Outline. Positron Emission Tomography for Oncologic Imaging and Treatment. Positron Annihilation. Physics of PET and PET-CT

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Positron Emission Tomography for Oncologic Imaging and Treatment J. Daniel Bourland, PhD Department of Radiation Oncology Bioanatomic Imaging and Treatment Program Wake Forest University School of Medicine Winston-Salem, North Carolina, USA bourland@wfubmc.edu Images of cited authors or corporations Outline Physics of PET and PET-CT Oncology Imaging with FDG PET PET and Radiation Treatment Planning Non-FDG PET Oncology Imaging Bioanatomic Imaging and Treatment Summary Work supported in part by research grants from North Carolina Baptist Hospital, Varian Medical Systems, and GE Healthcare Physics of PET and PET-CT Coincidence detection of two 0.511 MeV photons Annihilation radiation from positron-electron pair Photon directions at 180 o at annihilation point - different from decay point range of positron Positron emitters with biological compatibility Low Z (typically), proton rich, short half-lives Local production with a cyclotron 11 C 13 N 15 O 18 F Positron Annihilation positron range

PET Radionuclides biologically compatible, short half-life Radionuclide Fluorine 18 ( 18 F) Carbon 11 ( 11 C) Nitrogen 13 ( 13 N) Oxygen 15 ( 15 O) Rubidium 82 ( 82 Ru) (cardiac) Half-Life 110 min 20 min 10 min 122 sec 75 sec Coincidences: Detected Events True Scattered Random Adapted from Rohren, Turkington, Coleman, Radiology 2004; 231:305-332 Detectors Subject PET Device Parameters Resolving time detector material Spatial resolution nominally, detector size 4 to 6 mm (voxel side) Temporal resolution acquisition time, gating (?) Number of detectors SNR, spatial resolution Aperture size 70 cm max large bore? 2D or 3D acquisition modes both are volumes Several others, inter-related Crystal C ommon name Characteristics of Detector Crystals Formula Density (g/cm 3 ) Effective Atomic Number Photoelectric Effect Probability (% ) Energy Resolution (%) Decay Time (ns) NaI N ai(tl) 3.7 51 17 8 230 B GO Bi4Ge3O 12 7.1 75 40 15 300 LSO Lu 2SiO 5(C e) 7.4 66 32 12 40 GSO Gd 2SiO 5(C e) 6.7 59 25 8 60 Desirable: Impacts: Low decay time Detector dead time (affects scan time); allows shorter coincidence window for better rejection of random events

Effect of Positron Range inherent loss of spatial resolution Isotope T1/2 E β+ (MeV) Resolution * (mm) 11 C 20 min 0.96 0.92 13 N 10 min 1.2 1.35 15 O 122 sec 1.7 2.4 18 F 110 min 0.64 0.54 68 Ga 68 min 1.9 2.8 82 Rb 76 sec 3.4 6.1 Attenuation Correction Using Transmission Images Emission photon intensity must be corrected for attenuation that occurred along the path length from an origin A rotating source of photons is used to obtain a CT-like image that yields voxel electron densities Original method: rotating radioisotope, near 511 kev energy Recent method: CT scan, eg, with a hybrid scanner γ ray (radioactive material) or x ray (CT) 68 Ge (β + ) 511 kev CT 100 kvp 137 Cs (β - ) 662 kev * 2.35 rms of distribution - related to the positron range Phantom with normal uptake except left lung that has air and one spherical hot tumor CT image With-Without Attenuation Correction Intensities under-estimated at depth Intensities over-estimated on surface Intensities over-estimated for low-density objects (lung) With Without non-corrected PET CT-attenuated corrected Cs-attenuated corrected From Rohren, Turkington, Coleman: Radiology 2004; 231:305-332

