HIV Viral Load Quality Assessment Program Summary for Panel HIVVL 2018Oct26

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1 National Laboratory for HIV Reference Services National HIV and Retrovirology Laboratories National Microbiology Laboratory Public Health Agency of Canada HIV Viral Load Quality Assessment Program Summary for Panel HIVVL 2018Oct26 Subtype A/D B D Panel Sample Pair B H D G C E A Viral Load Consensus Mean 1 2018Oct26 HIV-1 VL Panel Viral Load Mean Characterization by the NLHRS 3.21 2, 2.99 3 3.26 2, 3.10 3 3.14 2, 2.98 3 3.19 2, 3.04 3 3.22 2, 3.00 3 3.21 2, 3.13 3 TND TND F 1. Mean consensus (Log10 cp/ml) calculated from results submitted by participants with outliers removed. 2. Based on Roche CAP/CTM v2.0 assay. 3. Based on Abbott RealTime HIV-1 0.6 ml assay. Labs Reporting Incorrect Status All participants reported the correct final status for all samples in the 2018Oct26 HIV-VL panel. NLHRS HIV Viral Load QA Program Summary - Panel 2018Oct26 Page 1 of 1

National Laboratory for HIV Reference Services National HIV and Retrovirology Laboratories National Microbiology Laboratory Public Health Agency of Canada HIV Viral Load Quality Assessment Program Final Report for Panel HIVVL 2018Oct26 Issued 2019-01-16 Introduction The NLHRS distributed the 2018Oct26 and 2019Apr16 panels on October 10 th, 2018. This final report is specific to the 2018Oct26 only and is publicly available, however, the identity of participants is not disclosed. With the 2018Oct26 panel, we continued to look at the effect of HIV-1 non-b subtypes on the ability to quantitate HIV-1 viral loads across several platforms. Panel Samples, HIV Test Kits, and Data Entry Panel Composition The 2018Oct26 panel contained the following: o One negative sample sent in duplicate (A and F); defibrinated human plasma. o One positive HIV-1 RNA sample (DLS-39, A/D recombinant subtype, Discovery Life Science) was diluted in defibrinated human plasma (Basemetrix 53, Seracare Life Sciences Inc.) aliquoted in duplicate (B,H) and stored at -80 C. o One positive HIV-1 RNA sample (DLS-17, subtype D, Discovery Life Science) diluted to approximately 1000 cp/ml in defibrinated human plasma (Basemetrix 53, Seracare Life Sciences Inc.) aliquoted in duplicates (C, E) and stored at -80 C o One positive HIV-1 RNA sample (VQA150000 RNA copy control, subtype B) diluted to approximately 1000 cp/ml in defibrinated human plasma (Basemetrix 53, Seracare Life Sciences Inc.) aliquoted in duplicates (D, G) and stored at -80 C. o The NLHRS characterized the positive panel members on both the Roche and Abbott platforms to assess the Log 10 cp/ml value prior to panel send out (Table 1). NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 1 of 15

Table 1: Description of 2018Oct26 panel samples. Sample Identification B H D G C E A F Sample Type Sample Subtype Viral Load Consensus Mean 1 Viral Load Mean Characterization by NLHRS HIV-1 A/D 3.21 2, 2.99 3 3.26 2, 3.10 3 HIV-1 B 3.14 2, 2.98 3 3.19 2,3.04 3 HIV-1 D 3.22 2, 3.00 3 3.21 2, 3.13 3 TND - TND TND 1. Mean consensus (Log10 cp/ml) calculated from results submitted by participants with outliers removed. 2. Based on Roche CAP/CTM v2.0 assay. 3. Based on Abbott RealTime HIV-1 0.6 ml assay. HIV Viral Load Test Kits Seven different assays were used by the 18 participants (excluding the NLHRS) who returned results (Figure 1). Participant V04 switched to the new Roche Cobas 6800 platform. Data entry - The NLHRS Quality Assessment Program (QAP) used the web based Survey Monkey system to capture results. Participants were also asked to pilot a new NLHRS QAP website that will replace Survey Monkey in the future. biomérieux EasyQ HIV-1 V2.0, 1 Hologic, 1 Roche Cobas 6800, 1 Cepheid GeneXpert, 1 Roche CAP/CTM TaqMan V2.0, 7 Abbott HIV 0.5ml, 1 Abbott HIV 0.6ml, 6 Figure 1: HIV-1 VL tests kits used by the participants for the NLHRS 2018Oct26 HIV-1 VL panel (excludes the NLHRS). NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 2 of 15

