American College of Surgeons Clinical Research Program Surgical Investigators Webinar. October 5, Moderator: Y. Nancy You, M.D.

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American College of Surgeons Clinical Research Program Kelly K. Hunt, M.D. Program Director American College of Surgeons Clinical Research Program Surgical Investigators Webinar October 5, 2018 Moderator: Y. Nancy You, M.D. MHSc Presenters: Martin Weiser, MD Thom George, MD Walter Peters, MD

Alliance/ACS Clinical Research Program Improve cancer care outcomes through high-quality health services research that leverages the multidisciplinary collaboration and research infrastructure of the Alliance and its partners to generate new knowledge and facilitate the implementation and dissemination of research findings throughout the oncology community Improve oncological surgical practice through dissemination of best practices and clinical trial findings Increase interaction and integration between the Alliance, the ACS, and the Commission on Cancer

An Integrated Model Alliance for Clinical Trials in Oncology ACS CRP American College of Surgeons Cancer Care Delivery Research: Knowledge Generation Standards Committee: Implementation Education Committee: Dissemination Dissemination & Implementation Committee: Engagement

Trials NCCTG N1048 (PROSPECT) A Phase II/III Trial of Neoadjuvant FOLFOX, with Selective Use of Combined Modality Chemoradiation Versus Preoperative Combined Modality Chemoradiation for Locally Advanced Rectal Cancer Patients Undergoing Low Anterior Resection with Total Mesorectal Excision NRG GI002 (TNT) Phase II Clinical Trial Platform of Sensitization Utilizing Total Neoadjuvant Therapy in Rectal Cancer ATOMIC (A021502) Randomized Trial of Standard Chemotherapy Alone or Combined with Atezolizumab as Adjuvant Therapy for Patients with Stage III Colon Cancer and Deficient DNA Mismatch Repair

PROSPECT Preoperative Radiation Or Selective Preoperative radiation and Evaluation before Chemotherapy and TME N1048-CALGB81001-ACOSOGZ6052 Full protocol available on CTSU Website (www.ctsu.org) Endorsed by SWOG, ECOG, NCIC, RTOG, NSABP, SAKK An NCI Cooperative Group Phase II/III Trial of Neoadjuvant FOLFOX with Selective Use of Combined Modality Chemoradiation for Locally Advanced Rectal Cancer Patients Undergoing Low Anterior Resection with Total Mesorectal Excision

Study Design A phase II/III study: Randomized phase II of 366 patients with early stopping rule if failure to complete R0 resections or if high rate of Local Recurrence Phase III component to include 644 additional patients

Standard Arm Study Schema with Suggested Post-op Regimens 5FUCMT TME FOLFOX x 8* RANDOMIZE 1:1 Response 20% TME FOLFOX x 6* FOLFOX x 6 Selective Arm Response <20% 5FUCMT TME FOLFOX x 4* *Post-op chemo is suggested; # of cycles & regimen may be modified (modification is not a protocol violation)

Primary Endpoints: Randomized Phase II Component R0 Resection Rate Time to local recurrence (TLR) Phase III Component: Co-primary endpoints Time to local recurrence (TLR) Disease free survival (DFS) Secondary Endpoints: Pathologic complete response rate (Pcr) Overall survival (OS) Quality of life (QOL) Clinician and patient reported treatment toxicity Molecular correlates of response to neoadjuvant therapy Adverse Event (AE) Profiles Rates of receiving 5FUCMT

Eligibility Clinical stage T2N1, T3N0, or T3N1 (stage IIA, IIIA, or IIIB) as determined by operative exam, CT, MRI, or EUS Candidate for sphincter preservation TME before neoadjuvant therapy No encroachment on the mesorectal fascia based on preoperative imaging or 4 LN that are more than 10 mm (N2 disease)

Accrual Updates Total Accrual = 1130 50 remaining

A Phase II Clinical Trial Platform of Sensitization Utilizing Total Neoadjuvant Therapy (TNT) in Rectal Cancer NRG Oncology - (NRG-GI002) Thomas George, MD, FACP Twitter: @TGeorgeMD Director, GI Oncology Program Associate Director, Clinical Investigation University of Florida Health Cancer Center Gainesville, FL NCT02921256

