Industry s Contribution to Education for Prenatal Genetic Testing Arnold W. Cohen, MD Chairman, Clinical Advisory Board CAPS

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Industry s Contribution to Education for Prenatal Genetic Testing Arnold W. Cohen, MD Chairman, Clinical Advisory Board CAPS May 21, 2018

Agenda Introduction to CAPS Key Points Industry Role in Education Industry Perspective Commercial Insurance NIPT Coverage Medicaid NIPT Coverage

Introduction-CAPS The Coalition for Access to Prenatal Screening (CAPS) is a collaborative alliance of six leading genetic testing companies in the U.S (: Illumina, Counsyl, Integrated Genetics (a LabCorp company), Natera, Progenity, and Roche )that seeks to improve access to state-of-the-art prenatal screening using cell-free DNA (cfdna)-based noninvasive prenatal testing (NIPT) accessible to all pregnant women who choose to pursue aneuploidy screening, regardless of their risk factors, income, age or geographic location. work together to promote public awareness about the value of this innovative and highly sensitive screening method and to advocate for the highest standards of quality, service and education.

Clinical Advisory Board (CAB) The CAB provides advice and consults CAPS on non-invasive prenatal screening Its role includes, but is not limited to, promoting evidence-based clinical care and attending scientific meetings CAB Members: Arnold W. Cohen, MD FACOG (Chair) Jennifer M. Hoskovec, MS, CGC Valerie Rappaport, MD Annelise S. Swigert, MD Thomas Westover, MD, FACOG 7/9/2018 4

Academic Research NIPT- the most widely and rapidly adopted molecular diagnostic test in history Previous diagnostics were marketed with equal force with lower uptake - testament to the value NIPT provides to both patients and clinicians. Development and Research has been sponsored by industry Academic verification of sensitivity, specificity, PPV, NPV and False positive rate has been done by industry Peer reviewed publications have all been supported by industry High Risk Average Risk 7/9/2018 6

Clinical Evidence in the General Population >15 Publications with > 87,000 Average Risk Patients Author Date Journal N Nicolaides et al. Nov-2012 American Journal of Obstetrics and Gynecology 2,049 Dan et al. 9-Nov-2012 Prenatal Diagnosis 1,387 Fairbrother et al. 15-Mar-2013 Prenatal Diagnosis 289 Gil et al. 6-June-2013 Ultrasound Obstetrics & Gynecology 1,111 Song et al. 17-Jun-2013 Prenatal Diagnosis 1,741 Shaw et al. 20-Nov-2013 Fetal Diagnosis and Therapy 101 Lau et al. Bianchi et al. 10-Feb-2014 27-Feb-2014 Ultrasound Obstetrics & Gynecology New England Journal of Medicine Zhou et al. 4-Jul-2014 Prenatal Diagnosis 26 Pergament et al. Aug-2014 Obstetrics & Gynecology 518 368 1,914

Clinical Evidence in the General Population Continued Author Date Journal N Comas et al. 12-Aug-2014 Journal of Maternal-Fetal & Neonatal Medicine Korostelev et al. 9-Sep-2014 Gynecological Endocrinology 190 Quezada et al. Zhang et al. Norton et al. 20-Nov-2014 8-Apr-2015 23-Apr-2015 Ultrasound Obstetrics & Gynecology Ultrasound in Obstetrics & Gynecology New England Journal of Medicine Palomaki et al. 12-Jan-2017 Genetics in Medicine 2691 Caldwell et all. 1-Feb-2017 SMFM Annual Meeting 2017 278 2,851 40,287 15,841 16,585 TOTAL 88,227 cfdna performance in the general obstetric population has been documented in at least 15 studies covering at least 87,000 subjects 8

Education Companies provide physician NIPT education, medical affairs groups sales force Education based on Professional Organizations Guidelines and Peer Reviewed Journal publications Examples: Office brochures, websites, webinars, presentations at scientific conferences, educational grants to private educational providers and professional organizations, peer-reviewed publications Physicians play a key role in educating patients Companies also support programs aimed directly at patient education Initially for high Risk moved to average risk 7/9/2018 9

