Implementing a Prenatal Oral Health Program Through Interprofessional Collaboration

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1 Interprofessional Education Implementing a Prenatal Oral Health Program Through Interprofessional Collaboration Jeffrey T. Jackson, DDS; Rocio B. Quinonez, DMD, MS, MPH; Amanda K. Kerns, DDS; Alice Chuang, MD; R. Scott Eidson, DDS; Kim A. Boggess, MD; Jane A. Weintraub, DDS, MPH Abstract: Interprofessional collaboration has become a critical component of accreditation standards in dentistry and medicine. This article reports on implementation in an academic setting of a prenatal oral health program (pohp) that addresses coordinated care, accreditation standards, and new clinical practice guidelines. The pohp is an educational intervention for third-year medical students, residents, and faculty members to deliver preventive oral health information and referral to a dental home for pregnant women. At the same time, senior dental students and faculty members are introduced to prenatal oral health principles and delivery of comprehensive oral health care to pregnant women. A systems-based approach was used to guide the pohp implementation during the academic year. Participants were 96 third-year medical students (50% of the total in an obstetrics and gynecology clerkship) and all 81 fourth-year dental students. During that academic year, 126 dental referrals were made to the School of Dentistry, and 55 women presented for care, resulting in 50% (n=40) of dental students participating in the clinical experience and delivery of simple to complex oral health procedures. The prenatal period is a frequently missed opportunity to address oral health care. The pohp is an interprofessional collaboration model designed to educate dental and medical providers and provide a system of referral for comprehensive clinical care of pregnant patients, including educating women about their oral health and that of their children. Such programs can help meet interprofessional accreditation standards and encourage implementation of practice guidelines. Dr. Jackson is a Pediatric Dental Resident, College of Dentistry, University of Florida; this research was conducted while he was a student at the School of Dentistry, University of North Carolina at Chapel Hill; Dr. Quinonez is Associate Professor, Department of Pediatric Dentistry, School of Dentistry, University of North Carolina at Chapel Hill; Dr. Kerns is a Pediatric Dental Resident, School of Dentistry, Virginia Commonwealth University; Dr. Chuang is Associate Professor, Department of Obstetrics and Gynecology, School of Medicine, University of North Carolina at Chapel Hill; Dr. Eidson is Clinical Associate Professor, Department of Operative Dentistry, School of Dentistry, University of North Carolina at Chapel Hill; Dr. Boggess is Professor, Department of Obstetrics and Gynecology, Division of Maternal Fetal Medicine, School of Medicine, University of North Carolina at Chapel Hill; and Dr. Weintraub is Alumni Distinguished Professor, Department of Dental Ecology, and Dean, School of Dentistry, University of North Carolina at Chapel Hill. Direct correspondence to Dr. Rocio B. Quinonez, Department of Pediatric Dentistry, CB#7450, School of Dentistry, University of North Carolina at Chapel Hill, Chapel Hill, NC ; quinoner@dentistry.unc.edu. Keywords: dental education, oral health, prenatal care, educational models, interprofessional relations, interprofessional education Submitted for publication 6/6/14; accepted 7/31/14 Pregnancy provides an opportunity for women to initiate new healthy behaviors, including oral health practices. Historically however, dental and prenatal care providers have missed this critical window to promote oral health. 1-3 Gaps in training, 4 knowledge, and competing health demands of dental and medical professionals contribute to the disparities present in this population, 3 subsequently impacting the low utilization of dental services reported among pregnant women. 5-8 Because mothers with regular dental care are more likely to develop attitudes and behaviors that promote good oral health for themselves and their children, 9 it is paramount to address oral health at every opportune moment, particularly at a time when low-income women are eligible for Medicaid dental benefits. The development of national prenatal oral health guidelines 10 and the recent American College of Obstetricians and Gynecologists statement on oral health in pregnancy 11 emphasize the need for dental and medical providers to implement new practice behaviors. Specific to prenatal health, medical providers should promote oral health and facilitate referral to a dental home because of their frequent contact with patients, especially with high-risk populations. The medical home has been shown to March 2015 Journal of Dental Education 241

