Stereotactic Body Radiation Therapy and Radiofrequency Ablation 2014 Masters of Minimally Invasive Surgery

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Stereotactic Body Radiation Therapy and Radiofrequency Ablation 2014 Masters of Minimally Invasive Surgery Matthew Hartwig, M.D. Duke Cancer Institute

Case Presentation I: Patient ER 74 y/o male with A1A referred for lung transplantation On 4L O 2, FEV 1 = 17% CT chest demonstrates 2.9 cm proximal RLL nodule PET avid Declared medically unfit for lower lobectomy Referred for SBRT

Stereotactic Body Radiation Therapy What is it? Very large doses of radiation per fraction Multiple beams (10-12) Unique radiobiological effects Specific regimens will vary

Stereotactic Body Radiation Therapy Necessary Components Comfortable immobilization Compensation for respiratory motion Accurate set-up Effective and safe dose Location Size

EBRT for Stage I NSCLC Study n Dose (median) Survival (5-year) Local Failure (crude rates) Dosoretz a 152 60-69 Gy 10% 31% Graham b 103 60 Gy 14% Krol c 108 60 Gy 15% 60% Sibley d 141 64 Gy 13% 19% Morita e 149 65 Gy 22% 44% a IJROBP 1993;27:507 b IJROBP 1995;31:261 c IJROBP 1996;34:297 d IJROBP 1998;40:149 e Radiotherapy and Oncology 1997;42:31

EBRT for Stage I NSCLC Study n Dose (median) Survival (5-year) Local Failure (crude rates) Dosoretz a 152 60-69 Gy 10% 31% Graham b 103 60 Gy 14% Krol c 108 60 Gy 15% 60% Sibley d 141 64 Gy 13% 19% Morita e 149 65 Gy 22% 44% a IJROBP 1993;27:507 b IJROBP 1995;31:261 c IJROBP 1996;34:297 d IJROBP 1998;40:149 e Radiotherapy and Oncology 1997;42:31

SBRT for Stage I NSCLC Study n Dose Survival Local Control JCOG 0403 (Kyoto, Japan) Ricardi (Torino, Italy) 62 15 Gy X 3 (80%) Baumann (Scandinavia) 57 15 Gy X 3 (67%) Takeda (Tokyo, Japan) 63 10 Gy X 5 (80%) 45 12 Gy X 4 Overall Survival T1 83% (3) T2 72% (3) OS (3) 57% CSS (3) 73% OS (3) 60% CSS (3) 88% Overall Survival T1 90% (3) T2 63% (3) T1 97% T2 100% 88% (3) 92% (3) T1 93% (3) T2 96% (3) Nyman (Sweden) 45 15 Gy X 3 OS (3) 55% 80% (crude) Timmerman (Indiana University) 70 20-22 Gy X 3 (80%) OS (3) 43% CSS (3) 82% 88% (3) RTOG 0236 (North America) 55 18 Gy X 3 OS (3) 56% 98% (3)

SBRT for Stage I NSCLC Study n Dose Survival Local Control Nagata (Kyoto, Japan) 45 12 Gy X 4 Overall Survival T1 83% (3) T2 72% (3) Ricardi (Torino, Italy) 62 15 Gy X 3 (80%) Baumann (Scandinavia) 57 15 Gy X 3 (67%) Takeda (Tokyo, Japan) 63 10 Gy X 5 (80%) OS (3) 57% CSS (3) 73% OS (3) 60% CSS (3) 88% Overall Survival T1 90% (3) T2 63% (3) T1 97% T2 100% 88% (3) 92% (3) T1 93% (3) T2 96% (3) Nyman (Sweden) 45 15 Gy X 3 OS (3) 55% 80% (crude) Timmerman (Indiana University) 70 20-22 Gy X 3 (80%) OS (3) 43% CSS (3) 82% 88% (3) RTOG (North America) 55 18 Gy X 3 OS (3) 56% 98% (3)

Patterns of Failure: EBRT

Patterns of Failure: SBRT Distant Metastases

Case Presentation: Patient ER Referred for SBRT 58 Gy over 8 fractions (proximal location) F/U CT chest at 6 months shows residual scar

Case Presentation: Patient ER but had new pleural nodularity, worrisome for metastatic disease

Conventional EBRT ~30%;40% SBRT ~60%;80% Caveats Improved staging Supportive care *estimated from data provided *

SBRT Collateral Damage Grade 3 or 4 toxicities in up to 25-35% reported Chest wall toxicity (16% with rib fx s and pain if peripheral tumors) Brachial plexopathy for apical tumors (16% in one study) Proximal lesions can be dangerous 20% with severe toxicity, 9% mortality Timmerman et al. JCO. 2006:24(30):4833. Adjust dosing regimens

Follow-up Imaging

Ground Glass Opacity (incidental rib fracture) SBRT 12.5 Gy X 4 6 month CT

Ground Glass Opacity with Reticular Consolidation SBRT 12 Gy X 4 6 month CT

Radiation Fibrosis SBRT 12 Gy X 4 16 month CT

Mass-like Fibrosis SBRT 18 Gy X 3 18 month CT

Follow-up Imaging Identifying Recurrence CT imaging Increasing size/solidity after 12 months PET imaging (when CT is suspicious) SUV > 5, at least 6 months after SBRT Metabolic uptake has been seen out to 12 months post SBRT Huang Radio Oncol 2012;102:335

SBRT Current Indications Primary NSCLC Operable candidates should continue to receive surgical staging and resection (lobe or segment). Inoperable candidates with tumor < 5 cm should receive SBRT over standard fractionated EBRT. Inoperable candidate with tumor > 5 cm standard fractionated EBRT.