Current Tri-Modality Paradigm for Rectal Cancer T3-4 or Node + Rectal Cancer Chemoradiotherapy pcr ~20% Surgery Chemotherapy 25-70% DO NOT receive adjuvant systemic chemotherapy O Connell MJ, et al. J Clin Oncol 2014;32(18):1927-34 Khrizman P, et al. J Clin Oncol 2013 Jan 1;31(1):30-8 Roh M, et al. J Clin Oncol 2009;27:5124-30 Sauer R, et al. N Engl J Med 2004;351:1731-40

NRG-GI002 (TNT) Schema Non-comparative experimental arms FOLFOX x 8 XRT + Capecitabine Surgery V. High Risk -Bulky -N2 -Low lying -APR required Locally Advanced Rectal Cancer R Additional arms added through protocol amendments FOLFOX + x 8 XRT + Capecitabine + Surgery NCT02921256

Eligibility (opposite of PROSPECT study population) Biopsy proven stage II or III rectal adenocarcinoma ECOG PS 0-2 The tumor must be locally advanced (by any ONE): distal location: ct3-4 5 cm from the anal verge, any N (as defined by measurement on MRI, ERUS/pelvic CT scan or palpable on DRE) bulky: any ct4 with the majority of tumor < 12cm from the anal verge or evidence that the tumor is adjacent to (defined as within 3 mm of) the mesorectal fascia on MRI or ERUS/pelvic CT scan high risk for metastatic disease with >4 regional lymph nodes (cn2) not a candidate for sphincter-sparing surgical resection prior to neoadjuvant therapy (as planned by the primary surgeon) Stage of the primary tumor may be determined by endoscopic ultrasound or MRI (MRI is preferred). Adequate untreated tumor specimen must be available for mutational profiling.

TNT Endpoints Primary = NAR Score Any arm/hypothesis meeting the prespecified endpoint will Secondary pcr & ccr rates OS and DFS move into a solo and Toxicity definitive RCT Rate of negative circ margin Rate of local recurrence Rate of sphincter preservation/function/qol Compliance & treatment completion rates Molecular predictors of response & distant failure NCT02921256; PI George TJ

TNT Primary Objective To demonstrate an absolute improvement in Rectal Neoadjuvant Response Score (NAR) of 4.7 Reduction from 14.32 (contemporary studies) to 9.62 Corresponding to a ~20% reduction of HR for death and 3-4% increase in 5 year OS (near doubling of pcr and/or downstaging) n=79 evaluable patients in each arm Yothers G, et al.; J Clin Oncol 32:5s, 2014 (suppl; abstr 3533) George TJ, et al. Curr Colorectal Cancer Rep. 2015;11(5):275-280

Types of DNA damage and repair Chemotherapy

NRG-GI002 (TNT) Schema Non-comparative experimental arms FOLFOX x 8 XRT + Capecitabine Surgery V. High Risk -Bulky -N2 -Low lying -APR required Locally Advanced Rectal Cancer R FOLFOX x 8 XRT + Capecitabine + Veliparib Surgery Additional arms added through protocol amendments FOLFOX + x 8 XRT + Capecitabine + Surgery NCT02921256

Fastest enrolling rectal cancer study in U.S. First arm enrollment is complete New arm just activated Aug 2018 Several additional arms in development New hypotheses welcomed!

XRT as a Catalyst for Immunotherapy PD-1 inhibition is very active in (MSI-H) mcrc Goal: Overcome IO resistance in MSS with XRT XRT increases tumor PD-L1 expression, increases TILs and reduces FOXP3 in CRC XRT + anti-pd-1 is active in CRC xenografts XRT + anti-pd-1 stimulates tumor-specific Tcells Le DT et al. N Engl J Med. 2015 Jun 25;372(26):2509-20 Shinto et al, Ann Surg Oncol. 2014 Jun;21 Suppl 3:S414-21 Dovedi SJ, et al. Cancer Res 2014; 74(19):5458-5468 Sharabi AB, et al. Cancer Immunol Res. 2015 Apr;3(4):345-55