2 be an effective setting for oral health education and prevention. 12,13 Likewise, dental providers should deliver comprehensive care for women as part of a health care team. Consistent with these goals, the Liaison Committee on Medical Education (LCME), the Interprofessional Education Collaborative, and the World Health Organization (WHO) promote interprofessional team-based care as paramount to education The Interprofessional Education Collaborative states that students must engage diverse health care professionals who complement one s own professional expertise, as well as associated resources, to develop strategies to meet specific patient care needs. 15 The Association of American Medical Colleges (AAMC) expects medical students to demonstrate competence in multiple domains within oral health, such as understanding the caries and periodontal disease process and its implications for systemic health, performing oral health screenings, promoting preventive strategies, and collaborating with dental professionals. 17 Similarly, the Commission on Dental Accreditation (CODA) standards state that students must be competent in providing oral health care within the scope of general dentistry to patients in all stages of life and competent in communicating and collaborating with other members of the health care team. 18 In response to accreditation guidelines, professional standards, and practice trends, a prenatal oral health program (pohp) at the University of North Carolina (UNC) at Chapel Hill School of Medicine (SOM) and School of Dentistry (SOD) was developed and implemented. The program is designed to educate medical and dental professionals about prenatal oral health, while establishing a prenatal oral health clinic at the SOD to diminish barriers for guideline adherence and referral of pregnant women to a dental home. 19 The goal is to establish a systems change in the medical and dental academic communities to promote wellness by delivering preventive care, referral, and treatment of the unmet dental needs in pregnant women. The aim of this article is to describe initial implementation of the pohp as a prototype to guide other academic institutions considering such interprofessional collaborations as a model of care. Methods Institutional Review Board approval of this study was obtained from the Office of Human Research Ethics at UNC (# ). In June 2012, an educational project that included the establishment of a prenatal oral health clinic at the SOD was implemented. The intervention targeted third-year medical students and obstetrics and gynecology residents delivering prenatal care at the North Carolina Women s Hospital (NCWH) for the academic year. In addition, fourth-year dental students received training in prenatal oral health and delivered services to pregnant women. Third-year medical students were selected because they are required to perform a six-week rotation in obstetrics and gynecology. Students have the option of completing their clinical work at four UNC-affiliated locations. Only students involved at NCWH for their entire rotation were included in the intervention. All obstetrics and gynecology residents were targeted because, in the educational medical model, residents are partnered with medical students to provide collaborative care led by the resident and faculty member making referrals. Fourth-year dental students were selected because of curriculum timing and their advanced clinical skill set to address more complex patients needs. The current practice structure for senior students is four group practices led by full-time faculty members serving as group directors. The faculty members were responsible for overseeing the prenatal oral health clinic, thus allowing dental students to deliver comprehensive care under direct supervision of group practice directors. Intervention The pohp was created as a collaborative effort between the SOD and SOM and was led by a pediatric dentist and an obstetrician and gynecologist. This program was pilot tested in three federally qualified community health centers in North Carolina. The program consists of training materials, including videos on oral health education for non-dental health care providers and pregnant women, and access to a prenatal-focused oral health education website that was completed mid-way through the academic year of the intervention. 20 Additionally, the pohp is designed to work in conjunction with the Baby Oral Health Program (bohp), an initiative promoting guideline adherence to early preventive oral health care and to the establishment of a dental home by age one. 21 The initiative followed a multi-method, system-based approach to train medical prenatal providers consistent with the WHO s interprofessional education guidelines. 16 This model (Figure 1) included mixed interactive and didactic education. 242 Journal of Dental Education Volume 79, Number 3