# of participants 14 12 10 8 6 4 2 0 2016Apr21 2016Oct28 2017Apr19 2017Oct27 2018Apr19 2018Oct26 Panel Dates Roche CAP/CTM TaqMan v2.0 Abbott RealTime HIV-1 (0.6mL) Hologic Aptima HIV-1 biomérieux EasyQ HIV-1 V2.0 Figure 2: Distribution of HIV-1 assays (n > 1) used by participants from 2016-2017 (excludes the NLHRS). Return rate Results were returned from 90% of participants (18/20). o One participant (V26) was not able to return results due to a customs delay. o One participant (V36) did not return results. o Ten year average return rate is 90.6% (Figure 3). 100 Percentage (%) of labs submitting results 90 80 Figure 2: Distribution of HIV-1 assays (n>1) used by participants from 2016-2018 (excluding the NLHRS). 70 60 50 Panel Dates Figure 3: Historical participant return rate (2006 to 2018 inclusive). NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 3 of 15

Homogeneity and stability o The homogeneity of the 2018Oct26 HIV-1 viral load panel was assessed by using the Roche assay peer group (n=8) and the Abbott assay peer group (n=7) results in the positive duplicate sample set (B/H, C/E, D/G). All participants were able to detect HIV-1 RNA and the results were within ± 0.5 Log10 Cp/mL of the group mean (Appendix 1). There is no indication of heterogeneity in the panel samples. o The stability of the 2018Oct26 HIV-1 viral load panel was assessed by comparing the group mean generated by the participants in the positive duplicate sample sets with the results obtained by the NLHRS for the characterization of the panel samples before storage and shipping. The difference between both means does not exceed 0.5 Log10 Cp/mL (Table 2). Table 2: Stability testing for the 2018Oct26 panel. Roche Peer Group Roche Characterization Result Roche Difference in Means Abbott 0.6 ml Peer Group Abbott Characterization Result Abbott Difference in Means 2018Oct26 Group Mean B/H (Log10 cp/ml) 2018Oct26 Group Mean C/E (Log10 cp/ml) 2018Oct26 Group Mean D/G (Log10 cp/ml) 3.21 3.22 3.14 3.26 3.21 3.19 0.05 0.01 0.05 2.99 3.00 2.98 3.10 3.13 3.04 0.11 0.13 0.06 External QC and QA activities 1. External quality control (QC) material - Used in addition to controls provided in kits; allows users to detect technical problems and assay sensitivity from lot to lot. o Eight participants (44.4%, 8/18) reported using external QC material (Figure 4). Control prepared In-house, 2 Commercial product, 6 Figure 4: Source of external control used for the 2018Oct26 HIV-1 VL panel (excludes the NLHRS). NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 4 of 15

2. Quality Assurance (QA) programs - Allows participants to evaluate their overall use of the assay and reporting of the results. o Twelve participants (66.7%, 12/18) reported participation in other quality assurance programs (Figure 5). American Proficiency Institute (API), 1 Afriqualab-IRESSEF, 1 Clinical Microbiology Proficiency Testing (CMPT), 1 Quality Control for Molecular Diagnostic (QCMD), 3 Virological Quality Assurance (VQA), 1 Bio-Rad Laboratories (EQA), 1 College of American Pathologists (CAP), 9 UK NEQAS, 2 Institute of Quality Management in Healthcare (IQMH), 1 Centre for Disease Control(CDC), 1 Figure 5: Distribution of external quality assurance programs which participants are enrolled in other than the NLHRS QAP. Participants feedback collected from Survey Monkey and the beta testing of the new QAP website o Of the 18 participants, 16 provided feedback in Survey Monkey. Fourteen participants were satisfied with the changes made in Survey Monkey (Figure 6). o 6 participants preferred the current survey while 5 participants have identified areas of improvement for the next survey (Figure 7). o Of the 18 participants, 17 participated in the beta testing of the new NLHRS QAP website # of participants a) 16 14 12 10 8 6 4 2 0 Yes No b) # of participants 20 15 10 5 0 Participated Did not participate Figure 6: Number of participants who a) liked the changes to Survey Monkey and b) used the new QAP website NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 5 of 15

