarify eligibility criteria although none responded; 23 records of conference presentations could not be screened as they lacked an abstract, and four further records of conference presentations were excluded as they lacked corresponding author details to clarify missing data relating to eligibility criteria. Twenty-one study protocols were excluded, primarily because the study samples were not the population of interest for this review. Information about the duration of lymphedema symptoms was lacking in 66 published papers, of which 47 were published within the previous 10 years, so corresponding authors were contacted for to clarify whether they could report outcomes for either the study sample or a subgroup with less than 12 months or a mean of nine months BCRL duration. Responses were received regarding 24 papers, of which 21 papers were excluded as duration of BCRL was unknown or greater than 12 months/a mean of nine months, 67-74,76-78 and three papers 35,36,75 met the inclusion criteria. Appendix II lists the 180 studies excluded following full text examination and reasons for their exclusion. Seven studies 35,36,75,79-82 were critically appraised and included in the review regardless of their methodological limitations. Methodological quality The results of the quality assessment using the JBI SUMARI appraisal tools for randomized controlled/ pseudo-randomized trials and for descriptive (uncontrolled) studies are presented in Tables 1 and 2. Two 35,36 of the five controlled studies and one descriptive study 79 may be described as moderate to high quality, whereas the other studies 75,80-82 were rated as having poor methodological quality. Table 1: Results of critical appraisal for appraising randomized controlled / pseudo-randomized trials Citation Q1 Random allocation Q2 Patients blinded Q3 Allocator blinded Q4 ITT analysis Q5 Assessor blinded Q6 Groups comparable Q7 Treated equally Q8 Same outcomes Q9 Reliably measured Q10 Appropriate statistical analysis Dayes et al. Y N Y N Y N Y Y Y Y 7/ Gradalski et al. Y N? N?? Y Y?? 3/ Kaviani et al.? Y? N? Y? Y N? 3/ Kim et al. N N??? Y Y Y N Y 4/ McNeely Y N Y N Y Y Y Y Y Y 8/10 et al % ? ¼ unclear; N ¼ no; N/A ¼ not applicable; Y ¼ yes. Table 2: Results of critical appraisal for appraising descriptive studies Citation Q1 Random allocation Q2 Clearly defined inclusion criteria Q3 Confounding factors accounted for Q4 Objective assessment Q5 Description of compared groups Q6 Appropriate follow-up time Q7 Withdrawals accounted for Q8 Reliable outcome measures Q9 Appropriate statistical analysis Haghighat N Y Y? N/A N? Y Y 3/7 et al Hwang N Y Y Y Y Y N/A Y Y 6/8 et al % ? ¼ unclear; N ¼ no; N/A ¼ not applicable; Y ¼ yes. Total Total JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 459

8 Controlled studies There were significant areas of bias in all study methods described. Five studies were randomized controlled trials, however only two 35,36 provided descriptions of the computer-generated randomization method demonstrating true random allocation with allocation concealed from allocator, whereas three merely stated that participants were randomized. In only two studies 35,36 were the assessors blinded to treatment allocation; the other three studies did not report whether the assessor was blinded (Q5, Table 3), meaning that risk of detection bias is unknown. Only one study 81 used an intervention that could be blinded to both participants and assessors, although the method of providing sham laser was not reported. The other four studies 35,36,80,82 could not disguise the study interventions so participants were not blind to treatment allocation. Three studies 36,80,81 reported comparable intervention and control groups at entry to the study, although sample sizes were small, ranging from four to 57 participants in each study, which affects the precision of estimates and increases the possibility of failure to detect an effect that is present (type II error). One study, 80 with no attrition, reported outcomes on an intention to treat basis. The other four studies 35,36,81,82 reported reasons for attrition: two studies 36,81 reported outcomes for only those who completed the study; one study 82 reported data without citing the number of participants represented in the data; one study 35 reported participant data available for each reported time-point. Outcomes were measured in the same way for both intervention groups in all five controlled studies. 