3 Figure 1. Multi-method model used to implement pohp at the University of North Carolina at Chapel Hill Schools of Medicine and Dentistry It was supplemented with reminder interventions, documented as best practice methods for maximum effectiveness of complex clinical practice behavior change. 22,23 A new clinical protocol and form were created to facilitate rapid referrals from the prenatal clinic at NCWH to the SOD for patients without a dental home and/or acute dental needs. The clinics are located across the street from one another, thus facilitating the referral process. Pregnancy-focused oral health information posters were placed in NCWH exam rooms, and pohp educational kits were placed in every obstetric examination room. Medical students and residents were asked to share educational information with patients during their visits. If the woman did not have a dental home or reported not having seen a dentist in the past six to12 months, the medical prenatal provider was instructed to make a referral to the SOD s prenatal oral health clinic. Through the SOD s Office of Clinical Affairs, two three-hour weekly clinical blocks were created for prenatal patients referred from the NCWH. Two additional clinical blocks in the group practice weekly schedule were created when the waitlist for appointment surpassed four weeks. One student was blocked into each clinic slot with one patient assignment, in keeping with the dental school s patient care model. The administrative support staff were trained to process referrals into the appointment blocks, and patients were scheduled accordingly. The clinical procedure for this initial appointment consisted of a comprehensive clinical dental exam, obtaining radiographs as needed; pregnancy-focused oral health education using the pohp kit; dental prophylaxis (cleaning); and urgent dental treatment. A customary bundled fee was established for the exam, radiographs, oral health education, and prophylaxis. The pohp educational kits were made available in the clinical dispensary for students to provide pregnancy-focused oral health education during their patients appointments. At the appointment s conclusion, the dental student provided the referring physician an update on the woman s oral health status with a form, allowing for coordinated March 2015 Journal of Dental Education 243

4 care. On the advice of the Office of Clinical Affairs, the patient could be scheduled back into the rotation block or assigned to another dental student for the completion of care when needed. Educational Process At the medical school in August 2012, the Department of Obstetrics and Gynecology hosted a one-hour grand rounds seminar on oral health led by one of the physician pohp champions. This session included a statement about the prevalence of oral health problems during pregnancy, information about the relationship between the mother and the infant s oral health, a training video, and discussion of the collaboration between medicine and dentistry. Because not all residents were in attendance, a fiveminute refresher with obstetrics and gynecology residents was included as part of a weekly faculty and resident didactic session to reinforce pohp and the referral process. In addition, a one-hour educational session was presented to medical students whose clerkship was taking place at UNC as part of their formal didactic series during their six-week obstetrics clerkship block. At this session, students were introduced to the principles of perinatal oral health and the use of pohp education materials, including topics such as having a healthy mouth and proper nutrition during pregnancy as a means to begin an oral health dialogue with patients. Students viewed an 18-minute training video on prenatal oral health that included various medical and dental providers, calibrating the information received by all groups, and modeling interprofessional collaboration. 20 Students were instructed on the referral and clinical process implemented at the NCWH and the SOD and received handouts of the most current clinical guidelines. 10 With the assistance of the obstetrics clinical coordinator, a separate session was conducted to include clinical and administrative staff in the obstetrics clinic to facilitate implementation of the referral process. Following the medical faculty, resident, and student training, we monitored the number of referrals for 12 months beginning on August At the dental school, to prepare for the established pohp clinic rotation, dental students and group practice directors attended a two-hour didactic session in fall 2012 led by an obstetrician, pediatric dentist, and head of the general dentistry clinic. The didactic session focused on perinatal oral health trends, relevant national guidelines, and clinic pro- tocols for the new clinic. Each fourth-year dental student was assigned to a minimum of one to three hour-long clinical sessions within the academic year to the newly established prenatal oral health clinic for women referred by the SOM providers. Statistical Analysis Descriptive statistics were performed using Microsoft Excel 2010 (Seattle, WA, USA). During the academic year, the variables of interest included tracking participation of medical students, obstetrics and gynecology residents, and dental students from attendance records. The number of women referred from the medical to dental clinic, the length of time between referral and patient visit, the number of pregnant women visits at the SOD clinic, and the dental procedures performed were tracked using the SOD electronic health care records system. Results During the academic year, 96 medical students rotating at UNC for their obstetrics and gynecology clerkship participated in the prenatal oral health intervention (Figure 2); this was 50% of the total number participating in the obstetrics and gynecology clerkship. Of these residents, 45% participated in grand rounds and an additional 