Why PET Oncology Imaging? Why PET? A Picture of the Patient Distribution of activity is imaged Physiology, function, biology Complementary to (~anatomic) CT and MR Increased sensitivity compared to CT alone Indications approved for reimbursement Most approved indications are for oncology Devices available Image handling toolsets maturing, still new MR Radiograph PET-avid tumor registered with CT obtained at the same time CT-PET Hybrid Imaging for Tumor Diagnosis and Treatment Planning: (Courtesy General Electric Healthcare) MR Radiograph with bone added - the MR is changed into a CT-like radiograph JD Bourland Oncology Imaging with FDG PET 2-[ 18 F]-fluoro-2-deoxy-D-glucose (FDG) Diagnosis less common Staging - yes Target Definition Radiation treatment Other targeted therapy Re-staging yes Treatment Evaluation The most important positron-emitting radiotracer for oncology today is 2-18 F-fluoro-2-deoxy-D-glucose (FDG) Glucose analogue tagged with 18 Fluorine Many malignant tissues are associated with increased glycolysis and thus demonstrate increased uptake of FDG FDG-PET images are maps of glucose metabolism

Example: Non-Small Cell Lung Cancer Diagnosis Staging Re-Staging Example: Colon Cancer Initial Staging Initial Staging Re-Staging From Rohren, Turkington, Coleman: Radiology 2004; 231:305-332 From Rohren, Turkington, Coleman: Radiology 2004; 231:305-332 Example: Head & Neck Cancer Diagnosis Staging Re-Staging From Rohren, Turkington, Coleman: Radiology 2004; 231:305-332 Approved Indications: Oncology FDG PET Cancer Lung Solitary Node Colorectal Lymphoma Esophageal Head/Neck Breast + mets, recur Thyroid Cervical, + mets? Brain Ovarian Diagnosis (Char) Staging Re-Staging Caveat: A summary: Restrictions and latest information on: http://cms.hhs.gov/manuals/103_cov_determ/ncd103c1_part4.pdf Monitoring (Clin Trial)

Clinical Imaging (FDG) with PET 18 F-Fluorodeoxyglucose (FDG) only Imaging of tumor glucose metabolism: glycolysis Non-specific imaging agent metabolically active sites Staging, re-staging of lung, breast, colon, cervical, head/neck, melanoma, lymphoma. Some diagnosis. Difficulties with small tumors (< 3 10 mm diameter) Use increasing 200 PET-CT scanners in 2 years* PET-CT hybrid scanners: registration solved *From Bradley, Thorstad, Mutic, et al., IJROBP 59(1):78-86, 2004. PET and Radiation Treatment Planning Main contribution Staging: Target Localization Very important: stage determines treatment approach Binary results: presence/absence of disease, metastasis Dramatic differences possible Treatment mode: reamo, chemo, beamo (EG Shaw) none, one, all three? 10-30% NSCLC patients stage changes Radiation treatment fields: ie, inclusion of nodes Estimation better coverage of target with PET in 30 60% of patients receiving definitive radiation treatment* *From Bradley, Thorstad, Mutic, et al., IJROBP 59(1):78-86, 2004. Colon Cancer: Possible Treatment Fields Initial Staging Initial Staging Re-Staging Colon Cancer: Possible Treatment Fields Initial Staging Initial Staging Re-Staging Simple Field No Treatment Field Includes Nodal Region No Treatment Adapted from Rohren, Turkington, Coleman: Radiology 2004; 231:305-332 Adapted from Rohren, Turkington, Coleman: Radiology 2004; 231:305-332

FDG PET and Staging, Localization Change in stage before and after PET-CT Increased Dose: Boost High Uptake Regions Das et al. Med Phys. 2004 looked at feasibility of delivering radiation dose in proportion to FDG distribution in 2 patients Rationale: FDG-uptake is correlated to tumor cell proliferation rate PET for targeting; SPECT (normal lung perfusion) for avoidance Compared uniform dose distribution with non-uniform dose based on FDG distribution & IMRT While feasible, word of caution, was that non-uniform dose distributions attempting to increase dose to high uptake regions, may result in unacceptable dose-volume levels for normal structures. From Koshy, Paulino, Howell et al., Head & Neck, 27:6 494-502, 2005. PET and Radiation Treatment Planning PET for Planning NSCLC Secondary contribution Target Definition Image-based target extent, shape quantitative Important topic Subject of investigation: concepts, methods, tools Secondary contribution Treatment Monitoring Image-based response and evaluation of treatment Important topic Subject of investigation: concepts, methods, tools Secondary to become Primary?