35,36,80-82 As already noted, two of these studies 80,81 did not measure in a reliable way all reported outcomes of interest so these data were not included in this review. Descriptive studies One uncontrolled retrospective case review study 79 had low risk of bias. Possible bias in the other prospective study 75 included insufficient detail to ensure reproducibility of reported outcome measurements; no follow-up of study outcomes following the immediate post-intervention period; and selfreported symptoms monitored using a tool that had not been validated. Characteristics of included studies The key characteristics of the seven included studies 35,36,75,79-82 are described below and, where appropriate, separately treated as controlled and descriptive/uncontrolled studies. Appendix III provides a summary of the characteristics by study. Types of studies Five studies were randomized controlled trials: two 35,36 provided descriptions of the computer-generated randomization method, whereas three merely stated that participants were randomized. The final two papers were uncontrolled studies: one prospective before and after study 75 and one retrospective case review. 79 Participants and setting No study specifically addressed the population of interest, although three studies 35,36,75 reported one or more outcomes for a subgroup (n ¼ 132) of women with BCRL duration 1 year from a total study sample of 282 women. Two studies 80,81 (n ¼ 48) reported outcomes for the total study sample of women with a mean duration of no more than 9 months (pooled mean 5.08 months; pooled SD 11.64), and two studies 79,82 reported outcomes for a subgroup (one of the intervention groups) with a mean duration of no more than 9 months (mean and months respectively, n ¼ 57) from a total study sample of 108 women. Five studies 35,79-82 (n ¼ 150) reported mean age with a pooled estimate of years; two studies 36,75 reported age only for the total population, including women with >12 months duration BCRL. Only two studies each recruited more than 50 women with less than 12 months duration of BCRL symptoms 35,75 (n ¼ 58 and 60). The number of participants with either less than 12 months BCRL duration or group mean 9 months duration of symptoms ranged from 8 to 40 in the other five studies. 36,79-82 Breast cancer-related lymphedema was defined in the five controlled studies by arm size difference, but not in either descriptive study, 75,79 using various diagnostic criteria recognized by the lymphedema community: 83 two studies 35,81 defined lymphedema as >10% excess arm volume and one study 82 as >20% excess arm volume; one study 36 defined BCRL as >150 ml difference between arms; one study 80 described >2 cm circumference difference JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 460

9 between arms. Four studies categorized severity of swelling at baseline, either according to the International Society of Lymphology staging, 12,82 or relative (%) excess arm volume: 35,36,79 Dayes et al. 35 categorized severity as 10% to <20%, 20% to <30%, and 30% excess arm volume, McNeely et al. 36 categorized severity as mild (<15% excess arm volume), moderate (16 37%), or severe (>37%), and Hwang et al. 79 stratified severity as <20% or 20% excess arm volume. Two studies 75,82 explicitly stated that participants had not received any treatment for BCRL prior to the intervention, whereas the other five studies 35,36,79-81 reported neither the number of women who had previously received treatment nor the type of prior treatment received. Six studies 35,36,75,79-81 were performed in Lymphedema Units or Rehabilitation Departments within cancer services in developed countries with wellestablished health care systems; one study 82 did not describe the setting. Two studies 35,36 were conducted in Canada, two 75,81 in Iran, two 79,80 in Korea, and one 82 in Poland. Interventions and comparators There was heterogeneity of treatment method and protocols. A summary of the interventions and protocols tested in the studies is presented in Table 3, with more detail provided in appendices III and IV. Only two studies 36,82 provided sufficient detail to replicate the method of intervention; the other five studies 35,75,79-81 