35% in subsequent update on the prenatal oral health program being implemented in their obstetric clinic. All fourth-year dental students (N=81, 100%) participated in the prenatal oral health education component, and half of them (N=40, 50%) participated in the clinical experience. Over this 12-month period, a total of 126 pregnant patients (3.26% of all deliveries at NCHW) were identified as not having a dental home or not having been to a dentist in six to 12 months and were referred to the SOD prenatal oral health clinic. The women presented on average 36 days after their referral (SD: 26 days). Of these women, 55 (44%) presented to the initial dental appointment, thus contributing to the lower number of clinical prenatal oral health experiences recorded for the dental students. Among these pregnant women, 47 (85%) required additional treatment; however, only 14 (25%) returned to the SOD for additional care. Figure 3 shows the scope of services delivered by dental students to the pregnant women during this time. 244 Journal of Dental Education Volume 79, Number 3

5 Figure 2. Number of patients and students participating in Prenatal Oral Health Program, academic year Figure 3. Number of dental procedures by type performed by senior dental students in Prenatal Oral Health Program, academic year March 2015 Journal of Dental Education 245

6 Discussion Prenatal health has emerged as an area of interest between and within the medical and dental communities because of the opportunities it offers for promoting wellness for women and their children. Guidelines have been developed in the past decade to address oral health as a component of prenatal and perinatal health. 10,24-27 Our study is the first to report on the impact of the establishment of a comprehensive interprofessional collaboration regarding prenatal oral health in an academic center. The multi-methods and systems-based approach resulted in referrals by medical providers and opportunities for dental students to have prenatal oral health clinical experiences. Factors that influence the adoption and implementation of evidence-based practices have been researched. 22,23 Innovation, organizational readiness to change, and optimized dissemination of infrastructure must be compatible with current clinical practices for new methods to be accepted. In our study, opinion leaders and champions were identified and recruited early in the implementation process. These key personnel served as transformational leaders for the new program. The support of the SOD associate dean of clinical affairs and the SOM director of obstetrics and gynecology clerkship were, and continue to be, critical to the success of this collaboration. Similar programs have demonstrated the importance of opinion leaders and champions in introducing innovations. 13,28 While 126 referrals should be acknowledged as an important benefit for these women and an accomplishment for the program, that number is low compared to the total number of pregnant women seen at the NCWH. Boggess et al. 5 reported that, in a convenience sample of pregnant women at NCWH (N=599), 74% did not have a dental home. Given that NCWH obstetricians delivered 3,862 babies from August 2012 through 2013 and approximately 65% of them were delivered by residents, there remain many missed opportunities to refer women to a dental home at SOD. It is possible that more women may have been referred but they did not necessarily desire a referral to the SOD. It could be hypothesized that these women s financial situation may have played a role in their desire to be referred or follow up with necessary care. It was not, however, within the scope of this project to assess this barrier or whether students and residents were providing the educational component of the intervention. Nevertheless, it is possible that some oral health education was occurring without the dental referral, limiting our ability to assess less proximal outcomes of the program. Regarding the ability to refer, it is important to consider the differences in dental and medical education. The medical education model provides SOM students with the opportunity to participate in clinical care for prenatal patients. This prenatal care is usually provided by the residents with supervision from their faculty members. However, unlike dental students, medical students do not function as autonomous health care providers. They provide clinical care that lies within the scope of their abilities supervised by residents and/or faculty. Implementation of oral health initiatives based on clinical practice guidelines often is a slow process in which barriers 18,29 must be overcome before initiatives are widely adopted. 