NRG-GI002 (TNT) Schema Non-comparative experimental arms FOLFOX x 8 XRT + Capecitabine Surgery V. High Risk -Bulky -N2 -Low lying -APR required Locally Advanced Rectal Cancer R Now Open FOLFOX x 8 FOLFOX x 8 XRT + Capecitabine + Veliparib XRT + Capecitabine + Pembrolizumab Surgery Surgery Arm PI O. Rahma Additional arms added through protocol amendments FOLFOX + x 8 XRT + Capecitabine + Surgery NCT02921256

Correlative Studies Surgical procedure outcomes & sphincter function Circulating and tumor-based biospecimen collection with post-hoc prognostic and predictive biomarker analysis planned MRI imaging to correlate with pathologic findings

Correlative Studies supported through CTEP &U10 Patient germline DNA Imaging assessments Tumor sample * Blood * * Chemotherapy Chemoradiotherapy Surgery Correlative studies include *TNT Plus sites only Serial biopsies w/ associated plasma collected prospectively & consistently as part of this clinical trial platform Full exon sequencing, proteomics, metabolomics, circulating tumor DNA analyses Considering PDX-model generation in a subset for additional correlative studies Other hypothesis-driven concepts that are intervention-specific (e.g., HRD-like for PARPi, TILs for PD-1, etc.) Ultimate goal is to define predictors of response/resistance for validation in subsequent registration studies

Questions

Alliance A021502 (ATOMIC) - Randomized Trial of Standard Chemotherapy Alone or Combined with Atezolizumab as Adjuvant Therapy for Patients with Stage III Colon Cancer and Deficient DNA Mismatch Repair Frank Sinicrope, MD Study Chair Kabir Mody, MD Study Co-Chair Walter Peters, MD Study Co-Chair December 14, 2017

Study Overview: Background 27

Background Immune Checkpoints The PD-1/PD-L1 pathway acts to protect tumor cells from immune attack by T cells which can be circumvented by checkpoint inhibitors. Targeting PD-1 with pembrolizumab or nivolumab for treatment of refractory metastatic colorectal cancers with deficient DNA mismatch repair (d-mmr) produced frequent and durable responses. These data led to FDA approval of both drugs for d-mmr tumors. References: Le, D et al, NEJM 2015;372:2509-20. Overman, M, et al, Lancet Oncol. 2017; 18:1182-91. 28

Background Atezolizumab Atezolizumab is a monoclonal antibody that binds to PD-L1 and blocks its interaction with PD-1, thereby enhancing T-cell activity against tumor cells. Atezolizumab is well tolerated with no dose-limiting toxicities; data include a phase I trial of atezolizumab plus bevacizumab +/- FOLFOX. Atezolizumab is FDA-approved for treatment of platinum-resistant metastatic non-small cell lung cancer (NSCLC) and locally advanced or metastatic urothelial cancer. 29

Background Checkpoint Inhibitor + Chemotherapy Atezolizumab was shown to enhance the efficacy of platinumcontaining chemotherapy in NSCLC (IMpower150, ESMO ImmunoOnc 2017). Oxaliplatin has been shown to induce immunogenic tumor cell death. We hypothesize that atezolizumab can enhance the efficacy of standard adjuvant FOLFOX chemotherapy for stage III colon cancer with d-mmr. 30

Background Deficient (d)-mismatch Repair (MMR) d-mmr results in microsatellite instability (MSI). d-mmr tumors are hypermutated with abundant neoantigens that trigger tumor infiltrating lymphocytes (TILs); factors associated with response to checkpoint inhibitors. d-mmr cancers include both sporadic and hereditary, e.g. Lynch Syndrome types. About 12% of stage III colon cancers show d-mmr or MSI. NCCN Guidelines recommend d-mmr or MSI testing of all newly diagnosed CRC cases. 31