Impact on size of PTV: CT vs PET/CT FDG PET and Radiation Treatment Change in PTV and prescribed dose 1200 1000 PTVCT/FDG (cm 3 ) 800 600 400 Relative changes ranged from 0.40 to 1.86 In 5 of 23 cases, new FDG nodes detected that increased PTV 200 0 Observer 1 Observer 2 Observer 3 0 200 400 600 800 1000 1200 PTVCT (cm 3 ) Mah,, Caldwell, Ung et al. IJROBP 52, 2002 From Koshy, Paulino, Howell et al., Head & Neck, 27:6 494-502, 2005. Ex: FDG-PET decreased the target volume PET can minimize volume of normal tissue irradiated Reduction of radiation volume due to better distinction between tumor and atelectasis PTV based on PET/CT Sparing of normal tissue such as lung will result in less morbidity and possibly, allow higher dose to tumor Purple Outline: CT only Green Outline: PET/CT PTV based on CT only

Ex: FDG-PET increased the target volume Pre-PET : RLL lesion with right paratracheal node Post-PET: RLL lesion with right paratracheal; subcarinal; and hilar lymphadenopathy (some < 1 cm on CT) GTV increased to encompass these nodal regions. Impact of PET-CT on RT Volume Delineation Using Combined PET-CT Scanner: Wash U Group Prospective study : 26 NSCLC patients 8/26 (31%) PET changed staging Of 24 still planned radically In 3, PET/CT reduced volume compared to CT alone due to atelectasis In 10, PET/CT increased volume as unsuspected nodal disease was detected In 1, new separate tumour focus was found in same lung Overall PET/CT resulted in alterations in radiation planning in over 50% of patients by comparison to CT alone. Bradley, J et al. IJROBP 59, 2004 GTV: CT v PET-CT Use of PET-CT may reduce GTV/CTV GTV-CT GTV-PET-CT Process: PET in Radiation Treatment Cancer diagnosis biopsy, imaging Treatment position, immobilization PET imaging in treatment position Expert image review Image transfer DICOM, other? Image registration (if needed) Target localization and definition Treatment planning From Schwartz, Ford, Rajendran, et al., Head & Neck 27(6): 478-487, 2005.

Radiation Treatment Planning with PET CT 4 Patient Positioning And Immobilization 1 3 PET 1 These can be separate units or a combined PET-CT 2 Setup reproducibility the primary concern Poor setup reproducibility may require deformable image registration Flat Tabletop Immobilization Device 3-Mode Fiducial Markers non-hybrid PET scanning 3-Mode Fiducial Markers For face mask patients, markers are attached to the mask For body mould patients, markers are attached to the skin PET CT

PET-CT Image Registration Hybrid PET-CT Scanner Combined helical, multislice CT scanner mated to a PET scanner Possibly three scans acquired during procedure Attenuation correction CT PET: 2D or 3D acquisition Treatment planning CT +C PET-CT Logistics LA 1 On-site cyclotron for FDG production Delivery to secure isotope room Calibration check and syringe preparation Injection in Injection Room, and waiting there Usually: Coarse CT, PET, hi-quality CT Protocols match Radiology protocols Research protocols H/N chemo-radiation trial Dose monitoring to environs show no difficulties Approximately five PET-CT patients per week Cross-trained technologists and Radiology faculty input All scans to institutional PACS for interpretation, archive Performing CT +C scans per Radiology protocol VSim R/F PET-CT MR LA 2 LA 3

PET-CT Adjacent control, scanner, inject-wait, lab, and toilet 1/8 in Pb; control, scanner adjacent waiting, scanner bkg 1/2 in Pb; inject-wait, toilet Isotope prep near on-site CT, PET-CT operation is quality future additional QA testing Shared Virtual Simulation Laser marking system Automated PACS archive, selective push to TPS Normal access security PET-CT Control Virtual Sim Office Office PET-CT MR Control MR Inject -Wait MR Annex MR Equip Wait Wait View from Operator Entry Patient Access, Injection Room Target Definition Qualitative: Expert clinical review Visual, inclusion of clinical history and data Above background Quantitative: Voxel intensity values 40-50% of peak intensity (above background?) Standardized Uptake Value (SUV) of ROI ie, SUV > 2.5 indicates positive for cancer Region determined by PET, extent by CT