require the reader to make assumptions regarding aspects of the treatment provided. Four studies 35,36,75,82 specified the lymphology school where the therapists had trained. Two studies 79,80 did not specify the method of MLD used. Table 3: Interventions in included studies Study/citation Components of intervention Duration and frequency of intervention Complex decongestive treatment (CDT/CDPT/DLT) Dayes et al. Intensive phase: MLD and short ,a stretch compression bandaging (Vodder or Foldi method); advice re skin care, exercise, and maintenance of healthy body weight. Followed by maintenance phase: elastic compression garments; exercise, skin care, maintenance of healthy body weight. Gradalski et al. Multi-layer compression bandaging and Vodder II method ,b MLD, exercise and deep diaphragmatic breathing. Followed by maintenance phase: exercise, compression garment, arm and skin care. Haghighat et al ,a,c CDT phase I: Vodder method MLD; multi-layer short-stretch bandages; remedial exercise (not specified); skin care. Hwang et al. CDT phase I: 1 hour MLD, ,b,d multi-layer low stretch compression bandaging, remedial exercises, skin care. CDT phase II: compression garments daytime, self-bandage night-time; self-mld/self-massage; exercise; skin care. 5 per week for 4 weeks (20 sessions). Subsequent maintenance treatment with daily self-care 5 per week for 2 weeks (10 sessions). Followed by 6 months daily self-care. 5 per week for 2 3 weeks (10 15 sessions). 5 per week for 2 weeks (10 sessions). Then daily self-treatment plus 3 times per week night-time selfbandaging. Comparator Compression therapy: daily self treatment, as per maintenance phase, see below Compression bandaging 5 per week for 2 weeks (10 sessions), followed by 6 months maintenance phase of daily self-care, see below. None Outcomes measured 1. EAV 2. HRQOL 3. Limb function 1. EAV 2. HRQOL 3. Patientperceived treatment benefit 1. EAV 2. Symptom of arm heaviness Measurement method 1. Manual circumference measurement 2. Short Form Health Survey (SF-36) 3. Disabilities of the Arm Shoulder and Hand (DASH) questionnaire 1. Manual circumference measurement 2. non-validated lymphedema questionnaire 3. VAS: desire to continue treatment 1. Water displacement 2. VAS None 1. EAV 1. Perometry JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 461

10 Table 3. (Continued) Study/citation Components of intervention Kim et al. Termed Complex Decongestive ,b Physiotherapy (CDPT) Intensive phase: MLD, compression therapy, exercise, breathing exercises. Maintenance phase: self-cdpt Duration and frequency of intervention 5 per week for 2 weeks (10 sessions). Then 6 weeks selfadministered CDPT. Complex decongestive physiotherapy (CDPT) and active resistive exercise (ARE) Kim et al. Intensive phase: MLD, compression bandage, exercises and ,b breathing exercises, plus Active Resistive Exercise (ARE) program using 0.5 kg dumbbell. Maintenance phase: self- CDPTþARE using 1 kg dumbbell (if tolerated), wearing hosiery. 5 per week for 2 weeks (10 sessions). Then 6 weeks selfadministered CDPTþARE. Compression bandaging (CB) and manual lymph drainage (MLD) McNeely et al. Short stretch bandages plus ,a minutes daily Vodder method MLD. Education re arm care and skin care. Compression bandaging (CB) McNeely et al. Short stretch bandages ,a Education re arm care and skin care. Compression therapy Dayes et al. Elastic compression garments, ,a advice re skin care, exercise and maintenance of healthy body weight. Low level laser therapy (LLLT) Kaviani et al. Laser diode (product specified), ,b output power 10 Watts at 890 nm wavelength. Treatment to five points in axilla at 1 cm distance from skin, energy density 1.5J/cm 2 5 per week for 4 weeks (20 sessions) 5 per week for 4 weeks (20 sessions) Daily self-care with compression garments worn 12 hours per day 3x per week for 3 weeks, then 8 week break, then 3x per week for 3 more weeks. (18 sessions). Comparator Complex Decongestive Therapy plus Active Resistive Exercise (CDPTþARE), see below Outcomes measured Measurement method 1. HRQOL 1. SF-36 CDPT, see above 1. HRQOL 1. SF-36 CB 5 per week for 4 weeks (20 sessions), see below CBþMLD 5 per week for 4 weeks (20 sessions), see above CDT, 5 per week for 4 weeks (20 sessions). Subsequent maintenance treatment with daily selfcare, see above Sham irradiation as per LLLT, total 18 sessions. Double-blinded conditions for sham laser not specified. EAV, excess arm volume; HRQOL, health-related quality of life; MLD, manual lymph drainage; VAS, visual analogue scale. a Subgroup with BCRL duration <12 months. b Mean duration 9 months. c Prospective before and after (uncontrolled) study. d Retrospective case review (uncontrolled) study. 