7 6 5 # of participants 4 3 2 1 0 No change needed No comment Able to print your results before submission Add a different assay Keep the same survey format Info on how to fill in first comment What changes you would like to see for the next survey? Figure 7: Participants responses to which area requires improvement in the NLHRS HIV-1 viral load survey. Results 1. Flags o Participant V08, did not submit their results as Log10 cp/ml o Participant V28, did not submit their results with 2 decimal places 2. Statistical Analysis (General) o One outlier was detected and removed from analysis (Grubb s test). o All group comparisons were performed using the unpaired t test. o Since no significant differences (p > 0.05) were identified in the duplicate sets (B/H, C/E, D/G ) between the Roche and Abbott users, their datasets were combined and analyzed together. o Analysis was not performed for peer groups of n=1 (Abbott 0.5mL, COBAS 6800, Hologic Aptima, biomérieux EasyQ HIV-1 v2.0 and Cepheid GeneXpert II). o Negative samples were analyzed qualitatively. 3. Group Analysis (Summary Statistics) (Tables 3, 5A, 5E ) o The duplicate panel samples were combined for the summary statistics (B/H, D/G, and C/E). Inter-Lab Variation o Difference between the minimum and maximum results for each sample within a peer group (the maximum value divided by the minimum). Average of 1.09 log10 Cp/mL for the Roche CAP/CTM v2, and 1.15 log10 Cp/mL for the Abbott RealTime (0.6mL) peer groups. NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 6 of 15

Reproducibility o This is an important aspect of viral load testing; required to quantify changes in viral load. o To assess intra-reproducibility, duplicates of the positive samples were included in the panel. o All participants reported standard deviation (SD) of 0.28 Log10 Cp/mLor lower between duplicates (Table 3). Table 3: Standard deviation (Log10 cp/ml) reported between duplicates from participants results for the 2018Oct26 panel (excludes NLHRS). Lab Sample B and H Sample C and E Sample D and G V01 0.12 0.24 0.04 V04 0.06 0.02 0.02 V05 0.05 0.02 0.03 V06 N/A 0.04 0.06 V07 0.10 0.04 0.01 V08 0.03 0.01 0.04 V10 0.04 0.06 0.08 V11 0.03 0.03 0.02 V13 0.13 0.03 0.01 V14 0.09 0.02 0.01 V21 0.14 0.07 0.00 V27 0.06 0.01 0.06 V28 0.07 0.14 0.28 V29 0.04 0.01 0.03 V37 N/A 0.08 0.15 V41 0.09 0.14 0.10 V48 0.01 0.01 0.05 V49 0.03 0.01 0.06 4. Effect of Different Subtypes (Figure 8) Non-B subtype (Samples B, C, E, H) o There was a significant difference in the viral load results for recombinant subtype A/D between the Roche and Abbott peer groups (p-value < 0.0001). o There was a significant difference in the viral load results for subtype D between the Roche and Abbott peer groups (p-value < 0.0001). Subtype B (Samples D, G) o There was a significant difference in the viral load results for subtype B between the Roche and Abbott peer groups (p-value = 0.0004). NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 7 of 15

Viral load (Log10 Cp/mL) 3.60 3.50 3.40 3.30 3.20 3.10 3.00 2.90 2.80 2.70 2.60 2.50 Sub A/D Sub B Sub D Sub A/D Sub B Sub D Roche Abbott Figure 8: The results of the different subtypes analyzed in the 2018Oct26 HIV-1 VL panel 5. Comparison between the major peer group and other users group (Table 4) o This is to provide a comparison of the results from individual lab in a small peer group (n=<2) with the major peer groups, the Roche and Abbott 0.6mL users. o The results from the Cepheid GeneXpertII, Hologic Aptima HIV-1, COBAS 6800, biomerieux BV NucliSens EASYQ HIV-1 and the Abbott 0.5 ml users are comparable to the Roche and Abbott 0.6mL peer group. o A proper and fair comparison between the different peer groups would require more users of the GeneXpertII, Hologic Aptima, Abbott 0.5 ml, COBAS 6800 and the biomerieux BV NucliSens EASYQ HIV-1 platforms. Table 4: Comparison of the mean viral load of the 2018Oct26 panel between the major and minor peer groups. Lab Sample B/H Sample D/G Sample C/E Roche Peer Group 3.21 3.14 3.22 Abbott 0.6 ml Peer Group 2.99 2.98 3.00 V04 2.97 3.03 3.05 V11 3.07 3.08 3.10 V28 2.95 2.60 3.00 V48 3.16 3.17 3.00 V49 3.10 3.05 3.16 6. Individual Analysis (Participant Statistics) (Figures 9, 10, 11, and Tables 5A, 5B, 5C,5D,5E,5F,5G) o The percent difference (% D), the difference from the mean for each peer group, was calculated for each participant per sample pair. NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 8 of 15

