I. Diagnosis of the cancer type in CUP

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Latest Research: USA I. Diagnosis of the cancer type in CUP II. Outcomes of site-specific therapy of the cancer type in CUP a. Prospective clinical trial b. Retrospective clinical trials 1

Latest Research: USA III. Conclusions IV. Current clinical research a. Targeted therapy based on comprehensive genetic profiling target identification b. Immune stimulating drugs CTLA-4 and PD-1 inhibitors c. Prospective evaluation of site-specific therapy in CUP based on IHC and/or molecular diagnosis of cancer type 2

Diagnosis of the Cancer Type in CUP Immunohistochemistry (IHC) improving and use of panels/patterns of positive and negative stains Several patterns of stains now recognized as diagnostic in appropriate clinicopathological setting Molecular cancer classifier assays are accurate at the 90% level in diagnosis of the cancer type Multiple studies in CUP now reveal ability to diagnose the cancer type in 95%+ of all patients 3

Immunohistochemical Staining Patterns of a Biopsy Characteristic of a Single Cancer or Tissue of Origin Prostate CK7-, CK20-, PSA+ Lung-adenocarcinoma and large cell CK7+, CK20+, TTF-1+, Napsin A+ Lung-neuroendocrine (small cell/large cell) chromogranin+, synaptophysin+, CD56+, TTF-1+ Thyroid carcinoma (papillary/follicular) Thyroglobin+, TTF-1+ Melanoma MelanA+, HMB45+, S100+ 4

Immunohistochemical Staining Patterns of a Biopsy Characteristic of a Single Cancer or Tissue of Origin Adrenal carcinoma Renal cell carcinoma Germ cell carcinoma Breast carcinoma Ovary carcinoma Hepatocellular carcinoma Alpha-inhibin+, Melan-A+ (A103) RCC+, PAX8+ PLAP+, OCT4+ CK7+, GCDCP-15+, ER+, mammaglobin+ CK7+, WT-1+, PAX8+, ER+ Hepar-1+, CD10+, CD13+ * In the appropriate clinical and pathologic setting the staining profiles may be diagnostic of the cancer type or tissue of origin. There are many overlapping stains and not all the stains are always positive or negative as indicated above. 5

Outcomes of Site-Specific Therapy in CUP Large prospective trial Use of molecular cancer classifier assay to diagnose cancer type and treat according to this diagnosis. Hainsworth JD, et al. J Clin Oncol 2013;31(2):212-223 194 CUP patients received standard site-specific therapy based on their molecular diagnosis of cancer type (26 cancer types diagnosed) 6

Outcomes of Site-Specific Therapy in CUP Median survival of ALL patients 12.5 months compared to about 9.0 months with standard empiric chemotherapy More responsive cancer types (breast, lung, ovary, others) diagnosed by the assay had median survival of 13.4 months versus 7.6 months for less responsive cancer types (biliary tract, pancreas, hepatocellular, others) The median survival of molecular diagnosed groups (breast, ovary, lung, pancreas, biliary tract, others) was similar to that expected from therapy of advanced cancers with known cancer types 7

Tissue of Origin Predicted by Molecular Assay (N=252) Predicted Tissue of Origin Number of Patients (%) Biliary tract (gallbladder, bile ducts) 52 (21%) Urothelium 31 (12%) Colorectum 28 (11%) Non-Small-Cell lung 27 (11%) Pancreas 12 (5%) Breast 12 (5%) Ovary 11 (4%) Gastroesophageal 10 (4%) Kidney 9 (4%) Liver 8 (3%) Sarcoma 6 (2%) Cervix 6 (2%) Neuroendocrine 5 (2%) Prostate 4 (2%) Germ Cell 4 (2%) Skin-squamous 4 (2%) Carcinoid-intestine 3 (1%) Mesothelioma 3 (1%) Thyroid 2 (1%) Endometrium 2 (1%) Melanoma 2 (1%) Skin-basal cell 2 (1%) Lung, small-cell 1 (1%) Lymphoma 1 (1%) Head and Neck 1 (1%) Adrenal 1 (1%) No prediction possible (unclassifiable) 5 (2%) 8

Results Assay Diagnostic Tumor Types Substantial benefit from standard site-specific treatment (N = 115) Colorectal NSCLC Bladder Breast Ovary Kidney Prostate Germ cell Others Responsive Less Responsive Less benefit from standard site-specific treatment (N=79) Biliary tract Pancreas Gastroesophageal Liver Sarcoma Cervix Others 9