Radiation Treatment Planning with PET Target Definition Same patient image: different window and level! Radiation Treatment Planning with PET Target Definition Same patient image: different window and level! Depending on image window and level setting, target volume can change by 50%. Also: a) SUV not a part of DICOM data b) SUV utility unclear In this example, Lt target is larger than Rt target by factor of 1.2 (Lt v Rt), and shape is slightly different Radiation Treatment Planning with PET Target Definition Same patient image: different window and level! In this example, Lt target is larger than Rt target by factor of 1.2 (Lt v Rt), and shape is slightly different Standardized Uptake Value (SUV) Semi-quantitative measure of glucose metabolism Essentially: Average voxel value within an ROI normalized by activity and body weight Relative to an individual patient Malignancy v benign Tumor grade Treatment response Prognosis (?) biological models In part from Rohren, Turkington, Coleman: Radiology 2004; 231:305-332

SUV Limitations Semi-quantitative measure of glucose metabolism Definition of the ROI (CT? self-referencing), and its location over time (ie, scan to scan) Tumor heterogeneity: necrosis, variable grade Tumor volume changes with time Small tumors difficult to image (size resolution) Glucose load? Consensus? Quantification of FDG uptake? In part from Greven: Sem Rad Onc 14:2, 2004. SUV Phantom Investigation Threshold SUV-function can be determined via measurement to enable definition of an FDG PET-GTV Depends on mean target SUV May be better than constant-valued SUV (ie, 2.5 or 50% FWHM) Difficult for low SUVs (SUV < 2.0) Tested in patient population From Black, Grills, Kestin, et al., IJROBP 60(4):1272-1282, 2004 Approaches to PET-Target Definition 40-50% of peak intensity (above background?) Standardized Uptake Value (SUV) of ROI ie, SUV > 2.5 indicates positive for cancer Region determined by PET, extent by CT Calibrated method for scanner? The Digital Contour A Threshold Process Threshold Value Peak Target Width In common digital image with voxel intensities Bkg

The Digital Contour A Threshold Process The Digital Contour Target Complexity Peak Peak Threshold Value Target Width Threshold Value Target Width Bkg Bkg The Digital Contour Target Complexity Study: Fixed Thresholds Courtesy, A Kirov (AAPM 2006) Same image: different window and level Peak 1) FPT 40 % 2) Mean target SUV Threshold Value Target Width 3) Background based 4) SUV=2.5 Bkg

Conceptual Framework: Image-Based Imaging Pre, During, and Post Therapy: Ideal Timepoints Pre-T Mid-Point T End T 1 mo post 3+ mo post T T Hypotheses for use of midpoint-rt imaging: Imaging will provide data for identifying early response and/or modifying therapy Imaging will provide data useful for therapy modification for no response PET-CT Dose Assessment Whole-body PET-CT scanning (top of head to mid-thigh) is proposed for the evaluation of squamous head/neck cancer to be treated by combined modality chemo-radiation. The PET-CT simulations are a) PET- CT, followed by b) CT + contrast. Dose assessment is summarized as follows: Scan Type Dose Equivalent (rem; (msv)) [per scan] 1. CT attenuation scan 1.3 rem (13.4 msv) 2. PET scan (FDG, per 10 mci) 0.7 rem (7 msv) 3. CT + contrast, high quality CT 2.1 rem (20.8 msv) Total dose-equivalent per set of scans:4.1 rem (41.2 msv) (Whole-body) Assumptions CT attenuation scan: 3.75 mm thickness, 130 ma, CTDI ~ 9.1 mgy PET scan: 18F-FDG, per 10 mci CT +C, high quality scan: 2.5 mm thickness, 200 ma, CTDI ~ 14.2 mgy Note: CT scans obtained with auto-ma; actual ma varies with body thickness Formulism is as follows1: D = G x CTDI, where D[T] is dose and G[T] ("Gamma") is the organ-specific dose coefficient. Then, G[E] is used to compute Effective Dose where G[E] = S(G[T]i x w[t]i) (classic weight factors per organ). So, D[E] = G[E] x CTDI The total conversion coefficient, G [E], weighted over all organs, is 1.47 msv/mgy 1 References 1. Brix, Lechel, et al, JNM 46:608-613, 2005. FDG PET and CT Image Registration FDG PET and CT Image Registration Original CT defined PTV Paraesophageal node seen on PET, but not CT Courtesy of A Kirov, MSKCC Courtesy of A Kirov, MSKCC