1. EAV 1. Water displacement & manual circumference measurement 1. EAV 1. Water displacement & manual circumference measurement 1. EAV 2. HRQOL 3. Limb function 1. Symptom of arm heaviness 2. Limb function 3. Patientperceived treatment benefit 1. Manual circumference measurement 2. SF DASH questionnaire 1. VAS 2. Goniometry: range of movement 3. VAS: desire to continue treatment JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 462

11 Complex decongestive treatment Complex decongestive treatment utilizes therapist-delivered multi-layer compression bandaging and MLD in the first/intensive phase of treatment, followed by a maintenance phase of self-treatment with compression hosiery in an effort to maintain the long-term benefits of CDT. 12 Five studies addressed the benefit of CDT: three controlled studies 35,80,82 each utilized a different CDT protocol and comparator, and two uncontrolled studies 75,79 also varied the protocol used. Dayes et al. 35 compared three weeks of phase 1 CDT with self-treatment, phase 2 CDT, with both groups carrying out self-treatment for the remainder of the study protocol; this study provided the only comparison of intensive therapist treatment versus patient self-treatment to decongest the arm. Gradalski et al. 82 compared two weeks of phase 1 CDT with compression bandaging alone, followed by six months of daily self-treatment (phase 2 CDT) for both groups with flat-knit hosiery and continuation of the exercise program and skin care. Kim et al. 80 also utilized CDT although, as the focus of the study was to determine the effect of adding active resistive exercise to CDT, this study is reported below under the heading of exercise. Haghighat et al. 75 prospectively reviewed the effect of sessions of phase 1 CDT over a two-three week period; the protocol did not include a period of phase 2 CDT. Hwang et al. 79 conducted a retrospective review of patients who received two weeks phase 1 CDT followed by 24 months of self-treatment (phase 2 CDT) with compression hosiery, self-mld, remedial exercises and skin care, plus night-time self-bandaging three times per week. Compression bandaging and manual lymph drainage (MLD) One controlled study 36 sought to ascertain whether four weeks treatment with multi-layer compression bandaging alone was sufficient to effect a reduction in lymphedema or whether the additional cost of therapist-provided MLD could be justified by enhanced treatment outcomes. The study protocol did not include a post intervention self-treatment or maintenance phase. Exercise Exercise is considered a standard part of CDT, both during the intensive therapist phase and the subsequent self-treatment maintenance phase. Five studies 35,75,79,80,82 reported exercise as part of the study protocol, however, only one controlled study 80 specifically examined the therapeutic role of exercise to decongest the swollen arm. Kim et al. 80 compared CDT plus active resistive exercise with CDT alone, with both intervention groups receiving two weeks identical CDT comprising application of daily compression bandages and MLD, and self-treatment with daily remedial exercises and breathing exercises; this was followed by a maintenance phase of six weeks self-cdt. The CDT plus active resistive exercise group undertook an additional daily 15 minutes resistive exercise throughout the two weeks CDT and six weeks self-cdt. One controlled study 82 reported that an identical unspecified exercise regime was carried out by both groups, and another controlled study 35 reported that exercise was carried out by both groups but did not specify the regime or whether both groups undertook the same exercise regime. The two uncontrolled studies 75,79 included unspecified exercises as part of the CDT regime. Low level laser therapy The treatment of lymphedema with low level laser therapy is thought to have a multi-factorial effect to increase lymph flow and thereby reduce tissue fluid and proteins. 