SBRT Current Indications Metastatic disease Operable candidates should continue to receive surgical resection when indicated Inoperable candidates who otherwise meet criteria for metastasectomy should consider SBRT.

SBRT Charge Capture CPT 32701 When planning in conjunction with a radiation oncologist Medicare work RVU s = 6.55 No global period (XXX) No changes to radiation oncology billing

Conclusions Local control- with SBRT Distant metastases- now major obstacle Response assessment challenging Tumor vs pneumonitis/fibrosis Appropriate post-sbrt imaging Realistic assessment of salvage options

Image-guided Ablation Options Radiofrequency (RFA) Microwave (MWA) Laser (LA) Cryoablation (CA) Irreversible electroporation

Lung Ablation Air: Insulator- high impedance Vessels: Dissipates heat- protects normal tissue Limits size of ablation margin

RFA Frictional heating- slow (6 min) Cell death at 60 C Zone of tissue necrosis 8 mm margin of groundglass* Heat sink aud et al. Int J Radiat Oncol Biol Phys 2000;48:1015 1024

MWA Higher energy range than RF Larger achievable ablative zone More precise margins Faster treatment (2 min) Less heat sink effects Brace et al. Radiology 2009; 251: 705 711

Eligibility

Patient Selection Stage IA NSCLC Refuse or cannot tolerate surgery Contraindication to RT Curative vs. palliative intent

Lesion Size Study n Size 1-yr Local Control Akeboshi (2004) 54 < 3 cm 3 cm 69% 39% Simon (2007) 18 9 3 cm > 3 cm 88% 44% Yamagami (2007) 82 2.5 cm > 2.5 cm 96% 62%

Vessel Contact Study n Size 1-yr Local Control Vessel Size 3 mm > 3 mm *p = 0.04 77% 42%

Lesion Selection Size: 3 cm Size of pulmonary vessels in contact with lesion: 3 mm Shape: Round > Lobulated Location: Peripheral > Central

Lesion Selection 8

Lesion Selection Great candidate Poor candidate 8 43 mm

Lesion Selection + 3 cm + Round Central Contact with vessel > 3 mm

Complications

Stage IA NSCLC

Probe in place

Pneumothorax 0-60%

Stage IA NSCLC

Probe in place

Hemorrhage

Hemoptysis 0-12%

Complications Pneumothorax < 40% 0-60% Pneumothorax + chest tube < 15% 0-53% Hemoptysis < 5% 0-12% Bronchopleural fistula < Sublobar 0-2% 30-day mortality resection > SBRT 0-2.6% 90-day mortality 0-5.3% Dupuy. Radiology 2011; 260: 633-655

Outcomes

Biases RFA patients are higher risk N0 disease often not confirmed Little long term outcome data Few prospective trials No randomized controlled trials

Stage IA Survival Study n 1y 2y 3y 4y 5y Dupuy-2006 24 92 % 62 % 55 % 49 % 46 % Simon-2007 56 78 % 57 % 36 % 27 % 27 % Wolf-2008 30 76 % 65 % 54 % 45 % Ambrogi-2011 59 87 % 71 % 49 % 33 %

Stage IA NSCLC 3-yr 5-yr 3-yr Local Overall Overall Tx Control Survival Survival Lob. 63-89% SLR 77-100% 61-98% 48-71% SBRT 72-100% 43-90% 30-53% RFA 50-100% 36-90% 27-46% No tx 16% Aggregate data 2002-2012

Imaging

Role of Imaging Immediately after ablation: Adequacy of treatment Complications Continuing: Local control Metachronous lesions

Ablation Changes Normal evolution: Zone of ground glass opacity Ablation zone enlargement Tumor necrosis ± cavitation Scar

Groundglass

Stage IA NSCLC Preablation Immediate post

Stage IA NSCLC Preablation 3 months post

Complete Response Preablation

Complete Response 3 mth post

Complete Response 6 mth post

Complete Response 9 mth post

Complete Response 12 mth post

Surveillance Preablation

Surveillance Preablation 6 mth post

Surveillance 6 mth post

Surveillance Liver metastasis 6 mth post PET-CT

Imaging Intervals NO CONSENSUS recommendations

Imaging Intervals 0 3 6 9 12 mths CT CT CT CT No imaging PET-CT

PET-CT May be performed at any time for suspect lesions Prior to 6 mths - cannot distinguish ablation from tumor 6 mth - predictive of response Yoo et al. AJR 2001; 197: 334-340

Ablation Changes Enlargment in the treatment site beyond 6 months is indicative of residual disease/local failure Bojarski et al. AJR 2005;185: 466 471

SBRT 3 cm in size Central location In contact with a vessel > 3 mm in diameter Lesion is biopsy proven NSCLC

Ablation 2 cm in size Peripheral No diagnosis (biopsy + RFA) Potential contraindication to RT

Conclusions

Conclusions Ablation is a treatment alternative in select medically inoperable patients Higher perioperative morbidity than SBRT

Conclusions Similar local control and overall survival as SBRT for lesions < 3 cm Patients with local failure can promptly be salvaged with SBRT or repeat ablation