Results Median OS for 194 patients with assay-directed treatment was 12.5 months. Median OS for 115 patients with more responsive tumors vs. 79 patients with less responsive tumors (13.4 vs. 7.6 months). Median OS in specific subgroup: Biliary Tract 6.8 months Pancreas 9 months Kidney 12 months Colon 12 months NSCLC 16 months Ovary 30 months Breast > 24 months 10

Survival Curve comparison of Responsive versus Less Responsive Tumor Types, Assay Directed Treatment only Median Survival (mo) More Responsive (N=115) 13.4 Less Responsive (N=79) 7.6 Time (months) Less Responsive More Responsive 11

Overall Survival Probability Survival Curve Comparison of UNKPRI 20 Assay- Directed Treatment versus Empiric Treatment Historical Control Median Survival (mo) Assay-Directed (N=194) 12.5 Empiric Treatment (N=396) 9.1 Historical Control Time (months) Historical Control Empiric Treatment UNKPRI 20 Assay-Directed Treatment 42

Outcomes of Site-Specific Therapy Retrospective Trials Colorectal adenocarcinoma Two studies with diagnosis by molecular cancer classifier assays and/or IHC 74 CUP patients were diagnosed as colorectal and received site-specific colorectal chemotherapy (FOLFOX or similar regimens) Median survival of all 74 patients was 24 months (27 months in 42 patient study and 21 months in 32 patient study) 13

Outcomes of Site-Specific Therapy Retrospective Trials IHC colorectal adenocarcinoma one study with diagnosis by IHC 74 CUP patients all CDX2+ 2 cohorts 34 patients, CDX2+, CK20+, CK7-; 40 patients CDX2+, irrespective of CK7/CK20 Median survival 30 months all patients 37 months cohort #1, 21 months cohort #2 14

Outcomes of Site-Specific Therapy Retrospective Trials Renal cell carcinoma one study with diagnosis by molecular cancer classifier assay 22 CUP patients from a series of 488 CUP patients (4.5%) had renal cell diagnosis As in all CUP an anatomical primary site not found (all 22 had normal kidneys on CT scan) Subtypes diagnosed by molecular assay clear cell (7), papillary (8), unknown (7) 15

Outcomes of Site-Specific Therapy Retrospective Trials Sites of metastasis retroperitoneum (63%), mediastinum (31%), lung (22%), bone (18%) IHC (RCC, PAX 8) supportive of renal cell in 7 of 9 studied after the molecular diagnosis 16 of 22 received first-line targeted drugs (sitespecific for renal) and median survival was 13.4 months 16

Outcomes of Site-Specific Therapy Retrospective Trials Poorly differentiated neoplasms diagnosis of cancer type by molecular cancer classifier assay 30 of 751 CUP patients (4%) seen over 12 years No cancer type diagnosed by extensive IHC (median 18 stains, range 9-46) 25 of 30 patients diagnosed by molecular assay [8 sarcomas (3 mesotheliomas, 5 others), 5 melanomas, 2 lymphomas, 10 carcinomas (3 germ cell tumors, 2 neuroendocrine tumors, 5 other)] 17

Outcomes of Site-Specific Therapy Retrospective Trials Additional IHC data and genetic testing supports the molecular diagnosis in 12 of 16 patients 7 patients tested at the time of diagnosis received site-specific therapy based upon molecular diagnosis (germ cell 2, neuroendocrine 2, mesothelium 2, lymphoma 1) All 7 responded favorably and 5 remain in remission 25+ - 72+ months 18

Parallel Knowledge in the Last Several Years Evolving and improving therapy for several cancer types site-specific approach Acquired genetic alterations common and important in the etiology and growth/metastasis of human cancers Targeted therapeutics developing at rapid pace for several solid tumors and at least now rather site-specific CUP needs to be diagnosed to offer the best therapy to these patients 19

Conclusions In CUP a specific or single cancer type can be diagnosed in 90%+ by IHC and/or molecular cancer classifier assays. In CUP the primary tumor site is very small and by definition not found. The size of the primary tumor site does not change the approach to treatment for a patient with metastatic cancer. The aim to make the unknown, known is reality. 20