84 One study 81 compared the effect of light therapy (890 nm wavelength) to placebo, that is, sham laser. Both groups received three times weekly treatment for three weeks (18 sessions); the intervention group received one Joule energy to each of five points in the axilla of the affected arm, whereas the sham laser group did not receive any laser energy. A further three weeks (18 sessions) of active treatment or sham laser took place after an eight week rest period. No concurrent treatment was reported for either group. Outcomes A summary of the outcomes assessed in the studies is presented in Table 4. Only one study 36 reported training the assessors. Of the three corresponding authors 35,36,75 who were contacted for clarification of information specific to outcomes for women with <12 months duration of BCRL, one author 35 supplied all the requested data, one 75 supplied some of the requested data, and the other 36 reported the data were no longer available to them. JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 463

12 Table 4: Outcomes measured in included studies Study/citation Domain Outcomes measured Approach Haghighat et al McNeely et al Hwang et al Dayes et al Gradalski et al McNeely et al Dayes et al Kim et al Gradalski et al Haghighat et al Kaviani et al Change in excess arm volume Health-related quality of life Symptom of heaviness Excess arm volume Health-related quality of life Health-related quality of life Sensation of heaviness in affected arm Water displacement Perometer Manual circumference measurement Short Form Health Survey (SF-36) Lymphedema Questionnaire (non-validated) Visual Analogue Scale (VAS), subjective reporting by patient Kaviani et al Limb function Range of movement VAS, subjective reporting by patient Dayes et al Disabilities of the arm, Disabilities of the Arm, Shoulder and shoulder and hand Hand (DASH) Questionnaire Gradalski et al Kaviani et al Patient-perceived benefit or satisfaction with treatment Desire to continue treatment VAS, subjective reporting by patient The most common outcome measure used to evaluate CDT was excess arm volume: five 35,36,75,79,82 of the seven studies reported changes in excess arm volume. Three standard measurement methods were used to calculate volume: water displacement; 36,75 Perometry, 79 an opto-electronic measurement machine; and manual circumference measurements, 35,36,82 using the formula for a truncated cone to calculate arm volume. Studies 23,85,86 have shown these three measurement methods to be equally valid, producing comparable but not interchangeable limb volume data. Volume changes were variously reported in terms of pre and post intervention excess arm volume 82 pre and post intervention percentage excess arm volume, 35,79 post intervention percentage reduction in excess arm volume, 35,36,75 and post intervention relative change in excess arm volume 82 using the formula proposed by Ancukiewicz et al.; 87 McNeely et al. 36 reported outcomes for the population of interest only in graph format. Relative change, whether reported as percentage reduction in excess arm volume compared to baseline 23 or using the formula for ratio of ratios proposed by Ancukiewicz et al., 87 takes into account variations within the individual and between different women such as the impact of body mass on arm size. The arm volume data reported by the two other studies 80,81 were excluded from the review as one 81 calculated arm volume using sum of circumferences, a method not included in the review, and the other 80 reported only the volume of the affected arm; absolute volume does not take into account the contralateral (unaffected) arm volume or changes that occur in both arms. None of the studies 35,36,75,79-82 measured bioimpedance spectroscopy or tissue dielectric constant. Health-related quality of life was reported in two 35,80 of the seven studies using the 36-item Short Form Health Survey (SF-36; RAND, USA). The SF ,89 is a set of eight self-reported quality of life measures and has been widely used to assess the impact of a health intervention on different components of an individual s health; summary scores are used to derive physical and mental health component scores, ranging from 0 to 100, with a higher score indicating better overall function. It should be noted that, although commonly used in BCRL research, SF-36 does not address specific symptoms suffered by BCRL patients such as heavy and swollen arms. Only one study 82 used a lymphedema-specific quality of life tool, although this Lymphedema Questionnaire was not a validated tool. One study 81 reported on heaviness in the affected arm using a 10-cm visual line, however, data were not reported as average scores but instead represented in graph format without clear labelling of the axes. Another study 75 assessed heaviness with a self-rating JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 464