Study Overview: Trial Design 32

Trial Design Schema * One cycle of mfolfox6 is allowed prior to registration # dmmr status assessed via local or reference lab testing of MMR proteins by IHC Stratification Factors: T, N stage, tumor location Dosing Schedule (one cycle = 2 weeks): Atezolizumab 840 mg IV q2 weeks Oxaliplatin 85 mg/m 2 IV q2 weeks Leucovorin 400 mg/m 2 IV q2 weeks Fluorouracil 400 mg/m 2 IV bolus + 2400 mg/m 2 IV q2 weeks 33

Trial Design Objectives Primary: to determine whether atezolizumab combined with FOLFOX and its continuation as monotherapy can significantly improve disease-free survival (DFS) vs FOLFOX alone in patients with stage III colon cancers and d-mmr Secondary: impact of addition of atezolizumab to FOLFOX on overall survival vs FOLFOX alone. Secondary: to assess the adverse event profile and safety of each treatment arm (using CTCAE and PRO-CTCAE). 34

Trial Design Statistical Analyses Primary endpoint is DFS. Target Hazard Ratio = 0.60 (equivalent to achieving DFS of 84% at 3-year mark for atezolizumab arm [2-sided alpha = 0.05, 90% power]); N = 700 patients Interim analyses at 50% and 75% of events Total number of DFS events required = 165 Secondary endpoints are OS, immune-related and other adverse events, and QOL. Toxicity monitoring via CTCAE v4.0, PRO-CTCAE (Patient Reported Outcomes Measurement System), and HRQOL (Health-related Quality of Life) Instruments. 35

Trial Design Patient Impact The addition of atezolizumab to FOLFOX has the potential to significantly reduce colon cancer recurrence and prolong DFS vs FOLFOX alone (i.e., current SOC). Using patient reported adverse events provides additional and valuable information on treatment safety (i.e., PRO-CTCAE considers emotional aspects and unreported side effects). 36

Trial Design Eligibility Summary Curative resection of stage III colon adenocarcinoma with d-mmr. Tumor evaluation for d-mmr: MMR protein expression (MLH1, MSH2, MSH6, or PMS2) by IHC. Even if MSI-H by PCR is known, d-mmr by IHC is still required. Local testing is acceptable. If NA, then tissue can be sent to a site-selected reference lab for MMR testing by IHC. Mandatory submission of FFPE tumor tissue to enable retrospective central confirmation of d-mmr by IHC. Central confirmation is not for eligibility. 37

Trial Design Eligibility Summary (continued) ECOG Performance Status: 0-2 One cycle of mfolfox6 may be given prior to registration. Allows additional time for a patient to decide whether or not to participate, and for sufficient time to obtain a local MMR IHC result while the patient starts treatment. For patients who are randomized to Arm 1 (mfolfox6 + atezolizumab) and had received Cycle 1 of mfolfox6 prior to registration, atezolizumab will begin with Cycle 2 of mfolfox6. 38

Trial Design Adjuvant Treatment Duration Regardless of IDEA study results, the duration of adjuvant mfolfox6 treatment on A021502 is 6 months. Justification is based upon: No data exists in IDEA for adjuvant treatment duration (3 vs 6 months) in d- MMR colon cancers. Risk stratification used in IDEA that is based upon T and N stage is unknown among d-mmr cancers. A021502 is a FDA registration trial and uniformity of treatment is optimal. 39

Trial Design Additional Key Issues FFPE tumor tissue submission to the central lab required for all patients. Tissue submission must be accompanied by electronically-completed, printed A021502 Requisition Form. Fillable PDF can be found on study-specific Alliance and CTSU websites. A021502 is an FDA Registration trial and thus includes the following: Central and on-site monitoring Collection of major and critical protocol deviations via Medidata Rave Utilization of the centralized Delegation Task Log (DTL) via the CTSU 40

Trial Design Biospecimen Collection Prior to treatmen t 3 weeks after treatment initiation 2 mo. after Cycle 5 (i.e., cycle 9), Day 1 6 months after end of adjuvant Rx Time of recurrenc e Mandatory Submissions for All Patients Registered to the A021502 Main Study: Tissue X Optional Submissions for Patients Registered to the PP1 and/or ST1 Substudies: Tissue X X Blood X X X X X Stool Each specimen X type has a separate X consent question X for optional future correlative science studies. 41