Patient Tumor Volume PET/CT Volume Irradiated PET/CT Lung V20 PET/CT Comments 1 3.25 1.25 1.11 unsuspected chest wall disease on PET 2 5.52 1.52 1.45 unsuspected supraclavicular node on PET 3 5.05 1.5 1.18 more extensive mediastinal disease on PET than CT 4 1.19 1 0.86 good correlation between CT and PET 5 0.48 0.83 0.66 atalectasis identified inarea suspicious for tumor on CT 6 1.75 1.2 1.37 larger tumor mass on PET than identified on CT 7 1.5 1.6 1.25 larger tumor mass on PET than identified on CT 8 3.83 1.8 1.5 unsuspected superior mediastinal disease on PET 9 1.34 1.29 1 slightly larger tumor mass on PET than identified on CT 10 4.49 1.25 1.48 more extensive nodal involvement/ bone involvement on PET 11 2.55 1.03 1.03 unsuspected superior mediastinal disease on PET 12 2.33 1.13 1.19 larger tumor mass on PET than identified on CT 13 0.92 1 1 atalectasis identified inarea suspicious for tumor on CT 14 9.57 1.08 1.31 extensive mediastinal disease, additional parenchymal nodule on 15 1.65 1 1 fairly good correlationbetween CT and PET mean 3.03 1.23 1.16 stdev 1.13 0.18 0.08 sem 0.29 0.05 0.02 12 10 8 6 4 2 0 Tumor Volume PET/CT Volume Irradiated PET/CT Lung V20 PET/CT Target Volume Differences - New target area not previously covered - Change in target volume - Union of CT + PET GTV-CT and GTV-PET Other Issue: Inter-observer Variation PET CT Tomlinson, Russo, Bourland: ASTRO 2000 From Caldwell, Mah, Ung, et al., IJROBP 51(4):923-931, 2001 Other Issue: PET Artifact Near a Cavity PET in Brachytherapy Applicators, critical structures and tumor contoured Software places sources at predefined positions with respect to applicator tips Source strengths and treatments times optimized Alternatively, deliver conventional dose distributions Tilted Coronal View 65 cgy/hr Target Tandem RT planning contours displayed on registered CT (left) and PET (right) images from a PET/CT scan, showing PET signal appearing to originate from a ~1 cm wide air cavity inside the trachea. Courtesy of A Kirov, MSKCC 18 cgy/hr

Non-FDG PET Oncology Imaging Biological and Molecular Imaging Hypoxia: F-misonidazole (U Wash) Hypoxia: Cu-ATSM (Wash U) Proliferation: C-Thymidine (U Wash) Blood flow: Water Others: permeability, DNA synthesis, tumor receptors, chemotherapy drugs Radiopharmaceutical development important Does It Matter? Indicators of Cancer Diagnosis, Treatment, and Evaluation can be Molecularly Imaged Hypoxia and indicators/results of hypoxia Cell proliferation and cell cycle sensitivity Apopotosis Growth factors, stroma and vascular environments Radiosensitivity and radioresistance Molecular Signature IMT (Thymidine)-SPECT/MRI: GBM Proliferation (from Grosu, Weber et al, Technical University of Munich) Methionine PET: Anaplastic Astro From Weber, Grosu* et al, Technical University of Munich MRT (T2) FDG-PET Methionine-PET * Grosu et al, ASTRO 2002: MET PET delivered additional information in 79% patients with resected gliomas

Bioanatomic Imaging and Treatment BAIT Wake Forest University Can tumor biology be imaged? MR, MRs, PET, SPECT, fmr Can image-based tumor biology direct biologically correct cancer therapy RTP has been/is anatomically based What will molecular images contribute? Paradigm Shift for Radiation Oncology a shift to Biological and Molecular Target Volumes Bio-physical Modeling Custom Dose Coverage of Target Volumes made possible by Quantitative Use of Bio-molecular Images Hi-Tech Radiation Treatment, called: Intensity Modulated Radiation Treatment JD Bourland MR1 Patient 3: Bioanatomic Imaging F18 Misonidazole PET and MRI Spectroscopy MR2 MR3 PET Hypoxia conventional treatment (rectangular dose distribution) Conformal Radiation Treatment conformal (dose matches target shape) Tumor region Hypoxic region Applications 3D RTP (IMRT) Biologically targeted therapy Response assessment MR Spectroscopy bioanatomic IMRT (dose matches target shape and biology) Spectroscopic sample region Ch/Cr NAA Lact JD Bourland JD Bourland, Wake Forest University