30 The pohp faced various barriers during implementation and in the process of ensuring sustainability. First, the initial targeting of medical students as the source for referral, while important to the educational mission, was misguided as it is residents in the medical model who direct the referral process. To address this limitation, a resident-focused educational session was introduced during incoming obstetrics and gynecology resident orientation, and a brief follow-up session occurred to emphasize the referral process and the collaboration between residents and medical students in the pohp process. Second, providers at the NCWH initially took a very liberal approach and referred all women without completely explaining the commitment or the process and without consideration of the timing of the referral relative to their stage of pregnancy. While the number of referrals was encouraging, some women could not receive an appointment before their delivery date for various reasons. The SOD clinical schedule, which closes when school is not in session, contributed to this delay. Strategies to promote year-round care for pregnant women have now been introduced at the SOD to address this issue. In addition, many women experienced a wait for their appointment because of a desire to schedule appointments at the NCWH and SOD for the same day. However, the number of days between referral and dental appointment may be inflated due to including time to actual appointment for women who missed their initial appointment and attended a later rescheduled one. The overall no show rate of approximately 55% often resulted in dental students having a less than positive perception of this rotation. 246 Journal of Dental Education Volume 79, Number 3

7 Third, the sustainability of the process is dependent on patients ability to pay for treatment. Boggess et al. described the patient population at NCWH as including a large proportion of women in households with significant economic challenges. 5 Despite the SOD s offering the initial pohp visit for a reduced fee, all subsequent treatment was provided at the regular dental school rates, which are approximately one-third to one-half of usual and customary fees for North Carolina. Frequently, patients were unaware of the potential for Medicaid dental coverage during their pregnancy; however, those benefits terminate at delivery. Seeking opportunities for medical colleagues and their staff to emphasize this benefit with women during pregnancy may help promote oral health care-seeking behaviors. Further research is required to identify and address barriers to pursuing recommended treatment and hopefully improve these women s participation. 5,31,32 Since this year one implementation, the program has expanded to promote intraprofessional collaboration by including dental hygiene students in the didactic and clinical component of the program. Also, establishing a pohp patient care coordinator position has helped centralize patient referral, program administration, and sustainability. Finally, broader use of the pohp website, which includes training information, implementation directions, and resource materials, has been encouraged for both medical and dental professionals. 20 The website can now be accessed free of charge by anyone interested in this program and promoting interprofessional collaborations. The open access of this site and other resources such as that for Smiles for Life can assist medical providers in consolidating critical information as they integrate oral health into prenatal care and collaborate with dentists to maximize coordinated care. 33 Finally, this program provides a venue for pregnant women and their children to establish a dental home, thereby creating life course trajectories of optimal oral health that can help break the cycle of dental disease and improve the overall health of children. Conclusion The UNC pohp program aims to train the next generation of medical and dental providers, so they will have experience in working as part of a health care team to benefit the oral and overall health of pregnant women. The program provides an educational experience in a previously missing component of the dental curriculum and, for the many medical students, one of the few oral health-focused education experiences during their education. Further research to assess the impact of the pohp on providers oral health knowledge and self-efficacy can further inform ways to improve training and promote positive changes in oral health-related practice behaviors. The pohp addresses the need and provided opportunities for communication and collaboration between the medical and dental homes that facilitate comprehensive patient care, thus supporting AAMC, LCME, WHO, and CODA standards requiring students to work as part of a multidisciplinary health care team. Acknowledgments This study received support from Blue Cross Blue Shield of North Carolina to RQ and KB; the Albert Schweitzer Fellowship to JJ, AK, RQ, AC, and JW; and an American Academy of Public Health Dentistry Small Grant to JJ, AK, RQ, AC, and JW. REFERENCES 1. Marchi KS, Fisher-Owens SA, Weintraub JA, et al. Most pregnant women in California do not receive dental care: findings from a population-based study. Public Health Rep 2010;125(6): Da Costa EP, Lee JY, Rozier RG, Zeldin L. Dental care for pregnant women: an assessment of North Carolina general dentists. J Am Dent Assoc 2010;141(8): George A, Shamim S, Johnson M, et al. How do dental and prenatal care practitioners perceive dental care during pregnancy? Current evidence and implications. Birth 2012;39(3): Curtis M, Silk HJ, Savageau JA. Prenatal oral health education in U.S. dental schools and obstetrics and gynecology residencies. J Dent