ERC TeleSeminar Series Steven O. Nielsen The University of Texas at Dallas February 7, 2013

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ERC TeleSeminar Series Steven O. Nielsen The University of Texas at Dallas February 7, 2013 SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 1

Outline 1. Experiments on real systems (cell or animal studies) 2. Idea of a model system 3. Computer (molecular) models one outcome: appreciation for the complexity of the problem SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 2

, Trpkovic et al. C 60 is able to generate highly reactive oxygen species (ROS = free radicals) after excitation by visible or UV light. Also some C 60 preparations are able to kill cells even in the absence of light. But C 60 can also have protective antioxidant effects. It seems safe to conclude that the differences in cytotoxic potency and underlying mechanisms displayed by various fullerene preparations are mainly due to some physico-chemical characteristics, such as particle size (surface/volume ratio), surface charge, and aggregation properties. It is presently unrealistic to make definite conclusions about their toxicological behavior. It appears that most of the pristine and functionalized fullerene preparations are not overtly toxic unless photo-excited or used at very high concentrations that are unlikely to be encountered environmentally. SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 3

review on lung toxicity of CNT CNT, when in suspension in the air, form an aerosol that can be deposited throughout the lungs. Respiratory exposure to CNT is often followed by - formation of multifocal granulomas - development of pulmonary fibrosis., Boczkowski et al. Oxidative stress (more oxidant production than antioxidants defense) is proposed to be a major mechanism underlying CNT's biological effects. Importantly, biodegraded nanotubes did not generate an inflammatory response when aspirated into the lungs of mice, suggesting that degradation by peroxidase attenuated CNT toxicity. From a limited number of studies, CNT can be broken down and eliminated from the lung before translocating to other organs (liver, heart, spleen, etc). SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 4

, Boczkowski et al. review on lung toxicity of CNT Overall, protein corona of CNT appears as a key mechanism for modulating, in both advantageous and deleterious way, their biological effects. Several physico-chemical factors (length, surface properties, etc.) of CNT are major determinants of their subsequent biological effects. The question of the dispersion and subsequent potency for CNT to form aggregates in solution is often proposed as an important determinant of their biological effects. What is currently believed is that well dispersed CNT preferentially induce the development of fibrosis, whereas less dispersed CNT lead to the formation of granuloma. One common thread that emerges: toxicity in vivo is modulated by the aggregation of the nanomaterial. SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 5

Air/water interface in the lung Harishchandra et al. J. R. Soc. Interface, 7, S15 S26, 2010 lipid bilayer lipid monolayer ~300 million alveoli in the adult lung lipid bilayer lipid bilayer One of the most important functions of the lung surfactant monolayer is to form the first line of defense against inhaled aerosols such as nanoparticles. SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 6

Lipid monolayer or bilayer membranes surround each cell and organelle. SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 7

Idea of a model system Choose a key concept, which we will take as: One common thread that emerges: toxicity in vivo is modulated by the aggregation of the nanomaterial. and use a model system to investigate this concept more thoroughly. A model system only contains a few selected components in order to study a phenomena at its most basic level. Focus on carbon-based nanoparticle behavior (dispersibility and aggregation) in lipid membranes components: lipids and nanoparticles SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 8

Simplest(?) question: Do carbon-based nanoparticles aggregate in lipid membranes? Under what conditions? One of the most careful series of studies is being conducted by Prof. Atsushi Ikeda. His motivation is a little different. He is interested in the ability of C 60 to generate highly reactive oxygen species for potential use as photosensitisers for photodynamic therapy. For this application, aggregation is undesirable because of self-quenching. SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 9

Simplest(?) question: Do carbon-based nanoparticles aggregate in lipid membranes? lipid vesicle C 60 Answer: seems to depend on the preparation procedure. This preparation method has two steps: 1. assembly of lipid bilayer vesicles 2. transfer of C 60 into the bilayer of the vesicles. The transfer is done by using a molecular exchange reaction from a water-soluble host molecule (cyclodextrin) SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 10