Conclusions Site-specific therapy based on the diagnosis of the cancer type from a metastatic site by IHC and/or molecular cancer classifier assay results in outcomes expected for that type of cancer The outcomes for patients with CUP diagnosed with cancer types with relatively effective therapies initially or in sequence is improved compared to empiric regimens of the past More solid tumors (lung, breast, colorectal, gastric/ge junction, melanoma) are now associated with actionable driver genetic abnormalities and their diagnosis in CUP patients is important CUP patients with poorly responsive cancer types will do poorly until improved therapies are developed for their cancer type 21

FDA-Approved Targeted Agents for Cancer Treatment USA (N=34) Drug FDA-Approved Indication Target(s) Ado-trastuzumab emtansine Breast cancer HER2 Afatinib NSCLC EGFR Axitinib RCC VEGFR Bevacizumab Colorectal, NSCLC, RCC, cervix, GBM VEGF-A Bosutinib CML Bcr-abl Cabozantinib MTC RET, VEGFR, MET, TRKB, TIE2 Ceritinib NSCLC ALK, ROS Cetuximab Colon, NSCLC, HNC EGFR Crizotinib NSCLC EML4-ALK, ROS1, MET Dabrafenib Melanoma BRAFV600E 22

FDA-Approved Targeted Agents for Cancer Treatment USA (N=34) Drug FDA-Approved Indication Target(s) Dasatinib CML Bcr-abl, SRC, ckit, PDGFR Erlotinib NSCLC EGFR Everolimus RCC, breast, pnet mtor, TSC1, TSC2 Ibrutinib MCL, CLL BTK Imatinib CML, GIST Bcr-abl, ckit Lapatinib Breast EGFR Lenvatinib Thyroid VEGFR, FGFR, RET, KIT, PDGFR Nilotinib CML Bcr-abl Olaparib Ovary BRCA Palbociclib Breast CDK 4/6 Panitumumab Colon EGFR 23

FDA-Approved Targeted Agents for Cancer Treatment USA (N=34) Drug FDA-Approved Indication Target(s) Pazopanib RCC, STS VEGFR, PDGFR, EGFR, KIT Pertuzumab Breast HER2 Ramucirumab Gastric VEGFR2 Regorafenib Colon VEGFR, TIE2, PDGFR, RET, ckit Ruxolitinib Myelofibrosis JAK1, JAK2 Sorafenib RCC, HCC, DTC BRAF, KIT, FLT-3, RET, VEGFR, PDGFR Sunitinib RCC, GIST, pnet PDGFR, VEGFR, KIT, FLT-3, RET Temsirolimus RCC mtor Trametinib Melanoma MEK1, MEK2 Trastuzumab Breast, gastric HER2 Vandetanib MTC RET, EGFR, VEGFR, TIE2 Vemurafenib Melanoma BRAFV600E Vismodegib BCC SMO 24

Ongoing and Upcoming Clinical Trials Molecular analysis for therapy choice (NCI-MATCH TRIAL) Solid tumors umbrella protocol for multiple, single-arm phase II trials, each molecular subgroup matched to a targeted agent Currently 20 arms (targeted drugs): EGFR, ALK, ROS-1, BRAF, HER2, NF2, ckit, MET, GNAQ, GNA 11, TSC 1/2, PTEN, Patch, FGFR ASCO TAPUR Trial(Targeted agent profiling utilization registry) 5 Big Pharma Companies to provide drugs 25

Ongoing and Upcoming Clinical Trials Basket Trial (SCRI) Selected Targeted Agents Solid tumors HER2, EGFR, BRAF, SMO or loss of function PTCH-1 Trastuzumab / Pertuzumab, erlotinib, vemurafenib, vismodegib FGFR: (SCRI) Selected Targeted Agents Solid tumors FGFR alterations BGJ393 (FGFR inhibitor) 26

Ongoing and Upcoming Clinical Trials ALK/ROS1: (SCRI) Selected Targeted Agent-Any solid tumor (except ALK/ROS1+ NSCLC -Ceritinib (ALK/ROS1 inhibitor) Prospective Trial Evaluating Outcomes of Directed Matched Targeted Therapy in CUP -CUP -21 genetic alterations -Multiple targeted agents Immune stimulating Therapy in CUP -- PD-1 inhibitor (MED14736) alone or with CTLA-4 inhibitor (tremilimumab) 27

Ongoing and Upcoming Clinical Trials Prospective Evaluation of CUP: Site-Specific Therapy Based on IHC and/or Molecular Diagnosis of Single Cancer Type. Genomic analysis now for selected diagnoses. Colorectal, renal, breast, ovary, NSCLC, gastric/ge junction, neuroendocrine, lung, urothelial, cholangiocarcinoma, others 28