Educ 2013;77(11): Boggess KA, Urlaub DM, Massey KE, et al. Oral hygiene practices and dental service utilization among pregnant women. J Am Dent Assoc 2010;141(5): Boggess KA, Edelstein BL. Oral health in women during preconception and pregnancy: implications for birth outcomes and infant oral health. Matern Child Health J 2006;10(5):S Kuthy RA, Odom JG, Salsberry PJ, et al. Dental utilization by low-income mothers. J Public Health Dent 1998;58(1): Kavanaugh M, Halterman JS, Montes G, et al. Maternal depressive symptoms are adversely associated with prevention practices and parenting behaviors for preschool children. Ambul Pediatr 2006;6(1): Grembowski D, Spiekerman C, Milgrom P. Linking mother and child access to dental care. Pediatrics 2008;122(4):e Oral Health Care During Pregnancy Expert Workgroup. Oral health care during pregnancy: a national consensus statement. Washington, DC: National Maternal and Child Oral Health Resource Center, March 2015 Journal of Dental Education 247

8 11. American College of Obstetricians and Gynecologists. Oral health care during pregnancy and through the lifespan: committee opinion no Obstet Gynecol 2013;122: Close K, Rozier RG, Zeldin LP, Gilbert AR. Barriers to the adoption and implementation of preventive dental services in primary medical care. Pediatrics 2010;125(3): Pahel BT, Rozier RG, Stearns SC, Quiñonez RB. Effectiveness of preventive dental treatments by physicians for young Medicaid enrollees. Pediatrics 2011;127(3):e Liaison Committee on Medical Education. Functions and structure of a medical school: standards for accreditation of medical education programs leading to the MD degree At: pdf. Accessed 10 Oct Interprofessional Education Collaborative Expert Panel. Core competencies for interprofessional collaborative practice. Washington, DC: Interprofessional Education Collaborative, World Health Organization. Framework for action on interprofessional education and collaborative practice. Geneva: World Health Organization, Association of American Medical Colleges. Oral health in medicine competencies for the undergraduate medical education curriculum At: download/258096/data/ohicompetencies.pdf. Accessed 19 July Commission on Dental Accreditation. Accreditation standards for dental education programs At: org.libproxy.lib.unc.edu/sections/educationandcareers/ pdfs/predoc_2013.pdf. Accessed 10 Oct Cabana MD, Rand CS, Powe NR, et al. Why don t physicians follow clinical practice guidelines? A framework for improvement. JAMA 1999;282(15): Quinonez RB, Boggess K. Virtual prenatal oral health program. University of North Carolina at Chapel Hill At: Accessed 12 Feb Fein JE, Quinonez RB, Phillips C. Introducing infant oral health into dental curricula: a clinical intervention. J Dent Educ 2009;73(10): Forsetlund L, Bjorndal A, Rashidian A, et al. Continuing education meetings and workshops: effects on professional practice and health care outcomes. Cochrane Database Syst Rev 2009;2:CD Sohn W, Ismail AI, Tellez M. Efficacy of educational interventions targeting primary care providers practice behaviors: an overview of published systematic reviews. J Public Health Dent 2004;64(3): Oral health care during pregnancy and early childhood: practice guidelines. Albany: New York State Department of Health, California Dental Association Foundation, American College of Obstetricians and Gynecologists District IX. Oral health during pregnancy and early childhood: evidencebased guidelines for health professionals. J Calif Dent Assoc 2001;38: , Oral health care for pregnant women. Columbia: South Carolina Oral Health Advisory Council & Coalition, Northwest Center to Reduce Oral Health Disparities. Guidelines for oral health care in pregnancy. Seattle: School of Dentistry, University of Washington, Muller J, Shore WB, Martin P, et al. What did we learn about interdisciplinary collaboration in institutions? Acad Med 2001;76(4):S Greenhalgh T, Robert G, Macfarlane F, et al. Diffusion of innovations in service organizations: systematic review and recommendations. Milbank Q 2004;82(4): Sams LD, Rozier RG, Wilder RS, Quinonez RB. Adoption and implementation of policies to support preventive dentistry initiatives for physicians: a national survey of Medicaid programs. Am J Public Health 2013;103(8): e Detman LA, Cottrell BH, Denis-Luque MF. Exploring dental care misconceptions and barriers in pregnancy. Birth 2010;37(4): Hughes D. Oral health during pregnancy and early childhood: barriers to care and how to address them. J Calif Dent Assoc 2010;38(9): Silk H, Douglass A, Maier R, et al. Smiles for Life national oral health curriculum: module 5, oral health in pregnancy. MedEdPORTAL At: Accessed 10 Oct Weintraub JA, Prakash P, Shain SG, et al. Mothers caries increases odds of children s caries. J Dent Res 2010;89(9): Castilho AR, Mialhe FL, Barbosa T de S, Puppin-Rontani RM. Influence of family environment on children s oral health: a systematic review. J Pediatr 2013;89(2): Hooley M, Skouteris H, Boganin C, et al. Parental influence and the development of dental caries in children aged 0-6 years: a systematic review of the literature. J Dent 2012;40(11): Journal of Dental Education Volume 79, Number 3

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