Cyclodextrin host molecule makes an unstable host-guest complex (cyclodextrin-bicapped fullerene) Upon a trigger event, the unstable complex dissociates and the C 60 can be transferred to a more stable location, namely inside the lipid bilayer. The trigger can be: 1. a photo-trigger 2. heat 3. microwave irradiation SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 11

The trigger can be: 1. a photo-trigger 2. heat 3. microwave irradiation Outcome: - photo-induced transfer results in dispersed C 60 - heating or microwave-induced transfer results in aggregated C 60 - heating the photo-induced dispersion results in aggregated C 60 For the aggregated C 60, it is found consistent with panel (D) based on NMR data In panel (D) C 60 contacts the lipid alkyl chains to the least degree SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 12

Computer (molecular) models: can study the model system in its pure form no need for a host (cyclodextrin), no possible contaminants (organic solvent), no need to use a trigger, In computer modeling, the fundamental ingredients are: 1. a mapping that assigns an energy to each chemical molecular structure 2. an algorithm for updating the chemical structure as times evolves With computer modeling, we can simulate the behavior of chemical systems, specifically nanoparticle behavior in lipid membranes. SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 13

The Force Field The structure-energy relationship is encoded in a Force Field. The energy has contributions from different components. V(r) = V bonded + V non-bonded V bonded = V bond-stretch + V angle-bend + V dihedral SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 14

Diagram of bonded energy terms K b = bond strength b 0 = bond length The parameters (K b, b 0, ) come from quantum theory or from infrared stretching frequencies, crystal structures, microwave data, NMR data, There are different Force Fields for different applications One of the most successful ones is CHARMM. It is designed to study proteins, nucleic acids, lipids, carbohydrates, and drug-like molecules. SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 15

One of the first attempts to look at C 60 behavior in a lipid bilayer membrane was done by Prof. G. Smith of the University of Utah. water lipid heads lipid tails (hydrocarbon) C 60 lipid heads water SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 16

Smith found that the dimerization energy of two C 60 molecules in a lipid bilayer is ~ 0 (solid line). Therefore no compelling evidence for aggregation. But he couldn t simulate many C 60 s with the available computer resources and hence could not directly investigate aggregation. = distance between C 60 molecules SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 17

To directly investigate aggregation, simplified molecular models were developed by many research groups. Preserve molecular shape SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 18

Using a simplified model, Prof. Tieleman reported that C 60 completely disperses in a lipid bilayer! 363-368 SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 19

Using another simplified model, my colleagues and I reported that C 60 aggregates in a lipid bilayer. system prepared with C60 initially dispersed system at a later time SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 20

How do we proceed? Since computers continually become more powerful, we can try the fully atomistic CHARMM force field again instead of using a simplified model. system prepared with C 60 initially dispersed system prepared with C 60 initially aggregated body temperature (310 K) W. Shinoda, unpublished data SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 21

Now do what Prof. Ikeda did: Raise the temperature system prepared with C60 initially dispersed cluster hot (350 K) W. Shinoda, unpublished data SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 22

Conclusions Computer modeling and experiments using model systems are showing encouraging agreement. Further studies using model systems will increase our understanding of the factors that control the aggregation of nanoparticles in lipid membranes. Model systems can also be used to study other factors (nanoparticle size, surface charge, etc.) and their impact on lipid membrane properties. The results from these studies will be invaluable to help the interpretation of ESH data on real systems. SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 23

SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 24

Acknowledgements Nielsen Lab members Blake Wilson Amir Nasrabadi Udayana Ranatunga Chi-cheng Chiu External Collaborators Russell DeVane (Procter & Gamble) Wataru Shinoda (AIST, Japan) Funding SRC Engineering Research Center for Environmentally Benign Semiconductor Manufacturing SRC/SEMATECH Engineering Research Center for Environmentally Benign Semiconductor Manufacturing 25