Percent Difference for Samples B/H (Subtype A/D) V21 V01 V27 V10 V14 V06 V08 Lab V29 V37 V07 V05 V13 V33 V41 V33 Abbott Roche -20% -15% -10% -5% Mean 0% 5% 10% 15% 20% Percent Difference Figure 9: Percent difference from the peer group mean for B/H. NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 9 of 15

Percent Difference for Samples D/G (Subtype B) V21 V01 V27 V10 V14 V06 V08 Lab V29 V37 V07 V05 V13 V33 V41 V33 Abbott Roche -20% -15% -10% -5% Mean 0% 5% 10% 15% 20% Percent Difference Figure 10: Percent difference from the peer group mean for D/G. NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 10 of 15

V21 Percent Difference for Samples C/E (Subtype D) V10 V27 V01 V14 V07 V41 Lab V08 V05 V06 V29 V37 V33 V13 V33 Abbott Roche -20% -15% -10% -5% Mean 0% 5% 10% 15% 20% Percent Difference Figure 11: Percent difference from the peer group mean for C/E. NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 11 of 15

Conclusion 1. Effect of non-b subtype on quantitation of HIV-1. o The results from this panel indicate there is a difference between the Abbott and the Roche peer groups when compare the viral load results between the different subtype. We would like to express our gratitude to those that participated in the beta testing of the new NLHRS QAP website. Your feedback will be used to finalize the submission website before it is fully implemented. We value each laboratory s participation in these QA panels and your suggestions for improvement. The NLHRS is committed to improving all aspects of the HIV-1 viral load proficiency testing program in order to provide quality proficiency testing to our participants. If you have any comments or concern please contact us at: phac.nlhrs.qap-peg.lnsrv.aspc@canada.ca Thank you for your participation in the NLHRS Quality Assurance Program John Ho Dr. John Kim Quality Assurance Program Coordinator Laboratory Chief National Laboratory for HIV Reference Services National Laboratory for HIV Reference Services Public Health Agency of Canada Public Health Agency of Canada Tel: (204) 789-6522 Tel: (204) 789-6527 NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 12 of 15

Appendix 1: Test Results Legend: Incorrect Result Outliers Removed Table 5A: Roche CAP/CTM TaqMan v2.0 Results (Log10 HIV RNA cp/ml) Lab ID # Sample Code Sample Prep/PCR B H C E D G A F Kit Lot Exp. Date V05 3.22 3.29 3.25 3.22 3.23 3.19 < LDL < LDL Y16436 2019-06-30 V06 3.17 Error 3.28 3.23 3.34 3.25 Y16436 2019-06-30 V07 3.17 3.31 3.24 3.18 3.10 3.09 Y16436 2019-06-30 V08 3.16 3.21 3.24 3.23 3.08 3.03 E05473 2019-12-31 V10 3.18 3.12 3.06 3.15 3.12 3.01 E05473 2019-12-31 V27 3.10 3.18 3.11 3.12 3.00 3.08 E05473 2019-12-31 V33 3.27 3.31 3.36 3.25 3.24 3.21 Y17461 2019-06-30 V37 3.22 2.89 3.24 3.35 3.21 3.00 Y23998 2019-10-31 Mean 3.21 3.22 3.14 Minimum 3.10 3.06 3.00 Median 3.19 3.23 3.11 Maximum 3.31 3.36 3.34 % CV 2.18 2.66 3.20 SD 0.07 0.09 0.10 Inter-lab Variation 1.07 1.10 1.11 Measurement of Uncertainty 0.43 0.43 0.43 Table 5B: Hologic Panther Aptima HIV-1 Results (Log10 HIV RNA cp/ml) Sample Code Sample Prep/PCR Lab ID # Exp. Date B H C E D G A F Kit Lot V48 3.15 3.17 3.01 2.99 3.20 3.13 241884 2020-01-15 Table 5C: Roche COBAS 6800 Results (Log10 HIV RNA cp/ml) Sample Code Sample Prep/PCR Lab ID # Exp. date B H C E D G A F Kit Lot V04 2.93 3.01 3.03 3.06 3.01 3.04 Y19586 2019-03-31 Table 5D: biomerieux BV NucliSens EASYQ HIV-1 Results (Log10 HIV RNA cp/ml) Sample Code Lab ID # B H C E D G A F V28 3.00 2.90 3.10 2.90 2.30 2.70 Sample Prep/PCR Kit Lot 17121501 18042302 Exp. date 2018-11-28 2019-08-28 NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 13 of 15

