QI Version #: 6.3 MDS 2.0 Form Type: QUARTERLY ASSESSMENT FORM-TWO PAGE DOMAIN: ACCIDENTS

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DOMAIN: ACCIDENTS 1. Incidence of new fractures 1 1.1A0001 Residents with new fractures on most recent Residents who did not have fractures on the previous new hip fracture (J4c is checked on most recent assessment and J4c is not checked on previous assessment) OR other new fractures (J4d is checked on most recent assessment and J4d is not checked on previous assessment) 2. Prevalence of falls. Residents who had falls on most recent Fall within past 30 days (J4a is checked). 1.2A0004 1 QI was modified (from the original MDS+ definition) because certain information was not available on the MDS 2.0 Quarterly. In some cases this has resulted in a change to the title of the QI. Page 1 of 21

DOMAIN: BEHAVIORAL/EMOTIONAL PATTERNS 3. Prevalence of behavioral symptoms affecting others. Residents with behavioral symptoms affecting others on most recent Behavioral symptoms affecting others: Verbally abusive (E4b-Box A >0); OR physically abusive (E4c-Box A > 0); OR socially inappropriate /disruptive behavior (E4d-Box A > 0). High Risk 1 : [Presence of Cognitive Impairment (see Glossary)] ON THE MOST RECENT ASSESSMENT. OR [Psychotic disorders (I3= ICD 9 CM 295.00-295.9; 297.00-298.9 or I1gg schizophrenia is checked)] OR [Manic-depressive (I3=ICD 9 CM 296.00-296.9 or I1ff is checked)] 2 at the MOST RECENT OR ON THE MOST RECENT FULL ASSESSMENT. Low Risk: All others at MOST RECENT ASSESSMENT. Note: When the most recent assessment is a Quarterly Assessment, we will carry forward information about psychotic disorders and manic depression from the most recent FULL 2.1A0005 1 Risk adjustment was modified (from the original MDS+ definition) because certain information was not available on the MDS 2.0 Quarterly. 2 Instructions relative to the completion of item I3 (ICD-9 codes) are ambiguous. Pending clarification from HCFA, we recommend that this item include all diagnoses, from the last 90 days that are related to current ADL status, cognitive status, mood and behavior status, medical treatments, nursing monitoring, or risk of death. Page 2 of 21

4. Prevalence of symptoms of depression. 1 2.2A0008 DOMAIN: BEHAVIORAL/EMOTIONAL PATTERNS Residents with Symptoms of Symptoms of Depression: Depression on most recent Sad mood (E2=1 or 2) and [at least 2 symptoms of functional depression];symptoms of functional depression: Symptom 1 distress (E1a=1or2- resident made negative statements); Symptom 2 agitation or withdrawal (E1n =1or 2-repetitive physical movements), or (E4e-Box A = 1, 2, or 3-resists care), or (E1o=1or2-withdrawal from activity), or (E1p=1or 2-reduced social activity); Symptom 3 wake with unpleasant mood (E1j =1 or 2), or not awake most of the day (N1d is checked), or awake 1 period of the day or less and not comatose (N1a+N1b +N1c <1 and B1=0); Symptom 4 suicidal or has recurrent thoughts of death (E1g=1 or 2); Symptom 5 weight loss (K3a=1). 1 QI was modified (from the original MDS+ definition) because certain information was not available on the MDS 2.0 Quarterly. In some cases this has resulted in a change to the title of the QI. Page 3 of 21

DOMAIN: BEHAVIORAL/EMOTIONAL PATTERNS 5. Prevalence of Depression: See Glossary symptoms of depression without Residents with symptoms of depression AND antidepressant on most recent assessment and no No antidepressant (O4c=0) therapy. 1 antidepressant therapy. 2.3A0011 1 QI was modified (from the original MDS+ definition) because certain information was not available on the MDS 2.0 Quarterly. In some cases this has resulted in a change to the title of the QI. Page 4 of 21

DOMAIN: CLINICAL MANAGEMENT O1 (number of medications) > 9. 6. Use of 9 or more different medications. 1 Residents who received 9 or more different medications on most recent 3.1A0015 1 QI was modified (from the original MDS+ definition) to reflect lack of detailed drug data from Section U. Page 5 of 21