13 scale of 0 3, with 0 indicating no symptoms and 3 indicating severe symptoms, but did not provide a subgroup analysis for women with less than 12 months duration of BCRL symptoms. Data for this outcome were excluded from the review. Two studies 35,81 reported arm function using two different methods. One study 81 used a visual analog scale with a 10-cm line to measure participant perception of range of motion, although data were not reported as average scores but instead represented in graph format without clear labelling of the axes. The other study 35 used the Disabilities of the Arm Shoulder and Hand questionnaire (DASH). These functional tools are not comparable. Only two studies 81,82 addressed patient-perceived satisfaction with treatment: Kaviani et al. 81 used a visual analog scale with a 10 cm line to determine the participant s desire to continue with low level laser therapy; Gradalski et al. 82 used a numerical rating scale to determine satisfaction with treatment by assessing quality of life (0 ¼ least to 10 ¼ best quality of life). Wide heterogeneity in study populations, interventions and measurement outcomes made meaningful comparison difficult and meant meta-analysis could not be conducted. Length of follow-up Despite the chronicity of lymphedema and potential for treatment failure post intervention, 90 the longterm impact of the intervention was reported by only three of the seven studies: Gradalski et al. 82 monitored participants for six months post intervention, Dayes et al. 35 monitored for one year and Hwang et al. 79 for two years. The other four studies 36,75,80,81 did not monitor the effect of treatment beyond the completion of the intervention period. Review findings The findings from the seven included studies 35,36,75,79-82 are presented below, reported according to intervention for the primary outcomes of interest relating to excess arm volume and patientcentered outcomes. Results for each outcome are presented only for subgroups of participants with reported BCRL duration of less than 12 months 35,36,82 and intervention groups where mean BCRL symptom duration is no more than 9 months; no study recruited only women with BCRL symptoms duration less than 12 months. Complex decongestive therapy Four studies 35,75,79,82 (n ¼ 152) reported some immediate post intervention reduction in excess arm volume; the other study 80 involving CDT did not measure relative excess limb volume. Table 5 presents the reduction as absolute excess arm volume (ml) 82 or relative (%) excess arm volume, 35,79 and Table 6 presents the relative (%) change in excess arm volume; 35,75,82 long-term follow-up data are also shown for one study. 35 Table 5: Results for studies reporting excess arm volume (ml) Study Method Complex decongestive treatment (CDT/DLT) Number of participants (n) Pre-intervention EAV Post-intervention EAV Final reported EAV Dayes et al ,a DLT group b,c Control group b,c Gradalski et al CDT group b,d CB group Hwang et al CDT group 1 (<20%EAV) b,d CDT group 2 (20%EAV) Manual circumference measurement Manual circumference measurement Perometer z 32 z 23% 12 21% z 11% 5 z 17% 12 e 15% 15 e 12% 12 e 15% 13 e e,f z 10% 9 g z e z 14% 11 g z EAV ¼ excess arm volume. z Data not presented: mean breast cancer-related lymphedema (BCRL) duration >9 months. a Data provided by corresponding author. b swollen arm volume-non swollen arm volume Data presented as relative (%) EAV, i.e c non-swollen arm volume Subgroup of women with BCRL duration <12months. d Mean BCRL duration 9 months. e p >.05 between group difference. f p <.05 within group difference. g No p values reported. JBI Database of Systematic Reviews and Implementation Reports COPYRIGHT ß 2018 THE AUTHORS. PUBLISHED BY 465

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