Industry Supports Society Partnership & Educational Programs The goal of the Perinatal Quality Foundation Genetic Education Modules (GEM) is to facilitate communication between providers and patients by providing baseline knowledge and common resources for support. GEM helps providers comply with ACOG/SMFM standards regarding prenatal genetic testing. Industry & society partnership to promote education for routine prenatal genetic testing

Society Partnership & Educational Programs Various Presentations on NIPT for All patients ACOG District presentations Non Invasive Prenatal Testing (NIPT) for all patients in an Obstetrical practice Interactive workshops on prenatal aneuploidy screening Emerging Technology Session italk Unplugged: Building a Comprehensive NIPT Program. (View point of Physician, genetic alliance and patient advocates) Various presentations on NIPT & expanded panels Chromosomal Mosaicism in Structurally Abnormal Fetuses Expanding NIPT with the Power of NGS Educational TV Segments on NIPT Live Global Quarterly Webinars Implementing NIPT into a Busy OB Practice Donor lounge sponsorships Non Invasive Prenatal Testing (NIPT) for all patients

Industry Supports Patient Education Videos

Industry Perspective Companies continue to be active in new research that has a goal of providing comprehensive Prenatal Genetic Testing NON-INVASIVELY Companies continue to be active in patient and provider education around NIPT Efforts have included providing educational and/or research grants to professional organizations (ACOG, ACMG, NSGC, SMFM, PQF) and many academic institutions 7/9/2018 13

Barriers to Use of NIPT Conflicting Professional organization opinions Organizations endorsement of invasive procedures (i.e. CVS, amnio), while not fully supporting a validated noninvasive blood test Organizations reliance on data obtained by invasive testing as the Gold Standard Organizations endorsement of counselling for all available options for prenatal genetic diagnosis Disconnect between Organizations endorsement and availability of counselors Organizations support of Patient Autonomy in decision making but not payment coverage Organizations reluctance to support insurers coverage policies that would allow patients access to NIPT Organizations reluctance to understand the significance of a 10x lower false positive rate that will decrease need for invasive testing and risk to the pregnancies Commercial insurance variation in coverage policies High Risk Average Risk Medicaid variation in coverage policies High Risk Average Risk Lack of explicit endorsement by the largest organizations (ACOG) Lack of explicit endorsement by SMFM 7/9/2018 14

Reasons Precluding NIPT Use by OBGYNs 7/9/2018 15

CAPS Eager to learn about how to do better and further improve education efforts and access to appropriate prenatal genetic testing Eager to promote expanded content in non-invasive testing technology Eager to collaborate to ensure availability to the appropriate testing to all 7/9/2018 16

Commercial Payer Coverage Current commercial payer coverage of NIPT (average risk): 37 commercial plans, encompassing 107.9 million people, cover NIPT Major insurers providing coverage include Cigna and Anthem 2018 policy changes by WellMark and Blue Cross Blue Shield Tennessee However, several major insurers (and ALL state Medicaids) do not cover NIPT for average-risk patients Divergent professional society opinions Lack of explicit endorsement by the largest organizations (ACOG) Leaves some of the most vulnerable populations without access to optimal management (disparity in care) 7/9/2018 17

Medicaid Coverage 37 states cover NIPT (CPT Codes 81420 & 81507) for roughly 61 million Medicaid patients, for high risk pregnancies only The remaining 12.3 million people on Medicaid are from one of the 13 states + DC not covering NIPT 13 States + DC that Do not Cover NIPT: Alabama, Arizona, Delaware, District of Columbia, Indiana, Louisiana, Maine, Missouri, Nebraska, Nevada, New Mexico, North Dakota, Pennsylvania, Rhode Island 7/9/2018 Policy Reporter. 16 March 2017. Updated 8.28. Covered/ Managed Medicaid Lives per State. 18