DOMAIN: COGNITIVE PATTERNS 7. Incidence of cognitive impairment. 1 Residents who were newly cognitively impaired on most recent Cognitively Impaired. Residents who were not cognitively impaired on previous PREVIOUS ASSESSMENT: Does not have Cognitive Impairment. 4.1A0016 For definition of Cognitive Impairment see Glossary. 1 QI was modified (from the original MDS+ definition) because certain information was not available on the MDS 2.0 Quarterly. In some cases this has resulted in a change to the title of the QI. Page 6 of 21

DOMAIN: ELIMINATION/INCONTINENCE 8. Prevalence of Bladder or Bowel Incontinence. Residents who were frequently Bladder Incontinence incontinent or incontinent on most (H1b=3 or 4); OR recent Bowel incontinence (H1a=3 or 4). High Risk 1 : Severe cognitive impairment (see Glossary); OR Totally ADL dependent in mobility ADL s (G1 a, b, e-box A self-performance = 4 in all areas) at MOST RECENT ASSESSMENT. 5.1A0018 All residents, except as noted in exclusion. EXCLUDE: Residents who are Comatose (B1=1); OR have indwelling catheter (H3d is checked); OR have an ostomy (H3i is checked) at MOST RECENT ASSESSMENT. Low Risk: All others at MOST RECENT ASSESSMENT. 1 Risk adjustment was modified (from the original MDS+ definition) because certain information was not available on the MDS 2.0 Quarterly. Page 7 of 21

DOMAIN: ELIMINATION/INCONTINENCE 9. Prevalence of occasional or frequent Bladder or Bowel Incontinence without a Toileting Plan. 5.2A0020 Residents without toileting plan on most recent Residents with frequent incontinence or occasionally incontinent in either bladder or bowel on most recent No scheduled toileting plan and no bladder retraining program (Neither H3a nor H3b is checked). Occasional or frequent bladder incontinence (H1b = 2 or 3) OR Bowel incontinence (H1a = 2 or 3). 10. Prevalence of Indwelling Catheters. Indwelling catheter on most recent Indwelling catheter (H3d is checked). No adjustment 1 5.3A0021 1 Risk adjustment (included in the original MDS+ definition) cannot be defined because certain information was not available on the MDS 2.0 Quarterly. Page 8 of 21

DOMAIN: ELIMINATION/INCONTINENCE 11. Prevalence of Fecal Impaction. Residents with fecal impaction on most Fecal impaction (H2d is checked). recent 5.4A0023 Page 9 of 21

DOMAIN: INFECTION CONTROL 12. Prevalence of urinary tract infections. Residents with urinary tract infections on most recent Urinary tract infection (I2j is checked). 6.1A0024 Page 10 of 21

DOMAIN: NUTRITION/EATING 13. Prevalence of weight loss. Proportion of residents with weight loss Weight loss (K3a=1). of 5% or more in the last 30 days or 10% or more in the last 6 months on most recent 7.1A0026 Page 11 of 21

DOMAIN: NUTRITION/EATING 14. Prevalence of tube feeding. Residents with tube feeding on most Feeding tube (K5b is checked). recent 7.2A0027 15. Prevalence of dehydration. Residents with dehydration. Dehydration - output exceeds input (J1c is checked or I3 =ICD 9 CM 276.5) 1 7.3A0028 1 Instructions relative to the completion of item I3 (ICD-9 codes) are ambiguous. Pending clarification from HCFA, we recommend that this item include all diagnoses, from the last 90 days that are related to current ADL status, cognitive status, mood and behavior status, medical treatments, nursing monitoring, or risk of death. Page 12 of 21

DOMAIN: PHYSICAL FUNCTIONING Bedfast (G6a is checked). 16. Prevalence of bedfast residents. Residents who are bedfast on most recent 8.1A0030 Page 13 of 21