The Ideal Dose Distribution? A New Model The target model is wrong! Is the target model wrong? 100 Dose 0 Non-homogeneous dose distribution Higher Dose Position Lower Dose PET Imaging and Biological Models Mathematical Representations of Effect Model Generation Theoretical models: bio-physio-molecular principles Micro models: fit of bio-molecular observations Macro models: fit of clinical observations Model Application Predictive models: guidance of therapeutic decisions Predictive models: estimation of prognosis Image-Based: what does voxel intensity mean? JD Bourland, Wake Forest University Biological Modeling: Dose Function Histogram SPECT Lung Perfusion, Normal Tissue Injury pre-treatment (Munley/Marks, Duke/WFU) Normal lung sparing 11C-Methionine PET Regional Salivary Gland Function Anatomic Bioanatomic post-treatment JD Bourland, Wake Forest University Percent Function 100 objective anatomic 90 80 bioanatomic 70 60 50 40 30 20 10 0 0 10 20 29 39 49 59 Dose (Gy) Right side: mean dose 30Gy Left side: mean dose 57 Gy Buus et al, Radiotherapy and Oncology 73:289-296, (2004).

11C-Methionine PET Regional Salivary Gland Function a) Volume of distribution of 11C-methionine b) K, the net metabolic clearance of 11C-methionine Buus et al, Radiotherapy and Oncology 73:289-296, (2004). The Digital Imaging Process Acquisition Mode/Device Post Acquisition Processing Manipulation/Application Secondary Image Generation Display MR (MR MRs, pmr, fmr); PET (FDG, hypoxia, perfusion, proliferation); SPECT; Optical (in vivo microscopy, tomography) Reconstruction, Transfer Classification, Localization, Registration, Segmentation, Measurement [spatial, intensity], Physical and Biological Models DRRs, Composite Images Observation, Evaluation Digital Imaging and RTP Image Content and Pixel Meaning Images provide 3D and 4D information. The challenge is to extract the morphologic, pathologic, biologic, physiologic, or metabolic meaning of the image numbers. Imaging Science Tasks Classification/Estimation Hypothesis of data, (tumor, kidney) Sample object image: SNR, contrast, CT: electron density (attenuation, dose) MR: proton density, magnetic moment (?) PET: radionuclide distribution (physiology?) SPECT: radionuclide distribution (physiology?) Other: What does a pixel mean? Imaging Science Tasks Four outcomes True positive (TP); Sensitivity (TPF) False positive (FP); Specificity (1 - FPF) True negative (TN) False negative (FN) Limitations and Opportunities PET Oncology Imaging And Treatment Image resolution, SNR, specificity, sensitivity Scan speed, effects of motion, gating FDG and radiopharmaceutical development Image registration/image processing tools Kinetic modeling SUVs, equivalent reference values Patient positioning RTP target delineation RTP dose compartments and resolution

Why Image Patients? A Picture of the Patient The patient is his own best representation An image set is only an approximation Do we know what the numbers mean? A picture tells A collage showing where tumor has regressed, stayed the same, or grown. JD Bourland Summary Physics of PET and PET-CT PET oncology imaging: impact is staging and thus treatment pathway or approach PET and Radiation Treatment Planning Localization of regions to be treated Targeting, contour delineation, with limits Clinical trials important: H/N, Lung, GI Non-FDG PET Oncology Imaging Limitations and opportunities with PET Paradigm shift for Radiation Oncology Growth of PET, PET-CT in the RadOnc clinic Acknowledgements Work supported in part by research grants from North Carolina Baptist Hospital, Varian Medical Systems, and GE Healthcare Kathy Mah, University of Toronto, Sunnybrook Sasa Mutic, Washington University in St. Louis Assen Kirov, Memorial Sloan Kettering, NY, NY