Appendix 1: Test Results Legend: Incorrect Result Outliers Removed Table 5E: Abbott RealTime Results (0.6mL) (Log10 HIV RNA cp/ml) Sample Code Lab ID # B H C E D G A F V01 2.84 3.01 2.74 3.08 2.95 2.89 V13 3.14 2.96 3.07 3.11 3.08 3.06 V14 2.89 3.02 2.97 2.94 2.99 2.97 V21 2.70 2.90 2.90 2.80 2.90 2.90 V29 3.02 2.96 3.07 3.05 3.04 3.00 V33 3.11 3.15 3.09 3.17 3.09 3.19 V41 3.15 3.02 3.11 2.91 2.91 2.77 Mean 2.99 3.00 2.98 Minimum 2.70 2.74 2.74 Median 2.99 3.01 3.01 Maximum 3.15 3.11 3.11 % CV 4.21 4.15 2.96 SD 0.12 0.12 0.09 Inter-lab Variation 1.17 1.14 1.14 Measurement of Uncertainty 0.14 0.14 0.14 Sample Prep/PCR Kit Lot 11621871 483548 11726091 481998 11621871 483548 11726091 483548 11614451 485508 11718981 483548 11726091 485976 Exp. Date 2019-04-30 2019-05-28 2019-09-30 2019-04-13 2019-04-30 2019-05-28 2019-09-30 2019-05-28 2019-04-30 2019-07-04 2019-08-31 2019-05-28 2019-09-30 2019-09-28 Table 5F: Cepheid GeneXpert Results (Log10 HIV RNA cp/ml) Sample Code Sample Prep/PCR Lab ID # Exp. Date B H C E D G A F Kit Lot V49 3.12 3.08 3.17 3.15 3.09 3.01 1000096095 2019-03-10 Table 5G: Abbott RealTime (0.5mL) Results (Log10 HIV RNA cp/ml) Sample Code Lab ID # B H C E D G A F V11 3.09 3.05 3.08 3.12 3.09 3.06 Sample Prep/PCR Kit Lot 11621871 483548 Exp. Date 2019-04-13 2019-05-28 NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 14 of 15

Appendix 2: Troubleshooting Troubleshooting; common causes of outlying and/or aberrant results in Serology and Molecular Laboratories. Type of Error Possible Cause(s) Pre-Analytical Analytical Post- Analytical Sample Can occur during specimen reception or testing. May result in mix-up outlying/aberrant results for one or all samples mixed-up. Incorrect test ordering by physician Incorrect shipment address Selecting the wrong assay for data entry Interchanging results for two or more specimens Entering incorrect results Entering values in the incorrect field (e.g., OD as S/Co) Transcription Entering values in the incorrect unit (e.g., IU/mL instead of log 10 copies/ml) Using a comma instead of a dot to denote a decimal point Selecting the incorrect assay interpretation or analyte Failure to recommend follow-up testing where necessary It is recommended all results that are manually transcribed or entered electronically be checked by a second individual to avoid transcription errors. Sporadic test results identified as outlying and/or aberrant can be classified as random events. Possible causes of random error include: Incorrect sample storage/shipping conditions Outlying Incorrect test method and/or Insufficient mixing of sample, especially following freezing Aberrant Poor pipetting Results (random error) Ineffective or inconsistent washing Transcription errors Cross-contamination or carryover Presence of inhibitors to PCR A series of test results identified as outlying and/or aberrant may be due to a systematic problem. Systematic problems may be due to: Reagents contaminated, expired, or subject to batch variation Instrument error or malfunction Insufficient washing Outlying Incorrect wavelength used to read the assay result and/or Cycling times too long/short or temperature too high/low Aberrant Incubation time too long/short or temperature too high/low Results (systematic error) Insufficient mixing/centrifuging before testing Incorrect storage of test kits and/or reagents Contamination of master-mix, extraction areas or equipment Ineffective extraction process Degradation of master-mix components Suboptimal primer design (in-house assays) This table was modified from a report produced by the National Reference Laboratory (NRL), Melbourne, Australia. NLHRS HIV Viral Load QA Program Final Report - Panel 2018Oct26 Page 15 of 15