DOMAIN: PHYSICAL FUNCTIONING 17. Incidence of decline in late loss ADLs. 8.2A0031 At least ONE level decline in TWO or more of the following: bed mobility, transfer, eating, toileting. G1 a, b, h, i coding pattern Box A: Residents showing ADL decline in selfperformance between previous and most recent a. One level decline in two or more late loss ADL s OR b. Two level decline in one or more late loss ADL s. All residents who have most recent and previous assessments (Excluding those who cannot decline because they are already totally dependent or who are comatose on the previous assessment). Previous Most Recent Assessment Assessment 0 1,2,3,or 4 1 2,3, or 4 2 3 or 4 3 4 OR At least a TWO level decline in ONE or more of the following: bed mobility, transfer, eating, toileting. G1 a, b, h, i coding pattern Box A: Previous Most Recent Assessment Assessment 0 2,3,4 1 3,4 2 4 Note: A value of 8 is equal to missing for purposes of defining the change in ADL. EXCLUDE: Residents who are totally dependent on ADL. (G1a-j Box A -all items =4 or 8) OR comatose (B1=1) on PREVIOUS ASSESSMENT. No adjustments 1. 1 Risk adjustment (included in the original MDS+ definition) cannot be defined because certain information was not available on the MDS 2.0 Quarterly. Page 14 of 21

DOMAIN: PHYSICAL FUNCTIONING 18. Incidence of Functional limitation in ROM (G4af-Box A>0) in Most Recent decline in ROM. 1 Residents with increases in functional Assessment is greater than the limitation in ROM between previous functional limitation in ROM on the and most recent assessments. Previous Assessment. No adjustment 2. 8.3A0034 All residents with previous and most recent assessments, with the exclusion noted. Most Recent Assessment Previous Assessment [SUM G4a-f] > [SUM G4a-f] Box A Box A Exclude: residents with maximal loss of ROM at previous assessment (Sum G4a-f, Box A, is 12 on previous assessment). 1 QI was modified (from the original MDS+ definition) to reflect changes in assessment items from contractures to ROM. 2 Risk adjustment (included in the original MDS+ definition) cannot be defined because certain information was not available on the MDS 2.0 Quarterly. Page 15 of 21

DOMAIN: PSYCHOTROPIC DRUG USE Residents receiving anti-psychotics on Antipsychotics (O4a> 1). most recent assessment EXCLUDE 1 : 19. Prevalence of antipsychotic use, in the absence of psychotic and related conditions. assessment, except those with psychotic or related conditions (see exclusion). Residents with one or more psychotic disorders (I3=295.00-295.9; 297.00-298.9 or I1gg schizophrenia is checked); OR Tourette s (I3=307.23); OR Huntington's (I3=333.4) 2 ON THE MOST RECENT OR ON THE RECENT FULL ASSESSMENT; OR with hallucinations (J1i is checked) ON THE MOST RECENT ASSESSMENT. Note: When the most recent assessment is a Quarterly Assessment, we will carry forward information about psychotic disorders, Tourette s, and Huntington s from the most recent full High Risk 3 : Cognitive Impairment AND Behavior Problems at MOST RECENT ASSESSMENT. (see Glossary for definitions). Low Risk: All others at MOST RECENT ASSESSMENT. 9.1A0037 1 Exclusion was modified (from the original MDS+ definition) because certain information was not available on the MDS 2.0 Quarterly. 2 Instructions relative to the completion of item I3 (ICD-9 codes) are ambiguous. Pending clarification from HCFA, we recommend that this item include all diagnoses, from the last 90 days that are related to current ADL status, cognitive status, mood and behavior status, medical treatments, nursing monitoring, or risk of death. 3 Risk adjustment was modified (from the original MDS+ definition) because certain information was not available on the MDS 2.0 Quarterly. Page 16 of 21

20. Prevalence of antianxiety /hypnotic use. Residents who received antianxiety or hypnotics on most recent assessment, except those with psychotic or related conditions (see exclusion). DOMAIN: PSYCHOTROPIC DRUG USE Antianxiety/hypnotic (O4b or O4d > 1). EXCLUDE 1 : Residents with one or more psychotic disorders (I3=295.00-295.9; 297.00-298.9); or I1gg schizophrenia is checked) OR Tourette s (I3=307.23); OR Huntington's (I3=333.4) 2 ON THE MOST RECENT OR ON THE MOST RECENT FULL ASSESSMENT; OR with hallucinations (J1i is checked) ON THE MOST RECENT ASSESSMENT. Note: When the most recent assessment is a Quarterly Assessment, we will carry forward information about psychotic disorders, Tourette s, and Huntington s from the most recent full 9.3A0043 1 Exclusion was modified (from the original MDS+ definition) because certain information was not available on the MDS 2.0 Quarterly. 2 Instructions relative to the completion of item I3 (ICD-9 codes) are ambiguous. Pending clarification from HCFA, we recommend that this item include all diagnoses, from the last 90 days that are related to current ADL status, cognitive status, mood and behavior status, medical treatments, nursing monitoring, or risk of death. Page 17 of 21

DOMAIN: PSYCHOTROPIC DRUG USE 21. Prevalence of hypnotic use more than two times in last week. 1 Residents who received hypnotics more than 2 times in last week on most recent Hypnotic drug use more than 2 of the last 7 days (O4d > 2) 9.4A0047 1 QI was modified (from the original MDS+ definition) because detailed drug data (Section U) were not available. Page 18 of 21

DOMAIN: QUALITY OF LIFE Addtional quality of life dimensions are addressed in other QI domains. VARIABLE DEFINITION 22. Prevalence of daily physical restraints. Residents who were physically Daily physical restraints restrained daily on most recent (P4c or d or e =2). Denominators: 10.1A0051 23. Prevalence of little or no activity. Residents with little or no activity on most recent Little or no activity (N2 =2 or 3). 10.2A0052 All residents (excluding comatose) on most recent EXCLUDE: Residents who are comatose (B1=1). Page 19 of 21

DOMAIN: SKIN CARE 24. Prevalence of Stage 1-4 pressure ulcers. Residents with pressure ulcers (Stage Pressure ulcer 1-4) on most recent (M2a >0, or I3=ICD-9 CM 707.0) 2. 12.1A0054 High Risk 1 : Impaired transfer or bed mobility (G1a or b =3 or 4- Box A), OR comatose (B1=1), OR malnutrition (I3=ICD-9 CM 260, or 261, or 262, or 263.0, or 263.1, or 263.2, or 263.8, or 263.9) 2 OR end stage disease (J5c is checked) MOST RECENT ASSESSMENT. Low Risk: All others at MOST RECENT ASSESSMENT. 1 Risk adjustment was modified (from the original MDS+ definition) because certain information was not available on the MDS 2.0 Quarterly. 2 Instructions relative to the completion of item I3 (ICD-9 codes) are ambiguous. Pending clarification from HCFA, we recommend that this item include all diagnoses, from the last 90 days that are related to current ADL status, cognitive status, mood and behavior status, medical treatments, nursing monitoring, or risk of death. Page 20 of 21

CHSRA/UW-Madison Version 6.3 - MDS 2.0 From Type: Quarterly Assessment Form - Two Page Revised: 01/19/99 QI Glossary Behavior problems. Defined as one or more of the following less than daily or daily: verbally abusive (E4b-Box A >0), physically abusive (E4c-Box A >0), or socially inappropriate/disruptive behavior (E4d-Box A >0). Cognitive impairment. Any impairment in daily decision making ability (B4 >0) AND has short term memory problems (B2a=1). Severe Cognitive Impairment. Decision making ability is severely impaired (B4=3) AND has short term memory problems (B2a=1) DEPRESSION: Symptoms of Depression: Sad mood (E2=1 or 2) and [at least 2 symptoms of functional depression]; Symptoms of functional depression: Symptom 1 distress (E1a=1or2-resident made negative statements); Symptom 2 agitation or withdrawal (E1n =1or 2-repetitive physical movements), or (E4e-Box A = 1, 2, or 3-resists care), or (E1o=1or2-withdrawal from activity), or (E1p=1or 2-reduced social activity); Symptom 3 wake with unpleasant mood (E1j =1 or 2), or not awake most of the day (N1d is checked), or awake 1 period of the day or less and not comatose (N1a+N1b +N1c <1 and B1=0); Symptom 4 suicidal or has recurrent thoughts of death (E1g=1 or 2); Symptom 5 weight loss (K3a=1) Page 21 of 21